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CAG-25-098
Taxiway A Rehabilitation and Associated Improvements Call for Bids
Page 1 of 2 2025
CITY OF RENTON
CALL FOR BIDS
Taxiway A Rehabilitation and Associated Improvements
Sealed bids will be received until 2:00 p.m., Wednesday, May 14, 2025, at the lobby of Renton City Hall, 1055
South Grady Way, Renton WA 98057. No mailed, Fedex, or UPS delivered bids will be accepted. Sealed bids will
be opened and publicly read via the Zoom video-conferencing web application at 3:00 p.m., Wednesday, May
14, 2025 (60 minutes after published bid submittal time). Any bids received after the published bid submittal
time cannot be considered and will not be accepted.
• Please include bidder’s name, address, and the name of the project on the envelope.
• The bid opening meeting can be accessed via videoconference by:
o Clicking this link to join the Zoom meeting:
https://us06web.zoom.us/j/84750519244?pwd=FfsBe6Da1iDbaB4cjuN7IuRDv2Mrj8.1
o Using the Zoom app: Meeting ID: 847 5051 9244; Passcode: 207150
o Via telephone by dialing: 253-215-8782, followed by 84750519244# ... 0# … *207150#.
• Zoom is free to use and is available at https://zoom.us/.
The improvement for which bids will be received is described below:
• Rehabilitation of Taxiway A, which includes asphalt pavement removal, maintaining the existing
subgrade and subbase, constructing a new base course and bituminous stabilized base course, and
HMA surface course;
• Rehabilitation of the sea plane ramp, which will include asphalt pavement removal, constructing a new
base course, cement-treated base, and new HMA surface course;
• Mill and inlay of the connector taxiways and existing service road west of Taxiway A;
• Replacement of taxiway edge lights and airfield signs with new LED fixtures;
• Miscellaneous electrical improvements as described in the contract documents;
• Taxiway pavement marking; and
• Infield storm drainage improvements.
The Engineer’s estimate for construction of the base bid schedules (Schedule A + B + G + H) is $16-$18 million.
A total of 135 calendar days is allowed for completion of Phase 1 and a total of 79 calendar days is allowed
for completion of Phase 2. The City will issue multiple Notice to Proceed (NTP) dates as outlined below. For
detailed information on NTP dates and contract times for each phase of work, see Information for Bidders,
Section 80-08 of the General Provisions, and the Construction Safety and Phasing Plan drawings.
• NTP for procurement of electrical equipment is anticipated on or about August 1, 2025. All
acquisitions for 2026 construction are to be complete by September 30, 2025.
• If awarded, NTP for Schedule D, Items 125 and 136 (new Airfield Lighting Vault building) is
anticipated on or about September 15, 2025.
• NTP for Phase 1 construction (not including final application of pavement markings and final seeding)
is anticipated on or about May 11, 2026.
• NTP for Phase 1 final application of pavement markings and final seeding will be issued at the City’s
convenience and may be delayed until Spring 2027 due to weather conditions.
• NTP for Phase 2 construction (not including final application of pavement markings and final seeding)
is anticipated on or about June 7, 2027.
• NTP for Phase 2 final application of pavement markings and final seeding will be issued at the City’s
convenience and may be delayed until Spring 2028 due to weather conditions.
The City reserves the right to reject any and/or all bids and to waive any and/or all informalities. Bid documents
will be available for review on Wednesday, April 16, 2025.
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4/14/2025
2025.04.14 21:14:42-07'00'
PROFESSIONAL OF RECORD CERTIFICATION(S):
Seal w/signature I certify the Technical Specifications listed below are applicable to
the design for the subject project for Civil.
Modified Technical Specifications were prepared by me or under
my supervision.
Section V: FAA Technical Specifications
Item C-102 Temporary Air and Water Pollution, Soil
Erosion, and Siltation Control
Item C-106 Temporary Traffic Control
Item D-701 Pipe for Storm Drains and Culverts
Item D-705 Pipe Underdrains for Airports
Item D-751 Manholes, Catch Basins, Inlets, and
Inspection Holes
Item T-901 Seeding
Item T-905 Topsoil
Date Signed: ______4/11/2025___
KIMLEY-HORN
PROFESSIONAL OF RECORD CERTIFICATION(S):
Seal w/signature I certify the Technical Specifications listed below are applicable to
the design for the subject project for Civil.
Modified Technical Specifications were prepared by me or under
my supervision.
Section V: FAA Technical Specifications
x Item P-102 Trench Excavation Safety Systems
x Item P-103 Utility Potholing
x Item P-153 Controlled Low-Strength Material (CLSM)
x Item P-405 Water Main Hot Mix (HMA) Pavement
x Item P-502 Cement Concrete Sidewalks
x Item P-503 Curbs and Gutters
x Item P-625 Right-of-Way Pavement Markings
x Item W-100 Water Mains
x Item W-101 Valves for Water Mains
x Item W-102 Hydrants
x Item W-103 Compressed Air
Date Signed: __________________
KIMLEY-HORN
4/11/2025
PROFESSIONAL OF RECORD CERTIFICATION(S):
Seal w/signature I certify the Technical Specifications listed below are applicable to
the design for the subject project for Electrical.
Modified Technical Specifications were prepared by me or under
my supervision.
Section V: FAA Technical Specifications
Item L-100 Electrical General Requirements
Item L-108 Underground Power Cable for Airports
Item L-109 Airport Transformer Vault and Vault Equipment
Item L-110 Airport Underground Electrical Duct Banks and
Conduits
Item L-115 Electrical Manholes and Junction Structures
Item L-125 Installation of Airport Lighting Systems
Item P-606 Adhesive Compounds, Two-Component for
Sealing Wire and Lights in Pavement
Date Signed: _04/14/25____
KIMLEY-HORN
Modified Tec
my supervisio
Section V: FA
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ĚĂLJƐƉƌĞĐĞĚŝŶŐƚŚĞďŝĚŽƉĞŶŝŶŐƚŽĂůůŽǁĂǁƌŝƚƚĞŶƌĞƉůLJƚŽƌĞĂĐŚĂůůƉƌŽƐƉĞĐƚŝǀĞŝĚĚĞƌƐ
ďĞĨŽƌĞƚŚĞƐƵďŵŝƐƐŝŽŶŽĨƚŚĞŝƌŝĚƐ͘YƵĞƐƚŝŽŶƐƌĞĐĞŝǀĞĚůĞƐƐƚŚĂŶĨŝǀĞďƵƐŝŶĞƐƐĚĂLJƐƉƌŝŽƌƚŽ
ƚŚĞĚĂƚĞĨŽƌŽƉĞŶŝŶŐŽĨŝĚƐŵĂLJŶŽƚďĞĂŶƐǁĞƌĞĚ͘KŶůLJƋƵĞƐƚŝŽŶƐĂŶƐǁĞƌĞĚďLJĨŽƌŵĂů
ǁƌŝƚƚĞŶĚĚĞŶĚĂǁŝůůďĞďŝŶĚŝŶŐ͘KƌĂůĞdžƉůĂŶĂƚŝŽŶƐ͕ŝŶƚĞƌƉƌĞƚĂƚŝŽŶƐ͕ŽƌŝŶƐƚƌƵĐƚŝŽŶƐŐŝǀĞŶďLJ
ĂŶLJŽŶĞďĞĨŽƌĞƚŚĞǁĂƌĚŽĨŽŶƚƌĂĐƚǁŝůůŶŽƚďĞďŝŶĚŝŶŐŽŶƚŚĞŝƚLJŽĨZĞŶƚŽŶ͘
ϯ͘dŚĞKǁŶĞƌ͛ƐƌĞƉƌĞƐĞŶƚĂƚŝǀĞĨŽƌƚŚĞƉƌŽũĞĐƚŝƐĞŶƚƵƌLJtĞƐƚŶŐŝŶĞĞƌŝŶŐ;ŶŐŝŶĞĞƌͿ͘dĞĐŚŶŝĐĂů
ƋƵĞƐƚŝŽŶƐĂďŽƵƚƚŚĞƉƌŽũĞĐƚƐŚŽƵůĚďĞĚŝƌĞĐƚĞĚƚŽ'ƌĞŐZĞŝŶĐĞ͕ĞŶƚƵƌLJtĞƐƚŶŐŝŶĞĞƌŝŶŐĂŶĚ
tŝůůŝĂŵĚĂŵƐ͕ŝƚLJŽĨZĞŶƚŽŶ͗
•^ƵďŵŝƚƋƵĞƐƚŝŽŶƐǀŝĂĞͲŵĂŝůƚŽ͗ŐƌĞŝŶĐĞΛĐĞŶƚƵƌLJǁĞƐƚ͘ĐŽŵĂŶĚǁĂĚĂŵƐΛƌĞŶƚŽŶǁĂ͘ŐŽǀ͘
WƵƚ͞dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ͟ŝŶƚŚĞƐƵďũĞĐƚůŝŶĞ͘
EŽŽƚŚĞƌƚLJƉĞŽĨŝŶƋƵŝƌLJǁŝůůďĞĂĐĐĞƉƚĞĚ͘
Taxiway A Rehabilitation and Associated Improvements Information for Bidders
Page 2 of 7 2025
4. All bids must be self-explanatory. Partial bids will not be accepted. No opportunity will be
offered for oral explanation except as the City of Renton may request further information on
particular points. The bidder shall, upon request, furnish information to the City of Renton
as to their financial and practical ability to satisfactorily perform the work.
5. The City of Renton reserves the right to reject any and all bids or waive any and/or all
informalities.
6. Payment for this work will be made in cash warrants. Progress estimates of the work done
by the Contractor shall be submitted to the Engineer ten (10) calendar days before the end
of each calendar month. Estimates will be approved and acted upon by the Owner in the
following month which the work is done. No retainage will be held by the Owner from
progress payments due the Prime. If the Contractor fails to complete the work within the
time limit fixed in the contract, no estimate shall be made or progress payments allowed
thereafter until the work is finally completed.
7. Bidders are not required to be in possession of a current City of Renton business license in
order to bid on City projects. However, Contractors and all subcontractors of all tiers must
be in possession of a current City business license while conducting work in the City.
8. Basis of Award
Bidders must bid all portions of the work. The construction contract will be awarded by the City
of Renton to the lowest responsible, responsive bidder.
Schedule A, B, G, and H combined form the Base Bid. The bid items contained in Schedule D,
Schedule F, and Schedule K are Additive Bids. The low bidder, for purposes of award, shall be the
responsive bidder offering the low aggregate amount for the base bid, plus additive bids,
considered in order and within funds available for the project.
Additive bids will be considered in the order listed below:
· Award Alternative 1: Schedules A + B + G + H
· Award Alternative 2 (if funding allows): Alternative 1 + Schedule D
· Award Alternative 3 (if funding allows): Alternative 1 + Schedules D + F + K
Schedule C, Schedule E, Schedule I, and Schedule J for AIP-ineligible work will not be used in
determining the low bidder. The City may select to award these schedules at their option.
The City reserves the right to withdraw any item(s) from being part of the award consideration
and the Additive Bids from being part of the Work.
Funding for the project is comprised of an FAA Grant and City budgeted match funding. The
contract is subject to the receipt of FAA grant funding.
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ /ŶĨŽƌŵĂƚŝŽŶĨŽƌŝĚĚĞƌƐ
WĂŐĞϯŽĨϳ ϮϬϮϱ
ϵ͘EŽƚŝĐĞdŽWƌŽĐĞĞĚ
ƵĞƚŽƚŚĞƚŝŵŝŶŐĂŶĚĂǀĂŝůĂďŝůŝƚLJŽĨƉƌŽũĞĐƚĨƵŶĚŝŶŐ͕ǁĞĂƚŚĞƌ͕ĨŝĞůĚĐŽŶĚŝƚŝŽŶƐŽƌŽƉĞƌĂƚŝŽŶĂů
ĐŝƌĐƵŵƐƚĂŶĐĞƐ͕EŽƚŝĐĞƚŽWƌŽĐĞĞĚ;EdWͿĨŽƌǀĂƌŝŽƵƐƐĞŐŵĞŶƚƐŽĨƚŚĞĐŽŶƚƌĂĐƚǁŽƌŬŵĂLJďĞŝƐƐƵĞĚ
ĂŶĚǁŝůůďĞŝƐƐƵĞĚďLJƚŚĞKǁŶĞƌĂƚƚŚĞKǁŶĞƌ͛ƐĐŽŶǀĞŶŝĞŶĐĞ͘ĂƚĞƐůŝƐƚĞĚďĞůŽǁĨŽƌƚŚĞǀĂƌŝŽƵƐ
ƐĞŐŵĞŶƚƐŽĨǁŽƌŬĂƌĞĂƉƉƌŽdžŝŵĂƚĞŽŶůLJ͕ĂŶĚƚŚĞKǁŶĞƌƌĞƐĞƌǀĞƐƚŚĞƌŝŐŚƚƚŽŝƐƐƵĞEdWĂƚĂŶLJ
ƚŝŵĞƚŚĂƚƉƌŽũĞĐƚĨƵŶĚŝŶŐ͕ǁĞĂƚŚĞƌ͕ĨŝĞůĚĐŽŶĚŝƚŝŽŶƐ͕ŽƌŽƉĞƌĂƚŝŽŶĂůĐŝƌĐƵŵƐƚĂŶĐĞƐĂůůŽǁ͘
EŽĂĚũƵƐƚŵĞŶƚƐǁŝůůďĞŵĂĚĞƚŽƚŚĞƉƌŝĐŝŶŐĞƐƚĂďůŝƐŚĞĚŝŶƚŚŝƐƉƌŽƉŽƐĂůƌĞŐĂƌĚůĞƐƐŽĨǁŚĞŶEŽƚŝĐĞ
ƚŽWƌŽĐĞĞĚŝƐŝƐƐƵĞĚ͘EŽǁŽƌŬƐŚĂůůďĞŐŝŶƉƌŝŽƌƚŽŝƐƐƵĂŶĐĞŽĨEŽƚŝĐĞƚŽWƌŽĐĞĞĚďLJƚŚĞKǁŶĞƌ͘
EŽƚŝĐĞƚŽWƌŽĐĞĞĚĨŽƌǁŽƌŬƐĞŐŵĞŶƚƐƐŚĂůůďĞĂƐĨŽůůŽǁƐ͗
Ă͘EdWĨŽƌĞůĞĐƚƌŝĐĂůĞƋƵŝƉŵĞŶƚƐƵďŵŝƚƚĂůƐĂŶĚƉƌŽĐƵƌĞŵĞŶƚŽĨůŽŶŐůĞĂĚͲƚŝŵĞĞůĞĐƚƌŝĐĂů
ŝƚĞŵƐĨŽƌϮϬϮϲ ĐŽŶƐƚƌƵĐƚŝŽŶ͘EdW ŝƐ ĂŶƚŝĐŝƉĂƚĞĚ ŽŶ Žƌ ĂďŽƵƚ ƵŐƵƐƚϭ͕ ϮϬϮϱ͕ĂƚƚŚĞ
ĐŽŶǀĞŶŝĞŶĐĞŽĨƚŚĞKǁŶĞƌ͘ůůƐƵďŵŝƚƚĂůƐĂƐƐŽĐŝĂƚĞĚǁŝƚŚĞůĞĐƚƌŝĐĂůĞƋƵŝƉŵĞŶƚƐŚĂůůďĞ
ĐŽŵƉůĞƚĞ͕ĂŶĚŵĂƚĞƌŝĂůƐŽƌĚĞƌĞĚďLJ^ĞƉƚĞŵďĞƌϯϬ͕ϮϬϮϱ͘dŚĞŽŶƚ ƌĂĐƚŽƌǁŝůůďĞƌĞƋƵŝƌĞĚ
ƚŽƉƌŽǀŝĚĞƚŚĞKǁŶĞƌǁŝƚŚĚŽĐƵŵĞŶƚĂƚŝŽŶŽĨƚŚĞŽƌĚĞƌƐ͘EŽĐŽŶƚƌĂĐƚƚŝŵĞǁŝůůďĞĐŽƵŶƚĞĚ
ƚŽǁĂƌĚƐ ƚŚĞ ĂůůŽǁĞĚ ĐŽŶƚƌĂĐƚĚƵƌĂƚŝŽŶ ŝĨ ĂůůĞůĞĐƚƌŝĐĂů ĞƋƵŝƉŵĞŶƚĂĐƋƵŝƐŝƚŝŽŶ ĐĂŶ ďĞ
ĚŽĐƵŵĞŶƚĞĚƚŽŚĂǀĞŽĐĐƵƌƌĞĚďLJ^ĞƉƚĞŵďĞƌϯϬ͕ϮϬϮϱ͘KŶĞ;ϭͿĐĂůĞŶĚĂƌĚĂLJǁŝůůďĞ
ĐŽƵŶƚĞĚĂŐĂŝŶƐƚƚŚĞĂůůŽǁĞĚĐŽŶƚƌĂĐƚƚŝŵĞĨŽƌĞǀĞƌLJĐĂůĞŶĚĂƌĚĂLJĂĨƚĞƌ^ĞƉƚĞŵďĞƌϯϬ͕
ϮϬϮϱ͕ƵŶƚŝůĂůůĞůĞĐƚƌŝĐĂůĞƋƵŝƉŵĞŶƚŚĂƐďĞĞŶŽƌĚĞƌĞĚďLJƚŚĞŽŶƚƌĂĐƚŽƌ͘
ď͘/ĨĂǁĂƌĚĞĚ͕EdWĨŽƌ^ĐŚĞĚƵůĞ͕/ƚĞŵƐϭ 3ϮĂŶĚϭ4ϯĨŽƌŶĞǁŝƌĨŝĞůĚ>ŝŐŚƚŝŶŐsĂƵůƚďƵŝůĚŝŶŐ
ŝƐĂŶƚŝĐŝƉĂƚĞĚŽŶŽƌĂďŽƵƚ^ĞƉƚĞŵďĞƌϭϱ͕ϮϬϮϱĂŶĚƐŚĂůůďĞĐŽŵƉůĞƚĞĚǁŝƚŚŝŶϱĐĂůĞŶĚĂƌ
ĚĂLJƐŽĨEdW͘EŽĐŽŶƚƌĂĐƚƚŝŵĞǁŝůůďĞĐŽƵŶƚĞĚƚŽǁĂƌĚƐƚŚĞĂůůŽǁĞĚĐŽŶƚƌĂĐƚĚƵƌĂƚŝŽŶĨŽƌ
WŚĂƐĞϭŝĨĂůůǁŽƌŬĂƐƐŽĐŝĂƚĞĚǁŝƚŚƚŚĞŶĞǁŝƌĨŝĞůĚ>ŝŐŚƚŝŶŐsĂƵůƚďƵŝůĚŝŶŐŝƐĐŽŵƉůĞƚĞ
ǁŝƚŚŝŶϱĐĂůĞŶĚĂƌĚĂLJƐ͘KŶĞ;ϭͿĐĂůĞŶĚĂƌĚĂLJǁŝůůďĞĐŽƵŶƚĞĚĂŐĂŝŶƐƚƚŚĞĂůůŽǁĞĚĐŽŶƚƌĂĐƚ
ƚŝŵĞĨŽƌWŚĂƐĞϭĨŽƌĞǀĞƌLJĐĂůĞŶĚĂƌĚĂLJƚŚĂƚƚŚĞǁŽƌŬƌĞŵĂŝŶƐŝŶĐŽŵƉůĞƚĞĂĨƚĞƌƚŚĞ
ĂůůŽǁĞĚϱĐĂůĞŶĚĂƌĚĂLJƐ͘
Đ͘EdWĨŽƌWŚĂƐĞϭĐŽŶƐƚƌƵĐƚŝŽŶŝƚĞŵƐ;ŶŽƚŝŶĐůƵĚŝŶŐĨŝŶĂůĂƉƉůŝĐĂƚŝŽŶŽĨƉĂǀĞŵĞŶƚŵĂƌŬŝŶŐƐ
ĂŶĚĨŝŶĂůƐĞĞĚŝŶŐͿƌĞƋƵŝƌĞĚƚŽďĞĐŽŵƉůĞƚĞĚƵƌŝŶŐĂĐŽŶƚŝŶƵŽƵƐϭϯϯĐĂůĞŶĚĂƌĚĂLJĐŽŶƚƌĂĐƚ
ƚŝŵĞ͘EdWĨŽƌWŚĂƐĞϭĐŽŶƐƚƌƵĐƚŝŽŶŝƐĂŶƚŝĐŝƉĂƚĞĚŽŶŽƌĂďŽƵƚDĂLJϭϭ͕ϮϬϮϲ͕ĂƚƚŚĞ
ĐŽŶǀĞŶŝĞŶĐĞŽĨƚŚĞKǁŶĞƌ͘
Ě͘EdWĨŽƌƚŚĞWŚĂƐĞϭĨŝŶĂůĂƉƉůŝĐĂƚŝŽŶŽĨƉĂŝŶƚĞĚƉĂǀĞŵĞŶƚŵĂƌŬŝŶŐƐ͕ĂĨƚĞƌŝŶŝƚŝĂůƉĂǀĞŵĞŶƚ
ŵĂƌŬŝŶŐĂƉƉůŝĐĂƚŝŽŶĐƵƌŝŶŐƉĞƌŝŽĚ͕ĂŶĚĨŝŶĂůƐĞĞĚŝŶŐ͘dŚĞƚŝŵĞĂůůŽǁĞĚĨŽƌƚŚŝƐǁŽƌŬŝƐƚǁŽ
;ϮͿĐŽŶƐĞĐƵƚŝǀĞĐĂůĞŶĚĂƌĚĂLJƐ͘EdWǁŝůůďĞŝƐƐƵĞĚĂƚƚŚĞĐŽŶǀĞŶŝĞŶĐĞŽĨƚŚĞKǁŶĞƌĂŶĚ
ŵĂLJďĞĚĞůĂLJĞĚƵŶƚŝů^ƉƌŝŶŐϮϬϮϳĚƵĞƚŽǁĞĂƚŚĞƌĐŽŶĚŝƚŝŽŶƐ͘
Ğ͘EdWĨŽƌWŚĂƐĞϮĐŽŶƐƚƌƵĐƚŝŽŶŝƚĞŵƐ;ŶŽƚŝŶĐůƵĚŝŶŐĨŝŶĂůĂƉƉůŝĐĂƚŝŽŶŽĨƉĂǀĞŵĞŶƚŵĂƌŬŝŶŐƐ
ĂŶĚĨŝŶĂůƐĞĞĚŝŶŐͿƌĞƋƵŝƌĞĚƚŽďĞĐŽŵƉůĞƚĞĚƵƌŝŶŐĂĐŽŶƚŝŶƵŽƵƐϳϳĐĂůĞŶĚĂƌĚĂLJĐŽŶƚƌĂĐƚ
ƚŝŵĞ͘ EdW ĨŽƌ WŚĂƐĞϮĐŽŶƐƚƌƵĐƚŝŽŶ ŝƐ ĂŶƚŝĐŝƉĂƚĞĚ ŽŶ Žƌ ĂďŽƵƚ :ƵŶĞϳ͕ϮϬϮϳ͕ĂƚƚŚĞ
ĐŽŶǀĞŶŝĞŶĐĞŽĨƚŚĞKǁŶĞƌ͘
Ĩ͘EdWĨŽƌƚŚĞWŚĂƐĞϮĨŝŶĂůĂƉƉůŝĐĂƚŝŽŶŽĨƉĂŝŶƚĞĚƉĂǀĞŵĞŶƚŵĂƌŬŝŶŐƐ͕ĂĨƚĞƌŝŶŝƚŝĂůƉĂǀĞŵĞŶƚ
ŵĂƌŬŝŶŐĂƉƉůŝĐĂƚŝŽŶĐƵƌŝŶŐƉĞƌŝŽĚ͕ĂŶĚĨŝŶĂůƐĞĞĚŝŶŐ͘dŚĞƚŝŵĞĂůůŽǁĞĚĨŽƌƚŚŝƐǁŽƌŬŝƐƚǁŽ
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ /ŶĨŽƌŵĂƚŝŽŶĨŽƌŝĚĚĞƌƐ
WĂŐĞϰŽĨϳ ϮϬϮϱ
;ϮͿĐŽŶƐĞĐƵƚŝǀĞĐĂůĞŶĚĂƌĚĂLJƐ͘EdWǁŝůůďĞŝƐƐƵĞĚĂƚƚŚĞĐŽŶǀĞŶŝĞŶĐĞŽĨƚŚĞKǁŶĞƌĂŶĚ
ŵĂLJďĞĚĞůĂLJĞĚƵŶƚŝů^ƉƌŝŶŐϮϬϮϴĚƵĞƚŽǁĞĂƚŚĞƌĐŽŶĚŝƚŝŽŶƐ͘
ϭϬ͘ŝĚ^ĞĐƵƌŝƚLJ͘
Ă͘ĐĞƌƚŝĨŝĞĚĐŚĞĐŬ͕ĐĂƐŚŝĞƌ͛ƐĐŚĞĐŬŽƌďŝĚďŽŶĚĨŽƌĂŶĂŵŽƵŶƚĞƋƵĂůƚŽĂƚůĞĂƐƚĨŝǀĞ
ƉĞƌĐĞŶƚ;ϱйͿŽĨƚŚĞƚŽƚĂůĂŵŽƵŶƚďŝĚ͕ƐŚĂůůĂĐĐŽŵƉĂŶLJĞĂĐŚƉƌŽƉ ŽƐĂůĂƐĞǀŝĚĞŶĐĞŽĨ
ŐŽŽĚĨĂŝƚŚĂŶĚĂƐĂŐƵĂƌĂŶƚĞĞƚŚĂƚŝĨĂǁĂƌĚĞĚƚŚĞĐŽŶƚƌĂĐƚƚŚĞďŝĚĚĞƌǁŝůůĞdžĞĐƵƚĞƚŚĞ
ĐŽŶƚƌĂĐƚĂŶĚŐŝǀĞďŽŶĚĂƐƌĞƋƵŝƌĞĚ͘dŚĞƐƵĐĐĞƐƐĨƵůďŝĚĚĞƌ͛ƐĐŚĞĐŬŽƌďŝĚďŽŶĚǁŝůůďĞ
ƌĞƚĂŝŶĞĚƵŶƚŝůŚĞͬƐŚĞŚĂƐĞŶƚĞƌĞĚŝŶƚŽĂƐĂƚŝƐĨĂĐƚŽƌLJĐŽŶƚƌĂĐƚĂŶĚĨƵƌŶŝƐŚĞĚƌĞƋƵŝƌĞĚ
ĐŽŶƚƌĂĐƚďŽŶĚƐ͘dŚĞKǁŶĞƌƌĞƐĞƌǀĞƐƚŚĞƌŝŐŚƚƚŽŚŽůĚƚŚĞĐĞƌƚŝĨŝĞĚĐŚĞĐŬƐ͕ĐĂƐŚŝĞƌ͛Ɛ
ĐŚĞĐŬƐ͕ŽƌďŝĚďŽŶĚƐŽĨƚŚĞƚŚƌĞĞůŽǁĞƐƚďŝĚĚĞƌƐƵŶƚŝůƚŚĞƐƵĐĐ ĞƐƐĨƵůďŝĚĚĞƌŚĂƐĞŶƚĞƌĞĚ
ŝŶƚŽĂĐŽŶƚƌĂĐƚĂŶĚĨƵƌŶŝƐŚĞĚƚŚĞƌĞƋƵŝƌĞĚĐŽŶƚƌĂĐƚďŽŶĚƐ͘
ď͘dŚĞ ƐƵĐĐĞƐƐĨƵů ďŝĚĚĞƌ ƐŚĂůů ĨƵƌŶŝƐŚ Ăƚ ƚŚĞ ƚŝŵĞ ŽĨ ƚŚĞ ĞdžĞĐƵƚŝŽŶ ŽĨ ĐŽŶƚƌĂĐƚ Ă
ƉĞƌĨŽƌŵĂŶĐĞďŽŶĚĂŶĚĂƉĂLJŵĞŶƚďŽŶĚŝŶĂŶĂŵŽƵŶƚĞƋƵĂůƚŽƚŚĞĨƵůůĂŵŽƵŶƚŽĨƚŚĞ
ĐŽŶƚƌĂĐƚ͕ĐŽŶĚŝƚŝŽŶĞĚƵƉŽŶĨĂŝƚŚĨƵůƉĞƌĨŽƌŵĂŶĐĞŽĨƚŚĞĐŽŶƚƌĂĐƚ͕ĂŶĚƵƉŽŶƉĂLJŵĞŶƚŽĨ
ĂůůƉĞƌƐŽŶƐƐƵƉƉůLJŝŶŐůĂďŽƌĂŶĚŵĂƚĞƌŝĂůƐĨŽƌƉƌŽƐĞĐƵƚŝŽŶŽĨƚŚĞǁŽƌŬ͘dŚŝƐĨŽƌŵĂŶĚ
ƐƵƌĞƚLJƐŚĂůůŵĞĞƚƚŚĞĂƉƉƌŽǀĂůŽĨƚŚĞKǁŶĞƌ͛ƐůĞŐĂůĐŽƵŶƐĞů͘
Đ͘^ƵƌĞƚLJ ĐŽŵƉĂŶŝĞƐ ĞdžĞĐƵƚŝŶŐ ƚŚĞ ďŽŶĚƐ ŵƵƐƚ ďĞ ĐƵƌƌĞŶƚůLJ ĂƵƚŚŽƌŝnjĞĚ ƚŽ ƚƌĂŶƐĂĐƚ
ďƵƐŝŶĞƐƐŝŶƚŚĞ^ƚĂƚĞŽĨtĂƐŚŝŶŐƚŽŶ͘
ϭϭ͘ŝƐĂĚǀĂŶƚĂŐĞĚƵƐŝŶĞƐƐŶƚĞƌƉƌŝƐĞ;ͿWŽůŝĐLJĂŶĚKďůŝŐĂƚŝŽŶ͘
dŚĞKǁŶĞƌ͛ƐĂǁĂƌĚŽĨƚŚŝƐĐŽŶƚƌĂĐƚŝƐĐŽŶĚŝƚŝŽŶĞĚƵƉŽŶŝĚĚĞƌŽƌKĨĨĞƌŽƌƐĂƚŝƐĨLJŝŶŐƚŚĞ
ŐŽŽĚĨĂŝƚŚĞĨĨŽƌƚƌĞƋƵŝƌĞŵĞŶƚƐŽĨϰϵ&ZΑϮϲ͘ϱϯ͘
Ă͘WŽůŝĐLJ͘/ƚŝƐƚŚĞƉŽůŝĐLJŽĨƚŚĞĞƉĂƌƚŵĞŶƚŽĨdƌĂŶƐƉŽƌƚĂƚŝŽŶƚŚĂƚƐ͕ĂƐĚĞĨŝŶĞĚŝŶϰϵ&Z
WĂƌƚ Ϯϲ͕ ƐŚĂůů ŚĂǀĞ ƚŚĞ ŵĂdžŝŵƵŵ ŽƉƉŽƌƚƵŶŝƚLJ ƚŽ ƉĂƌƚŝĐŝƉĂƚĞ ŝŶ ƚŚĞ ƉĞƌĨŽƌŵĂŶĐĞ ŽĨ
ĐŽŶƚƌĂĐƚƐ ĨŝŶĂŶĐĞĚ ŝŶ ǁŚŽůĞ Žƌ ŝŶ ƉĂƌƚ ǁŝƚŚ ĨĞĚĞƌĂů ĨƵŶĚƐ ƵŶĚĞƌ ƚŚŝƐ ĂŐƌĞĞŵĞŶƚ͘
ŽŶƐĞƋƵĞŶƚůLJ͕ƚŚĞƌĞƋƵŝƌĞŵĞŶƚƐŽĨϰϵ&ZWĂƌƚϮϲĂƉƉůLJƚŽƚŚŝƐĂŐƌĞĞŵĞŶƚ͘
ď͘KďůŝŐĂƚŝŽŶ͘dŚĞŽŶƚƌĂĐƚŽƌŽƌƐƵďĐŽŶƚƌĂĐƚŽƌƐŚĂůůŶŽƚĚŝƐĐƌŝŵŝŶĂƚĞŽŶƚŚĞďĂƐŝƐŽĨ
ƌĂĐĞ͕ĐŽůŽƌ͕ŶĂƚŝŽŶĂůŽƌŝŐŝŶ͕ŽƌƐĞdžŝŶƚŚĞƉĞƌĨŽƌŵĂŶĐĞŽĨƚŚŝƐĐŽŶƚƌĂĐƚ͘dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůů
ĐĂƌƌLJŽƵƚĂƉƉůŝĐĂďůĞƌĞƋƵŝƌĞŵĞŶƚƐŽĨϰϵ&ZƉĂƌƚϮϲŝŶƚŚĞĂǁĂƌĚĂŶĚĂĚŵŝŶŝƐƚƌĂƚŝŽŶŽĨ
ĞƉĂƌƚŵĞŶƚŽĨdƌĂŶƐƉŽƌƚĂƚŝŽŶͲĂƐƐŝƐƚĞĚĐŽŶƚƌĂĐƚƐ͘&ĂŝůƵƌĞďLJƚŚĞŽŶƚƌĂĐƚŽƌƚŽĐĂƌƌLJŽƵƚ
ƚŚĞƐĞ ƌĞƋƵŝƌĞŵĞŶƚƐ ŝƐ Ă ŵĂƚĞƌŝĂů ďƌĞĂĐŚ ŽĨ ƚŚŝƐ ĐŽŶƚƌĂĐƚ͕ ǁŚŝĐŚŵĂLJƌĞƐƵůƚŝŶƚŚĞ
ƚĞƌŵŝŶĂƚŝŽŶŽĨƚŚŝƐĐŽŶƚƌĂĐƚŽƌƐƵĐŚŽƚŚĞƌƌĞŵĞĚLJĂƐƚŚĞKǁŶĞƌĚĞĞŵƐĂƉƉƌŽƉƌŝĂƚĞ͘
Đ͘WƌŽŵƉƚWĂLJŵĞŶƚ͘dŚĞƉƌŝŵĞĐŽŶƚƌĂĐƚŽƌĂŐƌĞĞƐƚŽƉĂLJĞĂĐŚƐƵďĐŽŶƚƌĂĐƚŽƌƵŶĚĞƌƚŚŝƐ
ƉƌŝŵĞĐŽŶƚƌĂĐƚĨŽƌƐĂƚŝƐĨĂĐƚŽƌLJƉĞƌĨŽƌŵĂŶĐĞŽĨŝƚƐĐŽŶƚƌĂĐƚŶŽůĂƚĞƌƚŚĂŶϭϬĚĂLJƐĨƌŽŵƚŚĞ
ƌĞĐĞŝƉƚŽĨĞĂĐŚƉĂLJŵĞŶƚƚŚĞƉƌŝŵĞĐŽŶƚƌĂĐƚŽƌƌĞĐĞŝǀĞƐĨƌŽŵƚŚĞŝƚLJŽĨZĞŶƚŽŶ͘dŚĞƉƌŝŵĞ
ĐŽŶƚƌĂĐƚŽƌĂŐƌĞĞƐĨƵƌƚŚĞƌƚŽƌĞƚƵƌŶƌĞƚĂŝŶĂŐĞƉĂLJŵĞŶƚƐƚŽĞĂĐŚƐƵďĐŽŶƚƌĂĐƚŽƌǁŝƚŚŝŶϭϬ
ĚĂLJƐ ĂĨƚĞƌ ƚŚĞ ƐƵďĐŽŶƚƌĂĐƚŽƌ͛Ɛ ǁŽƌŬ ŝƐ ƐĂƚŝƐĨĂĐƚŽƌŝůLJ ĐŽŵƉůĞƚĞĚ͘ ŶLJ ĚĞůĂLJ Žƌ
ƉŽƐƚƉŽŶĞŵĞŶƚŽĨƉĂLJŵĞŶƚĨƌŽŵƚŚĞĂďŽǀĞƌĞĨĞƌĞŶĐĞĚƚŝŵĞĨƌĂŵĞŵĂLJŽĐĐƵƌŽŶůLJĨŽƌ
ŐŽŽĚĐĂƵƐĞĨŽůůŽǁŝŶŐǁƌŝƚƚĞŶĂƉƉƌŽǀĂůŽĨƚŚĞKǁŶĞƌ͘dŚŝƐĐůĂƵƐĞĂƉƉůŝĞƐƚŽďŽƚŚĂŶĚ
ŶŽŶͲƐƵďĐŽŶƚƌĂĐƚŽƌƐ͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ /ŶĨŽƌŵĂƚŝŽŶĨŽƌŝĚĚĞƌƐ
WĂŐĞϱŽĨϳ ϮϬϮϱ
Ě͘ŽŶƚƌĂĐƚ'ŽĂůƐ͘dŚĞďŝĚĚĞƌƐŚĂůůƐƵďĐŽŶƚƌĂĐƚϳ͘ϵϴƉĞƌĐĞŶƚŽĨƚŚĞĚŽůůĂƌǀĂůƵĞŽĨƚŚĞƚŽƚĂů
ĂŵŽƵŶƚŽĨĂKdͲĂƐƐŝƐƚĞĚĐŽŶƚƌĂĐƚƚŽƋƵĂůŝĨŝĞĚƐƵďĐŽŶƚƌĂĐƚŽƌƐ͘ƐĂĐŽŶĚŝƚŝŽŶŽĨďŝĚ
ƌĞƐƉŽŶƐŝǀĞŶĞƐƐ͕ƚŚĞŝĚĚĞƌŵƵƐƚƐƵďŵŝƚƚŚĞĨŽůůŽǁŝŶŐŝŶĨŽƌŵĂƚŝŽŶǁŝƚŚŝƚƐƉƌŽƉŽƐĂůŽŶ
ƚŚĞĨŽƌŵƐƉƌŽǀŝĚĞĚŚĞƌĞŝŶ͗
ŝ͘dŚĞŶĂŵĞƐĂŶĚĂĚĚƌĞƐƐĞƐŽĨĨŝƌŵƐƚŚĂƚǁŝůůƉĂƌƚŝĐŝƉĂƚĞŝŶƚŚĞĐŽŶƚƌĂĐƚ͖
ŝŝ͘ĚĞƐĐƌŝƉƚŝŽŶŽĨƚŚĞǁŽƌŬƚŚĂƚĞĂĐŚĨŝƌŵǁŝůůƉĞƌĨŽƌŵ͖
ŝŝŝ͘dŚĞĚŽůůĂƌĂŵŽƵŶƚŽĨƚŚĞƉĂƌƚŝĐŝƉĂƚŝŽŶŽĨĞĂĐŚĨŝƌŵůŝƐƚĞĚ͖
ŝǀ͘tƌŝƚƚĞŶƐƚĂƚĞŵĞŶƚĨƌŽŵŝĚĚĞƌƚŚĂƚĂƚƚĞƐƚƐƚŚĞŝƌĐŽŵŵŝƚŵĞŶƚƚŽƵƐĞƚŚĞĨŝƌŵ;ƐͿ
ůŝƐƚĞĚƚŽŵĞĞƚƚŚĞKǁŶĞƌ͛ƐƉƌŽũĞĐƚŐŽĂů͖ĂŶĚ
ǀ͘tƌŝƚƚĞŶĐŽŶĨŝƌŵĂƚŝŽŶĨƌŽŵĞĂĐŚůŝƐƚĞĚĨŝƌŵƚŚĂƚŝƚŝƐƉĂƌƚŝĐŝƉĂƚŝŶŐŝŶƚŚĞĐŽŶƚƌĂĐƚ
ŝŶƚŚĞŬŝŶĚĂŶĚĂŵŽƵŶƚŽĨǁŽƌŬƉƌŽǀŝĚĞĚŝŶƚŚĞƉƌŝŵĞĐŽŶƚƌĂĐƚŽƌΖƐĐŽŵŵŝƚŵĞŶƚ͘
ǀŝ͘/ĨŝĚĚĞƌĐĂŶŶŽƚŵĞĞƚƚŚĞĂĚǀĞƌƚŝƐĞĚƉƌŽũĞĐƚŐŽĂů͕ĞǀŝĚĞŶĐĞŽĨŐŽŽĚĨĂŝƚŚĞĨĨŽƌƚƐ
ƵŶĚĞƌƚĂŬĞŶďLJƚŚĞŝĚĚĞƌĂƐĚĞƐĐƌŝďĞĚďĞůŽǁĂŶĚŝŶĂƉƉĞŶĚŝdžƚŽϰϵ&ZƉĂƌƚϮϲ͘
ďŝĚĚĞƌǁŚŽĨĂŝůƐƚŽŵĞĞƚƚŚĞƐĞƌĞƋƵŝƌĞŵĞŶƚƐĂŶĚǁŚŽĐĂŶŶŽƚƐŚŽǁŐŽŽĚĨĂŝƚŚĞĨĨŽƌƚ
ǁŝůůďĞĐŽŶƐŝĚĞƌĞĚŶŽŶͲƌĞƐƉŽŶƐŝǀĞ͘
Ğ͘'ŽŽĚ&ĂŝƚŚĨĨŽƌƚƐ͘dŚĞĨŽůůŽǁŝŶŐĂĐƚŝŽŶƐ͕ďLJƚŚĞďŝĚĚĞƌ͕ĂƌĞŐĞŶĞƌĂůůLJĐŽŶƐŝĚĞƌĞĚĂƐŝŐŶ
ŽĨŐŽŽĚĨĂŝƚŚĞĨĨŽƌƚ͘dŚŝƐůŝƐƚŝƐŶŽƚĞdžĐůƵƐŝǀĞŽƌĞdžŚĂƵƐƚŝǀĞďƵƚƐŚŽƵůĚďĞƵƐĞĚĂƐĂŐƵŝĚĞ
ŝŶĚĞƚĞƌŵŝŶŝŶŐŐŽŽĚĨĂŝƚŚĞĨĨŽƌƚ͘
ŝ͘ƚƚĞŶĚĂŶĐĞĂƚƉƌĞͲďŝĚŵĞĞƚŝŶŐƐƐĐŚĞĚƵůĞĚƚŽŝŶĨŽƌŵƐŽĨƚŚĞƉƌŽũĞĐƚ͘
ŝŝ͘ĚǀĞƌƚŝƐĞŵĞŶƚŝŶŐĞŶĞƌĂůĐŝƌĐƵůĂƚŝŽŶ͕ƚƌĂĚĞĂƐƐŽĐŝĂƚŝŽŶĂŶĚŵŝŶŽƌŝƚLJĨŽĐƵƐŵĞĚŝĂ
ĐŽŶĐĞƌŶŝŶŐƐƵďĐŽŶƚƌĂĐƚŝŶŐŽƉƉŽƌƚƵŶŝƚŝĞƐ͘
ŝŝŝ͘^ĞůĞĐƚŝŽŶŽĨƉŽƌƚŝŽŶƐŽĨƚŚĞǁŽƌŬůŝŬĞůLJƚŽďĞƉĞƌĨŽƌŵĞĚďLJƐ͘
ŝǀ͘tƌŝƚƚĞŶ ŶŽƚŝĐĞ ƚŽ Ɛ ŽĨ ƚŚĞ ƐĞůĞĐƚĞĚ ƐƵďĐŽŶƚƌĂĐƚŝŶŐ Žƌ ŵĂƚĞƌŝĂů ƐƵƉƉůLJ ǁŽƌŬ
ĂůůŽǁŝŶŐƐƵĨĨŝĐŝĞŶƚƚŝŵĞĨŽƌƌĞƉůLJ͘
ǀ͘&ŽůůŽǁƵƉŽĨŝŶŝƚŝĂůƐŽůŝĐŝƚĂƚŝŽŶ͘
ǀŝ͘WƌŽǀŝĚĞŝŶƚĞƌĞƐƚĞĚƐĂĚĞƋƵĂƚĞŝŶĨŽƌŵĂƚŝŽŶĨŽƌďŝĚĚŝŶŐ͘
ǀŝŝ͘EĞŐŽƚŝĂƚŝŽŶǁŝƚŚŝŶƚĞƌĞƐƚĞĚƐ͘
ǀŝŝŝ͘ƐƐŝƐƚŝŶƚĞƌĞƐƚĞĚƐǁŝƚŚďŽŶĚŝŶŐ͕ŝŶƐƵƌĂŶĐĞŽƌĐƌĞĚŝƚ͕ǁŚĞƌĞĂƉƉůŝĐĂďůĞ͘
ŝdž͘hƐĞŽĨŵŝŶŽƌŝƚLJŽŶƚƌĂĐƚŽƌƐ͛ŐƌŽƵƉƐĂŶĚŵŝŶŽƌŝƚLJďƵƐŝŶĞƐƐĂƐƐŝƐƚĂŶĐĞŽĨĨŝĐĞƐ͘
Ĩ͘^ƵďĐŽŶƚƌĂĐƚtŽƌŬ>ŝƐƚŝŶŐ͘dŚĞďŝĚĚĞƌƐŚĂůůƐƵďŵŝƚƚŚĞŶĂŵĞ͕ĂĚĚƌĞƐƐ͕ƐƚĂƚƵƐ͕ĂŶĚ
ĂŐĞŽĨĂůůĨŝƌŵƐďŝĚĚŝŶŐŽƌƋƵŽƚŝŶŐƐƵďĐŽŶƚƌĂĐƚƐŽŶKdͲĂƐƐŝƐƚĞĚƉƌŽũĞĐƚƐ͘;^ĞĞŝĚĚĞƌ͛Ɛ
>ŝƐƚŝŶWƌŽƉŽƐĂů͘Ϳ
Ő͘ĞĨŝŶŝƚŝŽŶƐ͘
ŝ͘ŝƐĂĚǀĂŶƚĂŐĞĚƵƐŝŶĞƐƐŶƚĞƌƉƌŝƐĞ;ͿŵĞĂŶƐ͕ĨŽƌƚŚĞƉƵƌƉŽƐĞƐŽĨƚŚŝƐĐŽŶƚƌĂĐƚ͕Ă
ƐŵĂůůďƵƐŝŶĞƐƐĞŶƚĞƌƉƌŝƐĞƚŚĂƚŚĂƐďĞĞŶĐĞƌƚŝĨŝĞĚďLJƚŚĞtĂƐŚŝŶŐƚŽŶ^ƚĂƚĞKĨĨŝĐĞŽĨ
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ /ŶĨŽƌŵĂƚŝŽŶĨŽƌŝĚĚĞƌƐ
WĂŐĞϲŽĨϳ ϮϬϮϱ
DŝŶŽƌŝƚLJΘtŽŵĞŶΖƐƵƐŝŶĞƐƐŶƚĞƌƉƌŝƐĞƐ;KDtͿ͘ŝƌĞĐƚŽƌLJŽĨĨŝƌŵƐĐĞƌƚŝĨŝĞĚďLJ
ƚŚĞKDtŝƐĂǀĂŝůĂďůĞŽŶƚŚĞŝƌǁĞďƐŝƚĞ͘
ŝŝ͘:ŽŝŶƚǀĞŶƚƵƌĞŵĞĂŶƐĂŶĂƐƐŽĐŝĂƚŝŽŶŽĨĂĨŝƌŵĂŶĚŽŶĞŽƌŵŽƌĞŽƚŚĞƌĨŝƌŵƐƚŽĐĂƌƌLJ
ŽƵƚ Ă ƐŝŶŐůĞ͕ ĨŽƌͲƉƌŽĨŝƚ ďƵƐŝŶĞƐƐ ĞŶƚĞƌƉƌŝƐĞ͕ ĨŽƌ ǁŚŝĐŚ ƚŚĞ ƉĂƌƚŝĞƐ ĐŽŵďŝŶĞ ƚŚĞŝƌ
ƉƌŽƉĞƌƚLJ͕ĐĂƉŝƚĂů͕ĞĨĨŽƌƚƐ͕ƐŬŝůůƐĂŶĚŬŶŽǁůĞĚŐĞ͕ĂŶĚŝŶǁŚŝĐŚƚŚĞŝƐƌĞƐƉŽŶƐŝďůĞ
ĨŽƌĂĚŝƐƚŝŶĐƚ͕ĐůĞĂƌůLJĚĞĨŝŶĞĚƉŽƌƚŝŽŶŽĨƚŚĞǁŽƌŬŽĨƚŚĞĐŽŶƚƌĂĐƚĂŶĚǁŚŽƐĞƐŚĂƌĞŝŶ
ƚŚĞĐĂƉŝƚĂůĐŽŶƚƌŝďƵƚŝŽŶ͕ĐŽŶƚƌŽů͕ŵĂŶĂŐĞŵĞŶƚ͕ƌŝƐŬƐ͕ĂŶĚƉƌŽĨŝƚƐŽĨƚŚĞũŽŝŶƚǀĞŶƚƵƌĞ
ĂƌĞĐŽŵŵĞŶƐƵƌĂƚĞǁŝƚŚŝƚƐŽǁŶĞƌƐŚŝƉŝŶƚĞƌĞƐƚ͘
ŝŝŝ͘'ŽĂůŝƐƚŚĞƉĞƌĐĞŶƚĂŐĞŽĨƚŽƚĂůĚŽůůĂƌĂŵŽƵŶƚďŝĚĨŽƌƉĂƌƚŝĐŝƉĂƚŝŽŶŝĚĞŶƚŝĨŝĞĚŝŶ
ƚŚĞŝĚĨŽƌŵ͘
Ś͘ƚŝĚKƉĞŶŝŶŐ͘
ŝ͘ŝĚĚĞƌƐ͕ǁŝƚŚŝŶƚŚĞŝƌďŝĚ͕ƐŚĂůůƐƵďŵŝƚƚŽƚŚĞŝƚLJŽĨZĞŶƚŽŶƚŚĞ^ƚĂƚĞŵĞŶƚŽĨ/ŶƚĞŶƚ͕
ŝƐĂĚǀĂŶƚĂŐĞĚƵƐŝŶĞƐƐŶƚĞƌƉƌŝƐĞ;ͿhƚŝůŝnjĂƚŝŽŶ;ĨŽƌŵĞŶĐůŽƐĞĚǁŝƚŚWƌŽƉŽƐĂůͿ͕
ƐŚŽǁŝŶŐƚŚĞŶĂŵĞƐĂŶĚĂĚĚƌĞƐƐĞƐŽĨƚŚĞĐĞƌƚŝĨŝĞĚƉĂƌƚŝĐŝƉĂŶƚƐ͕ƚŚĞǁŽƌŬĞĂĐŚǁŝůů
ƉĞƌĨŽƌŵ͕ĂŶĚƚŚĞĚŽůůĂƌĂŵŽƵŶƚŽĨƉĂƌƚŝĐŝƉĂƚŝŽŶďLJĞĂĐŚ͘/ĨƚŚĞ^ƚĂƚĞŵĞŶƚŽĨ/ŶƚĞŶƚŝƐ
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ŝŝ͘ůůŽĨĂďŝĚĚĞƌΖƐĞdžƉĞŶĚŝƚƵƌĞƐƚŽĂŵĂŶƵĨĂĐƚƵƌĞƌ͕ĂŶĚϲϬƉĞƌĐĞŶƚŽĨĂďŝĚĚĞƌΖƐ
ĞdžƉĞŶĚŝƚƵƌĞƐƚŽĂƐƵƉƉůŝĞƌƉĞƌĨŽƌŵŝŶŐĂĐŽŵŵĞƌĐŝĂůůLJƵƐĞĨƵůĨƵŶĐƚŝŽŶ͕ǁŝůůďĞ
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ŝŝŝ͘tŚĞŶĂƉĞƌĨŽƌŵƐĂƐĂƉĂƌƚŝĐŝƉĂŶƚŝŶĂũŽŝŶƚǀĞŶƚƵƌĞ͕ĐŽƵŶƚĂƉŽƌƚŝŽŶŽĨƚŚĞƚŽƚĂů
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ŽĨƚŚĞĐŽŶƚƌĂĐƚƚŚĂƚƚŚĞƉĞƌĨŽƌŵƐǁŝƚŚŝƚƐŽǁŶĨŽƌĐĞƐƚŽǁĂƌĚŐŽĂůƐ͘
ŝ͘WƌŝŽƌƚŽEŽƚŝĐĞƚŽWƌŽĐĞĞĚ͘dŚĞĂƉƉĂƌĞŶƚƐƵĐĐĞƐƐĨƵůďŝĚĚĞƌ͕ƵƉŽŶĐŽŶƚƌĂĐƚĂǁĂƌĚĂŶĚ
ƉƌŝŽƌƚŽEŽƚŝĐĞƚŽWƌŽĐĞĞĚ͕ƐŚĂůůƐƵďŵŝƚĐŽƉŝĞƐŽĨďŝŶĚŝŶŐĐŽŶƚƌĂĐƚƐ͕ŝĨĂŶLJ͕ƚŽƚŚĞŝƚLJ
ŽĨZĞŶƚŽŶƵƉŽŶƌĞƋƵĞƐƚ͘
ũ͘ĨƚĞƌEŽƚŝĐĞƚŽWƌŽĐĞĞĚ͘/ĨĐŝƌĐƵŵƐƚĂŶĐĞƐĂƌŝƐĞĂĨƚĞƌEŽƚŝĐĞƚŽWƌŽĐĞĞĚ͕ǁŚŝĐŚƌĞĚƵĐĞ
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ŝ͘WƌĞƐĞŶƚƚŚĞĐŝƌĐƵŵƐƚĂŶĐĞƐǁŚŝĐŚďƌŽƵŐŚƚĂďŽƵƚƚŚĞƌĞĚƵĐƚŝŽŶŝŶƉĂƌƚŝĐŝƉĂƚŝŽŶ͖
ĂŶĚ
ŝŝ͘WƌĞƐĞŶƚƉůĂŶƐŽƌĂĐƚŝŽŶƐƚŽďƌŝŶŐƚŚĞƉĂƌƚŝĐŝƉĂƚŝŽŶďĂĐŬƚŽƚŚĞůĞǀĞůƉƌŽŵŝƐĞĚ͘
Ŭ͘dƌĂĐŬŝŶŐhƚŝůŝnjĂƚŝŽŶ͘dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůƐƵďŵŝƚƚŚĞŝƌĂĐƚƵĂůƐƵďĐŽŶƚƌĂĐƚŽƌ
ƵƚŝůŝnjĂƚŝŽŶǁŝƚŚĞĂĐŚƉĂLJƌĞƋƵĞƐƚƚŚƌŽƵŐŚŽƵƚƚŚĞƚĞƌŵŽĨƚŚĞĐŽŶƚƌĂĐƚ͘dŚĞŽŶƚƌĂĐƚŽƌ
ƐŚĂůůƵƐĞƚŚĞt^KdhƚŝůŝnjĂƚŝŽŶĞƌƚŝĨŝĐĂƚŝŽŶ&Žƌŵ;Kd&ŽƌŵϰϮϮͲϭϬϯͿ͘
ů͘ZĞƉůĂĐŝŶŐĂ͘
ŝ͘ŽŶƚƌĂĐƚŽƌƐŚĂůůŶŽƚŝĨLJƚŚĞKǁŶĞƌĂŶĚŽďƚĂŝŶŝƚƐǁƌŝƚƚĞŶĂƉƉƌŽǀĂůďĞĨŽƌĞƌĞƉůĂĐŝŶŐĂ
ŽƌŵĂŬŝŶŐĂŶLJĐŚĂŶŐĞŝŶƚŚĞƉĂƌƚŝĐŝƉĂƚŝŽŶůŝƐƚĞĚ͘
ŝŝ͘/ĨĂŝƐƵŶĂďůĞƚŽĨƵůĨŝůůƚŚĞŽƌŝŐŝŶĂůŽďůŝŐĂƚŝŽŶƚŽƚŚĞĐŽŶƚƌĂĐƚ͕ŽŶƚƌĂĐƚŽƌŵƵƐƚ
ĚĞŵŽŶƐƚƌĂƚĞƚŽƚŚĞKǁŶĞƌŝƚƐŐŽŽĚͲĨĂŝƚŚĞĨĨŽƌƚƐƚŽƌĞƉůĂĐĞƚŚĂƚǁŝƚŚĂŶŽƚŚĞƌ͘
&ĂŝůƵƌĞƚŽƐŽĚĞŵŽŶƐƚƌĂƚĞŝƐĂŵĂƚĞƌŝĂůďƌĞĂĐŚŽĨƚŚŝƐĐŽŶƚƌĂĐƚ͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ /ŶĨŽƌŵĂƚŝŽŶĨŽƌŝĚĚĞƌƐ
WĂŐĞϳŽĨϳ ϮϬϮϱ
ŵ͘>ŝĂŝƐŽŶKĨĨŝĐĞƌ͕ZĞĐŽƌĚƐ͕ĂŶĚZĞƉŽƌƚƐ͘ŽŶƚƌĂĐƚŽƌƐŚĂůůĚĞƐŝŐŶĂƚĞĂůŝĂŝƐŽŶŽĨĨŝĐĞƌǁŚŽ
ǁŝůůĂĚŵŝŶŝƐƚĞƌŽŶƚƌĂĐƚŽƌΖƐƉƌŽŐƌĂŵĂŶĚƐƵďŵŝƚĚŽĐƵŵĞŶƚĂƚŝŽŶƚŽƚŚĞKǁŶĞƌǁŝƚŚ
ĞĂĐŚƉƉůŝĐĂƚŝŽŶĨŽƌWƌŽŐƌĞƐƐWĂLJŵĞŶƚǀĞƌŝĨLJŝŶŐƚŚĂƚŽŶƚƌĂĐƚŽƌŝƐƐƵďĐŽŶƚƌĂĐƚŝŶŐǁŝƚŚŽƌ
ƉƵƌĐŚĂƐŝŶŐŵĂƚĞƌŝĂůƐĨƌŽŵƚŚĞƐŝĚĞŶƚŝĨŝĞĚ͕ŝĨĂŶLJ͘
ϭϮ͘ƉƉƌĞŶƚŝĐĞhƚŝůŝnjĂƚŝŽŶZĞƋƵŝƌĞŵĞŶƚ͘
dŚŝƐƉƌŽũĞĐƚŝƐĨĞĚĞƌĂůůLJĨƵŶĚĞĚĂŶĚƚŚĞƌĞĨŽƌĞĞdžĞŵƉƚĨƌŽŵtĂƐŚŝŶŐƚŽŶ^ƚĂƚĞƉƉƌĞŶƚŝĐĞ
hƚŝůŝnjĂƚŝŽŶZĞƋƵŝƌĞŵĞŶƚƐ;hZƐͿ͘
tŚĞŶƐƵďŵŝƚƚŝŶŐEŽƚŝĐĞŽĨŽŵƉůĞƚŝŽŶ;EKͿŽƌWƌĞǀĂŝůŝŶŐtĂŐĞΘĨĨŝĚĂǀŝƚ;Wt/Ϳ
ŽĐƵŵĞŶƚĂƚŝŽŶ ƚŽ tĂƐŚŝŶŐƚŽŶ ^ƚĂƚĞ ĞƉĂƌƚŵĞŶƚ ŽĨ >ĂďŽƌ ĂŶĚ /ŶĚƵƐƚƌŝĞƐ ;>Θ/Ϳ ĐůĞĂƌůLJ
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WĂŐĞϭŽĨϯ ϮϬϮϱ
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ĂĚĚƌĞƐƐŽĨƚŚĞŝĚĚĞƌ͕ĂŶĚƚŚĞŶĂŵĞĂŶĚŶƵŵďĞƌŽĨƚŚĞƉƌŽũĞĐƚĨŽƌǁŚŝĐŚƚŚĞďŝĚŝƐƐƵďŵŝƚƚĞĚ͘
/ƚŝƐƚŚĞƌĞƐƉŽŶƐŝďŝůŝƚLJŽĨĞĂĐŚďŝĚĚĞƌƚŽĂƐĐĞƌƚĂŝŶŝĨĂůůƚŚĞĚŽĐƵŵĞŶƚƐůŝƐƚĞĚďĞůŽǁĂŶĚŝŶƚŚĞ
dĂďůĞŽĨŽŶƚĞŶƚƐĂƌĞŝŶĐůƵĚĞĚŝŶƚŚĞŝƌĐŽƉLJŽĨƚŚĞŽŶƚƌĂĐƚWƌŽǀŝƐŝŽŶƐ͘/ĨĚŽĐƵŵĞŶƚƐĂƌĞ
ŵŝƐƐŝŶŐ͕ŝƚŝƐƚŚĞƐŽůĞƌĞƐƉŽŶƐŝďŝůŝƚLJŽĨƚŚĞŝĚĚĞƌƚŽĐŽŶƚĂĐƚƚŚĞŝƚLJŽĨZĞŶƚŽŶƚŽŽďƚĂŝŶƚŚĞ
ŵŝƐƐŝŶŐĚŽĐƵŵĞŶƚƐƉƌŝŽƌƚŽƚŚĞĚĂƚĞĂŶĚƚŝŵĞƚŚĂƚďŝĚƐĂƌĞĚƵĞ͘
dŚĞĨŽůůŽǁŝŶŐĚŽĐƵŵĞŶƚƐƐŚĂůůďĞƐƵďŵŝƚƚĞĚǁŝƚŚƚŚĞďŝĚ͘;^ĞĞWĂƌƚ///ʹWƌŽƉŽƐĂů͘WƌŽƉŽƐĂů
ƉĂŐĞŶƵŵďĞƌƐĂƌĞŝŶĐůƵĚĞĚďĞůŽǁĨŽƌƌĞĨĞƌĞŶĐĞ͘Ϳ
WĂŐĞη
Ă͘WƌŽũĞĐƚWƌŽƉŽƐĂůŽǀĞƌ^ŚĞĞƚͲdŚĞĨŽƌŵŝŶĐůƵĚĞĚŝŶƚŚĞƐĞŝĚŽĐƵŵĞŶƚƐϭŽĨϰϴ
ŵƵƐƚďĞƵƐĞĚ͖ŶŽƐƵďƐƚŝƚƵƚĞǁŝůůďĞĂĐĐĞƉƚĞĚ͘
ď͘WƌŽƉŽƐĂůʹdŚĞĨŽƌŵŝŶĐůƵĚĞĚŝŶƚŚĞƐĞŝĚŽĐƵŵĞŶƚƐŵƵƐƚďĞƵƐĞĚ͖ŶŽϯŽĨϰϴ
ƐƵďƐƚŝƚƵƚĞǁŝůůďĞĂĐĐĞƉƚĞĚ͘
Đ͘^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐʹdŚĞĨŽƌŵ;ƐͿŝŶĐůƵĚĞĚŝŶƚŚĞƐĞŝĚŽĐƵŵĞŶƚƐŵƵƐƚďĞϱŽĨϰϴ
ƵƐĞĚ͖ŶŽƐƵďƐƚŝƚƵƚĞǁŝůůďĞĂĐĐĞƉƚĞĚ͘ŝĚĚĞƌƐŵƵƐƚďŝĚŽŶĂůůƐĐŚĞĚƵůĞƐĂŶĚ
ŝƚĞŵƐƐŚŽǁŶŽŶƚŚĞ^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ͘/ĨĂŶLJƵŶŝƚƉƌŝĐĞŝƐůĞĨƚďůĂŶŬ͕ŝƚǁŝůů
ďĞĐŽŶƐŝĚĞƌĞĚŶŽĐŚĂƌŐĞĨŽƌƚŚĂƚďŝĚŝƚĞŵ͕ƌĞŐĂƌĚůĞƐƐŽĨǁŚĂƚŚĂƐďĞĞŶ
ƉůĂĐĞĚŝŶƚŚĞĞdžƚĞŶƐŝŽŶĐŽůƵŵŶ͘
Ě͘EŽŶͲŽůůƵƐŝŽŶĞĐůĂƌĂƚŝŽŶʹdŚĞĨŽƌŵŝŶĐůƵĚĞĚŝŶƚŚĞƐĞŝĚŽĐƵŵĞŶƚƐϮϭŽĨϰϴ
ŵƵƐƚďĞƵƐĞĚ͖ŶŽƐƵďƐƚŝƚƵƚĞǁŝůůďĞĂĐĐĞƉƚĞĚ͘
Ğ͘ĞƌƚŝĨŝĐĂƚŝŽŶŽĨEŽŶͲƐĞŐƌĞŐĂƚĞĚ&ĂĐŝůŝƚŝĞƐʹdŚĞĨŽƌŵŝŶĐůƵĚĞĚŝŶƚŚĞƐĞŝĚϮϯŽĨϰϴ
ŽĐƵŵĞŶƚƐŵƵƐƚďĞƵƐĞĚ͖ŶŽƐƵďƐƚŝƚƵƚĞǁŝůůďĞĂĐĐĞƉƚĞĚ͘
Ĩ͘ŝĚĚĞƌΖƐ^ƚĂƚĞŵĞŶƚŽŶƉƌĞǀŝŽƵƐĐŽŶƚƌĂĐƚƐƐƵďũĞĐƚƚŽKůĂƵƐĞʹdŚĞĨŽƌŵ ϮϱŽĨϰϴ
ŝŶĐůƵĚĞĚ ŝŶ ƚŚĞƐĞ ŝĚ ŽĐƵŵĞŶƚƐ ŵƵƐƚ ďĞ ƵƐĞĚ͖ ŶŽ ƐƵďƐƚŝƚƵƚĞ ǁŝůů ďĞ
ĂĐĐĞƉƚĞĚ͘
Ő͘ŝƐĂĚǀĂŶƚĂŐĞĚƵƐŝŶĞƐƐŶƚĞƌƉƌŝƐĞhƚŝůŝnjĂƚŝŽŶʹdŚĞĨŽƌŵŝŶĐůƵĚĞĚŝŶƚŚĞƐĞϮϳŽĨϰϴ
ŝĚŽĐƵŵĞŶƚƐŵƵƐƚďĞƵƐĞĚ͖ŶŽƐƵďƐƚŝƚƵƚĞǁŝůůďĞĂĐĐĞƉƚĞĚ͘dŚĞKǁŶĞƌ͛Ɛ
ĂǁĂƌĚŽĨƚŚŝƐĐŽŶƚƌĂĐƚŝƐĐŽŶĚŝƚŝŽŶĞĚƵƉŽŶŝĚĚĞƌƐĂƚŝƐĨLJŝŶŐƚŚĞŐŽŽĚĨĂŝƚŚ
ĞĨĨŽƌƚƌĞƋƵŝƌĞŵĞŶƚƐŽĨϰϵ&ZΑϮϲ͘ϱϯ͘dŚŝƐĐŽŶƚƌĂĐƚĐĂŶŶŽƚďĞĂǁĂƌĚĞĚ
ǁŝƚŚŽƵƚŵĞĞƚŝŶŐŽƌĚĞŵŽŶƐƚƌĂƚŝŶŐĂŐŽŽĚĨĂŝƚŚĞĨĨŽƌƚƚŽŵĞĞƚƚŚĞ
ĞƐƚĂďůŝƐŚĞĚƉĂƌƚŝĐŝƉĂƚŝŽŶŐŽĂů͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ ŚĞĐŬůŝƐƚĨŽƌŝĚĚĞƌƐ
WĂŐĞϮŽĨϯ ϮϬϮϱ
Ś͘>ĞƚƚĞƌŽĨ/ŶƚĞŶƚʹ^ƵďŵŝƚƚŚŝƐĨŽƌŵĨŽƌĞĂĐŚƐƵďĐŽŶƚƌĂĐƚŽƌƚŽďĞƵƐĞĚ͘ϮϴŽĨϰϴ
dŚĞĨŽƌŵŝŶĐůƵĚĞĚŝŶƚŚĞƐĞŝĚŽĐƵŵĞŶƚƐŵƵƐƚďĞƵƐĞĚ͖ŶŽƐƵďƐƚŝƚƵƚĞǁŝůů
ďĞĂĐĐĞƉƚĞĚ͘
ŝ͘ZĞƐƚƌŝĐƚŝŽŶƐŽĨ&ĞĚĞƌĂůWƵďůŝĐtŽƌŬƐWƌŽũĞĐƚƐʹdŚĞĨŽƌŵŝŶĐůƵĚĞĚŝŶƚŚĞƐĞ ϮϵŽĨϰϴ
ŝĚŽĐƵŵĞŶƚƐŵƵƐƚďĞƵƐĞĚ͖ŶŽƐƵďƐƚŝƚƵƚĞǁŝůůďĞĂĐĐĞƉƚĞĚ͘
ũ͘ŝĚĚĞƌƐĞƌƚŝĨŝĐĂƚŝŽŶʹdŚĞĨŽƌŵŝŶĐůƵĚĞĚŝŶƚŚĞƐĞŝĚŽĐƵŵĞŶƚƐŵƵƐƚďĞϯϭŽĨϰϴ
ƵƐĞĚ͖ŶŽƐƵďƐƚŝƚƵƚĞǁŝůůďĞĂĐĐĞƉƚĞĚ͘
Ŭ͘ƵLJŵĞƌŝĐĂŶĞƌƚŝĨŝĐĂƚŝŽŶʹdŚĞĨŽƌŵƐŝŶĐůƵĚĞĚŝŶƚŚĞƐĞŝĚŽĐƵŵĞŶƚƐϯϱŽĨϰϴ
ŵƵƐƚďĞƵƐĞĚ͖ŶŽƐƵďƐƚŝƚƵƚĞƐǁŝůůďĞĂĐĐĞƉƚĞĚ͘
ů͘ŝĚĚĞƌ͛Ɛ>ŝƐƚʹdŚĞĨŽƌŵŝŶĐůƵĚĞĚŝŶƚŚĞƐĞŝĚŽĐƵŵĞŶƚƐŵƵƐƚďĞƵƐĞĚ͖ŶŽϯϳŽĨϰϴ
ƐƵďƐƚŝƚƵƚĞǁŝůůďĞĂĐĐĞƉƚĞĚ͘
ŵ͘>ŽĐĂůŐĞŶĐLJ^ƵďĐŽŶƚƌĂĐƚŽƌ>ŝƐƚͲdŚŝƐĨŽƌŵŝƐĂǀĂŝůĂďůĞĂƚϯϵŽĨϰϴ
ŚƚƚƉ͗ͬͬǁƐĚŽƚ͘ǁĂ͘ŐŽǀͬĨŽƌŵƐͬƉĚĨ&ŽƌŵƐ͘Śƚŵů͘ŝĚĚĞƌŵĂLJĚŽǁŶůŽĂĚ͕ƉƌŝŶƚ
ĂŶĚĐŽŵƉůĞƚĞƚŚĞĨŽƌŵƚŽŝŶĐůƵĚĞǁŝƚŚŝĚ͘dŚĞKd&Žƌŵ͕Kd&Žƌŵ
EƵŵďĞƌ ĂŶĚ ƌĞǀŝƐŝŽŶ ĚĂƚĞ ŵƵƐƚ ŵĂƚĐŚ ƚŚĞ ĨŽƌŵ ŝŶĐůƵĚĞĚ ŝŶƚŚĞƐĞŝĚ
ŽĐƵŵĞŶƚƐ͕ ŽƚŚĞƌǁŝƐĞ ƚŚĞ ŝĚ ǁŝůů ďĞ ĐŽŶƐŝĚĞƌĞĚ ŝƌƌĞŐƵůĂƌ ĂŶĚ ŶŽŶͲ
ƌĞƐƉŽŶƐŝǀĞĂŶĚƚŚĞŝĚǁŝůůďĞƌĞũĞĐƚĞĚ͘
Ŷ͘WƌŽƉŽƐĂůĨŽƌ/ŶĐŽƌƉŽƌĂƚŝŶŐZĞĐLJĐůĞĚDĂƚĞƌŝĂůƐŝŶƚŽƚŚĞWƌŽũĞĐƚʹdŚĞĨŽƌŵϰϭŽĨϰϴ
ŝŶĐůƵĚĞĚ ŝŶ ƚŚĞƐĞ ŝĚ ŽĐƵŵĞŶƚƐ ŵƵƐƚ ďĞ ƵƐĞĚ͖ ŶŽ ƐƵďƐƚŝƚƵƚĞ ǁŝůů ďĞ
ĂĐĐĞƉƚĞĚ͘
Ž͘ŽŶƚƌĂĐƚŽƌĞƌƚŝĨŝĐĂƚŝŽŶ͕tĂŐĞ>ĂǁŽŵƉůŝĂŶĐĞʹZĞƐƉŽŶƐŝďŝůŝƚLJƌŝƚĞƌŝĂ͕ϰϯŽĨϰϴ
tĂƐŚŝŶŐƚŽŶ^ƚĂƚĞWƵďůŝĐtŽƌŬƐŽŶƚƌĂĐƚƐʹ dŚŝƐ ĨŽƌŵ ŝƐ ĂǀĂŝůĂďůĞ Ăƚ
ŚƚƚƉ͗ͬͬǁƐĚŽƚ͘ǁĂ͘ŐŽǀͬĨŽƌŵƐͬƉĚĨ&ŽƌŵƐ͘Śƚŵů͘ŝĚĚĞƌ ŵĂLJ ĚŽǁŶůŽĂĚ͕
ĐŽŵƉůĞƚĞ͕ƉƌŝŶƚĂŶĚƐŝŐŶƚŚĞĨŽƌŵƚŽŝŶĐůƵĚĞǁŝƚŚŝĚ͘dŚĞKd&Žƌŵ͕Kd
&ŽƌŵEƵŵďĞƌĂŶĚƌĞǀŝƐŝŽŶĚĂƚĞŵƵƐƚŵĂƚĐŚƚŚĞĨŽƌŵŝŶĐůƵĚĞĚŝŶƚŚĞƐĞŝĚ
ŽĐƵŵĞŶƚƐ͕ ŽƚŚĞƌǁŝƐĞ ƚŚĞ ŝĚ ǁŝůů ďĞ ĐŽŶƐŝĚĞƌĞĚ ŝƌƌĞŐƵůĂƌ ĂŶĚ ŶŽŶͲ
ƌĞƐƉŽŶƐŝǀĞ͕ĂŶĚƚŚĞŝĚǁŝůůďĞƌĞũĞĐƚĞĚ͘
Ɖ͘WƌŽƉŽƐĂů^ŝŐŶĂƚƵƌĞWĂŐĞʹdŚĞĨŽƌŵŝŶĐůƵĚĞĚŝŶƚŚĞƐĞŝĚŽĐƵŵĞŶƚƐŵƵƐƚϰϱŽĨϰϴ
ďĞƵƐĞĚ͖ŶŽƐƵďƐƚŝƚƵƚĞǁŝůůďĞĂĐĐĞƉƚĞĚ͘ǀŝĚĞŶĐĞŽĨƐŝŐŶĂƚŽƌLJ͛ƐĂƵƚŚŽƌŝƚLJ
ƚŽƐŝŐŶƚŚĞWƌŽƉŽƐĂůŽŶďĞŚĂůĨŽĨƚŚĞďƵƐŝŶĞƐƐĞŶƚŝƚLJƐŚĂůůďĞƐƵďŵŝƚƚĞĚ
ǁŝƚŚƚŚĞŝĚ͘KƚŚĞƌǁŝƐĞ͕ƚŚĞƐƵďŵŝƚƚĞĚŝĚǁŝůůďĞĐŽŶƐŝĚĞƌĞĚŝƌƌĞŐƵůĂƌ
ĂŶĚŶŽŶͲƌĞƐƉŽŶƐŝǀĞĂŶĚƚŚĞŝĚǁŝůůďĞƌĞũĞĐƚĞĚ͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ ŚĞĐŬůŝƐƚĨŽƌŝĚĚĞƌƐ
WĂŐĞϯŽĨϯ ϮϬϮϱ
Ƌ͘ĐŬŶŽǁůĞĚŐĞŵĞŶƚŽĨĚĚĞŶĚĂʹĐŬŶŽǁůĞĚŐĞƌĞĐĞŝƉƚŽĨĂůůĚĚĞŶĚĂŽŶϰϱŽĨϰϴ
WƌŽƉŽƐĂů^ŝŐŶĂƚƵƌĞWĂŐĞ͘ŝĚĚĞƌƐĂƌĞƐƚƌŽŶŐůLJĞŶĐŽƵƌĂŐĞĚƚŽĐŽŶƚĂĐƚƚŚĞ
ŝƌƉŽƌƚƚŽǀĞƌŝĨLJƚŚĂƚĂůůĂĚĚĞŶĚĂĂƌĞŝŶŚĂŶĚƉƌŝŽƌƚŽƐƵďŵŝƚƚĂůŽĨƚŚĞďŝĚ
ƉĂĐŬĂŐĞ͘
ƌ͘WƌŽƉŽƐĂůŝĚŽŶĚʹdŚĞĨŽƌŵŝŶĐůƵĚĞĚŝŶƚŚĞƐĞŝĚŽĐƵŵĞŶƚƐŵƵƐƚďĞ ϰϳŽĨϰϴ
ƵƐĞĚ͖ŶŽƐƵďƐƚŝƚƵƚĞǁŝůůďĞĂĐĐĞƉƚĞĚ͘/ĨĂŶĂƚƚŽƌŶĞLJͲŝŶͲĨĂĐƚƐŝŐŶƐďŽŶĚ͕ƚŚĞ
ƉŽǁĞƌ ŽĨ ĂƚƚŽƌŶĞLJ ĂƵƚŚŽƌŝnjŝŶŐ ƐƵĐŚ ĞdžĞĐƵƚŝŽŶ ŵƵƐƚ ďĞ ĐƵƌƌĞŶƚ ĂŶĚ
ĞŶĨŽƌĐĞĂďůĞ͕ďĞƉƌŽƉĞƌůLJĞdžĞĐƵƚĞĚďLJƚŚĞ^ƵƌĞƚLJŝŶĂĐĐŽƌĚĂŶĐĞǁŝƚŚƚŚĞ
^ƵƌĞƚLJ͛ƐďLJͲůĂǁƐŽƌŽƚŚĞƌĂƉƉůŝĐĂďůĞƌƵůĞƐĂŶĚƌĞƐŽůƵƚŝŽŶƐ͕ĂŶĚŝŶĐůƵĚĞĂůů
ŶĞĐĞƐƐĂƌLJĐŽƌƉŽƌĂƚĞƐĞĂůƐ͕ƐŝŐŶĂƚƵƌĞƐ͕ĂŶĚŶŽƚĂƌŝĞƐ͘
Ɛ͘ŽŶƚƌĂĐƚŽƌ͛ƐYƵĂůŝĨŝĐĂƚŝŽŶ^ƚĂƚĞŵĞŶƚŝŶĂĐĐŽƌĚĂŶĐĞǁŝƚŚ'ĞŶĞƌĂůWƌŽǀŝƐŝŽŶ^ĞĞWĂƌƚs
^ĞĐƚŝŽŶ ϮϬͲϬϮ͕ ŝŶĐůƵĚŝŶŐ ͞ǀŝĚĞŶĐĞ ŽĨ ŽŵƉĞƚĞŶĐLJ͟ ĂŶĚ ͞ǀŝĚĞŶĐĞŽĨ
&ŝŶĂŶĐŝĂůZĞƐƉŽŶƐŝďŝůŝƚLJ͘͟
Ϯ͘ŽŶƚƌĂĐƚŚĞĐŬůŝƐƚ
dŚĞĨŽůůŽǁŝŶŐĚŽĐƵŵĞŶƚƐĂƌĞƚŽďĞĞdžĞĐƵƚĞĚďLJƚŚĞƐƵĐĐĞƐƐĨƵůŝĚĚĞƌĂĨƚĞƌƚŚĞŽŶƚƌĂĐƚŝƐ
ĂǁĂƌĚĞĚ͘;^ĞĞWĂƌƚ/sʹŐƌĞĞŵĞŶƚ&ŽƌŵƐ͘Ϳ
Ă͘ŐƌĞĞŵĞŶƚʹdŚĞĨŽƌŵŝŶĐůƵĚĞĚŝŶƚŚĞƐĞŝĚŽĐƵŵĞŶƚƐŵƵƐƚďĞƵƐĞĚ͖ŶŽƐƵďƐƚŝƚƵƚĞǁŝůů
ďĞĂĐĐĞƉƚĞĚ͘dǁŽŽƌŝŐŝŶĂůƐƐŚĂůůďĞĞdžĞĐƵƚĞĚďLJƚŚĞƐƵĐĐĞƐƐĨƵůŝĚĚĞƌ͘
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Ϯϳ 675,33,1*WͲϭϱϮ z ϭ͕ϭϳϱ
EKd͗hŶŝƚƉƌŝĐĞƐĨŽƌĂůůŝƚĞŵƐ͕ĂůůĞdžƚĞŶƐŝŽŶƐ͕ĂŶĚƚŽƚĂůĂŵŽƵŶƚŽĨďŝĚƐŚĂůůďĞƐŚŽǁŶ͘ŶƚĞƌƵŶŝƚƉƌŝĐĞƐŝŶŶƵŵĞƌŝĐĂůĨŝŐƵƌĞƐŽŶůLJ͕ŝŶĚŽůůĂƌƐĂŶĚ
ĐĞŶƚƐƚŽƚǁŽ;ϮͿĚĞĐŝŵĂůƉůĂĐĞƐ;ŝŶĐůƵĚŝŶŐǁŚŽůĞĚŽůůĂƌĂŵŽƵŶƚƐͿ͘ůůĨŝŐƵƌĞƐŵƵƐƚďĞĐůĞĂƌůLJůĞŐŝďůĞ͘ŝĚƐǁŝƚŚŝůůĞŐŝďůĞĨŝŐƵƌĞƐŝŶƚŚĞhŶŝƚWƌŝĐĞ
ĐŽůƵŵŶǁŝůůďĞƌĞŐĂƌĚĞĚĂƐŶŽŶƌĞƐƉŽŶƐŝǀĞĂŶĚƌĞũĞĐƚĞĚ͘tŚĞƌĞĐŽŶĨůŝĐƚŽĐĐƵƌƐďĞƚǁĞĞŶƚŚĞƵŶŝƚƉƌŝĐĞĂŶĚƚŚĞƚŽƚĂůĂŵŽƵŶƚƐƉĞĐŝĨŝĞĚĨŽƌĂŶLJŝƚĞŵ͕
ƚŚĞƵŶŝƚƉƌŝĐĞƐŚĂůůƉƌĞǀĂŝů͕ĂŶĚƚŽƚĂůƐƐŚĂůůďĞĐŽƌƌĞĐƚĞĚƚŽĐŽŶĨŽƌŵƚŚĞƌĞƚŽ͘
^,h>͗^/ͲW,^ϭ
^,h>K&WZ/^
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
>>EdZ/^^,>>tZ/ddE/E/E<KZdzWdKs>/d/
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽƉŽƐĂůͲ5ŽĨ48
^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ
ϮϬϮϱ
Ϯϴ 48$55<63$//6 WͲϭϱϮ z ϭ͕ϵϭϬ
Ϯϵ '(:$7(5,1*WͲϭϱϮ >^ ϭ
ϯϬ &586+('$**5(*$7(%$6(&2856(WͲϮϬϵ z ϳ͕ϯϬϬ
ϯϭ &+2.(6721(WͲϮϬϵ z ϵϲϬ
ϯϮ 6(3$5$7,21*(27(;7,/(WͲϮϬϵ ^z ϯϯ͕ϰϲϬ
ϯϯ %,$;,$/*(2*5,'WͲϯϭϭ ^z ϱ͕ϳϬϬ
ϯϰ $63+$/7685)$&(&2856(WͲϰϬϭ dKE ϴ͕ϲϰϬ
ϯϱ $63+$/7/(9(/,1*&2856(WͲϰϬϭ dKE ϭϬϬ
ϯϲ $63+$/7%$6(&2856(WͲϰϬϯ dKE ϴ͕ϳϴϬ
ϯϳ +0$&/,13*+)25),1$/75(1&+
3$7&+WͲϰϬϱ dKE ϮϬ
ϯϴ &200(5&,$/+0$)257(0325$5<75(1&+
3$7&+,10,1WͲϰϬϱ dKE ϯ
ϯϵ ,1+0$&/,13*+)2529(5/$<WͲϰϬϱ dKE ϯ
ϰϬ &586+('685)$&,1*723&2856(WͲϰϬϱ dKE ϭϰ
ϰϭ &(0(17&21&6,'(:$/.WͲϱϬϮ ^z ϮϬ
ϰϮ &(0(17&21&&85%$1'*877(5 WͲϱϬϯ >& ϭϱ
ϰϯ &(0(17&21&*877(5 WͲϱϬϯ >& ϭϬ
ϰϰ (08/6,),('$63+$/77$&.&2$7 WͲϲϬϯ dKE ϯϱ
ϰϱ &21&5(7()2575$16,7,216/$%6 WͲϲϭϬ ^z ϭϭϬ
ϰϲ 3$9(0(170$5.,1*5(029$/WͲϲϮϬ ^& ϭ͕ϭϮϬ
ϰϳ ,1,7,$/0$5.,1*6 WͲϲϮϬ ^& ϭϭ͕ϰϴϬ
ϰϴ 3(50$1(170$5.,1*6WͲϲϮϬ ^& ϱ͕ϲϲϬ
ϰϵ 5()/(&7,9(3(50$1(170$5.,1*6 WͲϲϮϬ ^& ϭϰ͕ϬϬϬ
ϱϬ 3$,17/,1(WͲϲϮϱ >& ϭϬ
ϱϭ ,1&+5(,1)25&('&21&5(7(3,3(ͲϳϬϭ >& Ϯϵϵ
ϱϮ ,1&+'8&7,/(,5213,3(ͲϳϬϭ >& ϭ͕ϯϵϲ
ϱϯ 5(029((;,67,1*67250'5$,1$*(3,3(ͲϳϬϭ >& ϭ͕Ϭϯϯ
ϱϰ &211(&772(;,67,1*672506758&785(ͲϳϬϭ ϭϮ
ϱϱ $%$1'21(;,67,1*67250'5$,1$*(3,3(ͲϳϬϭ >& ϯϭϲ
ϱϲ &211(&7(;,67,1*3,3(721(:6758&785(ͲϳϬϭ ϰ
ϱϳ 75(1&+/(663,3(5(3$,5 ͲϳϬϭ >& ϳϯϴ
ϱϴ ,1&+&219(17,21$/81'(5'5$,1 ͲϳϬϱ >& ϰ͕Ϭϯϭ
ϱϵ 81'(5'5$,1&/($1287 ͲϳϬϱ ϲϬ
ϲϬ ,1&+81'(5'5$,1287)$//3,3(ͲϳϬϱ >& ϲϴϯ
ϭ/Ĩ^ĐŚĞĚƵůĞŝƐĂǁĂƌĚĞĚ͕ƉůĂŶƋƵĂŶƚŝƚLJĨŽƌŝĚ/ƚĞŵϰϴWĞƌŵĂŶĞŶƚDĂƌŬŝŶŐƐǁŝůůďĞƌĞĚƵĐĞĚƚŽϱϳϬ^&͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽƉŽƐĂůͲ6ŽĨ48
^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ
ϮϬϮϱ
ϲϭ 5(029((;,67,1*&$7&+%$6,1 Ͳϳϱϭ ϭϮ
ϲϮ &%7<3(Ͳϳϱϭ ϭϴ
ϲϯ &%7<3($,5&5$)75$7('Ͳϳϱϭ ϭ
ϲϰ $'-8676758&785(72*5$'(3$9(0(17Ͳϳϱϭ Ϯ
ϲϱ $'-8676758&785(72*5$'(*5$66,1),(/'Ͳϳϱϭ Ϯ
ϲϲ $,5),(/'(/(&75,&$/6<67(0'(02/,7,21$1'
6$/9$*(>ͲϭϬϬ >^ ϭ
ϲϳ %$5(&8&2817(532,6(&$%/(,167$//(',1
75(1&+25%25(,1&/8',1**5281'52'6 >ͲϭϬϴ >& ϭ͕ϰϭϬ
ϲϴ 1(:/7<3(&.9&$%/(,167$//(',1
(;,67,1*251(:&21'8,7 >ͲϭϬϴ >& ϭϯ͕ϯϰϱ
ϲϵ
,167$//1(:.:)(5525(621$17&2167$17
&855(175(*8/$725,1$,5),(/'/,*+7,1*
9$8/7
>ͲϭϬϵ ϭ
ϳϬ $,5),(/'/,*+7,1*9$8/763$&(87,/,7,=$7,21
,03529(0(176>ͲϭϬϵ ϭ
ϳϭ 39&6&+',5(&7%85,('>ͲϭϭϬ >& ϭ͕ϬϳϬ
ϳϮ 39&6&+&21&5(7((1&$6('>ͲϭϭϬ >& ϭϴϬ
ϳϯ 39&6&+&21&5(7((1&$6('>ͲϭϭϬ >& ϭϲϬ
ϳϰ ,167$//1(:$,5&5$)7/2$'5$7('&21&5(7(
+$1'+2/(>Ͳϭϭϱ ϭ
ϳϱ
6$/9$*((;,67,1*,13$9(0(17/&581:$<
('*(/,*+7$1'5(,167$//21(;,67,1*/
%$6(&$1
>ͲϭϮϱ Ϯ
ϳϲ
,167$//1(:/7//('7$;,:$<('*(/,*+7
:,7+1(:,62/$7,2175$16)250(5$1'
+$5':$5(21(;,67,1*/%$6(&$1
>ͲϭϮϱ ϲϱ
ϳϳ
,167$//1(:/7//('7$;,:$<('*(/,*+7
:,7+1(:,62/$7,2175$16)250(5$1'
+$5':$5(,1&/8',1*%$6(&$1
(;7(16,2163$&(55,1*621(;,67,1*/
%$6(&$1
>ͲϭϮϱ ϳ
ϳϴ
,167$//1(:/7//('7$;,:$<('*(/,*+7
:,7+1(:,62/$7,2175$16)250(5$1'
+$5':$5(211(:/%$6(&$1
>ͲϭϮϱ ϭϮ
ϳϵ
,167$//1(:/7//(',13$9(0(177$;,:$<
('*(/,*+7:,7+1(:,62/$7,2175$16)250(5
211(:/%$6(&$1
>ͲϭϮϱ ϯ
ϴϬ
,167$//1(:6,=(02'8/(/('$,5),(/'
*8,'$1&(6,*1:,7+1(:,62/$7,21
75$16)250(521(;,67,1*&21&5(7(
)281'$7,21
>ͲϭϮϱ ϯ
ϴϭ
,167$//1(:6,=(02'8/(/('$,5),(/'
*8,'$1&(6,*1:,7+1(:,62/$7,21
75$16)250(521(;,67,1*&21&5(7(
)281'$7,21
>ͲϭϮϱ ϯ
ϴϮ
,167$//1(:6,=(02'8/(/('$,5),(/'
*8,'$1&(6,*1:,7+1(:,62/$7,21
75$16)250(521(;,67,1*&21&5(7(
)281'$7,21
>ͲϭϮϱ ϰ
Ϯ/Ĩ^ĐŚĞĚƵůĞŝƐĂǁĂƌĚĞĚ͕ƉůĂŶƋƵĂŶƚŝƚLJĨŽƌŝĚ/ƚĞŵϲϵ/ŶƐƚĂůůEĞǁϳ͘ϱŬt&ĞƌƌŽƌĞƐŽŶĂŶƚŽŶƐƚĂŶƚƵƌƌĞŶƚZĞŐƵůĂƚŽƌŝŶŝƌĨŝĞůĚ
>ŝŐŚƚŝŶŐsĂƵůƚǁŝůůďĞƌĞĚƵĐĞĚƚŽϬ͘
ϯ/Ĩ^ĐŚĞĚƵůĞŝƐĂǁĂƌĚĞĚ͕ƉůĂŶƋƵĂŶƚŝƚLJĨŽƌŝĚ/ƚĞŵϳϬŝƌĨŝĞůĚ>ŝŐŚƚŝŶŐsĂƵůƚ^ƉĂĐĞhƚŝůŝƚŝnjĂƚŝŽŶ/ŵƉƌŽǀĞŵĞŶƚƐǁŝůůďĞƌĞĚƵĐĞĚƚŽϬ͘
ϰ/Ĩ^ĐŚĞĚƵůĞ&ŝƐĂǁĂƌĚĞĚ͕ƉůĂŶƋƵĂŶƚŝƚLJĨŽƌŝĚ/ƚĞŵϳϲ/ŶƐƚĂůůEĞǁ>Ͳϴϲϭd;>Ϳ>dĂdžŝǁĂLJĚŐĞ>ŝŐŚƚǁŝƚŚEĞǁ/ƐŽůĂƚŝŽŶdƌĂŶƐĨŽƌŵĞƌ
ĂŶĚ,ĂƌĚǁĂƌĞŽŶdžŝƐƚŝŶŐ>ͲϴϲϳĂƐĞĂŶǁŝůůďĞƌĞĚƵĐĞĚƚŽϬ͘
ϱ/Ĩ^ĐŚĞĚƵůĞ&ŝƐĂǁĂƌĚĞĚ͕ƉůĂŶƋƵĂŶƚŝƚLJĨŽƌŝĚ/ƚĞŵϳϳ/ŶƐƚĂůůEĞǁ>Ͳϴϲϭd;>Ϳ>dĂdžŝǁĂLJĚŐĞ>ŝŐŚƚǁŝƚŚEĞǁ/ƐŽůĂƚŝŽŶdƌĂŶƐĨŽƌŵĞƌ
ĂŶĚ,ĂƌĚǁĂƌĞŝŶĐůƵĚŝŶŐĂƐĞĂŶdžƚĞŶƐŝŽŶͬ^ƉĂĐĞƌZŝŶŐƐŽŶdžŝƐƚŝŶŐ>ͲϴϲϳĂƐĞĂŶǁŝůůďĞƌĞĚƵĐĞĚƚŽϬ͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽƉŽƐĂůͲ7ŽĨ48
^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ
ϮϬϮϱ
ϴϯ
,167$//1(:6,=(02'8/(/('$,5),(/'
*8,'$1&(6,*1:,7+1(:,62/$7,21
75$16)250(5211(:&21&5(7()281'$7,21
>ͲϭϮϱ ϭ
ϴϰ 6((',1*dͲϵϬϭ Ϯ͘Ϯ
ϴϱ 08/&+dͲϵϬϭ ϯ͘ϯ
ϴϲ 72362,/dͲϵϬϱ z ϴϴϱ
ϴϳ 5(675$,1(''8&7,/(,5213,3(&/$66)25
:$7(50$,1,1&+',$0tͲϭϬϬ >& ϱϮ
ϴϴ $%$1'21(;,67,1*),5(:$7(5/,1(&/60tͲϭϬϬ >^ ϭ
ϴϵ $'-8670(7(5%2;tͲϭϬϬ ϭ
ϵϬ $'-867'28%/(&+(&.9$/9($66(0%/<'&9$
%2;tͲϭϬϬ ϭ
ϵϭ 5(029$/2)(;,67,1*,1',$0:$7(5
0$1+2/($1'*$7(9$/9(tͲϭϬϬ ϯ
ϵϮ ;7$33,1*7(($1'9$/9(tͲϭϬϭ ϭ
ϵϯ ;7$33,1*7(($1'9$/9(tͲϭϬϭ ϭ
ϵϰ +<'5$17$66(0%/<tͲϭϬϮ Ϯ
ϵϱ %2//$5'tͲϭϬϮ ϰ
ϵϲ 5(029$/2)(;,67,1*$%29(*5$'(),5(
+<'5$17 tͲϭϬϮ ϯ
ϵϳ 5(029$/2)(;,67,1*%(/2:*5$'(),5(
+<'5$17 tͲϭϬϮ ϲ
^,h>^ƵďƚŽƚĂůŝĚŵŽƵŶƚс
t^ƚĂƚĞ^ĂůĞƐdĂdž;ϭϬ͘ϯйͿΎс
^,h>dKd>/DKhEdс
ΎEKd͗^ĂůĞƐƚĂdžŝƐƉĞƌtϰϱϴͲϮϬͲϭϳϬ;ZƵůĞϭϳϬͿ͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽƉŽƐĂůͲ8ŽĨ48
^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ
ϮϬϮϱ
/dDEK͘ /dD^Z/Wd/KE
^W͘
^d/KE hE/d YhEd/dz hE/dWZ/ ydE^/KE
ϵϴ )2'35(9(17,21&21752/6 ͲϭϬϭ >^ ϭ
ϵϵ &216758&7,216$)(7<$1'3+$6,1*ͲϭϬϯ >^ ϭ
ϭϬϬ 02%,/,=$7,21 ͲϭϬϱ >^ ϭ
ϭϬϭ &216758&7,2167$.,1*ͲϭϰϬ >^ ϭ
ϭϬϮ $63+$/73$9(0(175(029$/72,1&+
7+,&.1(66 WͲϭϬϭ ^z ϭϮϬ
ϭϬϯ &2/'0,//,1*9$5,$%/('(37+,1&+120,1$/WͲϭϬϭ ^z ϵ͕ϱϯϬ
ϭϬϰ 29(5/$<%$6(35(3$5$7,21 WͲϭϬϭ ^z ϳ͕ϭϱϬ
ϭϬϱ $63+$/7685)$&(&2856(WͲϰϬϭ dKE Ϯ͕ϯϭϬ
ϭϬϲ $63+$/7/(9(/,1*&2856(WͲϰϬϭ dKE ϭϱ
ϭϬϳ (08/6,),('$63+$/77$&.&2$7 WͲϲϬϯ dKE ϱ͘ϲ
ϭϬϴ ,1,7,$/0$5.,1*6 WͲϲϮϬ ^& ϯ͕ϯϵϬ
ϭϬϵ 5()/(&7,9(3(50$1(170$5.,1*6 WͲϲϮϬ ^& ϰ͕ϲϬϬ
ϭϭϬ ,1&+5(,1)25&('&21&5(7(3,3(ͲϳϬϭ >& ϯϵϵ
ϭϭϭ ,1&+'8&7,/(,5213,3(ͲϳϬϭ >& ϭϵϴ
ϭϭϮ &211(&7(;,67,1*3,3(721(:6758&785(ͲϳϬϭ ϯ
ϭϭϯ &%7<3($,5&5$)75$7('Ͳϳϱϭ ϴ
ϭϭϰ &%7<3($,5&5$)75$7('60+Ͳϳϱϭ Ϯ
^,h>^ƵďƚŽƚĂůŝĚŵŽƵŶƚс
t^ƚĂƚĞ^ĂůĞƐdĂdž;ϭϬ͘ϯйͿΎс
^,h>dKd>/DKhEdс
ϲ/Ĩ^ĐŚĞĚƵůĞŝƐŶŽƚĂǁĂƌĚĞĚ͕ƉůĂŶƋƵĂŶƚŝƚLJĨŽƌŝĚ/ƚĞŵϭϭϬϭϮͲ/ŶĐŚZĞŝŶĨŽƌĐĞĚŽŶĐƌĞƚĞWŝƉĞǁŝůůďĞƌĞĚƵĐĞĚƚŽϭϴϴ>&͘
ϳ/Ĩ^ĐŚĞĚƵůĞŝƐŶŽƚĂǁĂƌĚĞĚ͕ƉůĂŶƋƵĂŶƚŝƚLJĨŽƌŝĚ/ƚĞŵϭϭϭϭϮͲ/ŶĐŚƵĐƚŝůĞ/ƌŽŶWŝƉĞǁŝůůďĞƌĞĚƵĐĞĚƚŽϬ>&͘
ϴ/Ĩ^ĐŚĞĚƵůĞŝƐŶŽƚĂǁĂƌĚĞĚ͕ƉůĂŶƋƵĂŶƚŝƚLJĨŽƌŝĚ/ƚĞŵϭϭϮŽŶŶĞĐƚdžŝƐƚŝŶŐWŝƉĞƚŽEĞǁ^ƚƌƵĐƚƵƌĞǁŝůůďĞƌĞĚƵĐĞĚƚŽϮ͘
ϵ/Ĩ^ĐŚĞĚƵůĞŝƐŶŽƚĂǁĂƌĚĞĚ͕ƉůĂŶƋƵĂŶƚŝƚLJĨŽƌŝĚ/ƚĞŵϭϭϯdLJƉĞϯͲ/ZZ&dZdǁŝůůďĞƌĞĚƵĐĞĚƚŽϯ͘
ϭϬ/Ĩ^ĐŚĞĚƵůĞŝƐŶŽƚĂǁĂƌĚĞĚ͕ƉůĂŶƋƵĂŶƚŝƚLJĨŽƌŝĚ/ƚĞŵϭϭϰdLJƉĞϰͲ/ZZ&dZd^D,ǁŝůůďĞƌĞĚƵĐĞĚƚŽϭ͘
^,h>͗/d/sWsDEdZ,/>/dd/KEͲW,^ϭ;/W>/'/>Ϳ
ΎEKd͗^ĂůĞƐƚĂdžŝƐƉĞƌtϰϱϴͲϮϬͲϭϳϬ;ZƵůĞϭϳϬͿ͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽƉŽƐĂůͲ9ŽĨ48
^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ
ϮϬϮϱ
/dDEK͘ /dD^Z/Wd/KE
^W͘
^d/KE hE/d YhEd/dz hE/dWZ/ ydE^/KE
ϭϭϱ )2'35(9(17,21&21752/6 ͲϭϬϭ >^ ϭ
ϭϭϲ &216758&7,216$)(7<$1'3+$6,1*ͲϭϬϯ >^ ϭ
ϭϭϳ 02%,/,=$7,21 ͲϭϬϱ >^ ϭ
ϭϭϴ &216758&7,2167$.,1*ͲϭϰϬ >^ ϭ
ϭϭϵ $63+$/73$9(0(175(029$/72,1&+
7+,&.1(66 WͲϭϬϭ ^z ϲϴϬ
ϭϮϬ &2/'0,//,1*9$5,$%/('(37+,1&+120,1$/WͲϭϬϭ ^z ϲ͕ϴϲϬ
ϭϮϭ 29(5/$<%$6(35(3$5$7,21 WͲϭϬϭ ^z ϱ͕ϭϰϬ
ϭϮϮ $63+$/7685)$&(&2856(WͲϰϬϭ dKE ϭ͕ϴϭϬ
ϭϮϯ $63+$/7/(9(/,1*&2856(WͲϰϬϭ dKE ϱ
ϭϮϰ (08/6,),('$63+$/77$&.&2$7 WͲϲϬϯ dKE ϰ
ϭϮϱ ,1,7,$/0$5.,1*6 WͲϲϮϬ ^& ϯ͕ϬϲϬ
ϭϮϲ &211(&7(;,67,1*3,3(721(:6758&785(ͲϳϬϭ Ϯ
ϭϮϳ 5(029((;,67,1*&$7&+%$6,1 Ͳϳϱϭ Ϯ
ϭϮϴ &%7<3($,5&5$)75$7('60+Ͳϳϱϭ Ϯ
^,h>^ƵďƚŽƚĂůŝĚŵŽƵŶƚс
t^ƚĂƚĞ^ĂůĞƐdĂdž;ϭϬ͘ϯйͿΎс
^,h>dKd>/DKhEdс
^,h>͗/d/sWsDEdZ,/>/dd/KEͲW,^ϭ;EKEͲ/W>/'/>Ϳ
ΎEKd͗^ĂůĞƐƚĂdžŝƐƉĞƌtϰϱϴͲϮϬͲϭϳϬ;ZƵůĞϭϳϬͿ͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽƉŽƐĂůͲ10ŽĨ48
^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ
ϮϬϮϱ
/dDEK͘ /dD^Z/Wd/KE
^W͘
^d/KE hE/d YhEd/dz hE/dWZ/ ydE^/KE
ϭϮϵ &216758&7,216$)(7<$1'3+$6,1*ͲϭϬϯ >^ ϭ
ϭϯϬ 02%,/,=$7,21 ͲϭϬϱ >^ ϭ
ϭϯϭ &216758&7,2167$.,1*ͲϭϰϬ >^ ϭ
ϭϯϮ 1(:$,5),(/'/,*+7,1*9$8/7%8,/',1*>ͲϭϬϵ >^ ϭ
ϭϯϯ '(02/,6+(;,67,1*$,5),(/'/,*+7,1*9$8/7
%8,/',1*>ͲϭϬϵ >^ ϭ
ϭϯϰ
,167$//1(:.:)(5525(621$17&2167$17
&855(175(*8/$725,1$,5),(/'/,*+7,1*
9$8/7
>ͲϭϬϵ ϯ
ϭϯϱ
,167$//1(:.:)(5525(621$17&2167$17
&855(175(*8/$725,1$,5),(/'/,*+7,1*
9$8/7
>ͲϭϬϵ ϭ
ϭϯϲ 1(:/5(/$<&$%,1(7 >ͲϭϬϵ ϭ
ϭϯϳ 1(:/3,/27&21752//('5$',2 >ͲϭϬϵ Ϯ
ϭϯϴ 1(:$,5),(/'/,*+7,1*3$7&+3$1(/>ͲϭϬϵ ϭ
ϭϯϵ 5(/2&$7((;,67,1*3$3,6 5(,/6%2267
75$16)250(5 >ͲϭϬϵ ϭ
ϭϰϬ 5(/2&$7((;,67,1*$8720$7,&75$16)(5
6:,7&+>ͲϭϬϵ ϯ
ϭϰϭ 5(/2&$7((;,67,1*$8720$7,&75$16)(5
6:,7&+021,725,1*&$%,1(7 >ͲϭϬϵ ϭ
ϭϰϮ 5(/2&$7((;,67,1*0$,16(59,&(3$1(//9 >ͲϭϬϵ ϭ
ϭϰϯ
&2175$&7256833/,('6758&785$/67$03('
9$8/7%8,/',1*'5$:,1*6%<:$6+,1*7213(
,1&/8',1*$1<&,7<5(48,5('3(50,76
>ͲϭϬϵ >^ ϭ
ϭϰϰ 6&++'3(',5(&7,21$/%25(>ͲϭϭϬ >& ϮϱϬ
ϭϰϱ ,167$//1(:+/2$'5$7('&21&5(7(
+$1'+2/(>Ͳϭϭϱ Ϯ
ϭϰϲ ,167$//1(:$,5&5$)7/2$'5$7('&21&5(7(
+$1'+2/(>Ͳϭϭϱ Ϯ
^,h>^ƵďƚŽƚĂůŝĚŵŽƵŶƚс
t^ƚĂƚĞ^ĂůĞƐdĂdž;ϭϬ͘ϯйͿΎс
^,h>dKd>/DKhEdс
ΎEKd͗^ĂůĞƐƚĂdžŝƐƉĞƌtϰϱϴͲϮϬͲϭϳϬ;ZƵůĞϭϳϬͿ͘
^,h>͗/d/s>/',d/E'sh>d/DWZKsDEd^ͲW,^ϭ;/W>/'/>Ϳ
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽƉŽƐĂůͲ11ŽĨ48
^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ
ϮϬϮϱ
/dDEK͘ /dD^Z/Wd/KE
^W͘
^d/KE hE/d YhEd/dz hE/dWZ/ ydE^/KE
ϭϰϳ )2'35(9(17,21&21752/6 ͲϭϬϭ >^ ϭ
ϭϰϴ &216758&7,216$)(7<$1'3+$6,1*ͲϭϬϯ >^ ϭ
ϭϰϵ 02%,/,=$7,21 ͲϭϬϱ >^ ϭ
ϭϱϬ &216758&7,2167$.,1*ͲϭϰϬ >^ ϭ
ϭϱϭ $63+$/73$9(0(175(029$/72,1&+
7+,&.1(66 WͲϭϬϭ ^z ϳϮϬ
ϭϱϮ 81&/$66,),('(;&$9$7,21:,7+2873&&
81'(5/$<0(17 WͲϭϱϮ z ϲϴϬ
ϭϱϯ 8168,7$%/((;&$9$7,21 WͲϭϱϮ z ϭϲϬ
ϭϱϰ 48$55<63$//6 WͲϭϱϮ z ϭϬϱ
ϭϱϱ &586+('$**5(*$7(%$6(&2856(WͲϮϬϵ z ϰϯϬ
ϭϱϲ &+2.(6721(WͲϮϬϵ z ϱϱ
ϭϱϳ 6(3$5$7,21*(27(;7,/(WͲϮϬϵ ^z ϭ͕ϴϬϬ
ϭϱϴ %,$;,$/*(2*5,'WͲϯϭϭ ^z ϯϭϬ
ϭϱϵ $63+$/7685)$&(&2856(WͲϰϬϭ dKE ϭϴϬ
ϭϲϬ $63+$/7%$6(&2856(WͲϰϬϯ dKE ϴϱϬ
ϭϲϭ (08/6,),('$63+$/77$&.&2$7 WͲϲϬϯ dKE Ϯ
ϭϲϮ ,1,7,$/0$5.,1*6 WͲϲϮϬ ^& ϲϱϬ
ϭϲϯ 5()/(&7,9(3(50$1(170$5.,1*6 WͲϲϮϬ ^& ϲϱϬ
^,h>^ƵďƚŽƚĂůŝĚŵŽƵŶƚс
t^ƚĂƚĞ^ĂůĞƐdĂdž;ϭϬ͘ϯйͿΎс
^,h>dKd>/DKhEdс
^,h>͗/d/sWsDEdZ,/>/d/KEͲW,^ϭ;K/E'EKEͲ/W>/'/>Ϳ
ΎEKd͗^ĂůĞƐƚĂdžŝƐƉĞƌtϰϱϴͲϮϬͲϭϳϬ;ZƵůĞϭϳϬͿ͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽƉŽƐĂůͲ12ŽĨ48
^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ
ϮϬϮϱ
/dDEK͘ /dD^Z/Wd/KE
^W͘
^d/KE hE/d YhEd/dz hE/dWZ/ ydE^/KE
ϭϲϰ )2'35(9(17,21&21752/6 ͲϭϬϭ >^ ϭ
ϭϲϱ &216758&7,216$)(7<$1'3+$6,1*ͲϭϬϯ >^ ϭ
ϭϲϲ 02%,/,=$7,21 ͲϭϬϱ >^ ϭ
ϭϲϳ &216758&7,2167$.,1*ͲϭϰϬ >^ ϭ
ϭϲϴ $,5),(/'(/(&75,&$/6<67(0'(02/,7,21$1'
6$/9$*(>ͲϭϬϬ >^ ϭ
ϭϲϵ %$5(&8&2817(532,6(&$%/(,167$//(',1
75(1&+25%25(,1&/8',1**5281'52'6 >ͲϭϬϴ >& ϲ͕ϬϮϬ
ϭϳϬ 39&6&+',5(&7%85,('>ͲϭϭϬ >& ϱ͕ϰϰϬ
ϭϳϭ 39&6&+&21&5(7((1&$6('>ͲϭϭϬ >& ϱϴϬ
ϭϳϮ ,167$//1(:$,5&5$)7/2$'5$7('&21&5(7(
+$1'+2/(>Ͳϭϭϱ ϴ
ϭϳϯ
,167$//1(:/7//('7$;,:$<('*(/,*+7
:,7+1(:,62/$7,2175$16)250(5$1'
+$5':$5(211(:/%$6(&$1
>ͲϭϮϱ ϳϮ
^,h>&^ƵďƚŽƚĂůŝĚŵŽƵŶƚс
t^ƚĂƚĞ^ĂůĞƐdĂdž;ϭϬ͘ϯйͿΎс
^,h>&dKd>/DKhEdс
ΎEKd͗^ĂůĞƐƚĂdžŝƐƉĞƌtϰϱϴͲϮϬͲϭϳϬ;ZƵůĞϭϳϬͿ͘
^,h>&͗>dZ/>/d/sͲW,^ϭ;/W>/'/>Ϳ
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽƉŽƐĂůͲ13ŽĨ48
^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ
ϮϬϮϱ
/dDEK͘ /dD^Z/Wd/KE
^W͘
^d/KE hE/d YhEd/dz hE/dWZ/ ydE^/KE
ϭϳϰ &2175$&72548$/,7<&21752/352*5$0&4&3 ͲϭϬϬ >^ ϭ
ϭϳϱ )2'35(9(17,21&21752/6 ͲϭϬϭ >^ ϭ
ϭϳϲ &$7&+%$6,13527(&7,21 ͲϭϬϮ ϯϬ
ϭϳϳ ,17(5&(37(5%(50 ͲϭϬϮ >& Ϯ͕ϴϲϰ
ϭϳϴ :+((/:$6+ͲϭϬϮ Ϯ
ϭϳϵ &216758&7,216$)(7<$1'3+$6,1*ͲϭϬϯ >^ ϭ
ϭϴϬ 02%,/,=$7,21 ͲϭϬϱ >^ ϭ
ϭϴϭ &216758&7,2167$.,1*ͲϭϰϬ >^ ϭ
ϭϴϮ $63+$/73$9(0(175(029$/72,1&+
7+,&.1(66 WͲϭϬϭ ^z ϭϳ͕ϰϮϬ
ϭϴϯ $63+$/73$9(0(175(029$/72,1&+
7+,&.1(66 WͲϭϬϭ ^z ϳϱϬ
ϭϴϰ &2/'0,//,1*9$5,$%/('(37+,1&+120,1$/WͲϭϬϭ ^z ϭ͕ϯϴϬ
ϭϴϱ &2/'0,//,1*9$5,$%/('(37+,1&+120,1$/WͲϭϬϭ ^z ϭ͕ϵϭϬ
ϭϴϲ 29(5/$<%$6(35(3$5$7,21 WͲϭϬϭ ^z ϭ͕ϰϯϬ
ϭϴϳ &5$&.6($/,1*WͲϭϬϭ & ϭ
ϭϴϴ 75(1&+(;&$9$7,216$)(7<6<67(06 WͲϭϬϮ >^ ϭ
ϭϴϵ 87,/,7<327+2/,1*WͲϭϬϯ ϯϰ
ϭϵϬ 81&/$66,),('(;&$9$7,21:,7+3&&
81'(5/$<0(17 WͲϭϱϮ z ϲ͕ϱϯϬ
ϭϵϭ 81&/$66,),('(;&$9$7,21:,7+2873&&
81'(5/$<0(17 WͲϭϱϮ z ϭ͕ϲϰϬ
ϭϵϮ (0%$1.0(17,13/$&(WͲϭϱϮ z ϱϳϬ
ϭϵϯ 8168,7$%/((;&$9$7,21 WͲϭϱϮ z ϭ͕ϴϵϬ
ϭϵϰ 675,33,1*WͲϭϱϮ z ϱϬϬ
ϭϵϱ 48$55<63$//6 WͲϭϱϮ z ϭ͕ϮϲϬ
ϭϵϲ '(:$7(5,1*WͲϭϱϮ >^ ϭ
ϭϵϳ &586+('$**5(*$7(%$6(&2856(WͲϮϬϵ z ϱ͕ϭϬϬ
ϭϵϴ &+2.(6721(WͲϮϬϵ z ϲϰϬ
ϭϵϵ 6(3$5$7,21*(27(;7,/(WͲϮϬϵ ^z ϮϮ͕ϱϯϬ
ϮϬϬ %,$;,$/*(2*5,'WͲϯϭϭ ^z ϯ͕ϳϲϬ
ϮϬϭ $63+$/7685)$&(&2856(WͲϰϬϭ dKE ϰ͕ϵϴϬ
ϮϬϮ $63+$/7/(9(/,1*&2856(WͲϰϬϭ dKE Ϯϱ
ϮϬϯ $63+$/7%$6(&2856(WͲϰϬϯ dKE ϲ͕ϴϮϬ
ϮϬϰ (08/6,),('$63+$/77$&.&2$7 WͲϲϬϯ dKE Ϯϱ
ϮϬϱ &21&5(7()2575$16,7,216/$%6 WͲϲϭϬ ^z ϯϬϬ
ϮϬϲ 3$9(0(170$5.,1*5(029$/WͲϲϮϬ ^& ϭϰϬ
ϮϬϳ ,1,7,$/0$5.,1*6 WͲϲϮϬ ^& ϱ͕ϯϲϬ
ϮϬϴ 3(50$1(170$5.,1*6WͲϲϮϬ ^& ϯ͕ϭϵϬ
^,h>'͗^/ͲW,^Ϯ;/W>/'/>Ϳ
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽƉŽƐĂůͲ14ŽĨ48
^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ
ϮϬϮϱ
ϮϬϵ 5()/(&7,9(3(50$1(170$5.,1*6 WͲϲϮϬ ^& ϲ͕ϲϱϬ
ϮϭϬ ,1&+5(,1)25&('&21&5(7(3,3(ͲϳϬϭ >& ϱϭϱ
Ϯϭϭ ,1&+'8&7,/(,5213,3(ͲϳϬϭ >& ϰϰϱ
ϮϭϮ 5(029((;,67,1*67250'5$,1$*(3,3(ͲϳϬϭ >& ϱϯϭ
Ϯϭϯ &211(&772(;,67,1*672506758&785(ͲϳϬϭ ϰ
Ϯϭϰ &211(&7(;,67,1*3,3(721(:6758&785(ͲϳϬϭ Ϯ
Ϯϭϱ ,1&+&219(17,21$/81'(5'5$,1 ͲϳϬϱ >& Ϯ͕ϰϯϴ
Ϯϭϲ 81'(5'5$,1&/($1287 ͲϳϬϱ ϯϲ
Ϯϭϳ ,1&+81'(5'5$,1287)$//3,3(ͲϳϬϱ >& ϱϭϵ
Ϯϭϴ 5(029((;,67,1*&$7&+%$6,1 Ͳϳϱϭ ϯ
Ϯϭϵ &%7<3(,Ͳϳϱϭ ϴ
ϮϮϬ $'-8676758&785(72*5$'(3$9(0(17Ͳϳϱϭ Ϯ
ϮϮϭ $,5),(/'(/(&75,&$/6<67(0'(02/,7,21$1'
6$/9$*(>ͲϭϬϬ >^ ϭ
ϮϮϮ %$5(&8&2817(532,6(&$%/(,167$//(',1
75(1&+25%25(,1&/8',1**5281'52'6 >ͲϭϬϴ >& ϭ͕ϰϬϱ
ϮϮϯ 1(:/7<3(&.9&$%/(,167$//(',1
(;,67,1*251(:&21'8,7 >ͲϭϬϴ >& ϲ͕ϵϴϬ
ϮϮϰ 39&6&+',5(&7%85,('>ͲϭϭϬ >& ϭ͕ϭϱϬ
ϮϮϱ 39&6&+&21&5(7((1&$6('>ͲϭϭϬ >& Ϯϱϱ
ϮϮϲ
6$/9$*((;,67,1*(/(9$7('/581:$<
('*(/,*+7$1'5(,167$//211(:/%$6(
&$1
>ͲϭϮϱ ϭ
ϮϮϳ
,167$//1(:/7//('7$;,:$<('*(/,*+7
:,7+1(:,62/$7,2175$16)250(5$1'
+$5':$5(21(;,67,1*/%$6(&$1
>ͲϭϮϱ ϮϬ
ϮϮϴ
,167$//1(:/7//('7$;,:$<('*(/,*+7
:,7+1(:,62/$7,2175$16)250(5$1'
+$5':$5(,1&/8',1*%$6(&$1
(;7(16,2163$&(55,1*621(;,67,1*/
%$6(&$1
>ͲϭϮϱ ϯ
ϮϮϵ
,167$//1(:/7//('7$;,:$<('*(/,*+7
:,7+1(:,62/$7,2175$16)250(5$1'
+$5':$5(211(:/%$6(&$1
>ͲϭϮϱ ϮϬ
ϭϭ/Ĩ^ĐŚĞĚƵůĞ,ŝƐĂǁĂƌĚĞĚ͕ƉůĂŶƋƵĂŶƚŝƚLJĨŽƌŝĚ/ƚĞŵϮϬϴWĞƌŵĂŶĞŶƚDĂƌŬŝŶŐƐǁŝůůďĞƌĞĚƵĐĞĚƚŽϬ>&͘
ϭϮ/Ĩ^ĐŚĞĚƵůĞ<ŝƐĂǁĂƌĚĞĚ͕ƉůĂŶƋƵĂŶƚŝƚLJĨŽƌŝĚ/ƚĞŵϮϮϳ/ŶƐƚĂůůEĞǁ>Ͳϴϲϭd;>Ϳ>dĂdžŝǁĂLJĚŐĞ>ŝŐŚƚǁŝƚŚEĞǁ/ƐŽůĂƚŝŽŶdƌĂŶƐĨŽƌŵĞƌ
ĂŶĚ,ĂƌĚǁĂƌĞŽŶdžŝƐƚŝŶŐ>ͲϴϲϳĂƐĞĂŶǁŝůůďĞƌĞĚƵĐĞĚƚŽϬ͘
ϭϯ/Ĩ^ĐŚĞĚƵůĞ<ŝƐĂǁĂƌĚĞĚ͕ƉůĂŶƋƵĂŶƚŝƚLJĨŽƌŝĚ/ƚĞŵϮϮϴ/ŶƐƚĂůůEĞǁ>Ͳϴϲϭd;>Ϳ>dĂdžŝǁĂLJĚŐĞ>ŝŐŚƚǁŝƚŚEĞǁ/ƐŽůĂƚŝŽŶdƌĂŶƐĨŽƌŵĞƌ
ĂŶĚ,ĂƌĚǁĂƌĞŝŶĐůƵĚŝŶŐĂƐĞĂŶdžƚĞŶƐŝŽŶͬ^ƉĂĐĞƌZŝŶŐƐŽŶdžŝƐƚŝŶŐ>ͲϴϲϳĂƐĞĂŶǁŝůůďĞƌĞĚƵĐĞĚƚŽϬ͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽƉŽƐĂůͲ15ŽĨ48
^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ
ϮϬϮϱ
ϮϯϬ
,167$//1(:6,=(02'8/(/('$,5),(/'
*8,'$1&(6,*1:,7+1(:,62/$7,21
75$16)250(521(;,67,1*&21&5(7(
)281'$7,21
>ͲϭϮϱ Ϯ
Ϯϯϭ
,167$//1(:6,=(02'8/(/('$,5),(/'
*8,'$1&(6,*1:,7+1(:,62/$7,21
75$16)250(521(;,67,1*&21&5(7(
)281'$7,21
>ͲϭϮϱ ϭ
ϮϯϮ
,167$//1(:6,=(02'8/(/('$,5),(/'
*8,'$1&(6,*1:,7+1(:,62/$7,21
75$16)250(5211(:&21&5(7()281'$7,21
>ͲϭϮϱ ϭ
Ϯϯϯ
,167$//1(:6,=(02'8/(/('$,5),(/'
*8,'$1&(6,*1:,7+1(:,62/$7,21
75$16)250(5211(:&21&5(7()281'$7,21
>ͲϭϮϱ ϭ
Ϯϯϰ
6$/9$*((;,67,1*,13$9(0(17/&581:$<
('*(/,*+7$1'5(,167$//211(:/%$6(
&$1
>ͲϭϮϱ ϭ
Ϯϯϱ 6((',1*dͲϵϬϭ Ϭ͘ϱ
Ϯϯϲ 08/&+dͲϵϬϭ Ϭ͘ϴ
Ϯϯϳ 72362,/dͲϵϬϱ z ϱϬϬ
Ϯϯϴ $%$1'21(;,67,1*),5(:$7(5/,1(&/60tͲϭϬϬ >^ ϭ
Ϯϯϵ 5(029$/2)(;,67,1*,1',$0:$7(5
0$1+2/($1'*$7(9$/9(tͲϭϬϬ ϲ
ϮϰϬ 5(029$/2)(;,67,1*%(/2:*5$'(),5(
+<'5$17 tͲϭϬϮ ϳ
Ϯϰϭ &2035(66('$,5',5(&7%85,('tͲϭϬϯ & ϭ
^,h>'^ƵďƚŽƚĂůŝĚŵŽƵŶƚс
t^ƚĂƚĞ^ĂůĞƐdĂdž;ϭϬ͘ϯйͿΎс
^,h>'dKd>/DKhEdс
ΎEKd͗^ĂůĞƐƚĂdžŝƐƉĞƌtϰϱϴͲϮϬͲϭϳϬ;ZƵůĞϭϳϬͿ͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽƉŽƐĂůͲ16ŽĨ48
^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ
ϮϬϮϱ
/dDEK͘ /dD^Z/Wd/KE
^W͘
^d/KE hE/d YhEd/dz hE/dWZ/ ydE^/KE
ϮϰϮ )2'35(9(17,21&21752/6 ͲϭϬϭ >^ ϭ
Ϯϰϯ &216758&7,216$)(7<$1'3+$6,1*ͲϭϬϯ >^ ϭ
Ϯϰϰ 02%,/,=$7,21 ͲϭϬϱ >^ ϭ
Ϯϰϱ &216758&7,2167$.,1*ͲϭϰϬ >^ ϭ
Ϯϰϲ &2/'0,//,1*9$5,$%/('(37+,1&+120,1$/WͲϭϬϭ ^z ϰ͕ϰϬϬ
Ϯϰϳ 29(5/$<%$6(35(3$5$7,21 WͲϭϬϭ ^z ϯ͕ϮϵϬ
Ϯϰϴ $63+$/7685)$&(&2856(WͲϰϬϭ dKE ϭ͕ϬϱϬ
Ϯϰϵ $63+$/7/(9(/,1*&2856(WͲϰϬϭ dKE ϭϬ
ϮϱϬ (08/6,),('$63+$/77$&.&2$7 WͲϲϬϯ dKE Ϯ͘ϲ
Ϯϱϭ ,1,7,$/0$5.,1*6 WͲϲϮϬ ^& ϭ͕ϴϰϬ
ϮϱϮ 5()/(&7,9(3(50$1(170$5.,1*6 WͲϲϮϬ ^& Ϯ͕ϯϯϬ
^,h>,^ƵďƚŽƚĂůŝĚŵŽƵŶƚс
t^ƚĂƚĞ^ĂůĞƐdĂdž;ϭϬ͘ϯйͿΎс
^,h>,dKd>/DKhEdс
^,h>,͗/d/sWsDEdZ,/>/d/KEͲW,^Ϯ;/W>/'/>Ϳ
ΎEKd͗^ĂůĞƐƚĂdžŝƐƉĞƌtϰϱϴͲϮϬͲϭϳϬ;ZƵůĞϭϳϬͿ͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽƉŽƐĂůͲ17ŽĨ48
^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ
ϮϬϮϱ
/dDEK͘ /dD^Z/Wd/KE
^W͘
^d/KE hE/d YhEd/dz hE/dWZ/ ydE^/KE
Ϯϱϯ )2'35(9(17,21&21752/6 ͲϭϬϭ >^ ϭ
Ϯϱϰ &216758&7,216$)(7<$1'3+$6,1*ͲϭϬϯ >^ ϭ
Ϯϱϱ 02%,/,=$7,21 ͲϭϬϱ >^ ϭ
Ϯϱϲ &216758&7,2167$.,1*ͲϭϰϬ >^ ϭ
Ϯϱϳ $63+$/73$9(0(175(029$/72,1&+
7+,&.1(66 WͲϭϬϭ ^z ϴϵϬ
Ϯϱϴ &2/'0,//,1*9$5,$%/('(37+,1&+120,1$/WͲϭϬϭ ^z ϯ͕ϬϬϬ
Ϯϱϵ 29(5/$<%$6(35(3$5$7,21 WͲϭϬϭ ^z Ϯ͕ϮϯϬ
ϮϲϬ $63+$/7685)$&(&2856(WͲϰϬϭ dKE ϵϯϬ
Ϯϲϭ (08/6,),('$63+$/77$&.&2$7 WͲϲϬϯ dKE ϭ͘ϴ
ϮϲϮ ,1,7,$/0$5.,1*6 WͲϲϮϬ ^& ϭ͕ϱϵϬ
^,h>/^ƵďƚŽƚĂůŝĚŵŽƵŶƚс
t^ƚĂƚĞ^ĂůĞƐdĂdž;ϭϬ͘ϯйͿΎс
^,h>/dKd>/DKhEdс
ΎEKd͗^ĂůĞƐƚĂdžŝƐƉĞƌtϰϱϴͲϮϬͲϭϳϬ;ZƵůĞϭϳϬͿ͘
^,h>/͗/d/sWsDEdZ,/>/dd/KEͲW,^Ϯ;EKEͲ/W>/'/>Ϳ
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽƉŽƐĂůͲ18ŽĨ48
^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ
ϮϬϮϱ
/dDEK͘ /dD^Z/Wd/KE
^W͘
^d/KE hE/d YhEd/dz hE/dWZ/ ydE^/KE
Ϯϲϯ )2'35(9(17,21&21752/6 ͲϭϬϭ >^ ϭ
Ϯϲϰ &216758&7,216$)(7<$1'3+$6,1*ͲϭϬϯ >^ ϭ
Ϯϲϱ 02%,/,=$7,21 ͲϭϬϱ >^ ϭ
Ϯϲϲ &216758&7,2167$.,1*ͲϭϰϬ >^ ϭ
Ϯϲϳ $63+$/73$9(0(175(029$/72,1&+
7+,&.1(66 WͲϭϬϭ ^z ϵϵϬ
Ϯϲϴ 81&/$66,),('(;&$9$7,21:,7+2873&&
81'(5/$<0(17 WͲϭϱϮ z ϴϰϬ
Ϯϲϵ 8168,7$%/((;&$9$7,21 WͲϭϱϮ z ϮϬ
ϮϳϬ 48$55<63$//6 WͲϭϱϮ z ϭϱ
Ϯϳϭ &586+('$**5(*$7(%$6(&2856(WͲϮϬϵ z ϯϬ
ϮϳϮ &+2.(6721(WͲϮϬϵ z ϭϬ
Ϯϳϯ 6(3$5$7,21*(27(;7,/(WͲϮϬϵ ^z ϭϰϬ
Ϯϳϰ %,$;,$/*(2*5,'WͲϯϭϭ ^z ϰϬ
Ϯϳϱ $63+$/7685)$&(&2856(WͲϰϬϭ dKE ϮϰϬ
Ϯϳϲ $63+$/7%$6(&2856(WͲϰϬϯ dKE ϭ͕ϳϰϬ
Ϯϳϳ (08/6,),('$63+$/77$&.&2$7 WͲϲϬϯ dKE ϯ͘Ϭ
Ϯϳϴ ,1,7,$/0$5.,1*6 WͲϲϮϬ ^& ϭ͕ϮϯϬ
Ϯϳϵ 5()/(&7,9(3(50$1(170$5.,1*6 WͲϲϮϬ ^& ϭ͕ϮϯϬ
ϮϴϬ 67$7,&*5281'52'67$7,215(6725$7,21 >ͲϭϭϬ ϱ
^,h>:^ƵďƚŽƚĂůŝĚŵŽƵŶƚс
t^ƚĂƚĞ^ĂůĞƐdĂdž;ϭϬ͘ϯйͿΎс
^,h>:dKd>/DKhEdс
ΎEKd͗^ĂůĞƐƚĂdžŝƐƉĞƌtϰϱϴͲϮϬͲϭϳϬ;ZƵůĞϭϳϬͿ͘
^,h>:͗/d/sWsDEdZ,/>/d/KEͲW,^Ϯ;K/E'EKEͲ/W>/'/>Ϳ
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽƉŽƐĂůͲ19ŽĨ48
^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ
ϮϬϮϱ
/dDEK͘ /dD^Z/Wd/KE
^W͘
^d/KE hE/d YhEd/dz hE/dWZ/ ydE^/KE
Ϯϴϭ )2'35(9(17,21&21752/6 ͲϭϬϭ >^ ϭ
ϮϴϮ &216758&7,216$)(7<$1'3+$6,1*ͲϭϬϯ >^ ϭ
Ϯϴϯ 02%,/,=$7,21 ͲϭϬϱ >^ ϭ
Ϯϴϰ &216758&7,2167$.,1*ͲϭϰϬ >^ ϭ
Ϯϴϱ $,5),(/'(/(&75,&$/6<67(0'(02/,7,21$1'
6$/9$*(>ͲϭϬϬ >^ ϭ
Ϯϴϲ %$5(&8&2817(532,6(&$%/(,167$//(',1
75(1&+25%25(,1&/8',1**5281'52'6 >ͲϭϬϴ >& Ϯ͕Ϯϱϱ
Ϯϴϳ 39&6&+',5(&7%85,('>ͲϭϭϬ >& ϭ͕ϵϴϬ
Ϯϴϴ 39&6&+&21&5(7((1&$6('>ͲϭϭϬ >& Ϯϳϱ
Ϯϴϵ ,167$//1(:$,5&5$)7/2$'5$7('&21&5(7(
+$1'+2/(>Ͳϭϭϱ ϰ
ϮϵϬ
,167$//1(:/7//('7$;,:$<('*(/,*+7
:,7+1(:,62/$7,2175$16)250(5$1'
+$5':$5(211(:/%$6(&$1
>ͲϭϮϱ Ϯϯ
Ϯϵϭ
6$/9$*((;,67,1*,13$9(0(17/&581:$<
('*(/,*+7$1'5(,167$//211(:/%$6(
&$1
>ͲϭϮϱ ϭ
^,h><^ƵďƚŽƚĂůŝĚŵŽƵŶƚс
t^ƚĂƚĞ^ĂůĞƐdĂdž;ϭϬ͘ϯйͿΎс
^,h><dKd>/DKhEdс
tZ>dZEd/sϭ;ƚŽƚĂůŝĚ^ĐŚĞĚƵůĞƐ͕͕'͕ĂŶĚ,Ϳс
tZ>dZEd/sϮ;ůƚĞƌŶĂƚŝǀĞϭн^ŚĞĚƵůĞͿс
tZ>dZEd/sϯ;ůƚĞƌŶĂƚŝǀĞϭн^ŚĞĚƵůĞƐн&н<Ϳс
^,h><͗>dZ/>/d/sͲW,^Ϯ;/W>/'/>Ϳ
ΎEKd͗^ĂůĞƐƚĂdžŝƐƉĞƌtϰϱϴͲϮϬͲϭϳϬ;ZƵůĞϭϳϬͿ͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ
WƌŽƉŽƐĂůͲ20ŽĨ48
^ĐŚĞĚƵůĞŽĨWƌŝĐĞƐ
ϮϬϮϱ
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ >ŽĐĂůŐĞŶĐLJEŽŶͲŽůůƵƐŝŽŶĞĐůĂƌĂƚŝŽŶ
WƌŽƉŽƐĂůͲ21ŽĨ48 ϮϬϮϱ
d,/^W'/EdEd/KE>>z>&d>E<
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ ĞƌƚŝĨŝĐĂƚŝŽŶŽĨEŽŶͲ^ĞŐƌĞŐĂƚĞĚ&ĂĐŝůŝƚŝĞƐ
WƌŽƉŽƐĂůͲ23ŽĨ48 ϮϬϮϱ
Zd/&/d/KEK&EKE^'Z'd&/>/d/^
dŚĞĨĞĚĞƌĂůůLJĂƐƐŝƐƚĞĚĐŽŶƐƚƌƵĐƚŝŽŶĐŽŶƚƌĂĐƚŽƌĐĞƌƚŝĨŝĞƐƚŚĂƚŚĞĚŽĞƐŶŽƚŵĂŝŶƚĂŝŶŽƌƉƌŽǀŝĚĞĨŽƌŚŝƐ
ĞŵƉůŽLJĞĞƐ ĂŶLJ ƐĞŐƌĞŐĂƚĞĚ ĨĂĐŝůŝƚŝĞƐ Ăƚ ĂŶLJ ŽĨ ŚŝƐ ĞƐƚĂďůŝƐŚŵĞŶƚƐ͕ ĂŶĚ ƚŚĂƚ ŚĞ ĚŽĞƐ ŶŽƚ ƉĞƌŵŝƚ ŚŝƐ
ĞŵƉůŽLJĞĞƐƚŽƉĞƌĨŽƌŵƚŚĞŝƌƐĞƌǀŝĐĞƐĂƚĂŶLJůŽĐĂƚŝŽŶ͕ƵŶĚĞƌŚŝƐĐŽŶƚƌŽů͕ǁŚĞƌĞƐĞŐƌĞŐĂƚĞĚĨĂĐŝůŝƚŝĞƐĂƌĞ
ŵĂŝŶƚĂŝŶĞĚ͘dŚĞĨĞĚĞƌĂůůLJĂƐƐŝƐƚĞĚĐŽŶƐƚƌƵĐƚŝŽŶĐŽŶƚƌĂĐƚŽƌĐĞƌƚŝĨŝĞƐĨƵƌƚŚĞƌƚŚĂƚŚĞǁŝůůŶŽƚŵĂŝŶƚĂŝŶŽƌ
ƉƌŽǀŝĚĞĨŽƌŚŝƐĞŵƉůŽLJĞĞƐƐĞŐƌĞŐĂƚĞĚĨĂĐŝůŝƚŝĞƐĂƚĂŶLJŽĨŚŝƐĞƐƚĂďůŝƐŚŵĞŶƚƐ͕ĂŶĚƚŚĂƚŚĞǁŝůůŶŽƚƉĞƌŵŝƚ
ŚŝƐĞŵƉůŽLJĞĞƐƚŽƉĞƌĨŽƌŵƚŚĞŝƌƐĞƌǀŝĐĞƐĂƚĂŶLJůŽĐĂƚŝŽŶ͕ƵŶĚĞƌŚŝƐĐŽŶƚƌŽů͕ǁŚĞƌĞƐĞŐƌĞŐĂƚĞĚĨĂĐŝůŝƚŝĞƐĂƌĞ
ŵĂŝŶƚĂŝŶĞĚ͘dŚĞĨĞĚĞƌĂůůLJĂƐƐŝƐƚĞĚĐŽŶƐƚƌƵĐƚŝŽŶĐŽŶƚƌĂĐƚŽƌĂŐƌĞĞƐƚŚĂƚĂďƌĞĂĐŚŽĨƚŚŝƐĐĞƌƚŝĨŝĐĂƚŝŽŶŝƐĂ
ǀŝŽůĂƚŝŽŶŽĨƚŚĞĞƋƵĂůŽƉƉŽƌƚƵŶŝƚLJĐůĂƵƐĞŝŶƚŚŝƐĐŽŶƚƌĂĐƚ͘
ƐƵƐĞĚŝŶƚŚŝƐĐĞƌƚŝĨŝĐĂƚŝŽŶ͕ƚŚĞƚĞƌŵ͞ƐĞŐƌĞŐĂƚĞĚĨĂĐŝůŝƚŝĞƐ͟ŵĞĂŶƐĂŶLJǁĂŝƚŝŶŐƌŽŽŵƐ͕ǁŽƌŬĂƌĞĂƐ͕
ƌĞƐƚƌŽŽŵƐĂŶĚǁĂƐŚƌŽŽŵƐ͕ƌĞƐƚĂƵƌĂŶƚƐĂŶĚŽƚŚĞƌĞĂƚŝŶŐĂƌĞĂƐ͕ƚŝŵĞͲĐůŽĐŬƐ͕ůŽĐŬĞƌƌŽŽŵƐĂŶĚŽƚŚĞƌ
ƐƚŽƌĂŐĞ Žƌ ĚƌĞƐƐŝŶŐ ĂƌĞĂƐ͕ ƉĂƌŬŝŶŐ ůŽƚƐ͕ ĚƌŝŶŬŝŶŐ ĨŽƵŶƚĂŝŶƐ͕ ƌĞĐƌĞĂƚŝŽŶ Žƌ ĞŶƚĞƌƚĂŝŶŵĞŶƚ ĂƌĞĂƐ͕
ƚƌĂŶƐƉŽƌƚĂƚŝŽŶ͕ĂŶĚŚŽƵƐŝŶŐĨĂĐŝůŝƚŝĞƐƉƌŽǀŝĚĞĚĨŽƌĞŵƉůŽLJĞĞƐǁŚŝĐŚĂƌĞƐĞŐƌĞŐĂƚĞĚďLJĞdžƉůŝĐŝƚĚŝƌĞĐƚŝǀĞ
ŽƌĂƌĞŝŶĨĂĐƚƐĞŐƌĞŐĂƚĞĚŽŶƚŚĞďĂƐŝƐŽĨƌĂĐĞ͕ĐŽůŽƌ͕ƌĞůŝŐŝŽŶ͕ƐĞdž͕ŽƌŶĂƚŝŽŶĂůŽƌŝŐŝŶ͕ďĞĐĂƵƐĞŽĨŚĂďŝƚ͕ůŽĐĂů
ĐƵƐƚŽŵ͕ŽƌĂŶLJŽƚŚĞƌƌĞĂƐŽŶ͘dŚĞĨĞĚĞƌĂůůLJĂƐƐŝƐƚĞĚĐŽŶƐƚƌƵĐƚŝŽŶĐŽŶƚƌĂĐƚŽƌĂŐƌĞĞƐƚŚĂƚ;ĞdžĐĞƉƚǁŚĞƌĞ
ŽďƚĂŝŶĞĚŝĚĞŶƚŝĐĂůĐĞƌƚŝĨŝĐĂƚŝŽŶĨƌŽŵƉƌŽƉŽƐĞĚƐƵďĐŽŶƚƌĂĐƚŽƌƐĨŽƌƐƉĞĐŝĨŝĐƚŝŵĞƉĞƌŝŽĚƐͿŚĞǁŝůůŽďƚĂŝŶ
ŝĚĞŶƚŝĐĂů ĐĞƌƚŝĨŝĐĂƚŝŽŶƐ ĨƌŽŵ ƉƌŽƉŽƐĞĚ ƐƵďĐŽŶƚƌĂĐƚŽƌƐ ƉƌŝŽƌ ƚŽƚŚĞ ĂǁĂƌĚ ŽĨ ƐƵďĐŽŶƚƌĂĐƚƐ ĞdžĐĞĞĚŝŶŐ
ΨϭϬ͕ϬϬϬǁŚŝĐŚĂƌĞŶŽƚĞdžĞŵƉƚĨƌŽŵƚŚĞƉƌŽǀŝƐŝŽŶƐŽĨƚŚĞĞƋƵĂůŽƉƉŽƌƚƵŶŝƚLJĐůĂƵƐĞ͕ĂŶĚƚŚĂƚŚĞǁŝůůƌĞƚĂŝŶ
ƐƵĐŚĐĞƌƚŝĨŝĐĂƚŝŽŶƐŝŶŚŝƐĨŝůĞƐ͘
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EĂŵĞĂŶĚdŝƚůĞŽĨ^ŝŐŶĞƌ;WůĞĂƐĞƚLJƉĞͿ
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WƌŽƉŽƐĂůͲ25ŽĨ48 ϮϬϮϱ
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ƐƵďũĞĐƚƚŽƚŚĞŶŽŶĚŝƐĐƌŝŵŝŶĂƚŝŽŶĐůĂƵƐĞƉƌĞƐĐƌŝďĞĚďLJ^ĞĐƚŝŽŶϮϬϮŽĨdžĞĐƵƚŝǀĞKƌĚĞƌEŽ͘ϭϭϮϰϲĚĂƚĞĚ
^ĞƉƚĞŵďĞƌϮϰ͕ϭϵϲϱ͘
dŚĞŝĚĚĞƌ;ƉƌŽƉŽƐĞƌͿŚĂƐ ŚĂƐŶŽƚ ƐƵďŵŝƚƚĞĚĐŽŵƉůŝĂŶĐĞƌĞƉŽƌƚƐŝŶ
ĐŽŶŶĞĐƚŝŽŶǁŝƚŚĂŶLJƐƵĐŚĐŽŶƚƌĂĐƚĂƐƌĞƋƵŝƌĞĚďLJĂƉƉůŝĐĂďůĞŝŶƐƚƌƵĐƚŝŽŶƐ͘
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ĂŶĚŚĂƐŶŽƚƐƵďŵŝƚƚĞĚĐŽŵƉůŝĂŶĐĞƌĞƉŽƌƚƐĂƐƌĞƋƵŝƌĞĚďLJĂƉƉůŝĐĂďůĞŝŶƐƚƌƵĐƚŝŽŶƐ͕ƚŚĞŝĚĚĞƌ;ƉƌŽƉŽƐĞƌͿ
ƐŚĂůůƐƵďŵŝƚ^ƚĂŶĚĂƌĚ&ŽƌŵϭϬϬ;ĨŽƌĨĞĚĞƌĂůĐŽŶƐƚƌƵĐƚŝŽŶĐŽŶƚƌĂĐƚƐͿǁŝƚŚƚŚĞďŝĚŽƌƉƌŽƉŽƐĂůŝŶĚŝĐĂƚŝŶŐ
ĐƵƌƌĞŶƚĐŽŵƉůŝĂŶĐĞ͘
EĂŵĞĂŶĚdŝƚůĞŽĨ^ŝŐŶĞƌ;WůĞĂƐĞƚLJƉĞͿ
^ŝŐŶĂƚƵƌĞ ĂƚĞ
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dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ hƚŝůŝnjĂƚŝŽŶ
WƌŽƉŽƐĂůͲ27ŽĨ48 ϮϬϮϱ
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dŚĞƵŶĚĞƌƐŝŐŶĞĚŚĂƐƐĂƚŝƐĨŝĞĚƚŚĞƌĞƋƵŝƌĞŵĞŶƚƐŽĨƚŚĞƐƉĞĐŝĨŝĐĂƚŝŽŶƐŝŶƚŚĞĨŽůůŽǁŝŶŐŵĂŶŶĞƌ;ƉůĞĂƐĞ
ĐŚĞĐŬƚŚĞĂƉƉƌŽƉƌŝĂƚĞƐƉĂĐĞͿ͗
dŚĞŝĚĚĞƌŝƐĐŽŵŵŝƚƚĞĚƚŽĂŵŝŶŝŵƵŵϳ͘ϵϴйƵƚŝůŝnjĂƚŝŽŶŽŶƚŚŝƐƉƌŽũĞĐƚ͘
dŚĞŝĚĚĞƌ;ŝĨƵŶĂďůĞƚŽŵĞĞƚƚŚĞŐŽĂůŽĨϳ͘ϵϴйͿŝƐĐŽŵŵŝƚƚĞĚƚŽĂŵŝŶŝŵƵŵŽĨͺͺͺͺͺй
ƵƚŝůŝnjĂƚŝŽŶŽŶƚŚŝƐƉƌŽũĞĐƚĂŶĚŚĂƐƐƵďŵŝƚƚĞĚĚŽĐƵŵĞŶƚĂƚŝŽŶƐŚŽǁŝŶŐŐŽŽĚĨĂŝƚŚĞĨĨŽƌƚ͘
;^ĞĞƉƉĞŶĚŝdžĨŽƌ'ŽŽĚ&ĂŝƚŚĨĨŽƌƚĚŽĐƵŵĞŶƚĂƚŝŽŶ͘Ϳ
ŽŶƚƌĂĐƚŽƌ
^ƚĂƚĞZĞŐŝƐƚƌĂƚŝŽŶEŽ͘
LJ
;^ŝŐŶĂƚƵƌĞͿ ;dŝƚůĞͿ
ĚĚƌĞƐƐ
WŚŽŶĞEŽ͘ ŝƉŽĚĞ
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ hƚŝůŝnjĂƚŝŽŶ
WƌŽƉŽƐĂůͲ28ŽĨ48 ϮϬϮϱ
>ddZK&/EdEd
EĂŵĞŽĨďŝĚĚĞƌͬŽĨĨĞƌŽƌ͛ƐĨŝƌŵ͗
ĚĚƌĞƐƐ͗
ŝƚLJ͗^ƚĂƚĞ͗ŝƉ͗
EĂŵĞŽĨĨŝƌŵ͗
ĚĚƌĞƐƐ͗
ŝƚLJ͗^ƚĂƚĞ͗ŝƉ͗
dĞůĞƉŚŽŶĞ͗
^ƚĂƚĞĞƌƚŝĨŝĐĂƚŝŽŶEƵŵďĞƌ͗
ĞƐĐƌŝƉƚŝŽŶŽĨǁŽƌŬƚŽďĞƉĞƌĨŽƌŵĞĚďLJĨŝƌŵ͗
dŚĞďŝĚĚĞƌͬŽĨĨĞƌŽƌŝƐĐŽŵŵŝƚƚĞĚƚŽƵƚŝůŝnjŝŶŐƚŚĞĂďŽǀĞͲŶĂŵĞĚĨŝƌŵĨŽƌƚŚĞǁŽƌŬĚĞƐĐƌŝďĞĚĂďŽǀĞ͘dŚĞ
ĞƐƚŝŵĂƚĞĚĚŽůůĂƌǀĂůƵĞŽĨƚŚŝƐǁŽƌŬŝƐΨ ͘;WĞƌĐĞŶƚŽĨƚŽƚĂůĐŽŶƚƌĂĐƚ͗ йͿ
ĨĨŝƌŵĂƚŝŽŶ
dŚĞĂďŽǀĞͲŶĂŵĞĚĨŝƌŵĂĨĨŝƌŵƐƚŚĂƚŝƚǁŝůůƉĞƌĨŽƌŵƚŚĞƉŽƌƚŝŽŶŽĨƚŚĞĐŽŶƚƌĂĐƚĨŽƌƚŚĞĞƐƚŝŵĂƚĞĚĚŽůůĂƌ
ǀĂůƵĞĂƐƐƚĂƚĞĚĂďŽǀĞĂŶĚƚŚĂƚƚŚĞĨŝƌŵŝƐĐĞƌƚŝĨŝĞĚƚŽƉĞƌĨŽƌŵƚŚĞƐƉĞĐŝĨŝĐƚƌĂĚĞƐ͘
LJ
ĂƚĞ͗
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;^Ƶďŵŝƚ>ĞƚƚĞƌŽĨ/ŶƚĞŶƚƉĂŐĞĨŽƌĞĂĐŚƐƵďĐŽŶƚƌĂĐƚŽƌ͘Ϳ
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ ZĞƐƚƌŝĐƚŝŽŶƐŽŶ&ĞĚĞƌĂůWƵďůŝĐtŽƌŬƐWƌŽũĞĐƚƐ
WƌŽƉŽƐĂůͲ29ŽĨ48 ϮϬϮϱ
Z^dZ/d/KE^KE&Z>Wh>/tKZ<^WZK:d^
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džƉĂŶƐŝŽŶĐƚŽĨϭϵϴϳ͕WƵďůŝĐ>ĂǁEŽ͘ϭϬϬϮϮϯ͘
;ďͿZĞƐƚƌŝĐƚŝŽŶƐŽŶ ŽŶƚƌĂĐƚǁĂƌĚ͗ EŽ ĐŽŶƚƌĂĐƚ ǁŝůů ďĞ ĂǁĂƌĚĞĚ ƚŽĂ ďŝĚĚĞƌ;ϭͿ ǁŚŽ ŝƐŽǁŶĞĚ Žƌ
ĐŽŶƚƌŽůůĞĚďLJŽŶĞŽƌŵŽƌĞĐŝƚŝnjĞŶƐŽƌŶĂƚŝŽŶĂůƐŽĨĂĨŽƌĞŝŐŶĐŽƵŶƚƌLJŝŶĐůƵĚĞĚŽŶƚŚĞůŝƐƚŽĨĐŽƵŶƚƌŝĞƐ
ƚŚĂƚĚŝƐĐƌŝŵŝŶĂƚĞĂŐĂŝŶƐƚh͘^͘ĨŝƌŵƐ͕ƉƵďůŝƐŚĞĚďLJƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐdƌĂĚĞZĞƉƌĞƐĞŶƚĂƚŝǀĞ;h^dZͿŽƌ
;ϮͿǁŚŽƐĞƐƵďĐŽŶƚƌĂĐƚŽƌƐĂƌĞŽǁŶĞĚŽƌĐŽŶƚƌŽůůĞĚďLJŽŶĞŽƌŵŽƌĞĐŝƚŝnjĞŶƐŽƌŶĂƚŝŽŶĂůƐŽĨĂĨŽƌĞŝŐŶ
ĐŽƵŶƚƌLJŽŶƐƵĐŚh^dZůŝƐƚŽƌ;ϯͿǁŚŽŝŶĐŽƌƉŽƌĂƚĞƐŝŶƚŚĞƉƌŽũĞĐƚĂŶLJƉƌŽĚƵĐƚŝŽŶŽĨĂĨŽƌĞŝŐŶĐŽƵŶƚƌLJ
ŽŶƐƵĐŚh^dZ>ŝƐƚ͖ƵŶůĞƐƐĂǁĂŝǀĞƌƚŽƚŚĞƐĞƌĞƐƚƌŝĐƚŝŽŶƐŝƐŐƌĂŶƚĞĚďLJƚŚĞWƌĞƐŝĚĞŶƚŽĨƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐ
ŽƌƚŚĞ^ĞĐƌĞƚĂƌLJŽĨdƌĂŶƐƉŽƌƚĂƚŝŽŶ͘;EŽƚŝĐĞŽĨƚŚĞŐƌĂŶƚŝŶŐŽĨĂǁĂŝǀĞƌǁŝůůďĞƉƵďůŝƐŚĞĚŝŶƚŚĞ&ĞĚĞƌĂů
ZĞŐŝƐƚĞƌ͘Ϳ
;ĐͿĞƌƚŝĨŝĐĂƚŝŽŶ͗LJƚŚŝƐƉĂŐĞƚŚĞďŝĚĚĞƌĐĞƌƚŝĨŝĞƐƚŚĂƚǁŝƚŚƌĞƐƉĞĐƚƚŽƚŚŝƐƐŽůƵƚŝŽŶ͕ĂŶĚĂŶLJƌĞƐƵůƚĂŶƚ
ĐŽŶƚƌĂĐƚƚŚĞďŝĚĚĞƌ͗
ϭ͘/Ɛͺͺͺͺͺͺͺͺ/ƐŶŽƚͺͺͺͺͺͺĂĐŽŶƚƌĂĐƚŽƌŽĨĂĨŽƌĞŝŐŶĐŽƵŶƚƌLJŝŶĐůƵĚĞĚŽŶƚŚĞh^dZůŝƐƚ͖
Ϯ͘,ĂƐͺͺͺͺͺͺͺͺ,ĂƐŶŽƚͺͺͺͺͺͺĞŶƚĞƌĞĚŝŶƚŽĂŶLJĐŽŶƚƌĂĐƚǁŝƚŚĂƐƵďĐŽŶƚƌĂĐƚŽƌŽĨĂĨŽƌĞŝŐŶ
ĐŽƵŶƚƌLJŝŶĐůƵĚĞĚŽŶƚŚĞh^dZůŝƐƚ͖
ϯ͘,ĂƐͺͺͺͺͺͺͺͺ,ĂƐŶŽƚͺͺͺͺͺͺĞŶƚĞƌĞĚŝŶƚŽĂŶLJĐŽŶƚƌĂĐƚĨŽƌĂŶLJƉƌŽĚƵĐƚƚŽďĞƵƐĞĚŽŶ
ƚŚŝƐƉƌŽũĞĐƚƚŚĂƚŝƐƉƌŽĚƵĐĞĚŝŶĂĨŽƌĞŝŐŶĐŽƵŶƚƌLJŝŶĐůƵĚĞĚŽŶƚŚĞh^dZůŝƐƚ͘
;ĚͿdŚĞďŝĚĚĞƌŵĂLJƌĞůLJƵƉŽŶƚŚĞĐĞƌƚŝĨŝĐĂƚŝŽŶŽĨĂƉƌŽƐƉĞĐƚŝǀĞƐƵďĐŽŶƚƌĂĐƚŽƌĨŽƌƚŚĞĂďŽǀĞĐŽŶĚŝƚŝŽŶƐ
ƵŶůĞƐƐƚŚĞďŝĚĚĞƌŚĂƐŬŶŽǁůĞĚŐĞƚŚĂƚƚŚĞĐĞƌƚŝĨŝĐĂƚŝŽŶŝƐĞƌƌŽŶĞŽƵƐ͘
;ĞͿƌƌŽŶĞŽƵƐĞƌƚŝĨŝĐĂƚŝŽŶ͗dŚŝƐĐĞƌƚŝĨŝĐĂƚŝŽŶŝƐĂŵĂƚĞƌŝĂůƌĞƉƌĞƐĞŶƚĂƚŝŽŶŽĨĨĂĐƚƵƉŽŶǁŚŝĐŚƌĞůŝĂŶĐĞǁĂƐ
ƉůĂĐĞĚǁŚĞŶŵĂŬŝŶŐƚŚĞĂǁĂƌĚ͘/ĨŝƚŝƐůĂƚĞƌĚĞƚĞƌŵŝŶĞĚƚŚĂƚƚŚĞďŝĚĚĞƌŬŶŽǁŝŶŐůLJƌĞŶĚĞƌĞĚĂŶ
ĞƌƌŽŶĞŽƵƐĐĞƌƚŝĨŝĐĂƚŝŽŶ͕ƚŚĞƐƉŽŶƐŽƌŵĂLJĐĂŶĐĞůƚŚŝƐĐŽŶƚƌĂĐƚĨŽƌĚĞĨĂƵůƚĂƚŶŽĐŽƐƚƚŽƚŚĞƐƉŽŶƐŽƌ͘
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dŚĞŽŶƚƌĂĐƚŽƌĐĞƌƚŝĨŝĞƐƚŚĂƚŝƚƐďŝĚͬŽĨĨĞƌŝƐŝŶĐŽŵƉůŝĂŶĐĞǁŝƚŚϰϵh^ΑϱϬϭϬϭ͕ĂŶĚŽƚŚĞƌƌĞůĂƚĞĚ
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Ϯϱ͘ϭϬϴ͖ŽƌŝƐŝŶĐůƵĚĞĚŝŶƚŚĞ&EĂƚŝŽŶǁŝĚĞƵLJŵĞƌŝĐĂŶtĂŝǀĞƌƐ/ƐƐƵĞĚůŝƐƚ͘
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WƌĞĨĞƌĞŶĐĞ͕ ĂŶĚ DĂĚĞ ŝŶ ŵĞƌŝĐĂ ůĂǁƐ ŝŶĐůƵĚĞĚ ŚĞƌĞŝŶ ǁŝƚŚƚŚĞŝƌ ďŝĚ Žƌ ŽĨĨĞƌ͘ dŚĞ ŝƌƉŽƌƚ
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ϭͿƉƉůLJŝŶŐƚŚĞƉƌŽǀŝƐŝŽŶŝƐŶŽƚŝŶƚŚĞƉƵďůŝĐŝŶƚĞƌĞƐƚ͘
ϮͿdŚĞƐƚĞĞůŽƌŵĂŶƵĨĂĐƚƵƌĞĚŐŽŽĚƐĂƌĞŶŽƚĂǀĂŝůĂďůĞŝŶƐƵĨĨŝĐŝĞŶƚƋƵĂŶƚŝƚLJŽƌƋƵĂůŝƚLJŝŶƚŚĞhŶŝƚĞĚ
^ƚĂƚĞƐ͘
ϯͿdŚĞĐŽƐƚŽĨĐŽŵƉŽŶĞŶƚƐĂŶĚƐƵďĐŽŵƉŽŶĞŶƚƐƉƌŽĚƵĐĞĚŝŶƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐŝƐŵŽƌĞƚŚĂŶ
ϲϬƉĞƌĐĞŶƚŽĨƚŚĞƚŽƚĂůĐŽŵƉŽŶĞŶƚƐŽĨĂĨĂĐŝůŝƚLJŽƌĞƋƵŝƉŵĞŶƚ͕ĂŶĚĨŝŶĂůĂƐƐĞŵďůLJŚĂƐƚĂŬĞŶ
ƉůĂĐĞŝŶƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐ͘/ƚĞŵƐƚŚĂƚŚĂǀĞĂŶ&ƐƚĂŶĚĂƌĚƐƉĞĐŝĨŝĐĂƚŝŽŶŝƚĞŵŶƵŵďĞƌ;ƐƵĐŚĂƐ
ƐƉĞĐŝĨŝĐĂŝƌƉŽƌƚůŝŐŚƚŝŶŐĞƋƵŝƉŵĞŶƚͿĂƌĞĐŽŶƐŝĚĞƌĞĚƚŚĞĞƋƵŝƉŵĞŶƚ͘
ϰͿƉƉůLJŝŶŐƚŚŝƐƉƌŽǀŝƐŝŽŶǁŽƵůĚŝŶĐƌĞĂƐĞƚŚĞĐŽƐƚŽĨƚŚĞŽǀĞƌĂůůƉƌŽũĞĐƚďLJŵŽƌĞƚŚĂŶϮϱƉĞƌĐĞŶƚ͘
>ĂďŽƌĐŽƐƚƐŝŶǀŽůǀĞĚŝŶĨŝŶĂůĂƐƐĞŵďůLJĂƌĞŶŽƚŝŶĐůƵĚĞĚŝŶĐĂůĐƵůĂƚŝŶŐƚŚĞĐŽƐƚŽĨĐŽŵƉŽŶĞŶƚƐ͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ ƵLJŵĞƌŝĐĂĞƌƚŝĨŝĐĂƚŝŽŶ
WƌŽƉŽƐĂůͲ34ŽĨ48 ϮϬϮϱ
EŽƚĞ͗ƉƉƌŽǀĂůŽĨǁĂŝǀĞƌƐůŝƐƚĞĚƵŶĚĞƌ;ϭͿΘ;ϮͿĂďŽǀĞ͕ĐĂŶŽŶůLJďĞĂƉƉƌŽǀĞĚďLJƚŚĞ&KĨĨŝĐĞŽĨŝƌƉŽƌƚƐ
ŝŶtĂƐŚŝŶŐƚŽŶĂŶĚĂƉƉƌŽǀĂůŝƐƌĂƌĞ͘tĂŝǀĞƌƐůŝƐƚĞĚƵŶĚĞƌ;ϯͿΘ;ϰͿŵĂLJďĞĂƉƉƌŽǀĞĚďLJ&ZĞŐŝŽŶĂů
ŽƌŝƐƚƌŝĐƚKĨĨŝĐĞƐ͘ůŝƐƚŝŶŐŽĨƋƵŝƉŵĞŶƚĂŶĚWƌŽĚƵĐƚƐƚŚĂƚŚĂǀĞďĞĞŶĂƉƉƌŽǀĞĚĂŶĚŽŶƚŚĞŶĂƚŝŽŶĂů
ǁĂŝǀĞƌůŝƐƚŵĂLJďĞůŽĐĂƚĞĚĂƚ͗
ŚƚƚƉƐ͗ͬͬǁǁǁ͘ĨĂĂ͘ŐŽǀͬĂŝƌƉŽƌƚƐͬĂŝƉͬďƵLJͺĂŵĞƌŝĐĂŶͬŵĞĚŝĂͬŶĂƚŝŽŶǁŝĚĞͲďƵLJͲĂŵĞƌŝĐĂŶͲǁĂŝǀĞƌƐͲŝƐƐƵĞĚ͘ƉĚĨ
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džĞĐƵƚŝǀĞKƌĚĞƌϭϰϬϬϱ
džĞĐƵƚŝǀĞKƌĚĞƌϭϰϬϬϱĂĚǀĂŶĐĞƐƚŚĞĚŵŝŶŝƐƚƌĂƚŝŽŶ͛ƐƉƌŝŽƌŝƚLJƚŽƵƐĞƚĞƌŵƐĂŶĚĐŽŶĚŝƚŝŽŶƐŽĨ&ĞĚĞƌĂů
ĨŝŶĂŶĐŝĂůĂƐƐŝƐƚĂŶĐĞĂǁĂƌĚƐƚŽŵĂdžŝŵŝnjĞƚŚĞƵƐĞŽĨŐŽŽĚƐ͕ƉƌŽĚƵĐƚƐ͕ĂŶĚŵĂƚĞƌŝĂůƐƉƌŽĚƵĐĞĚŝŶ͕ĂŶĚ
ƐĞƌǀŝĐĞƐŽĨĨĞƌĞĚŝŶ͕ƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐ͘dŚĞKƌĚĞƌĚŝƌĞĐƚƐ͕ƚŽƚŚĞĞdžƚĞŶƚĂƉƉƌŽƉƌŝĂƚĞĂŶĚĐŽŶƐŝƐƚĞŶƚǁŝƚŚ
ĂƉƉůŝĐĂďůĞůĂǁ͕ĂŐĞŶĐŝĞƐƐŚĂůůƉĂƌƚŶĞƌǁŝƚŚƚŚĞ,ŽůůŝŶŐƐDĂŶƵĨĂĐƚƵƌŝŶŐdžƚĞŶƐŝŽŶWĂƌƚŶĞƌƐŚŝƉ;DWͿƚŽ
ĐŽŶĚƵĐƚƐƵƉƉůŝĞƌƐĐŽƵƚŝŶŐŝŶŽƌĚĞƌƚŽŝĚĞŶƚŝĨLJŵĞƌŝĐĂŶĐŽŵƉĂŶŝĞƐƚŚĂƚĂƌĞĂďůĞƚŽƉƌŽĚƵĐĞŐŽŽĚƐ͕
ƉƌŽĚƵĐƚƐ͕ĂŶĚŵĂƚĞƌŝĂůƐŝŶƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐƚŚĂƚŵĞĞƚ&ĞĚĞƌĂůƉƌŽĐƵƌĞŵĞŶƚŶĞĞĚƐ͕ƉƌŝŽƌƚŽĐŽŶƐŝĚĞƌĂƚŝŽŶ
ŽĨƵƐŝŶŐŶŽŶͲĚŽŵĞƐƚŝĐƉƌŽĚƵĐƚƐ͘
ΎΎΎΎΎΎΎ
ŝƉĂƌƚŝƐĂŶ/ŶĨƌĂƐƚƌƵĐƚƵƌĞ>Ăǁ;WƵď͘>͘EŽ͘ϭϭϳͲϱϴͿ͕ƵŝůĚŵĞƌŝĐĂ͕ƵLJŵĞƌŝĐĂ;Ϳ
dŚĞŝƉĂƌƚŝƐĂŶ/ŶĨƌĂƐƚƌƵĐƚƵƌĞ>Ăǁ͕ƵŝůĚŵĞƌŝĐĂ͕ƵLJŵĞƌŝĐĂ;ͿĐƚƐƚƌĞŶŐƚŚĞŶƐDĂĚĞŝŶŵĞƌŝĐĂ
>ĂǁƐĂŶĚďŽůƐƚĞƌƐŵĞƌŝĐĂ͛ƐŝŶĚƵƐƚƌŝĂůďĂƐĞ͕ƉƌŽƚĞĐƚƐŶĂƚŝŽŶĂůƐĞĐƵƌŝƚLJ͕ĂŶĚƐƵƉƉŽƌƚƐŚŝŐŚͲƉĂLJŝŶŐũŽďƐ͘
hŶĚĞƌ͕ŝƌŽŶ͕ƐƚĞĞůĂŶĚĐĞƌƚĂŝŶĐŽŶƐƚƌƵĐƚŝŽŶŵĂƚĞƌŝĂůƐĂƌĞƌĞƋƵŝƌĞĚƚŽďĞϭϬϬйƉƌŽĚƵĐĞĚŝŶƚŚĞ
hŶŝƚĞĚ^ƚĂƚĞƐ͘
hŶĚĞƌƚŚĞŝƉĂƌƚŝƐĂŶ/ŶĨƌĂƐƚƌƵĐƚƵƌĞ>Ăǁ;WƵď͘>͘EŽ͘ϭϭϳͲϱϴͿƚŚƌĞĞǁĂŝǀĞƌƐĂƌĞĂǀĂŝůĂďůĞĨŽƌŝƌŽŶĂŶĚ
ƐƚĞĞů͕ŵĂŶƵĨĂĐƚƵƌĞĚƉƌŽĚƵĐƚƐ͕ĂŶĚĐŽŶƐƚƌƵĐƚŝŽŶŵĂƚĞƌŝĂůƐǁŚĞŶĂ&ĞĚĞƌĂůĂŐĞŶĐLJĨŝŶĚƐƚŚĂƚʹ
ϭͿƉƉůLJŝŶŐƚŚĞĚŽŵĞƐƚŝĐĐŽŶƚĞŶƚƉƌŽĐƵƌĞŵĞŶƚƉƌĞĨĞƌĞŶĐĞǁŽƵůĚďĞŝŶĐŽŶƐŝƐƚĞŶƚǁŝƚŚƚŚĞƉƵďůŝĐ
ŝŶƚĞƌĞƐƚ;Ă͞ƉƵďůŝĐŝŶƚĞƌĞƐƚǁĂŝǀĞƌ͟Ϳ͖
ϮͿdLJƉĞƐŽĨŝƌŽŶ͕ƐƚĞĞů͕ŵĂŶƵĨĂĐƚƵƌĞĚƉƌŽĚƵĐƚƐ͕ŽƌĐŽŶƐƚƌƵĐƚŝŽŶŵĂƚĞƌŝĂůƐĂƌĞŶŽƚƉƌŽĚƵĐĞĚŝŶƚŚĞ
hŶŝƚĞĚ^ƚĂƚĞƐŝŶƐƵĨĨŝĐŝĞŶƚĂŶĚƌĞĂƐŽŶĂďůLJĂǀĂŝůĂďůĞƋƵĂŶƚŝƚŝĞƐŽƌŽĨĂƐĂƚŝƐĨĂĐƚŽƌLJƋƵĂůŝƚLJ;Ă
͞ŶŽŶĂǀĂŝůĂďŝůŝƚLJǁĂŝǀĞƌ͟Ϳ͖Žƌ
ϯͿdŚĞŝŶĐůƵƐŝŽŶŽĨŝƌŽŶ͕ƐƚĞĞů͕ŵĂŶƵĨĂĐƚƵƌĞĚƉƌŽĚƵĐƚƐ͕ŽƌĐŽŶƐƚƌƵĐƚŝŽŶŵĂƚĞƌŝĂůƐƉƌŽĚƵĐĞĚŝŶƚŚĞ
hŶŝƚĞĚ^ƚĂƚĞƐǁŝůůŝŶĐƌĞĂƐĞƚŚĞĐŽƐƚŽĨƚŚĞŽǀĞƌĂůůƉƌŽũĞĐƚďLJŵŽƌĞƚŚĂŶϮϱƉĞƌĐĞŶƚ;ĂŶ
͞ƵŶƌĞĂƐŽŶĂďůĞĐŽƐƚǁĂŝǀĞƌ͟Ϳ͘
ĚĞĨŝŶĞƐĐŽŶƐƚƌƵĐƚŝŽŶŵĂƚĞƌŝĂůƐ͕ŝƚĞŵƐƚŚĂƚĂƌĞŽƌĐŽŶƐŝƐƚƐƉƌŝŵĂƌŝůLJŽĨŶŽŶͲĨĞƌƌŽƵƐŵĞƚĂůƐ͕ƉůĂƐƚŝĐ
ĂŶĚƉŽůLJŵĞƌͲďĂƐĞĚƉƌŽĚƵĐƚƐ;ŝŶĐůƵĚŝŶŐƉŽůLJǀŝŶLJůĐŚůŽƌŝĚĞ͕ĐŽŵƉŽƐŝƚĞďƵŝůĚŝŶŐŵĂƚĞƌŝĂůƐ͕ĂŶĚƉŽůLJŵĞƌƐ
ƵƐĞĚŝŶĨŝďĞƌŽƉƚŝĐĐĂďůĞƐͿ͕ŐůĂƐƐ;ŝŶĐůƵĚŝŶŐŽƉƚŝĐŐůĂƐƐͿ͕ůƵŵďĞƌŽƌĚƌLJǁĂůů͘
/ƚĞŵƐƚŚĂƚĐŽŶƐŝƐƚŽĨƚǁŽŽƌŵŽƌĞŽĨƚŚĞĂĨŽƌĞŵĞŶƚŝŽŶĞĚŵĂƚĞƌŝĂůƐƚŚĂƚŚĂǀĞďĞĞŶĐŽŵďŝŶĞĚƚŽŐĞƚŚĞƌ
ƚŚƌŽƵŐŚĂŵĂŶƵĨĂĐƚƵƌŝŶŐƉƌŽĐĞƐƐ͕ĂŶĚŝƚĞŵƐƚŚĂƚŝŶĐůƵĚĞĂƚůĞĂƐƚŽŶĞŽĨƚŚĞůŝƐƚĞĚŵĂƚĞƌŝĂůƐĐŽŵďŝŶĞĚ
ǁŝƚŚĂŵĂƚĞƌŝĂůƚŚĂƚŝƐŶŽƚůŝƐƚĞĚƚŚƌŽƵŐŚĂŵĂŶƵĨĂĐƚƵƌŝŶŐƉƌŽĐĞƐƐ͕ƐŚŽƵůĚďĞƚƌĞĂƚĞĚĂƐŵĂŶƵĨĂĐƚƵƌĞĚ
ƉƌŽĚƵĐƚƐ͕ƌĂƚŚĞƌƚŚĂŶĂƐĐŽŶƐƚƌƵĐƚŝŽŶŵĂƚĞƌŝĂůƐ͘&ŽƌĞdžĂŵƉůĞ͕ĂƉůĂƐƚŝĐĨƌĂŵĞĚƐůŝĚŝŶŐǁŝŶĚŽǁƐŚŽƵůĚďĞ
ƚƌĞĂƚĞĚĂƐĂŵĂŶƵĨĂĐƚƵƌĞĚƉƌŽĚƵĐƚǁŚŝůĞƉůĂƚĞŐůĂƐƐƐŚŽƵůĚďĞƚƌĞĂƚĞĚĂƐĂĐŽŶƐƚƌƵĐƚŝŽŶŵĂƚĞƌŝĂů͘
ΎΎΎΎΎΎΎ
dŚĞƵLJŵĞƌŝĐĂWƌĞĨĞƌĞŶĐĞƌĞƋƵŝƌĞŵĞŶƚƐĨůŽǁĚŽǁŶĨƌŽŵƚŚĞ^ƉŽŶƐŽƌƚŽĨŝƌƐƚƚŝĞƌĐŽŶƚƌĂĐƚŽƌƐ͕ǁŚŽĂƌĞ
ƌĞƐƉŽŶƐŝďůĞĨŽƌĞŶƐƵƌŝŶŐƚŚĂƚůŽǁĞƌƚŝĞƌĐŽŶƚƌĂĐƚŽƌƐĂŶĚƐƵďĐŽŶƚƌĂĐƚŽƌƐĂƌĞĂůƐŽŝŶĐŽŵƉůŝĂŶĐĞ͘
EŽƚĞ͗dŚĞƵLJŵĞƌŝĐĂŶWƌĞĨĞƌĞŶĐĞĚŽĞƐŶŽƚĂƉƉůLJƚŽƚĞŵƉŽƌĂƌLJĞƋƵŝƉŵĞŶƚĂĐŽŶƚƌĂĐƚŽƌƵƐĞƐĂƐĂƚŽŽů
ŽĨŝƚƐƚƌĂĚĞĂŶĚǁŚŝĐŚĚŽĞƐŶŽƚƌĞŵĂŝŶĂƐƉĂƌƚŽĨƚŚĞƉƌŽũĞĐƚ͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ ƵLJŵĞƌŝĐĂĞƌƚŝĨŝĐĂƚŝŽŶ
WƌŽƉŽƐĂůͲ35ŽĨ48 ϮϬϮϱ
ƐĂŵĂƚƚĞƌŽĨďŝĚƌĞƐƉŽŶƐŝǀĞŶĞƐƐ͕ƚŚĞďŝĚĚĞƌŽƌŽĨĨĞƌŽƌŵƵƐƚĐŽŵƉůĞƚĞ͕ƐŝŐŶ͕ĚĂƚĞ͕ĂŶĚƐƵďŵŝƚƚŚŝƐ
ĐĞƌƚŝĨŝĐĂƚŝŽŶƐƚĂƚĞŵĞŶƚǁŝƚŚŝƚƐƉƌŽƉŽƐĂů͘dŚĞďŝĚĚĞƌŽƌŽĨĨĞƌŽƌŵƵƐƚŝŶĚŝĐĂƚĞŚŽǁŝƚŝŶƚĞŶĚƐƚŽĐŽŵƉůLJ
ǁŝƚŚϰϵh^ΑϱϬϭϬϭ͕͕ĂŶĚŽƚŚĞƌƌĞůĂƚĞĚDĂĚĞŝŶŵĞƌŝĐĂ>ĂǁƐ͕h͘^͘ƐƚĂƚƵƚĞƐ͕ŐƵŝĚĂŶĐĞ͕ĂŶĚ&
ƉŽůŝĐŝĞƐ͕ ďLJ ƐĞůĞĐƚŝŶŐ ŽŶĞ ŽŶ ƚŚĞ ĨŽůůŽǁŝŶŐ ĐĞƌƚŝĨŝĐĂƚŝŽŶ ƐƚĂƚĞŵĞŶƚƐ͘dŚĞƐĞƐƚĂƚĞŵĞŶƚƐĂƌĞŵƵƚƵĂůůLJ
ĞdžĐůƵƐŝǀĞ͘ŝĚĚĞƌŵƵƐƚƐĞůĞĐƚŽŶĞŽƌƚŚĞŽƚŚĞƌ;ŶŽƚďŽƚŚͿďLJŝŶƐĞƌƚŝŶŐĂĐŚĞĐŬŵĂƌŬ;9ͿŽƌƚŚĞůĞƚƚĞƌ͞y͘͟
ŝĚĚĞƌŽƌŽĨĨĞƌŽƌŚĞƌĞďLJĐĞƌƚŝĨŝĞƐƚŚĂƚŝƚǁŝůůĐŽŵƉůLJǁŝƚŚϰϵh^ΑϱϬϭϬϭ͕͕ĂŶĚŽƚŚĞƌƌĞůĂƚĞĚ
h͘^͘ƐƚĂƚƵƚĞƐ͕ŐƵŝĚĂŶĐĞ͕ĂŶĚƉŽůŝĐŝĞƐŽĨƚŚĞ&ďLJ͗
ĂͿKŶůLJŝŶƐƚĂůůŝŶŐŝƌŽŶ͕ƐƚĞĞůĂŶĚŵĂŶƵĨĂĐƚƵƌĞĚƉƌŽĚƵĐƚƐƉƌŽĚƵĐĞĚŝŶƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐ͖
ďͿKŶůLJŝŶƐƚĂůůŝŶŐĐŽŶƐƚƌƵĐƚŝŽŶŵĂƚĞƌŝĂůƐĚĞĨŝŶĞĚĂƐ͗ĂŶĂƌƚŝĐůĞ͕ŵĂƚĞƌŝĂů͕ŽƌƐƵƉƉůLJʹŽƚŚĞƌƚŚĂŶ
ĂŶŝƚĞŵŽĨƉƌŝŵĂƌŝůLJŝƌŽŶŽƌƐƚĞĞů͖ĂŵĂŶƵĨĂĐƚƵƌĞĚƉƌŽĚƵĐƚ͖ĐĞŵĞŶƚĂŶĚĐĞŵĞŶƚŝƚŝŽƵƐ
ŵĂƚĞƌŝĂůƐ͖ĂŐŐƌĞŐĂƚĞƐƐƵĐŚĂƐƐƚŽŶĞ͕ƐĂŶĚ͕ŽƌŐƌĂǀĞů͖ŽƌĂŐŐƌĞŐĂƚĞďŝŶĚŝŶŐĂŐĞŶƚƐŽƌ
ĂĚĚŝƚŝǀĞƐƚŚĂƚĂƌĞŽƌĐŽŶƐŝƐƚƉƌŝŵĂƌŝůLJŽĨŶŽŶͲĨĞƌƌŽƵƐŵĞƚĂůƐ͖ƉůĂƐƚŝĐĂŶĚƉŽůLJŵĞƌͲďĂƐĞĚ
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ĨŝďĞƌŽƉƚŝĐĐĂďůĞƐͿ͖ŐůĂƐƐ;ŝŶĐůƵĚŝŶŐŽƉƚŝĐŐůĂƐƐͿ͖ůƵŵďĞƌŽƌĚƌLJǁĂůůƚŚĂƚŚĂǀĞďĞĞŶ
ŵĂŶƵĨĂĐƚƵƌĞĚŝŶƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐ͘
ĐͿ/ŶƐƚĂůůŝŶŐŵĂŶƵĨĂĐƚƵƌĞĚƉƌŽĚƵĐƚƐĨŽƌǁŚŝĐŚƚŚĞ&ŚĂƐŝƐƐƵĞĚĂǁĂŝǀĞƌĂƐŝŶĚŝĐĂƚĞĚďLJ
ŝŶĐůƵƐŝŽŶŽŶƚŚĞĐƵƌƌĞŶƚ&EĂƚŝŽŶǁŝĚĞƵLJŵĞƌŝĐĂŶtĂŝǀĞƌƐ/ƐƐƵĞĚůŝƐƚŝŶŐ͕Žƌ͖
ĚͿ/ŶƐƚĂůůŝŶŐƉƌŽĚƵĐƚƐůŝƐƚĞĚĂƐĂŶdžĐĞƉƚĞĚƌƚŝĐůĞ͕DĂƚĞƌŝĂůŽƌ^ƵƉƉůLJŝŶ&ĞĚĞƌĂůĐƋƵŝƐŝƚŝŽŶ
ZĞŐƵůĂƚŝŽŶ^ƵďƉĂƌƚϮϱ͘ϭϬϴ͘
LJƐĞůĞĐƚŝŶŐƚŚŝƐĐĞƌƚŝĨŝĐĂƚŝŽŶƐƚĂƚĞŵĞŶƚ͕ƚŚĞďŝĚĚĞƌŽƌŽĨĨĞƌŽƌĂŐƌĞĞƐ͗
ϭ͘dŽƉƌŽǀŝĚĞƚŽƚŚĞKǁŶĞƌĞǀŝĚĞŶĐĞƚŚĂƚĚŽĐƵŵĞŶƚƐƚŚĞƐŽƵƌĐĞĂŶĚŽƌŝŐŝŶŽĨƚŚĞŝƌŽŶ͕
ƐƚĞĞů͕ĂŶĚͬŽƌŵĂŶƵĨĂĐƚƵƌĞĚƉƌŽĚƵĐƚ͘
Ϯ͘dŽĨĂŝƚŚĨƵůůLJĐŽŵƉůLJǁŝƚŚƉƌŽǀŝĚŝŶŐh͘^͘ĚŽŵĞƐƚŝĐƉƌŽĚƵĐƚƐ
ϯ͘dŽƌĞĨƌĂŝŶĨƌŽŵƐĞĞŬŝŶŐĂǁĂŝǀĞƌƌĞƋƵĞƐƚĂĨƚĞƌĞƐƚĂďůŝƐŚŵĞŶƚŽĨƚŚĞĐŽŶƚƌĂĐƚ͕ƵŶůĞƐƐ
ĞdžƚĞŶƵĂƚŝŶŐĐŝƌĐƵŵƐƚĂŶĐĞƐĞŵĞƌŐĞƚŚĂƚƚŚĞ&ĚĞƚĞƌŵŝŶĞƐũƵƐƚŝĨŝĞĚ͘
ĞƌƚŝĨLJƚŚĂƚĂůůĐŽŶƐƚƌƵĐƚŝŽŶŵĂƚĞƌŝĂůƐƵƐĞĚŝŶƚŚĞƉƌŽũĞĐƚĂƌĞŵĂŶƵĨĂĐƚƵƌĞĚŝŶƚŚĞh͘^͘
dŚĞďŝĚĚĞƌŽƌŽĨĨĞƌŽƌŚĞƌĞďLJĐĞƌƚŝĨŝĞƐŝƚĐĂŶŶŽƚĐŽŵƉůLJǁŝƚŚƚŚĞϭϬϬƉĞƌĐĞŶƚƵLJŵĞƌŝĐĂŶ
WƌĞĨĞƌĞŶĐĞƐŽĨϰϵh^ΑϱϬϭϬϭ;ĂͿďƵƚŵĂLJƋƵĂůŝĨLJĨŽƌĞŝƚŚĞƌĂdLJƉĞϯŽƌdLJƉĞϰǁĂŝǀĞƌƵŶĚĞƌϰϵ
h^ΑϱϬϭϬϭ;ďͿ͘LJƐĞůĞĐƚŝŶŐƚŚŝƐĐĞƌƚŝĨŝĐĂƚŝŽŶƐƚĂƚĞŵĞŶƚ͕ƚŚĞĂƉƉĂƌĞŶƚďŝĚĚĞƌŽƌŽĨĨĞƌŽƌǁŝƚŚƚŚĞ
ĂƉƉĂƌĞŶƚůŽǁďŝĚĂŐƌĞĞƐ͗
ϭ͘dŽƐƵďŵŝƚƚŽƚŚĞKǁŶĞƌǁŝƚŚŝŶϭϱĐĂůĞŶĚĂƌĚĂLJƐŽĨďĞŝŶŐƐĞůĞĐƚĞĚĂƐƚŚĞƌĞƐƉŽŶƐŝǀĞ
ďŝĚĚĞƌ͕ĂĨŽƌŵĂůǁĂŝǀĞƌƌĞƋƵĞƐƚĂŶĚƌĞƋƵŝƌĞĚĚŽĐƵŵĞŶƚĂƚŝŽŶƚŚĂƚƐƵƉƉŽƌƚƐƚŚĞƚLJƉĞ
ŽĨǁĂŝǀĞƌďĞŝŶŐƌĞƋƵĞƐƚĞĚ͘
Ϯ͘dŚĂƚĨĂŝůƵƌĞƚŽƐƵďŵŝƚƚŚĞƌĞƋƵŝƌĞĚĚŽĐƵŵĞŶƚĂƚŝŽŶǁŝƚŚŝŶƚŚĞƐƉĞĐŝĨŝĞĚƚŝŵĞĨƌĂŵĞŝƐ
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h͘^͘ĚŽŵĞƐƚŝĐĐŽŶƚĞŶƚƉĞƌĐĞŶƚĂŐĞĂƐĂƉƉƌŽǀĞĚďLJƚŚĞ&͘
ϰ͘dŽĨƵƌŶŝƐŚh͘^͘ĚŽŵĞƐƚŝĐƉƌŽĚƵĐƚĨŽƌĂŶLJǁĂŝǀĞƌƌĞƋƵĞƐƚƚŚĂƚƚŚĞ&ƌĞũĞĐƚƐ͘
ϱ͘dŽƌĞĨƌĂŝŶĨƌŽŵƐĞĞŬŝŶŐĂǁĂŝǀĞƌƌĞƋƵĞƐƚĂĨƚĞƌĞƐƚĂďůŝƐŚŵĞŶƚŽĨƚŚĞĐŽŶƚƌĂĐƚ͕ƵŶůĞƐƐ
ĞdžƚĞŶƵĂƚŝŶŐĐŝƌĐƵŵƐƚĂŶĐĞƐĞŵĞƌŐĞƚŚĂƚƚŚĞ&ĚĞƚĞƌŵŝŶĞƐũƵƐƚŝĨŝĞĚ͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ ƵLJŵĞƌŝĐĂĞƌƚŝĨŝĐĂƚŝŽŶ
WƌŽƉŽƐĂůͲ36ŽĨ48 ϮϬϮϱ
ZĞƋƵŝƌĞĚtĂŝǀĞƌŽĐƵŵĞŶƚĂƚŝŽŶʹ^ĞĞƉƉĞŶĚŝdžĨŽƌtĂŝǀĞƌ&ŽƌŵƐ
dLJƉĞϮtĂŝǀĞƌ;EŽŶĂǀĂŝůĂďŝůŝƚLJͿͲdŚĞŝƌŽŶ͕ƐƚĞĞů͕ŵĂŶƵĨĂĐƚƵƌĞĚŐŽŽĚƐŽƌĐŽŶƐƚƌƵĐƚŝŽŶŵĂƚĞƌŝĂůƐŽƌ
ŵĂŶƵĨĂĐƚƵƌĞĚŐŽŽĚƐĂƌĞŶŽƚĂǀĂŝůĂďůĞŝŶƐƵĨĨŝĐŝĞŶƚƋƵĂŶƚŝƚLJŽƌƋƵĂůŝƚLJŝŶƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐ͘dŚĞƌĞƋƵŝƌĞĚ
ĚŽĐƵŵĞŶƚĂƚŝŽŶĨŽƌƚŚĞEŽŶĂǀĂŝůĂďŝůŝƚLJǁĂŝǀĞƌŝƐ͗
ĂͿŽŵƉůĞƚĞĚŽŶƚĞŶƚWĞƌĐĞŶƚĂŐĞtŽƌŬƐŚĞĞƚĂŶĚ&ŝŶĂůƐƐĞŵďůLJYƵĞƐƚŝŽŶŶĂŝƌĞ
ďͿZĞĐŽƌĚŽĨƚŚŽƌŽƵŐŚŵĂƌŬĞƚƌĞƐĞĂƌĐŚ͕ĐŽŶƐŝĚĞƌĂƚŝŽŶǁŚĞƌĞĂƉƉƌŽƉƌŝĂƚĞŽĨƋƵĂůŝĨLJŝŶŐĂůƚĞƌŶĂƚĞ
ŝƚĞŵƐ͕ƉƌŽĚƵĐƚƐ͕ŽƌŵĂƚĞƌŝĂůƐŝŶĐůƵĚŝŶŐ͖
ĐͿĚĞƐĐƌŝƉƚŝŽŶŽĨƚŚĞŵĂƌŬĞƚƌĞƐĞĂƌĐŚĂĐƚŝǀŝƚŝĞƐĂŶĚŵĞƚŚŽĚƐƵƐĞĚƚŽŝĚĞŶƚŝĨLJĚŽŵĞƐƚŝĐĂůůLJ
ŵĂŶƵĨĂĐƚƵƌĞĚŝƚĞŵƐĐĂƉĂďůĞŽĨƐĂƚŝƐĨLJŝŶŐƚŚĞƌĞƋƵŝƌĞŵĞŶƚ͕ŝŶĐůƵĚŝŶŐƚŚĞƚŝŵŝŶŐŽĨƚŚĞ
ƌĞƐĞĂƌĐŚĂŶĚĐŽŶĐůƵƐŝŽŶƐƌĞĂĐŚĞĚŽŶƚŚĞĂǀĂŝůĂďŝůŝƚLJŽĨƐŽƵƌĐĞƐ͘
dLJƉĞϯtĂŝǀĞƌͲdŚĞĐŽƐƚŽĨĐŽŵƉŽŶĞŶƚƐĂŶĚƐƵďĐŽŵƉŽŶĞŶƚƐƉƌŽĚƵĐĞĚŝŶƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐŝƐŵŽƌĞƚŚĂŶ
ϲϬƉĞƌĐĞŶƚŽĨƚŚĞĐŽƐƚŽĨĂůůĐŽŵƉŽŶĞŶƚƐĂŶĚƐƵďĐŽŵƉŽŶĞŶƚƐŽĨƚŚĞ͞ĨĂĐŝůŝƚLJͬƉƌŽũĞĐƚ͘͟dŚĞƌĞƋƵŝƌĞĚ
ĚŽĐƵŵĞŶƚĂƚŝŽŶĨŽƌĂdLJƉĞϯǁĂŝǀĞƌŝƐ͗
ĂͿŽŵƉůĞƚĞĚŽŶƚĞŶƚWĞƌĐĞŶƚĂŐĞtŽƌŬƐŚĞĞƚĂŶĚ&ŝŶĂůƐƐĞŵďůLJYƵĞƐƚŝŽŶŶĂŝƌĞŝŶĐůƵĚŝŶŐ͖
ďͿ>ŝƐƚŝŶŐŽĨĂůůŵĂŶƵĨĂĐƚƵƌĞĚƉƌŽĚƵĐƚƐƚŚĂƚĂƌĞŶŽƚĐŽŵƉƌŝƐĞĚŽĨϭϬϬƉĞƌĐĞŶƚh͘^͘ĚŽŵĞƐƚŝĐ
ĐŽŶƚĞŶƚ;ĞdžĐůƵĚĞƐƉƌŽĚƵĐƚƐůŝƐƚĞĚŽŶƚŚĞ&EĂƚŝŽŶǁŝĚĞƵLJŵĞƌŝĐĂŶtĂŝǀĞƌƐ/ƐƐƵĞĚůŝƐƚŝŶŐ
ĂŶĚƉƌŽĚƵĐƚƐĞdžĐůƵĚĞĚďLJ&ĞĚĞƌĂůĐƋƵŝƐŝƚŝŽŶZĞŐƵůĂƚŝŽŶ^ƵďƉĂƌƚϮϱ͘ϭϬϴ͖ƉƌŽĚƵĐƚƐŽĨ
ƵŶŬŶŽǁŶŽƌŝŐŝŶŵƵƐƚďĞĐŽŶƐŝĚĞƌĞĚĂƐŶŽŶͲĚŽŵĞƐƚŝĐƉƌŽĚƵĐƚƐŝŶƚŚĞŝƌĞŶƚŝƌĞƚLJͿ͘
ĐͿŽƐƚŽĨŶŽŶͲĚŽŵĞƐƚŝĐĐŽŵƉŽŶĞŶƚƐĂŶĚƐƵďĐŽŵƉŽŶĞŶƚƐ͕ĞdžĐůƵĚŝŶŐůĂďŽƌĐŽƐƚƐĂƐƐŽĐŝĂƚĞĚǁŝƚŚ
ĨŝŶĂůĂƐƐĞŵďůLJĂŶĚŝŶƐƚĂůůĂƚŝŽŶĂƚƉƌŽũĞĐƚůŽĐĂƚŝŽŶ͘
ĚͿWĞƌĐĞŶƚĂŐĞŽĨŶŽŶͲĚŽŵĞƐƚŝĐĐŽŵƉŽŶĞŶƚĂŶĚƐƵďĐŽŵƉŽŶĞŶƚĐŽƐƚĂƐĐŽŵƉĂƌĞĚƚŽƚŽƚĂů
͞ĨĂĐŝůŝƚLJ͟ĐŽŵƉŽŶĞŶƚĂŶĚƐƵďĐŽŵƉŽŶĞŶƚĐŽƐƚƐ͕ĞdžĐůƵĚŝŶŐůĂďŽƌĐŽƐƚƐĂƐƐŽĐŝĂƚĞĚǁŝƚŚĨŝŶĂů
ĂƐƐĞŵďůLJĂŶĚŝŶƐƚĂůůĂƚŝŽŶĂƚƉƌŽũĞĐƚůŽĐĂƚŝŽŶ͘
dLJƉĞϰtĂŝǀĞƌ;hŶƌĞĂƐŽŶĂďůĞŽƐƚƐͿͲƉƉůLJŝŶŐƚŚŝƐƉƌŽǀŝƐŝŽŶĨŽƌŝƌŽŶ͕ƐƚĞĞů͕ŵĂŶƵĨĂĐƚƵƌĞĚŐŽŽĚƐŽƌ
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WƌŝŶƚĞĚEĂŵĞ WƌŝŶƚĞĚEĂŵĞ
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ϱ͘ƚƚŽƌŶĞLJΖƐ&ĞĞƐ͘/ŶƚŚĞĞǀĞŶƚůŝƚŝŐĂƚŝŽŶŝƐĐŽŵŵĞŶĐĞĚƚŽĞŶĨŽƌĐĞƚŚŝƐŐƌĞĞŵĞŶƚ͕ƚŚĞƉƌĞǀĂŝůŝŶŐƉĂƌƚLJƐŚĂůůďĞ
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ϲ͘ŝƐĐůĂŝŵĞƌ͘EŽůŝĂďŝůŝƚLJŽĨŽŶƚƌĂĐƚŽƌƐŚĂůůĂƚƚĂĐŚƚŽŝƚLJďLJƌĞĂƐŽŶŽĨĞŶƚĞƌŝŶŐŝŶƚŽƚŚŝƐŐƌĞĞŵĞŶƚ͕ĞdžĐĞƉƚĂƐ
ĞdžƉƌĞƐƐůLJƉƌŽǀŝĚĞĚŝŶƚŚŝƐŐƌĞĞŵĞŶƚ͘
ϳ͘ŽƵŶƚĞƌƉĂƌƚƐ͘dŚŝƐŐƌĞĞŵĞŶƚŝƐĞdžĞĐƵƚĞĚŝŶƚǁŽ;ϮͿŝĚĞŶƚŝĐĂůĐŽƵŶƚĞƌƉĂƌƚƐ͕ďLJƚŚĞƉĂƌƚŝĞƐ͕ĞĂĐŚŽĨǁŚŝĐŚƐŚĂůůĨŽƌ
ĂůůƉƵƌƉŽƐĞƐďĞĚĞĞŵĞĚĂŶŽƌŝŐŝŶĂů͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐŐƌĞĞŵĞŶƚ
ϮϬϮϱ
ŽŶƚƌĂĐƚdĞŵƉůĂƚĞhƉĚĂƚĞĚϭϮͬϮϵͬϮϬϭϳ
/Et/dE^^t,ZK&͕ƚŚĞŝƚLJŚĂƐĐĂƵƐĞĚƚŚĞƐĞƉƌĞƐĞŶƚƐƚŽďĞƐŝŐŶĞĚďLJŝƚƐDĂLJŽƌĂŶĚĂƚƚĞƐƚĞĚďLJŝƚƐŝƚLJůĞƌŬĂŶĚ
ƚŚĞŽŶƚƌĂĐƚŽƌŚĂƐŚĞƌĞƵŶƚŽƐĞƚŚŝƐŚĂŶĚĂŶĚƐĞĂůƚŚĞĚĂLJĂŶĚLJĞĂƌĨŝƌƐƚĂďŽǀĞͲǁƌŝƚƚĞŶ͘
KEdZdKZ͗
/dzK&ZEdKE͗
WƌĞƐŝĚĞŶƚͬWĂƌƚŶĞƌͬKǁŶĞƌ ĞŶŝƐ>Ăǁ͕DĂLJŽƌ
dd^d
^ĞĐƌĞƚĂƌLJ :ĂƐŽŶ^ĞƚŚ͕ŝƚLJůĞƌŬ
&/ZD/E&KZDd/KE
ĚͬďͬĂ ŶƚĞƌ&ŝƌŵŶĂŵĞ
,<KE͗տ>ŝŵŝƚĞĚ>ŝĂďŝůŝƚLJŽŵƉĂŶLJտWĂƌƚŶĞƌƐŚŝƉտŽƌƉŽƌĂƚŝŽŶ
^ddK&/EKZWKZd/KE͗ŶƚĞƌƐƚĂƚĞŽĨŝŶĐŽƌƉŽƌĂƚŝŽŶ
KEdZdKZKEdd/E&KZDd/KE͗
/dzKEdd/E&KZDd/KE͗
ĚĚƌĞƐƐ>ŝŶĞϭ ŝƚLJŽĨZĞŶƚŽŶ
ĚĚƌĞƐƐ>ŝŶĞϮ ϭϬϱϱ^ŽƵƚŚ'ƌĂĚLJtĂLJ
ŝƚLJ͕^ƚĂƚĞĂŶĚŝƉ ZĞŶƚŽŶ͕tϵϴϬϱϳ
ŶƚĞƌWŚŽŶĞEƵŵďĞƌ ŶƚĞƌWŚŽŶĞEƵŵďĞƌ
ŶƚĞƌ&ĂdžEƵŵďĞƌŽƌŵĂŝůĚĚƌĞƐƐ ŶƚĞƌ&ĂdžEƵŵďĞƌŽƌŵĂŝůĚĚƌĞƐƐ
ƚƚĞŶƚŝŽŶ͗
/ĨďƵƐŝŶĞƐƐŝƐĂKZWKZd/KE͕ƚŚĞŶĂŵĞŽĨƚŚĞĐŽƌƉŽƌĂƚŝŽŶƐŚŽƵůĚďĞůŝƐƚĞĚŝŶĨƵůůĂŶĚďŽƚŚƚŚĞWƌĞƐŝĚĞŶƚĂŶĚ^ĞĐƌĞƚĂƌLJŵƵƐƚƐŝŐŶƚŚĞ
ĐŽŶƚƌĂĐƚ͘KZ͕ŝĨŽŶĞƐŝŐŶĂƚƵƌĞŝƐƉĞƌŵŝƚƚĞĚďLJĐŽƌƉŽƌĂƚŝŽŶďLJͲůĂǁƐ͕ĂĐŽƉLJŽĨƚŚĞďLJͲůĂǁƐƐŚĂůůďĞĨƵƌŶŝƐŚĞĚƚŽƚŚĞŝƚLJĂŶĚŵĂĚĞĂ
ƉĂƌƚŽĨƚŚĞĐŽŶƚƌĂĐƚĚŽĐƵŵĞŶƚ͘
/ĨƚŚĞďƵƐŝŶĞƐƐŝƐĂWZdEZ^,/W͕ƚŚĞĨƵůůŶĂŵĞŽĨĞĂĐŚƉĂƌƚŶĞƌƐŚŽƵůĚďĞůŝƐƚĞĚĨŽůůŽǁĞĚďLJĚͬďͬĂ;ĚŽŝŶŐďƵƐŝŶĞƐƐĂƐͿĂŶĚĨŝƌŵŽƌ
ƚƌĂĚĞŶĂŵĞ͘ŶLJŽŶĞƉĂƌƚŶĞƌŵĂLJƐŝŐŶƚŚĞĐŽŶƚƌĂĐƚ͘
/ĨƚŚĞďƵƐŝŶĞƐƐŝƐĂŶůŝŵŝƚĞĚ>ŝĂďŝůŝƚLJŽŵƉĂŶLJ͕ĂŶĂƵƚŚŽƌŝnjĞĚŵĂŶĂŐŝŶŐŵĞŵďĞƌŽƌŵĂŶĂŐĞƌŵƵƐƚƐŝŐŶĨŽůůŽǁĞĚďLJŚŝƐͬŚĞƌƚŝƚůĞ͘
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ WĂŐĞϭŽĨϮ ŽŶƚƌĂĐƚŽŶĚƚŽƚŚĞ/dzŽĨZĞŶƚŽŶ
ϬϯͬϬϴͬϮϬϮϮ&Đůď
KEdZdKEdKd,/dzK&ZEdKE
ŽŶĚEŽ͘ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ
<EKt>>DEzd,^WZ^Ed^͕dŚĂƚǁĞ͕;KEdZdKZͬWZ/E/W>Ϳͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ
ŽĨĂĚĚƌĞƐƐͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺĂƐWZ/E/W>͕ĂŶĚ
;^hZdzͿͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺĂĐŽƌƉŽƌĂƚŝŽŶŽƌŐĂŶŝnjĞĚĂŶĚĞdžŝƐƚŝŶŐƵŶĚĞƌ
ƚŚĞůĂǁƐŽĨƚŚĞ^ƚĂƚĞŽĨͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺĂƐĂ^hZdzĐŽƌƉŽƌĂƚŝŽŶ͕ĂŶĚƋƵĂůŝĨŝĞĚƵŶĚĞƌƚŚĞ
ůĂǁƐŽĨƚŚĞ^ƚĂƚĞŽĨtĂƐŚŝŶŐƚŽŶƚŽďĞĐŽŵĞ^hZdzƵƉŽŶďŽŶĚƐŽĨĐŽŶƚƌĂĐƚŽƌƐǁŝƚŚŵƵŶŝĐŝƉĂů
ĐŽƌƉŽƌĂƚŝŽŶƐ͕ĂƐ^hZdz͕ĂƌĞũŽŝŶƚůLJĂŶĚƐĞǀĞƌĂůůLJŚĞůĚĂŶĚĨŝƌŵůLJďŽƵŶĚƚŽƚŚĞŝƚLJŽĨZĞŶƚŽŶ
;/dzͬKtEZͿŝŶƚŚĞƐƵŵŽĨͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺh^ŽůůĂƌƐ
;ΨͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͿdŽƚĂůŽŶƚƌĂĐƚŵŽƵŶƚ͕ĨŽƌƚŚĞƉĂLJŵĞŶƚŽĨǁŚŝĐŚƐƵŵŽŶĚĞŵĂŶĚǁĞ
ďŝŶĚŽƵƌƐĞůǀĞƐĂŶĚŽƵƌŚĞŝƌƐ͕ƐƵĐĐĞƐƐŽƌƐ͕ĂƐƐŝŐŶƐ͕ĞdžĞĐƵƚŽƌƐ͕ĂĚŵŝŶŝƐƚƌĂƚŽƌƐĂŶĚƉĞƌƐŽŶĂů
ƌĞƉƌĞƐĞŶƚĂƚŝǀĞƐ͕ĂƐƚŚĞĐĂƐĞŵĂLJďĞ͘dŚŝƐŽďůŝŐĂƚŝŽŶŝƐĞŶƚĞƌĞĚŝŶƚŽƉƵƌƐƵĂŶƚƚŽƚŚĞůĂǁƐŽĨƚŚĞ^ƚĂƚĞŽĨ
tĂƐŚŝŶŐƚŽŶĂŶĚƚŚĞŽƌĚŝŶĂŶĐĞƐŽĨƚŚĞŝƚLJŽĨZĞŶƚŽŶ͘
ĂƚĞĚĂƚͺͺͺͺͺͺͺͺͺͺͺͺͺ͕tĂƐŚŝŶŐƚŽŶ͕ƚŚŝƐͺͺͺͺͺͺͺͺĚĂLJŽĨͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ͕ϮϬͺͺͺͺͺͺ͘
EKt͕d,Z&KZd,KE/d/KE^K&d,KsK>/'d/KEZ^&K>>Kt^͗
t,Z^͕ƵŶĚĞƌĂŶĚƉƵƌƐƵĂŶƚƚŽŽŶƚƌĂĐƚEŽ͘'ͲϮϱͲϬϵϴƉƌŽǀŝĚŝŶŐĨŽƌĐŽŶƐƚƌƵĐƚŝŽŶŽĨƚŚĞdĂdžŝǁĂLJ
ZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐWƌŽũĞĐƚ͖ƚŚĞWZ/E/W>ŚĂƐĂĐĐĞƉƚĞĚ͕ŽƌŝƐĂďŽƵƚƚŽ
ĂĐĐĞƉƚ͕ƚŚĞŽŶƚƌĂĐƚ͕ĂŶĚƵŶĚĞƌƚĂŬĞƚŽƉĞƌĨŽƌŵƚŚĞtŽƌŬƚŚĞƌĞŝŶƉƌŽǀŝĚĞĚĨŽƌŝŶƚŚĞŵĂŶŶĞƌĂŶĚǁŝƚŚŝŶ
ƚŚĞƚŝŵĞƐĞƚĨŽƌƚŚ͘
•dŚĞ^hZdzŝŶĚĞŵŶŝĨŝĞƐ͕ĚĞĨĞŶĚƐ͕ĂŶĚƉƌŽƚĞĐƚƐĂŶĚŚŽůĚƐƚŚĞ/dzͬKtEZ͕ŝƚƐŽĨĨŝĐĞƌƐ͕ĂŐĞŶƚƐ͕ĂŶĚ
ĂƐƐŝŐŶƐŚĂƌŵůĞƐƐĨƌŽŵĂŶĚĂŐĂŝŶƐƚĂůůĐůĂŝŵƐ͕ůŝĂďŝůŝƚŝĞƐ͕ĐĂƵƐĞƐŽĨĂĐƚŝŽŶ͕ĚĂŵĂŐĞƐ͕ĂŶĚĐŽƐƚƐĨŽƌƐƵĐŚ
ƉĂLJŵĞŶƚƐĨŽƌůĂďŽƌ͕ĞƋƵŝƉŵĞŶƚ͕ĂŶĚŵĂƚĞƌŝĂůƐďLJƐĂƚŝƐĨLJŝŶŐĂůůĐůĂŝŵƐĂŶĚĚĞŵĂŶĚƐŝŶĐƵƌƌĞĚƵŶĚĞƌ
ƚŚĞŽŶƚƌĂĐƚ͕ĂŶĚƌĞŝŵďƵƌƐŝŶŐĂŶĚƉĂLJŝŶŐ/dzͬKtEZĂůůĞdžƉĞŶƐĞƐƚŚĂƚ/dzͬKtEZŵĂLJŝŶĐƵƌŝŶ
ŵĂŬŝŶŐŐŽŽĚĂŶLJĚĞĨĂƵůƚďLJWZ/E/W>͖ĂŶĚ͕ĂŐĂŝŶƐƚĂŶLJĐůĂŝŵŽĨĚŝƌĞĐƚŽƌŝŶĚŝƌĞĐƚůŽƐƐƌĞƐƵůƚŝŶŐĨƌŽŵ
ƚŚĞĨĂŝůƵƌĞŽĨƚŚĞWZ/E/W>͕ŝƚƐŚĞŝƌƐ͕ĞdžĞĐƵƚŽƌƐ͕ĂĚŵŝŶŝƐƚƌĂƚŽƌƐ͕ƐƵĐĐĞƐƐŽƌƐ͕ŽƌĂƐƐŝŐŶƐ͕;ŽƌƚŚĞ
ƐƵďĐŽŶƚƌĂĐƚŽƌƐ Žƌ ůŽǁĞƌ ƚŝĞƌ ƐƵďĐŽŶƚƌĂĐƚŽƌƐ ŽĨ ƚŚĞ WZ/E/W>Ϳ ƚŽ ƉĂLJ Ăůů ůĂďŽƌĞƌƐ͕ ŵĞĐŚĂŶŝĐƐ͕
ƐƵďĐŽŶƚƌĂĐƚŽƌƐ͕ůŽǁĞƌƚŝĞƌƐƵďĐŽŶƚƌĂĐƚŽƌƐŵĂƚĞƌŝĂůƉĞƌƐŽŶƐ͕ĂŶĚĂůůƉĞƌƐŽŶƐǁŚŽƐŚĂůůƐƵƉƉůLJƐƵĐŚ
ĐŽŶƚƌĂĐƚŽƌŽƌƐƵďĐŽŶƚƌĂĐƚŽƌƐǁŝƚŚƉƌŽǀŝƐŝŽŶƐĂŶĚƐƵƉƉůŝĞƐĨŽƌƚŚĞĐĂƌƌLJŝŶŐŽŶŽĨƐƵĐŚǁŽƌŬ͖ĂŶĚ͕
ĂŐĂŝŶƐƚĂŶLJĐůĂŝŵŽĨĚŝƌĞĐƚŽƌŝŶĚŝƌĞĐƚůŽƐƐƌĞƐƵůƚŝŶŐĨƌŽŵƚŚĞĨĂŝůƵƌĞŽĨƚŚĞWZ/E/W>͕ŝƚƐŚĞŝƌƐ͕
ĞdžĞĐƵƚŽƌƐ͕ĂĚŵŝŶŝƐƚƌĂƚŽƌƐ͕ƐƵĐĐĞƐƐŽƌƐ͕ŽƌĂƐƐŝŐŶƐ;ŽƌĂŶLJŽĨƚŚĞĞŵƉůŽLJĞĞƐ͕ƐƵďĐŽŶƚƌĂĐƚŽƌƐ͕ŽƌůŽǁĞƌ
ƚŝĞƌƐƵďĐŽŶƚƌĂĐƚŽƌƐŽĨƚŚĞWZ/E/W>ͿƚŽĨĂŝƚŚĨƵůůLJƉĞƌĨŽƌŵƚŚĞŽŶƚƌĂĐƚ͘
ͻdŚĞŝŶĚĞŵŶŝƚŝĞƐƚŽ/dzͬKtEZƐŚĂůůĂůƐŽŝŶƵƌĞƚŽƚŚĞďĞŶĞĨŝƚŽĨƚŚĞŽŶƐƵůƚŝŶŐŶŐŝŶĞĞƌƐĂŶĚŽƚŚĞƌ
ĚĞƐŝŐŶƉƌŽĨĞƐƐŝŽŶĂůƐƌĞƚĂŝŶĞĚďLJKtEZŝŶĐŽŶŶĞĐƚŝŽŶǁŝƚŚƚŚĞWƌŽũĞĐƚ͘
ͻEŽĐŚĂŶŐĞ͕ĞdžƚĞŶƐŝŽŶŽĨƚŝŵĞ͕ĂůƚĞƌĂƚŝŽŶ͕ŽƌĂĚĚŝƚŝŽŶƚŽƚŚĞƚĞƌŵƐŽĨƚŚĞŽŶƚƌĂĐƚŽƌƚŽƚŚĞtŽƌŬƚŽ
ďĞƉĞƌĨŽƌŵĞĚƵŶĚĞƌƚŚĞŽŶƚƌĂĐƚƐŚĂůůŝŶĂŶLJǁĂLJĂĨĨĞĐƚ^hZdzΖƐŽďůŝŐĂƚŝŽŶŽŶƚŚĞŽŶƚƌĂĐƚŽŶĚ͘
^hZdz͕ĨŽƌǀĂůƵĞƌĞĐĞŝǀĞĚ͕ŚĞƌĞďLJǁĂŝǀĞƐŶŽƚŝĐĞŽĨĂŶLJĐŚĂŶŐĞ͕ĞdžƚĞŶƐŝŽŶŽĨƚŝŵĞ͕ĂůƚĞƌĂƚŝŽŶ͕Žƌ
ĂĚĚŝƚŝŽŶƚŽƚŚĞƚĞƌŵƐŽĨƚŚĞŽŶƚƌĂĐƚŽƌƚŚĞtŽƌŬƚŽďĞƉĞƌĨŽƌŵĞĚƚŚĞƌĞƵŶĚĞƌĂŶĚĂŐƌĞĞƐƚŚĂƚ
ŵŽĚŝĨŝĐĂƚŝŽŶƐĂŶĚĐŚĂŶŐĞƐƚŽƚŚĞƚĞƌŵƐĂŶĚĐŽŶĚŝƚŝŽŶƐŽĨƚŚĞŽŶƚƌĂĐƚƚŚĂƚŝŶĐƌĞĂƐĞƚŚĞƚŽƚĂůĂŵŽƵŶƚ
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ŽŶĚĂŶĚŶŽƚŝĐĞƚŽ^hZdzŝƐŶŽƚƌĞƋƵŝƌĞĚĨŽƌƐƵĐŚŝŶĐƌĞĂƐĞĚŽďůŝŐĂƚŝŽŶ͘
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ϬϯͬϬϴͬϮϬϮϮ&Đůď
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ƐƵƉƉůŝĞƌƐ͕ĂŶĚĂůůŽƚŚĞƌƉĞƌƐŽŶƐŽƌĂŐĞŶƚƐǁŚŽƐƵƉƉůLJůĂďŽƌ͕ĞƋƵŝƉŵĞŶƚ͕ŽƌŵĂƚĞƌŝĂůƐĨŽƌĐĂƌƌLJŝŶŐŽŶ
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WƌŝŶƚĞĚEĂŵĞ WƌŝŶƚĞĚEĂŵĞ
dŝƚůĞ dŝƚůĞ
ĂƚĞ ĂƚĞ
EĂŵĞĂŶĚĂĚĚƌĞƐƐŽĨůŽĐĂůŽĨĨŝĐĞŽĨ
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•^ĞĐƚŝŽŶϭϬ ĞĨŝŶŝƚŝŽŶŽĨdĞƌŵƐ
•^ĞĐƚŝŽŶϮϬ WƌŽƉŽƐĂůZĞƋƵŝƌĞŵĞŶƚƐĂŶĚŽŶĚŝƚŝŽŶƐ
•^ĞĐƚŝŽŶϯϬ ǁĂƌĚĂŶĚdžĞĐƵƚŝŽŶŽĨŽŶƚƌĂĐƚ
•^ĞĐƚŝŽŶϰϬ ^ĐŽƉĞŽĨtŽƌŬ
•^ĞĐƚŝŽŶϱϬ ŽŶƚƌŽůŽĨtŽƌŬ
•^ĞĐƚŝŽŶϲϬ ŽŶƚƌŽůŽĨDĂƚĞƌŝĂůƐ
•^ĞĐƚŝŽŶϳϬ >ĞŐĂůZĞůĂƚŝŽŶƐĂŶĚZĞƐƉŽŶƐŝďŝůŝƚLJƚŽWƵďůŝĐ
•^ĞĐƚŝŽŶϴϬ džĞĐƵƚŝŽŶĂŶĚWƌŽŐƌĞƐƐ
•^ĞĐƚŝŽŶϵϬ DĞĂƐƵƌĞŵĞŶƚĂŶĚWĂLJŵĞŶƚ
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•/ƚĞŵͲϭϬϭ &KWƌĞǀĞŶƚŝŽŶŽŶƚƌŽůƐ
•/ƚĞŵͲϭϬϮ dĞŵƉŽƌĂƌLJŝƌĂŶĚtĂƚĞƌWŽůůƵƚŝŽŶ͕^ŽŝůƌŽƐŝŽŶ͕ĂŶĚ^ŝůƚĂƚŝŽŶŽŶƚƌŽů
•/ƚĞŵͲϭϬϯ ŝƌƉŽƌƚ^ĂĨĞƚLJ
•/ƚĞŵͲϭϬϱ DŽďŝůŝnjĂƚŝŽŶ
•/ƚĞŵͲϭϬϲ dĞŵƉŽƌĂƌLJdƌĂĨĨŝĐŽŶƚƌŽů
•/ƚĞŵͲϭϭϬ DĞƚŚŽĚŽĨƐƚŝŵĂƚŝŶŐWĞƌĐĞŶƚĂŐĞŽĨDĂƚĞƌŝĂůtŝƚŚŝŶ^ƉĞĐŝĨŝĐĂƚŝŽŶ>ŝŵŝƚƐ;Wt>Ϳ
•/ƚĞŵͲϭϰϬ ŽŶƐƚƌƵĐƚŝŽŶ^ƚĂŬŝŶŐ
•/ƚĞŵWͲϭϬϭ WƌĞƉĂƌĂƚŝŽŶĂŶĚZĞŵŽǀĂůŽĨdžŝƐƚŝŶŐWĂǀĞŵĞŶƚƐ
•/ƚĞŵWͲϭϬϮ dƌĞŶĐŚdžĐĂǀĂƚŝŽŶ^ĂĨĞƚLJ^LJƐƚĞŵƐ
•/ƚĞŵWͲϭϬϯ hƚŝůŝƚLJWŽƚŚŽůŝŶŐ
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•/ƚĞŵWͲϭϱϯ ŽŶƚƌŽůůĞĚ>ŽǁͲ^ƚƌĞŶŐƚŚDĂƚĞƌŝĂů;>^DͿ
•/ƚĞŵWͲϮϬϵ ƌƵƐŚĞĚŐŐƌĞŐĂƚĞĂƐĞŽƵƌƐĞ
•/ƚĞŵWͲϯϭϭ ŝĂdžŝĂů'ĞŽŐƌŝĚ
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•/ƚĞŵWͲϰϬϯ ƐƉŚĂůƚDŝdžWĂǀĞŵĞŶƚĂƐĞŽƵƌƐĞ
•/ƚĞŵWͲϰϬϱ tĂƚĞƌDĂŝŶ,ŽƚDŝdžƐƉŚĂůƚ;,DͿWĂǀĞŵĞŶƚ
•/ƚĞŵWͲϱϬϮ ĞŵĞŶƚŽŶĐƌĞƚĞ^ŝĚĞǁĂůŬƐ
•/ƚĞŵWͲϱϬϯ ƵƌďƐĂŶĚ'ƵƚƚĞƌƐ
•/ƚĞŵWͲϲϬϯ ŵƵůƐŝĨŝĞĚƐƉŚĂůƚdĂĐŬŽĂƚ
•/ƚĞŵWͲϲϬϱ :ŽŝŶƚ^ĞĂůĂŶƚƐĨŽƌWĂǀĞŵĞŶƚƐ
•/ƚĞŵWͲϲϬϲ ĚŚĞƐŝǀĞŽŵƉŽƵŶĚƐ͕dǁŽͲŽŵƉŽŶĞŶƚĨŽƌ^ĞĂůŝŶŐtŝƌĞĂŶĚ>ŝŐŚƚƐŝŶWĂǀĞŵĞŶƚ
•/ƚĞŵWͲϲϭϬ ŽŶĐƌĞƚĞĨŽƌDŝƐĐĞůůĂŶĞŽƵƐ^ƚƌƵĐƚƵƌĞƐ
•/ƚĞŵWͲϲϮϬ ZƵŶǁĂLJĂŶĚdĂdžŝǁĂLJDĂƌŬŝŶŐ
dĂdžŝǁĂLJZĞŚĂďŝůŝƚĂƚŝŽŶĂŶĚƐƐŽĐŝĂƚĞĚ/ŵƉƌŽǀĞŵĞŶƚƐ s͘KEdZd^W/&/d/KE^ͲdĂďůĞŽĨŽŶƚĞŶƚƐ
WĂŐĞŽĨ ϮϬϮϱ
•/ƚĞŵWͲϲϮϱ ZŝŐŚƚͲŽĨͲtĂLJWĂǀĞŵĞŶƚDĂƌŬŝŶŐƐ
•/ƚĞŵͲϳϬϭ WŝƉĞĨŽƌ^ƚŽƌŵƌĂŝŶƐĂŶĚƵůǀĞƌƚƐ
•/ƚĞŵͲϳϬϱ WŝƉĞhŶĚĞƌĚƌĂŝŶƐĨŽƌŝƌƉŽƌƚƐ
•/ƚĞŵͲϳϱϭ DĂŶŚŽůĞƐ͕ĂƚĐŚĂƐŝŶƐ͕/ŶůĞƚƐĂŶĚ/ŶƐƉĞĐƚŝŽŶ,ŽůĞƐ
•/ƚĞŵ>ͲϭϬϬ ůĞĐƚƌŝĐĂů'ĞŶĞƌĂůZĞƋƵŝƌĞŵĞŶƚƐ
•/ƚĞŵ>ͲϭϬϴ hŶĚĞƌŐƌŽƵŶĚWŽǁĞƌĂďůĞĨŽƌŝƌƉŽƌƚƐ
•/ƚĞŵ>ͲϭϬϵ ŝƌƉŽƌƚdƌĂŶƐĨŽƌŵĞƌsĂƵůƚĂŶĚsĂƵůƚƋƵŝƉŵĞŶƚ
•/ƚĞŵ>ͲϭϭϬ ŝƌƉŽƌƚhŶĚĞƌŐƌŽƵŶĚůĞĐƚƌŝĐĂůƵĐƚĂŶŬƐĂŶĚŽŶĚƵŝƚƐ
•/ƚĞŵ>Ͳϭϭϱ ůĞĐƚƌŝĐĂůDĂŶŚŽůĞƐĂŶĚ:ƵŶĐƚŝŽŶ^ƚƌƵĐƚƵƌĞƐ
•/ƚĞŵ>ͲϭϮϱ /ŶƐƚĂůůĂƚŝŽŶŽĨŝƌƉŽƌƚ>ŝŐŚƚŝŶŐ^LJƐƚĞŵƐ
•/ƚĞŵdͲϵϬϭ ^ĞĞĚŝŶŐ
•/ƚĞŵdͲϵϬϱ dŽƉƐŽŝů
•/ƚĞŵtͲϭϬϬ tĂƚĞƌDĂŝŶƐ
•/ƚĞŵtͲϭϬϭ sĂůǀĞƐĨŽƌtĂƚĞƌDĂŝŶƐ
•/ƚĞŵtͲϭϬϮ ,LJĚƌĂŶƚƐ
•/ƚĞŵtͲϭϬϯ ŽŵƉƌĞƐƐĞĚŝƌ
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ϰϬͲϬϰydZtKZ<͘ŚĂŶŐĞŽƌĚĞƌƐĂŶĚƐƵƉƉůĞŵĞŶƚĂůĂŐƌĞĞŵĞŶƚƐŵƵƐƚďĞĂƉƉƌŽǀĞĚďLJƚŚĞKǁŶĞƌ͕
ŶŐŝŶĞĞƌ͕&͕ĂŶĚŽŶƚƌĂĐƚŽƌďĞĨŽƌĞƚŚĞǁŽƌŬŽŶƚŚĞĐŚĂŶŐĞŽƌĚĞƌŽƌƐƵƉƉůĞŵĞŶƚĂƌLJĂŐƌĞĞŵĞŶƚŝƐ
ƐƚĂƌƚĞĚ͘
^d/KEϱϬ͕KEdZK>K&tKZ<ĚĚƚŚĞĨŽůůŽǁŝŶŐ͗
ϱϬͲϭϱ&/E>WdE͘ĐĐĞƉƚĂŶĐĞŽĨƚŚĞǁŽƌŬďLJƚŚĞKǁŶĞƌŽƌŶŐŝŶĞĞƌŝƐŶŽƚĨŝŶĂůƵŶƚŝůĂƉƉƌŽǀĞĚ
ďLJƚŚĞ&͘
^d/KEϳϬ͕>'>Z>d/KE^EZ^WKE^//>/dzdKWh>/ĚĚƚŚĞĨŽůůŽǁŝŶŐ͗
ϳϬͲϬϰZ^dKZd/KEK&^hZ&^/^dhZzKd,Z^͘ dŚĞ ĨŽůůŽǁŝŶŐ ŝŶĚŝǀŝĚƵĂůƐ͕ ĨŝƌŵƐ Žƌ
ĐŽƌƉŽƌĂƚŝŽŶƐŚĂǀĞĂƵƚŚŽƌŝƚLJƚŽĞdžĐĂǀĂƚĞŽƌŽƚŚĞƌǁŝƐĞĚŝƐƚƵƌďƵƚŝůŝƚLJƐĞƌǀŝĐĞƐŽƌĨĂĐŝůŝƚŝĞƐůŽĐĂƚĞĚǁŝƚŚŝŶƚŚĞ
ůŝŵŝƚƐŽĨƚŚĞǁŽƌŬ͘
;hƚŝůŝƚLJŽƌŽƚŚĞƌ&ĂĐŝůŝƚLJͿ ŽŶƚĂĐƚWĞƌƐŽŶ WŚŽŶĞEƵŵďĞƌ
ŝƌƉŽƌƚ DĂŶƵĞůƌƵnj ϰϮϱͲϰϯϬͲϳϰϳϭ
&dKdĞĐŚKƉƐ :ĞĨĨƌĞLJdƵƌŶďĞƌŐ ϮϬϲͲϰϮϯͲϵϲϯϯ
hƚŝůŝƚLJKŶĞͲĂůů KŶĞͲĂůůŝƐƉĂƚĐŚĞƌ ϴϭϭ
^d/KEϵϬ͕D^hZDEdEWzDEdĚĚƚŚĞĨŽůůŽǁŝŶŐ͗
ϵϬͲϬϭD^hZDEdK&YhEd/d/^͘&ŽƌďŝĚŝƚĞŵƐŵĞĂƐƵƌĞĚĂƐĨŽƌĐĞĂĐĐŽƵŶƚ͕ƚŚĞŽďũĞĐƚŝǀĞŝƐƚŽ
ƌĞŝŵďƵƌƐĞƚŚĞŽŶƚƌĂĐƚŽƌĨŽƌĂůůĐŽƐƚƐĂƐƐŽĐŝĂƚĞĚǁŝƚŚƚŚĞǁŽƌŬƚŽĐŽŵƉůĞƚĞƚŚĞŝƚĞŵ͕ŝŶĐůƵĚŝŶŐĐŽƐƚƐŽĨ
ůĂďŽƌ͕ƐŵĂůůƚŽŽůƐ͕ƐƵƉƉůŝĞƐ͕ĞƋƵŝƉŵĞŶƚ͕ƐƉĞĐŝĂůŝnjĞĚƐĞƌǀŝĐĞƐ͕ŵĂƚĞƌŝĂůƐ͕ĂƉƉůŝĐĂďůĞƚĂdžĞƐĂŶĚŽǀĞƌŚĞĂĚĂŶĚ
ƚŽŝŶĐůƵĚĞĂƉƌŽĨŝƚĐŽŵŵĞŶƐƵƌĂƚĞǁŝƚŚƚŚŽƐĞĐŽƐƚƐ͘dŚĞĂŵŽƵŶƚƚŽďĞƉĂŝĚƐŚĂůůďĞĚĞƚĞƌŵŝŶĞĚĂƐ
ĚĞƐĐƌŝďĞĚŝŶt^Kd^ƚĂŶĚĂƌĚ^ƉĞĐŝĨŝĐĂƚŝŽŶϭͲϬϵ͘ϲ͘
/ƚĞŵƐƚŚĂƚĂƌĞŝŶĐůƵĚĞĚŝŶƚŚĞWƌŽƉŽƐĂůĂƐ&ŽƌĐĞĐĐŽƵŶƚŽƌƚŚĂƚĂƌĞĂĚĚĞĚďLJĐŚĂŶŐĞŽƌĚĞƌĂƐ&ŽƌĐĞ
ĐĐŽƵŶƚŵĂLJ͕ďLJĂŐƌĞĞŵĞŶƚŽĨƚŚĞƉĂƌƚŝĞƐĂƚĂŶLJƚŝŵĞ͕ďĞĐŽŶǀĞƌƚĞĚƚŽĂŐƌĞĞĚƵŶŝƚƉƌŝĐĞƐŽƌůƵŵƉƐƵŵƐ͘
EdhZzt^dE'/EZ/E' ^ƵƉƉůĞŵĞŶƚĂƌLJŽŶĚŝƚŝŽŶƐͲϮŽĨϭϬ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
d,&K>>Kt/E'^d/KE^ZdKd,'EZ>WZKs/^/KE^͗
^&dz
dŚĞŶŐŝŶĞĞƌŚĂƐŶŽƚďĞĞŶƌĞƚĂŝŶĞĚŽƌĐŽŵƉĞŶƐĂƚĞĚƚŽƉƌŽǀŝĚĞĚĞƐŝŐŶĂŶĚĐŽŶƐƚƌƵĐƚŝŽŶƌĞǀŝĞǁƐĞƌǀŝĐĞƐ
ƌĞůĂƚŝŶŐ ƚŽ ƚŚĞ ŽŶƚƌĂĐƚŽƌΖƐ ƐĂĨĞƚLJ ƉƌĞĐĂƵƚŝŽŶƐ Žƌ ƚŽ ŵĞĂŶƐ͕ ŵĞƚŚŽĚƐ͕ ƚĞĐŚŶŝƋƵĞƐ͕ ƐĞƋƵĞŶĐĞƐ Žƌ
ƉƌŽĐĞĚƵƌĞƐƌĞƋƵŝƌĞĚĨŽƌƚŚĞŽŶƚƌĂĐƚŽƌƚŽƉĞƌĨŽƌŵŚŝƐŽƌŚĞƌǁŽƌŬ͘
dŚĞŽŶƚƌĂĐƚŽƌǁŝůůďĞƐŽůĞůLJĂŶĚĐŽŵƉůĞƚĞůLJƌĞƐƉŽŶƐŝďůĞĨŽƌĐŽŶĚŝƚŝŽŶƐŽĨƚŚĞǁŽƌŬƐŝƚĞ͕ŝŶĐůƵĚŝŶŐƐĂĨĞƚLJ
ŽĨĂůůƉĞƌƐŽŶƐĂŶĚƉƌŽƉĞƌƚLJĚƵƌŝŶŐƉĞƌĨŽƌŵĂŶĐĞŽĨƚŚĞǁŽƌŬ͘dŚŝƐƌĞƋƵŝƌĞŵĞŶƚǁŝůůĂƉƉůLJĐŽŶƚŝŶƵŽƵƐůLJĂŶĚ
ŶŽƚďĞůŝŵŝƚĞĚƚŽŶŽƌŵĂůǁŽƌŬŝŶŐŚŽƵƌƐ͘^ĂĨĞƚLJƉƌŽǀŝƐŝŽŶƐƐŚĂůůĐŽŶĨŽƌŵƚŽĂůůĂƉƉůŝĐĂďůĞ^ƚĂƚĞ͕ŽƵŶƚLJ͕
ĂŶĚůŽĐĂůůĂǁƐ͕ŽƌĚŝŶĂŶĐĞƐĂŶĚĐŽĚĞƐ͘
dŚĞtĂƐŚŝŶŐƚŽŶ^ƚĂƚĞĞƉĂƌƚŵĞŶƚŽĨ>ĂďŽƌĂŶĚ/ŶĚƵƐƚƌŝĞƐƐŚĂůůďĞƚŚĞƐŽůĞĂŶĚƉĂƌĂŵŽƵŶƚĂĚŵŝŶŝƐƚƌĂƚŝǀĞ
ĂŐĞŶĐLJƌĞƐƉŽŶƐŝďůĞĨŽƌƚŚĞĂĚŵŝŶŝƐƚƌĂƚŝŽŶŽĨƚŚĞƉƌŽǀŝƐŝŽŶƐŽĨƚŚĞtĂƐŚŝŶŐƚŽŶ/ŶĚƵƐƚƌŝĂů^ĂĨĞƚLJĂŶĚ,ĞĂůƚŚ
ĐƚŽĨϭϵϳϯ;t/^,Ϳ͘
dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůĂůƐŽĐŽŵƉůLJǁŝƚŚƚŚĞ͞h͘^͘ĞƉĂƌƚŵĞŶƚŽĨ>ĂďŽƌKĐĐƵƉĂƚŝŽŶĂů^ĂĨĞƚLJĂŶĚ,ĞĂůƚŚĐƚ͕͟
ƚŚĞ͞ŽŶƐƚƌƵĐƚŝŽŶ^ĂĨĞƚLJĐƚ͟ĂĚŵŝŶŝƐƚĞƌĞĚďLJƚŚĞh͘^͘ĞƉĂƌƚŵĞŶƚŽĨ>ĂďŽƌ͕ƚŚĞ͞DĂŶƵĂůŽĨĐĐŝĚĞŶƚ
WƌĞǀĞŶƚŝŽŶ ŝŶ ŽŶƐƚƌƵĐƚŝŽŶ͟ ƉƵďůŝƐŚĞĚ ďLJ ƚŚĞ ƐƐŽĐŝĂƚĞĚ 'ĞŶĞƌĂůŽŶƚƌĂĐƚŽƌƐŽĨŵĞƌŝĐĂ͕ĂŶĚƚŚĞ
͞DĂŶƵĂůŽŶhŶŝĨŽƌŵdƌĂĨĨŝĐŽŶƚƌŽůĞǀŝĐĞƐ͕͟ĞdžĐĞƉƚǁŚĞƌĞƚŚĞƐĞĂƌĞŝŶĐŽŶĨůŝĐƚǁŝƚŚƐƚĂƚĞůĂǁƐ͕ŝŶǁŚŝĐŚ
ĐĂƐĞ͕ƚŚĞŵŽƌĞƐƚƌŝŶŐĞŶƚƌĞƋƵŝƌĞŵĞŶƚƐƐŚĂůůďĞĨŽůůŽǁĞĚ͘
/ŶĐĂƐĞƐŽĨĐŽŶĨůŝĐƚďĞƚǁĞĞŶĚŝĨĨĞƌĞŶƚƐĂĨĞƚLJƌĞŐƵůĂƚŝŽŶƐ͕ƚŚĞŵŽƌĞƐƚƌŝŶŐĞŶƚƌĞŐƵůĂƚŝŽŶƐŚĂůůĂƉƉůLJ͘
dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůƉĞƌĨŽƌŵĂůůǁŽƌŬŝŶĂĨŝƌĞͲƐĂĨĞŵĂŶŶĞƌ͘dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůĐŽŵƉůLJǁŝƚŚĂƉƉůŝĐĂďůĞ
&ĞĚĞƌĂů͕^ƚĂƚĞ͕ĂŶĚůŽĐĂůĨŝƌĞƉƌĞǀĞŶƚŝŽŶƌĞŐƵůĂƚŝŽŶƐ͘
dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůŵĂŝŶƚĂŝŶĂƚŚŝƐŽƌŚĞƌŽĨĨŝĐĞ͕ŽƌŽƚŚĞƌǁĞůůͲŬŶŽǁŶƉůĂĐĞĂƚƚŚĞǁŽƌŬƐŝƚĞ͕ĂůůĂƌƚŝĐůĞƐ
ŶĞĐĞƐƐĂƌLJĨŽƌŐŝǀŝŶŐĨŝƌƐƚͲĂŝĚƚŽƚŚĞŝŶũƵƌĞĚĂŶĚƐŚĂůůĞƐƚĂďůŝƐŚƚŚĞƉƌŽĐĞĚƵƌĞĨŽƌƚŚĞŝŵŵĞĚŝĂƚĞƌĞŵŽǀĂů
ƚŽĂŚŽƐƉŝƚĂůŽƌĂĚŽĐƚŽƌΖƐĐĂƌĞŽĨĂůůƉĞƌƐŽŶƐ;ŝŶĐůƵĚŝŶŐĞŵƉůŽLJĞĞƐͿǁŚŽŵĂLJďĞŝŶũƵƌĞĚŽŶƚŚĞǁŽƌŬƐŝƚĞ͘
dŚĞĚƵƚLJŽĨƚŚĞŶŐŝŶĞĞƌƚŽĐŽŶĚƵĐƚĐŽŶƐƚƌƵĐƚŝŽŶƌĞǀŝĞǁŽĨƚŚĞŽŶƚƌĂĐƚŽƌΖƐƉĞƌĨŽƌŵĂŶĐĞŝƐŶŽƚŝŶƚĞŶĚĞĚ
ƚŽŝŶĐůƵĚĞƌĞǀŝĞǁŽĨƚŚĞĂĚĞƋƵĂĐLJŽĨƚŚĞŽŶƚƌĂĐƚŽƌΖƐƐĂĨĞƚLJŵĞĂƐƵƌĞƐŝŶ͕ŽŶ͕ŽƌŶĞĂƌƚŚĞĐŽŶƐƚƌƵĐƚŝŽŶ
ƐŝƚĞ͘
/ĨĚĞĂƚŚŽƌƐĞƌŝŽƵƐŝŶũƵƌŝĞƐŽƌƐĞƌŝŽƵƐĚĂŵĂŐĞƐĂƌĞĐĂƵƐĞĚ͕ƚŚĞĂĐĐŝĚĞŶƚƐŚĂůůďĞƌĞƉŽƌƚĞĚŝŵŵĞĚŝĂƚĞůLJďLJ
ƚĞůĞƉŚŽŶĞŽƌŵĞƐƐĞŶŐĞƌƚŽďŽƚŚƚŚĞŶŐŝŶĞĞƌĂŶĚƚŚĞKǁŶĞƌ͘/ŶĂĚĚŝƚŝŽŶ͕ƚŚĞŽŶƚƌĂĐƚŽƌŵƵƐƚƉƌŽŵƉƚůLJ
ƌĞƉŽƌƚŝŶǁƌŝƚŝŶŐƚŽƚŚĞŶŐŝŶĞĞƌĂůůĂĐĐŝĚĞŶƚƐǁŚĂƚƐŽĞǀĞƌĂƌŝƐŝŶŐŽƵƚŽĨ͕ŽƌŝŶĐŽŶŶĞĐƚŝŽŶǁŝƚŚ͕ƚŚĞ
ƉĞƌĨŽƌŵĂŶĐĞŽĨƚŚĞǁŽƌŬǁŚĞƚŚĞƌŽŶ͕ŽƌĂĚũĂĐĞŶƚƚŽ͕ƚŚĞƐŝƚĞ͕ŐŝǀŝŶŐĨƵůůĚĞƚĂŝůƐĂŶĚƐƚĂƚĞŵĞŶƚƐŽĨ
ǁŝƚŶĞƐƐĞƐ͘
/ĨĂŶLJĐůĂŝŵŝƐŵĂĚĞďLJĂŶLJŽŶĞĂŐĂŝŶƐƚƚŚĞŽŶƚƌĂĐƚŽƌŽƌĂŶLJƐƵďĐŽŶƚƌĂĐƚŽƌŽŶĂĐĐŽƵŶƚŽĨĂŶLJĂĐĐŝĚĞŶƚ͕
ƚŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůƉƌŽŵƉƚůLJƌĞƉŽƌƚƚŚĞĨĂĐƚƐŝŶǁƌŝƚŝŶŐƚŽƚŚĞŶŐŝŶĞĞƌŐŝǀŝŶŐĨƵůůĚĞƚĂŝůƐŽĨƚŚĞĐůĂŝŵ͘
EdhZzt^dE'/EZ/E' ^ƵƉƉůĞŵĞŶƚĂƌLJŽŶĚŝƚŝŽŶƐͲϯŽĨϭϬ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
EKt/sZK&Z/',d^
EĞŝƚŚĞƌƚŚĞŝŶƐƉĞĐƚŝŽŶďLJƚŚĞKǁŶĞƌ͕ƚŚƌŽƵŐŚƚŚĞŶŐŝŶĞĞƌŽƌĂŶLJŽĨŚŝƐŽƌŚĞƌĞŵƉůŽLJĞĞƐ͕ŶŽƌĂŶLJŽƌĚĞƌ
ďLJƚŚĞKǁŶĞƌĨŽƌƉĂLJŵĞŶƚŽĨŵŽŶĞLJ͕ŶŽƌĂŶLJƉĂLJŵĞŶƚĨŽƌ͕ŽƌĂĐĐĞƉƚĂŶĐĞŽĨ͕ƚŚĞǁŚŽůĞŽƌĂŶLJƉĂƌƚŽĨƚŚĞ
ǁŽƌŬďLJƚŚĞKǁŶĞƌŽƌŶŐŝŶĞĞƌ͕ŶŽƌĂŶLJĞdžƚĞŶƐŝŽŶŽĨƚŝŵĞ͕ŶŽƌĂŶLJƉŽƐƐĞƐƐŝŽŶƚĂŬĞŶďLJƚŚĞKǁŶĞƌŽƌŝƚƐ
ĞŵƉůŽLJĞĞƐ͕ƐŚĂůůŽƉĞƌĂƚĞĂƐĂǁĂŝǀĞƌŽĨĂŶLJƉƌŽǀŝƐŝŽŶŽĨƚŚĞƐĞŽŶƚƌĂĐƚŽĐƵŵĞŶƚƐ͕ŽƌĂŶLJƉŽǁĞƌŚĞƌĞŝŶ
ƌĞƐĞƌǀĞĚƚŽƚŚĞKǁŶĞƌ͕ŽƌĂŶLJƌŝŐŚƚƚŽĚĂŵĂŐĞƐŚĞƌĞŝŶƉƌŽǀŝĚĞĚ͕ŶŽƌƐŚĂůůĂŶLJǁĂŝǀĞƌŽĨĂŶLJďƌĞĂĐŚŝŶƚŚŝƐ
ŐƌĞĞŵĞŶƚďĞŚĞůĚƚŽďĞĂǁĂŝǀĞƌŽĨĂŶLJŽƚŚĞƌŽƌƐƵďƐĞƋƵĞŶƚďƌĞĂĐŚ͘
>/d/'d/KE&^EyWE^^
/ŶƚŚĞĞǀĞŶƚƐƵŝƚŽƌĂĐƚŝŽŶďĞŝŶƐƚŝƚƵƚĞĚƚŽĞŶĨŽƌĐĞĂŶLJŽĨƚŚĞƚĞƌŵƐŽƌĐŽŶĚŝƚŝŽŶƐŽĨƚŚŝƐŐƌĞĞŵĞŶƚ͕ǁŚŝĐŚ
ƐŚĂůůďĞĐŽŶƐƚƌƵĞĚƉƵƌƐƵĂŶƚƚŽƚŚĞůĂǁƐŽĨƚŚĞ^ƚĂƚĞŽĨtĂƐŚŝŶŐƚŽŶĞdžĐĞƉƚĂƐŵĂLJŽƚŚĞƌǁŝƐĞďĞƐƉĞĐŝĨŝĐĂůůLJ
ƌĞƋƵŝƌĞĚ͕ǁŝƚŚǀĞŶƵĞƚŽůŝĞŝŶ<ŝŶŐŽƵŶƚLJ͕tĂƐŚŝŶŐƚŽŶ͕ĂŶĚƚŚĞůŽƐŝŶŐƉĂƌƚLJƐŚĂůůƉĂLJƚŽƚŚĞƉƌĞǀĂŝůŝŶŐ
ƉĂƌƚLJ͕ŝŶĂĚĚŝƚŝŽŶƚŽƚŚĞĐŽƐƚƐĂŶĚĚŝƐďƵƌƐĞŵĞŶƚƐĂůůŽǁĞĚďLJƐƚĂƚƵƚĞ͕ƐƵĐŚƐƵŵĂƐƚŚĞĐŽƵƌƚŵĂLJĂĚũƵĚŐĞ
ƌĞĂƐŽŶĂďůĞĂƐĂƚƚŽƌŶĞLJ͛ƐĨĞĞƐŝŶƐƵĐŚƐƵŝƚŽƌĂĐƚŝŽŶ͕ŝŶďŽƚŚƚƌŝĂůĂŶĚĂƉƉĞůůĂƚĞĐŽƵƌƚƐ͘
dDWKZZztdZEWKtZ
EŽ ƉŽƚĂďůĞ ǁĂƚĞƌ ƐƵƉƉůLJ ŝƐ ŝŵŵĞĚŝĂƚĞůLJ ĂǀĂŝůĂďůĞ Ăƚ ƚŚĞ ĚĞƐŝŐŶĂƚĞĚ ŽŶƚƌĂĐƚŽƌΖƐ ƐƚĂŐŝŶŐ ĂƌĞĂ͘ dŚĞ
ŽŶƚƌĂĐƚŽƌƐŚĂůůŵĂŬĞĂƌƌĂŶŐĞŵĞŶƚƐĨŽƌŽďƚĂŝŶŝŶŐǁĂƚĞƌĂŶĚƉĂLJĂůůĐŽƐƚƐĨŽƌƐĂŵĞ͘ůůǁĂƚĞƌǁŝůůďĞ
ĐŽŶƐŝĚĞƌĞĚĂŶĞĐĞƐƐĂƌLJĂŶĚŝŶĐŝĚĞŶƚĂůƉĂƌƚŽĨƚŚĞǁŽƌŬ͘EŽƐĞƉĂƌĂƚĞƉĂLJŵĞŶƚǁŝůůďĞŵĂĚĞĨŽƌǁĂƚĞƌ͘
EŽĞůĞĐƚƌŝĐƉŽǁĞƌŝƐŝŵŵĞĚŝĂƚĞůLJĂǀĂŝůĂďůĞĂƚƚŚĞĚĞƐŝŐŶĂƚĞĚŽŶƚƌĂĐƚŽƌΖƐƐƚĂŐŝŶŐĂƌĞĂ͘dŚĞŽŶƚƌĂĐƚŽƌ
ƐŚĂůůŵĂŬĞĂƌƌĂŶŐĞŵĞŶƚƐĨŽƌĞůĞĐƚƌŝĐƉŽǁĞƌĨŽƌƵƐĞĚƵƌŝŶŐƚŚĞĐŽŶƐƚƌƵĐƚŝŽŶƉĞƌŝŽĚƵŶƚŝůĨŝŶĂůĂĐĐĞƉƚĂŶĐĞ
ďLJƚŚĞKǁŶĞƌĂŶĚƉĂLJĂůůĐŽƐƚƐĨŽƌƐĂŵĞ͘
s,/>DZ</E'
tŚĞŶĂŶLJǀĞŚŝĐůĞŝƐƵƐĞĚŝŶƚŚĞĂŝƌĐƌĂĨƚŵŽǀĞŵĞŶƚĂƌĞĂŽƌŝƐƌĞƋƵŝƌĞĚƚŽƚƌĂǀĞůŽǀĞƌĂŶLJƉŽƌƚŝŽŶŽĨƚŚĂƚ
ĂƌĞĂ͕ŝƚƐŚŽƵůĚďĞĞƐĐŽƌƚĞĚďLJĂǀĞŚŝĐůĞƉƌŽƉĞƌůLJŝĚĞŶƚŝĨŝĞĚƚŽŽƉĞƌĂƚĞŝŶƚŚĞĂƌĞĂŽƌƉƌŽǀŝĚĞĚǁŝƚŚĂĨůĂŐ
ƐŽĂƚƚĂĐŚĞĚƚŽƚŚĞǀĞŚŝĐůĞƚŚĂƚƚŚĞĨůĂŐŝƐƌĞĂĚŝůLJǀŝƐŝďůĞ͘dŚĞĨůĂŐƐŚŽƵůĚŶŽƚďĞůĞƐƐƚŚĂŶƚŚƌĞĞƐƋƵĂƌĞĨĞĞƚ
ĐŽŶƐŝƐƚŝŶŐŽĨĂĐŚĞĐŬĞƌĞĚƉĂƚƚĞƌŶŽĨŝŶƚĞƌŶĂƚŝŽŶĂůŽƌĂŶŐĞĂŶĚǁŚŝƚĞƐƋƵĂƌĞƐŽĨŶŽƚůĞƐƐƚŚĂŶŽŶĞĨŽŽƚŽĨ
ĞĂĐŚƐŝĚĞ͘ƌŽƚĂƚŝŶŐLJĞůůŽǁůŝŐŚƚŽŶƚŚĞǀĞŚŝĐůĞĐĂŶďĞƵƐĞĚŝŶƉůĂĐĞŽĨƚŚĞĨůĂŐ͘dŚĞƌŽƚĂƚŝŶŐLJĞůůŽǁůŝŐŚƚ
ŵƵƐƚďĞǀŝƐŝďůĞĨŽƌϯϲϬĚĞŐƌĞĞƐĂƚŐƌŽƵŶĚůĞǀĞů͘ZĞĨĞƌƚŽ^ĞĐƚŝŽŶϬϭϯϬϬ͕ŝƌƉŽƌƚ^ĂĨĞƚLJĨŽƌĂĚĚŝƚŝŽŶĂů
ƌĞƋƵŝƌĞŵĞŶƚƐ͘
KDDhE/d/KE^t/d,KEdZK>dKtZͬ/ZWKZdhE/KD
dŚĞĐŽŶƚƌĂĐƚŽƌƐŚĂůůĨƵƌŶŝƐŚĂŶĚŵŽŶŝƚŽƌĂƚǁŽͲǁĂLJĐŽŵŵƵŶŝĐĂƚŝŽ ŶƐLJƐƚĞŵǁŝƚŚĂƌĂŶŐĞĐĂƉĂďůĞŽĨ
ŵĂŝŶƚĂŝŶŝŶŐĐŽŶƚĂĐƚǁŝƚŚƚŚĞŝƌdƌĂĨĨŝĐŽŶƚƌŽůdŽǁĞƌ;ddͿ͕ĂŝƌƉŽƌƚhE/KD͕ĂŶĚĨŝdžĞĚďĂƐĞŽƉĞƌĂƚŽƌ
ĂƚĂůůůŽĐĂƚŝŽŶƐŽŶƚŚĞĂŝƌƉŽƌƚŐƌŽƵŶĚƐ͘dŚĞƐLJƐƚĞŵǁŝůůďĞŵŽŶŝƚŽƌĞĚĂŶLJƚŝŵĞƉĞƌƐŽŶŶĞůĂŶĚĞƋƵŝƉŵĞŶƚ
ĂƌĞŽƉĞƌĂƚŝŶŐŝŶƚŚĞĂŝƌŽƉĞƌĂƚŝŽŶƐĂƌĞĂ͘dŚĞĐŽŶƚƌĂĐƚŽƌ͛ƐŽƉĞƌĂƚŝŽŶƐǁŝůůďĞƐƵƐƉĞŶĚĞĚĂŶLJƚŝŵĞƚŚĞ
ƌĞƋƵŝƌĞĚƌĂĚŝŽƐĂƌĞŶŽƚĂǀĂŝůĂďůĞŽƌŽƉĞƌĂƚŝŽŶĂů͘
EdhZzt^dE'/EZ/E' ^ƵƉƉůĞŵĞŶƚĂƌLJŽŶĚŝƚŝŽŶƐͲϰŽĨϭϬ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
^d/Dd^K&YhEd/d/^
dŚĞƋƵĂŶƚŝƚŝĞƐƐŚŽǁŶŽŶƚŚĞƉůĂŶƐĂŶĚŝŶƚŚĞďŝĚƐƉĞĐŝĨŝĐĂƚŝŽŶƐĂƌĞĂƉƉƌŽdžŝŵĂƚĞŽŶůLJ͕ďĞŝŶŐŐŝǀĞŶĂƐĂ
ďĂƐŝƐĨŽƌƚŚĞĐŽŵƉĂƌŝƐŽŶŽĨďŝĚƐ͘dŚĞKǁŶĞƌĚŽĞƐŶŽƚ͕ĞdžƉƌĞƐƐůLJŽƌďLJŝŵƉůŝĐĂƚŝŽŶ͕ĂŐƌĞĞƚŚĂƚƚŚĞĂĐƚƵĂů
ĂŵŽƵŶƚŽĨǁŽƌŬǁŝůůĐŽƌƌĞƐƉŽŶĚƚŚĞƌĞǁŝƚŚ͕ĂŶĚƌĞƐĞƌǀĞƐƚŚĞƌŝŐŚƚƚŽŝŶĐƌĞĂƐĞŽƌĚĞĐƌĞĂƐĞƚŚĞĂŵŽƵŶƚŽĨ
ǁŽƌŬĂƐŵĂLJďĞĚĞĞŵĞĚŶĞĐĞƐƐĂƌLJŽƌĂĚǀŝƐĂďůĞďLJƚŚĞKǁŶĞƌ͘
^sZ/>/dz
/ĨĂƉĂƌƚŽĨƚŚŝƐĐŽŶƚƌĂĐƚĚŽĐƵŵĞŶƚŝƐĚĞĐůĂƌĞĚŝŶǀĂůŝĚ͕ĂůůƉĂƌƚƐƐĞǀĞƌĂďůĞĨƌŽŵƚŚĞŝŶǀĂůŝĚƉĂƌƚƐŚĂůůƌĞŵĂŝŶ
ŝŶĞĨĨĞĐƚ͘/ĨĂƉĂƌƚŽĨƚŚŝƐĐŽŶƚƌĂĐƚĚŽĐƵŵĞŶƚŝƐĚĞĐůĂƌĞĚŝŶǀĂ ůŝĚŝŶŽŶĞŽƌŵŽƌĞŽĨŝƚƐĂƉƉůŝĐĂƚŝŽŶƐ͕ƚŚĂƚƉĂƌƚ
ƐŚĂůůƌĞŵĂŝŶŝŶĞĨĨĞĐƚŝŶĂůůǀĂůŝĚĂƉƉůŝĐĂƚŝŽŶƐƚŚĂƚĂƌĞƐĞǀĞƌĂďůĞĨƌŽŵƚŚĞŝŶǀĂůŝĚĂƉƉůŝĐĂƚŝŽŶƐ͘
t/sZ
&ĂŝůƵƌĞŽĨƚŚĞKǁŶĞƌƚŽĞŶĨŽƌĐĞĂŶLJƉƌŽǀŝƐŝŽŶŽĨƚŚŝƐŽŶƚƌĂĐƚƐŚĂůů ŶŽƚ ĐŽŶƐƚŝƚƵƚĞ Ă ǁĂŝǀĞƌ Žƌ
ƌĞůŝŶƋƵŝƐŚŵĞŶƚďLJƚŚĞKǁŶĞƌŽĨƚŚĞƌŝŐŚƚƚŽƐƵĐŚƉĞƌĨŽƌŵĂŶĐĞŝŶƚŚĞĨƵƚƵƌĞŶŽƌŽĨƚŚĞƌŝŐŚƚƚŽĞŶĨŽƌĐĞ
ĂŶLJŽƚŚĞƌƉƌŽǀŝƐŝŽŶŽĨƚŚŝƐŽŶƚƌĂĐƚ͘
^^/'EDEdͬdZE^&Z
ŽŶƚƌĂĐƚŽƌƐŚĂůůŶŽƚĂƐƐŝŐŶ͕ƐĞůů͕ŽƌƚƌĂŶƐĨĞƌƌŝŐŚƚƐ͕ŽƌĚĞůĞŐĂƚĞƌĞƐƉŽŶƐŝďŝůŝƚŝĞƐƵŶĚĞƌƚŚŝƐŽŶƚƌĂĐƚ͕ŝŶ
ǁŚŽůĞŽƌŝŶƉĂƌƚ͕ǁŝƚŚŽƵƚƚŚĞƉƌŝŽƌĐŽŶƐĞŶƚŽĨƚŚĞKǁŶĞƌ͘EŽƐƵĐŚǁƌŝƚƚĞŶĂƉƉƌŽǀĂůƐŚĂůůƌĞůŝĞǀĞŽŶƚƌĂĐƚŽƌ
ŽĨĂŶLJŽďůŝŐĂƚŝŽŶƐŽĨƚŚŝƐŽŶƚƌĂĐƚ͕ĂŶĚĂŶLJƚƌĂŶƐĨĞƌĞĞƐŚĂůůďĞĐŽŶƐŝĚĞƌĞĚƚŚĞĂŐĞŶƚŽĨƚŚĞŽŶƚƌĂĐƚŽƌĂŶĚ
ďŽƵŶĚƚŽƉĞƌĨŽƌŵŝŶĂĐĐŽƌĚĂŶĐĞǁŝƚŚƚŚĞŽŶƚƌĂĐƚŽĐƵŵĞŶƚƐ͘ŽŶƚƌĂĐƚŽƌƐŚĂůůƌĞŵĂŝŶůŝĂďůĞĂƐďĞƚǁĞĞŶ
ƚŚĞŽƌŝŐŝŶĂůƉĂƌƚŝĞƐƚŽƚŚĞŽŶƚƌĂĐƚĂƐŝĨŶŽĂƐƐŝŐŶŵĞŶƚŚĂĚŽĐĐƵƌƌĞĚ͘
^h^^KZ^/E/EdZ^d
dŚĞƉƌŽǀŝƐŝŽŶƐŽĨƚŚŝƐŽŶƚƌĂĐƚƐŚĂůůďĞďŝŶĚŝŶŐƵƉŽŶĂŶĚƐŚĂůůŝŶƵƌĞƚŽƚŚĞďĞŶĞĨŝƚŽĨƚŚĞƉĂƌƚŝĞƐƚŽƚŚĞ
ŽŶƚƌĂĐƚĂŶĚƚŚĞŝƌƌĞƐƉĞĐƚŝǀĞƐƵĐĐĞƐƐŽƌƐĂŶĚĂƐƐŝŐŶƐ͘
KtEZ͛^Z/',ddKKtKZ<
ƚĂŶLJƚŝŵĞĂŶĚǁŝƚŚŽƵƚƉƌĞũƵĚŝĐŝŶŐƚŚŝƐŽŶƚƌĂĐƚ͕ƚŚĞKǁŶĞƌŵĂLJƉĞƌĨŽƌŵǁŽƌŬǁŝƚŚŝƚƐŽǁŶƉĞƌƐŽŶŶĞů͘
dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůĨƵůůLJĐŽŽƉĞƌĂƚĞǁŝƚŚĂůůKǁŶĞƌĨŽƌĐĞƐǁŝƚŚŽƵƚĂĚĚŝƚŝŽŶĂůĐŽƐƚƚŽƚŚĞKǁŶĞƌ͘
Kd,ZKEdZd^
/ŶĂůůĐĂƐĞƐĂŶĚĂƚĂŶLJƚŝŵĞ͕ƚŚĞKǁŶĞƌŚĂƐƚŚĞƌŝŐŚƚƚŽĞdžĞĐƵƚĞŽƚŚĞƌĐŽŶƚƌĂĐƚƐƌĞůĂƚĞĚƚŽŽƌƵŶƌĞůĂƚĞĚƚŽ
ƚŚĞtŽƌŬŽĨƚŚŝƐŽŶƚƌĂĐƚ͘dŚĞŽŶƚƌĂĐƚŽƌŽĨƚŚŝƐŽŶƚƌĂĐƚǁŝůůĨƵůůLJĐŽŽƉĞƌĂƚĞǁŝƚŚĂŶLJĂŶĚĂůůŽƚŚĞƌ
ĐŽŶƚƌĂĐƚŽƌƐǁŝƚŚŽƵƚĂĚĚŝƚŝŽŶĂůĐŽƐƚƚŽƚŚĞKǁŶĞƌ͘
/EKE^/^dE/^EKD/^^/KE^
dŚĞƉůĂŶƐ͕ƐƉĞĐŝĨŝĐĂƚŝŽŶƐĂŶĚŽƚŚĞƌŽŶƚƌĂĐƚŽĐƵŵĞŶƚƐǁŝůůŐŽǀĞƌŶƚŚĞǁŽƌŬ͘dŚĞŽŶƚƌĂĐƚŽĐƵŵĞŶƚƐ
ĂƌĞŝŶƚĞŶĚĞĚƚŽďĞĐŽŵƉůĞŵĞŶƚĂƌLJĂŶĚĐŽŽƉĞƌĂƚŝǀĞĂŶĚƚŽĚĞƐĐƌŝďĞĂŶĚƉƌŽǀŝĚĞĨŽƌĂĐŽŵƉůĞƚĞƉƌŽũĞĐƚ͘
ŶLJƚŚŝŶŐŝŶƚŚĞƐƉĞĐŝĨŝĐĂƚŝŽŶƐĂŶĚŶŽƚŽŶƚŚĞƉůĂŶƐ͕ŽƌŽŶƚŚĞƉůĂŶƐĂŶĚŶŽƚŝŶƚŚĞƐƉĞĐŝĨŝĐĂƚŝŽŶƐ͕ƐŚĂůůďĞ
ĂƐƚŚŽƵŐŚƐŚŽǁŶŽƌŵĞŶƚŝŽŶĞĚŝŶďŽƚŚ͘ZĞĨĞƌĞŶĐĞƐƉĞĐŝĨŝĐĂƚŝŽŶƐĂŶĚƐƚĂŶĚĂƌĚƉůĂŶƐĂƌĞĂƉĂƌƚŽĨƚŚĞ
ŽŶƚƌĂĐƚŽĐƵŵĞŶƚƐ͘
EdhZzt^dE'/EZ/E' ^ƵƉƉůĞŵĞŶƚĂƌLJŽŶĚŝƚŝŽŶƐͲϱŽĨϭϬ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
ŶLJ ŝŶĐŽŶƐŝƐƚĞŶĐLJ Žƌ ŽŵŝƐƐŝŽŶ ĨŽƵŶĚ ŝŶ ƚŚĞ ŽŶƚƌĂĐƚ ŽĐƵŵĞŶƚƐ ƐŚĂůů ďĞ ƌĞƉŽƌƚĞĚ ƚŽ ƚŚĞ ŶŐŝŶĞĞƌ
ŝŵŵĞĚŝĂƚĞůLJ͘ŽŶƚƌĂĐƚŽƌƐŚĂůůŚĂǀĞŶŽĐĂƵƐĞĨŽƌĂĐůĂŝŵǁŚĞƌĞŽŶƚƌĂĐƚŽƌŚĂĚƌĞĂƐŽŶƚŽďĞůŝĞǀĞĚĞĨĞĐƚƐ
ŝŶƚŚĞƉůĂŶƐŽƌƐƉĞĐŝĨŝĐĂƚŝŽŶƐĞdžŝƐƚĞĚĂŶĚĨĂŝůĞĚƚŽƉƌĞƐĞŶƚƚŝŵĞůLJŽďũĞĐƚŝŽŶƚŚĞƌĞƚŽ͘dŚĞŶŐŝŶĞĞƌǁŝůů
ĐůĂƌŝĨLJŝŶĐŽŶƐŝƐƚĞŶĐŝĞƐŽƌŽŵŝƐƐŝŽŶƐ͕ŝŶǁƌŝƚŝŶŐ͕ǁŝƚŚŝŶĂƌĞĂƐŽŶĂďůĞƚŝŵĞ͘
/ŶƌĞƐŽůǀŝŶŐŝŶĐŽŶƐŝƐƚĞŶĐŝĞƐĂŵŽŶŐƚǁŽŽƌŵŽƌĞƐĞĐƚŝŽŶƐŽĨƚŚĞŽŶƚƌĂĐƚŽĐƵŵĞŶƚƐ͕ƚŚĞĚŽĐƵŵĞŶƚ
ŚŝŐŚĞƐƚŝŶƉƌĞĐĞĚĞŶĐĞƐŚĂůůĐŽŶƚƌŽů͘dŚĞƉƌĞĐĞĚĞŶĐĞƐŚĂůůďĞ͗
ϭ͘ĚĚĞŶĚĂ
Ϯ͘WĞƌŵŝƚƐĨƌŽŵŽƚŚĞƌĂŐĞŶĐŝĞƐĂƐŵĂLJďĞƌĞƋƵŝƌĞĚďLJůĂǁ
ϯ͘&^ƉĞĐŝĂůWƌŽǀŝƐŝŽŶƐ
ϰ͘^ƉĞĐŝĂůWƌŽǀŝƐŝŽŶƐ
ϱ͘^ƵƉƉůĞŵĞŶƚĂƌLJŽŶĚŝƚŝŽŶƐ
ϲ͘ŽŶƚƌĂĐƚŽŶĚŝƚŝŽŶƐĂŶĚ'ĞŶĞƌĂůWƌŽǀŝƐŝŽŶƐ
ϳ͘/ŶĨŽƌŵĂƚŝŽŶĨŽƌŝĚĚĞƌƐ
ϴ͘WƵďůŝĐ/ŵƉƌŽǀĞŵĞŶƚŽŶƚƌĂĐƚĂŶĚ^ƵƉƉůĞŵĞŶƚĂůdĞƌŵƐ
ϵ͘dĞĐŚŶŝĐĂů^ƉĞĐŝĨŝĐĂƚŝŽŶƐ
ϭϬ͘ŽŶƐƚƌƵĐƚŝŽŶWůĂŶƐ
ŚĂŶŐĞŽƌĚĞƌƐ͕ƐƵƉƉůĞŵĞŶƚĂůĂŐƌĞĞŵĞŶƚƐ͕ĂŶĚĂƉƉƌŽǀĞĚƌĞǀŝƐŝŽŶƐƚŽƚŚĞƉůĂŶƐĂŶĚƐƉĞĐŝĨŝĐĂƚŝŽŶƐǁŝůůƚĂŬĞ
ƉƌĞĐĞĚĞŶĐĞŽǀĞƌƚŚĞĚŽĐƵŵĞŶƚƐůŝƐƚĞĚĂďŽǀĞ͘&ŝŐƵƌĞĚŝŵĞŶƐŝŽŶƐŽŶƉůĂŶƐƐŚĂůůƚĂŬĞƉƌĞĐĞĚĞŶĐĞŽǀĞƌƐĐĂůĞ
ĚŝŵĞŶƐŝŽŶƐ͕ĚĞƚĂŝůĞĚƉůĂŶƐƐŚĂůůƚĂŬĞƉƌĞĐĞĚĞŶĐĞŽǀĞƌŐĞŶĞƌĂůƉůĂŶƐ͘
tKZ<WZK'Z^^ZYh/ZDEd^
WƌĞĐŽŶƐƚƌƵĐƚŝŽŶŽŶĨĞƌĞŶĐĞ͘ƉƌĞĐŽŶƐƚƌƵĐƚŝŽŶĐŽŶĨĞƌĞŶĐĞǁŝůůďĞŚĞůĚĂƚƚŚĞĂŝƌƉŽƌƚďĞĨŽƌĞEŽƚŝĐĞƚŽ
WƌŽĐĞĞĚŝƐŝƐƐƵĞĚ͘dŚĞĐŽŶĨĞƌĞŶĐĞƐŚĂůůďĞĂƚƚĞŶĚĞĚĂƚĂŵŝŶŝŵƵŵďLJƚŚĞƉƌŝŵĞĐŽŶƚƌĂĐƚŽƌ͛ƐƉƌŽũĞĐƚ
ŵĂŶĂŐĞƌĂŶĚƐƵƉĞƌŝŶƚĞŶĚĞŶƚ͕ĂŶĚƌĞƉƌĞƐĞŶƚĂƚŝǀĞƐŽĨĂůůƐƵďĐŽŶƚƌĂĐƚŝŶŐĨŝƌŵƐƚŚĂƚǁŝůůƉƌŽǀŝĚĞĨŝǀĞƉĞƌĐĞŶƚ
;ϱйͿŽƌŵŽƌĞŽĨƚŚĞƚŽƚĂůǀĂůƵĞŽĨƚŚĞƉƌŽũĞĐƚ͘
ŽŽƌĚŝŶĂƚŝŽŶDĞĞƚŝŶŐƐ͘ŽŽƌĚŝŶĂƚŝŽŶŵĞĞƚŝŶŐƐǁŝůůďĞŚĞůĚŽŶĂǁĞĞŬůLJďĂƐŝƐ͕ŽƌŵŽƌĞŽĨƚĞŶŝĨŶĞĐĞƐƐĂƌLJ͕
ƚŽĐŽŵŵƵŶŝĐĂƚĞǁŽƌŬĞĨĨŽƌƚƐďĞƚǁĞĞŶƚŚĞŶŐŝŶĞĞƌ͕ƚŚĞŝƌƉŽƌƚ͕ĂŶĚƚŚĞŽŶƚƌĂĐƚŽƌ͘dŚĞZĞƐŝĚĞŶƚWƌŽũĞĐƚ
ZĞƉƌĞƐĞŶƚĂƚŝǀĞ;ZWZͿǁŝůůƐĐŚĞĚƵůĞƚŚĞŵĞĞƚŝŶŐƐǁŝƚŚĂƚƚĞŶĚĂŶĐĞƌĞƋƵŝƌĞĚďLJĂƚůĞĂƐƚŽŶĞƉĞƌƐŽŶĨƌŽŵ
ĞĂĐŚŽƌŐĂŶŝnjĂƚŝŽŶ͘
WƌŽŐƌĞƐƐZĞƉŽƌƚƐ͘ƚƚŚĞĞŶĚŽĨĞĂĐŚǁĞĞŬ͕ƚŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůƐƵďŵŝƚĂƐƵŵŵĂƌLJƌĞƉŽƌƚŽĨƚŚĞƉƌŽŐƌĞƐƐ
ŽĨƚŚĞǀĂƌŝŽƵƐƐĐŚĞĚƵůĞĚǁŽƌŬŝƚĞŵƐƐƚĂƚŝŶŐ͕ĨŽƌĞĂĐŚŝƚĞŵ͕ƚŚĞĞdžŝƐƚŝŶŐƚŝŵĞƐƚĂƚƵƐ͕ĞƐƚŝŵĂƚĞĚƚŝŵĞŽĨ
ĐŽŵƉůĞƚŝŽŶ͕ĂŶĚĐĂƵƐĞŽĨĚĞůĂLJƐ͕ŝĨĂŶLJ͘/ĨƚŚĞǁŽƌŬŝƐďĞŚŝŶĚƚŚĞƉƌĞǀŝŽƵƐůLJƐƵďŵŝƚƚĞĚƐĐŚĞĚƵůĞ͕ƚŚĞ
ŽŶƚƌĂĐƚŽƌƐŚĂůůƐƵďŵŝƚĂŶƵƉĚĂƚĞĚƐĐŚĞĚƵůĞĂŶĚĂǁƌŝƚƚĞŶƉůĂŶĂĐĐĞƉƚĂďůĞƚŽƚŚĞŶŐŝŶĞĞƌĨŽƌďƌŝŶŐŝŶŐ
ƚŚĞǁŽƌŬƵƉƚŽƐĐŚĞĚƵůĞ͘
hƉĚĂƚĞĚƐĐŚĞĚƵůĞƐǁŝůůďĞƵƐĞĚďLJƚŚĞŶŐŝŶĞĞƌŝŶĐŽŵƉŝůŝŶŐƉĂƌƚŝĂůƉĂLJŵĞŶƚƐĂŶĚŶŽƐƵĐŚĐŽŵƉƵƚĂƚŝŽŶƐ
ǁŝůůďĞŵĂĚĞƵŶƚŝůƚŚĞƌĞƉŽƌƚƐŚĂǀĞďĞĞŶƌĞĐĞŝǀĞĚĂŶĚĂƉƉƌŽǀĞĚďLJƚŚĞŶŐŝŶĞĞƌ͘
dŚĞŶŐŝŶĞĞƌŵĂLJƌĞƋƵĞƐƚƌĞƉŽƌƚƐďĞŵĂĚĞŽŶĂŵŽƌĞĨƌĞƋƵĞŶƚƐĐŚĞĚƵůĞŝĨŚĞŽƌƐŚĞĐŽŶƐŝĚĞƌƐƚŚĞ
ƐƵďƐƚĂŶƚŝĂůĐŽŵƉůĞƚŝŽŶĚĂƚĞƚŽďĞŝŶũĞŽƉĂƌĚLJďĞĐĂƵƐĞŽĨĂĐƚŝǀŝƚŝĞƐďĞŚŝŶĚƐĐŚĞĚƵůĞŽƌĨŽƌŽƚŚĞƌǀĂůŝĚ
ƌĞĂƐŽŶƐ͘
EdhZzt^dE'/EZ/E' ^ƵƉƉůĞŵĞŶƚĂƌLJŽŶĚŝƚŝŽŶƐͲϲŽĨϭϬ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
ϭͲϬϳ͘ϭϴ/E^hZEZYh/ZDEd^
ϭͲϬϳ͘ϭϴ;ϭͿ'ĞŶĞƌĂůZĞƋƵŝƌĞŵĞŶƚƐ
͘ dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůƉƌŽĐƵƌĞĂŶĚŵĂŝŶƚĂŝŶƚŚĞŝŶƐƵƌĂŶĐĞĚĞƐĐƌŝďĞĚŝŶĂůůƐƵďƐĞĐƚŝŽŶƐŽĨƐĞĐƚŝŽŶϭͲ
Ϭϳ͘ϭϴŽĨƚŚĞƐĞ^ƉĞĐŝĂůWƌŽǀŝƐŝŽŶƐ͕ĨƌŽŵŝŶƐƵƌĞƌƐǁŝƚŚĂĐƵƌƌĞŶƚ͘D͘ĞƐƚƌĂƚŝŶŐŽĨŶŽƚůĞƐƐƚŚĂŶͲ͗
s//ĂŶĚůŝĐĞŶƐĞĚƚŽĚŽďƵƐŝŶĞƐƐŝŶƚŚĞ^ƚĂƚĞŽĨtĂƐŚŝŶŐƚŽŶ͘dŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJƌĞƐĞƌǀĞƐƚŚĞ
ƌŝŐŚƚƚŽĂƉƉƌŽǀĞŽƌƌĞũĞĐƚƚŚĞŝŶƐƵƌĂŶĐĞƉƌŽǀŝĚĞĚ͕ďĂƐĞĚŽŶƚŚĞŝŶƐƵƌĞƌ͛ƐĨŝŶĂŶĐŝĂůĐŽŶĚŝƚŝŽŶ͘
͘ dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůŬĞĞƉƚŚŝƐŝŶƐƵƌĂŶĐĞŝŶĨŽƌĐĞǁŝƚŚŽƵƚŝŶƚĞƌƌƵƉƚŝŽŶĨƌŽŵƚŚĞĐŽŵŵĞŶĐĞŵĞŶƚŽĨ
ƚŚĞŽŶƚƌĂĐƚŽƌ͛ƐtŽƌŬƚŚƌŽƵŐŚƚŚĞƚĞƌŵŽĨƚŚĞŽŶƚƌĂĐƚĂŶĚĨŽƌƚŚŝƌƚLJ;ϯϬͿĚĂLJƐĂĨƚĞƌƚŚĞWŚLJƐŝĐĂů
ŽŵƉůĞƚŝŽŶĚĂƚĞ͕ƵŶůĞƐƐŽƚŚĞƌǁŝƐĞŝŶĚŝĐĂƚĞĚďĞůŽǁ͘
͘ /ĨĂŶLJŝŶƐƵƌĂŶĐĞƉŽůŝĐLJŝƐǁƌŝƚƚĞŶŽŶĂĐůĂŝŵƐŵĂĚĞĨŽƌŵ͕ŝƚƐƌĞƚƌŽĂĐƚŝǀĞĚĂƚĞ͕ĂŶĚƚŚĂƚŽĨĂůů
ƐƵďƐĞƋƵĞŶƚƌĞŶĞǁĂůƐ͕ƐŚĂůůďĞŶŽůĂƚĞƌƚŚĂŶƚŚĞĞĨĨĞĐƚŝǀĞĚĂƚĞŽĨƚŚŝƐŽŶƚƌĂĐƚ͘dŚĞƉŽůŝĐLJƐŚĂůůƐƚĂƚĞ
ƚŚĂƚĐŽǀĞƌĂŐĞŝƐĐůĂŝŵƐŵĂĚĞ͕ĂŶĚƐƚĂƚĞƚŚĞƌĞƚƌŽĂĐƚŝǀĞĚĂƚĞ͘ůĂŝŵƐͲŵĂĚĞĨŽƌŵĐŽǀĞƌĂŐĞƐŚĂůůďĞ
ŵĂŝŶƚĂŝŶĞĚďLJƚŚĞŽŶƚƌĂĐƚŽƌĨŽƌĂŵŝŶŝŵƵŵŽĨϯϲŵŽŶƚŚƐĨŽůůŽǁŝŶŐƚŚĞŽŵƉůĞƚŝŽŶĂƚĞŽƌĞĂƌůŝĞƌ
ƚĞƌŵŝŶĂƚŝŽŶŽĨƚŚŝƐŽŶƚƌĂĐƚ͕ĂŶĚƚŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůĂŶŶƵĂůůLJƉƌŽǀŝĚĞƚŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJǁŝƚŚ
ƉƌŽŽĨŽĨƌĞŶĞǁĂů͘/ĨƌĞŶĞǁĂůŽĨƚŚĞĐůĂŝŵƐŵĂĚĞĨŽƌŵŽĨĐŽǀĞƌĂŐĞďĞĐŽŵĞƐƵŶĂǀĂŝůĂďůĞ͕Žƌ
ĞĐŽŶŽŵŝĐĂůůLJƉƌŽŚŝďŝƚŝǀĞ͕ƚŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůƉƵƌĐŚĂƐĞĂŶĞdžƚĞŶĚĞĚƌĞƉŽƌƚŝŶŐƉĞƌŝŽĚ;͞ƚĂŝů͟ͿŽƌ
ĞdžĞĐƵƚĞĂŶŽƚŚĞƌĨŽƌŵŽĨŐƵĂƌĂŶƚĞĞĂĐĐĞƉƚĂďůĞƚŽƚŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJƚŽĂƐƐƵƌĞĨŝŶĂŶĐŝĂů
ƌĞƐƉŽŶƐŝďŝůŝƚLJĨŽƌůŝĂďŝůŝƚLJĨŽƌƐĞƌǀŝĐĞƐƉĞƌĨŽƌŵĞĚ͘
͘ dŚĞŽŶƚƌĂĐƚŽƌ͛ƐƵƚŽŵŽďŝůĞ>ŝĂďŝůŝƚLJ͕ŽŵŵĞƌĐŝĂů'ĞŶĞƌĂů>ŝĂďŝůŝƚLJĂŶĚdžĐĞƐƐŽƌhŵďƌĞůůĂ>ŝĂďŝůŝƚLJ
ŝŶƐƵƌĂŶĐĞ ƉŽůŝĐŝĞƐ ƐŚĂůů ďĞ ƉƌŝŵĂƌLJ ĂŶĚ ŶŽŶͲĐŽŶƚƌŝďƵƚŽƌLJ ŝŶƐƵƌĂŶĐĞ ĂƐ ƌĞƐƉĞĐƚƐ ƚŚĞ ŽŶƚƌĂĐƚŝŶŐ
ŐĞŶĐLJ͛ƐŝŶƐƵƌĂŶĐĞ͕ƐĞůĨͲŝŶƐƵƌĂŶĐĞ͕ŽƌƐĞůĨͲŝŶƐƵƌĞĚƉŽŽůĐŽǀĞƌĂŐĞ͘ŶLJŝŶƐƵƌĂŶĐĞ͕ƐĞůĨͲŝŶƐƵƌĂŶĐĞ͕Žƌ
ƐĞůĨͲŝŶƐƵƌĞĚƉŽŽůĐŽǀĞƌĂŐĞŵĂŝŶƚĂŝŶĞĚďLJƚŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJƐŚĂůůďĞĞdžĐĞƐƐŽĨƚŚĞŽŶƚƌĂĐƚŽƌ͛Ɛ
ŝŶƐƵƌĂŶĐĞĂŶĚƐŚĂůůŶŽƚĐŽŶƚƌŝďƵƚĞǁŝƚŚŝƚ͘
͘ dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůƉƌŽǀŝĚĞƚŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJĂŶĚĂůůĂĚĚŝƚŝŽŶĂůŝŶƐƵƌĞĚƐǁŝƚŚǁƌŝƚƚĞŶŶŽƚŝĐĞ
ŽĨĂŶLJƉŽůŝĐLJĐĂŶĐĞůůĂƚŝŽŶ͕ǁŝƚŚŝŶƚǁŽďƵƐŝŶĞƐƐĚĂLJƐŽĨƚŚĞŝƌƌĞĐĞŝƉƚŽĨƐƵĐŚŶŽƚŝĐĞ͘
&͘ dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůŶŽƚďĞŐŝŶǁŽƌŬƵŶĚĞƌƚŚĞŽŶƚƌĂĐƚƵŶƚŝůƚŚĞƌĞƋƵŝƌĞĚŝŶƐƵƌĂŶĐĞŚĂƐďĞĞŶ
ŽďƚĂŝŶĞĚĂŶĚĂƉƉƌŽǀĞĚďLJƚŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJ
'͘ &ĂŝůƵƌĞŽŶƚŚĞƉĂƌƚŽĨƚŚĞŽŶƚƌĂĐƚŽƌƚŽŵĂŝŶƚĂŝŶƚŚĞŝŶƐƵƌĂŶĐĞĂƐƌĞƋƵŝƌĞĚƐŚĂůůĐŽŶƐƚŝƚƵƚĞĂ
ŵĂƚĞƌŝĂůďƌĞĂĐŚŽĨĐŽŶƚƌĂĐƚ͕ƵƉŽŶǁŚŝĐŚƚŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJŵĂLJ͕ĂĨƚĞƌŐŝǀŝŶŐĨŝǀĞďƵƐŝŶĞƐƐĚĂLJƐ͛
ŶŽƚŝĐĞƚŽƚŚĞŽŶƚƌĂĐƚŽƌƚŽĐŽƌƌĞĐƚƚŚĞďƌĞĂĐŚ͕ŝŵŵĞĚŝĂƚĞůLJƚĞƌŵŝŶĂƚĞƚŚĞŽŶƚƌĂĐƚŽƌ͕ĂƚŝƚƐ
ĚŝƐĐƌĞƚŝŽŶ͕ƉƌŽĐƵƌĞŽƌƌĞŶĞǁƐƵĐŚŝŶƐƵƌĂŶĐĞĂŶĚƉĂLJĂŶLJĂŶĚĂůůƉƌĞŵŝƵŵƐŝŶĐŽŶŶĞĐƚŝŽŶƚŚĞƌĞǁŝƚŚ͕
ǁŝƚŚĂŶLJƐƵŵƐƐŽĞdžƉĞŶĚĞĚƚŽďĞƌĞƉĂŝĚƚŽƚŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJŽŶĚĞŵĂŶĚ͕ŽƌĂƚƚŚĞƐŽůĞ
ĚŝƐĐƌĞƚŝŽŶŽĨƚŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJ͕ŽĨĨƐĞƚĂŐĂŝŶƐƚĨƵŶĚƐĚƵĞƚŚĞŽŶƚƌĂĐƚŽƌĨƌŽŵƚŚĞŽŶƚƌĂĐƚŝŶŐ
ŐĞŶĐLJ͘
,͘ ůůĐŽƐƚƐĨŽƌŝŶƐƵƌĂŶĐĞƐŚĂůůďĞŝŶĐŝĚĞŶƚĂůƚŽĂŶĚŝŶĐůƵĚĞĚŝŶƚŚĞƵŶŝƚŽƌůƵŵƉƐƵŵƉƌŝĐĞƐŽĨƚŚĞ
ŽŶƚƌĂĐƚĂŶĚŶŽĂĚĚŝƚŝŽŶĂůƉĂLJŵĞŶƚǁŝůůďĞŵĂĚĞ͘
ϭͲϬϳ͘ϭϴ;ϮͿĚĚŝƚŝŽŶĂů/ŶƐƵƌĞĚ
ůůŝŶƐƵƌĂŶĐĞƉŽůŝĐŝĞƐ͕ǁŝƚŚƚŚĞĞdžĐĞƉƚŝŽŶŽĨtŽƌŬĞƌƐŽŵƉĞŶƐĂƚŝŽŶ͕ĂŶĚŽĨWƌŽĨĞƐƐŝŽŶĂů>ŝĂďŝůŝƚLJĂŶĚ
ƵŝůĚĞƌ͛ƐZŝƐŬ;ŝĨƌĞƋƵŝƌĞĚďLJƚŚŝƐŽŶƚƌĂĐƚͿƐŚĂůůŶĂŵĞƚŚĞĨŽůůŽǁŝŶŐůŝƐƚĞĚĞŶƚŝƚŝĞƐĂƐĂĚĚŝƚŝŽŶĂů
ŝŶƐƵƌĞĚ;ƐͿƵƐŝŶŐƚŚĞĨŽƌŵƐŽƌĞŶĚŽƌƐĞŵĞŶƚƐƌĞƋƵŝƌĞĚŚĞƌĞŝŶ͗
ƚŚĞŝƚLJŽĨZĞŶƚŽŶĂŶĚŝƚƐŽĨĨŝĐĞƌƐ͕ĞůĞĐƚĞĚŽĨĨŝĐŝĂůƐ͕ĞŵƉůŽLJĞĞƐ͕ĂŐĞŶƚƐ͕ĂŶĚǀŽůƵŶƚĞĞƌƐ
EdhZzt^dE'/EZ/E' ^ƵƉƉůĞŵĞŶƚĂƌLJŽŶĚŝƚŝŽŶƐͲϳŽĨϭϬ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
ĞŶƚƵƌLJtĞƐƚŶŐŝŶĞĞƌŝŶŐĂŶĚŝƚƐŽĨĨŝĐĞƌƐ͕ĞŵƉůŽLJĞĞƐ͕ĂŶĚĂŐĞŶƚƐ͘
dŚĞĂďŽǀĞͲůŝƐƚĞĚĞŶƚŝƚŝĞƐƐŚĂůůďĞĂĚĚŝƚŝŽŶĂůŝŶƐƵƌĞĚ;ƐͿĨŽƌƚŚĞĨƵůůĂǀĂŝůĂďůĞůŝŵŝƚƐŽĨůŝĂďŝůŝƚLJŵĂŝŶƚĂŝŶĞĚďLJ
ƚŚĞŽŶƚƌĂĐƚŽƌ͕ŝƌƌĞƐƉĞĐƚŝǀĞŽĨǁŚĞƚŚĞƌƐƵĐŚůŝŵŝƚƐŵĂŝŶƚĂŝŶĞĚďLJƚŚĞŽŶƚƌĂĐƚŽƌĂƌĞŐƌĞĂƚĞƌƚŚĂŶƚŚŽƐĞ
ƌĞƋƵŝƌĞĚďLJƚŚŝƐŽŶƚƌĂĐƚ͕ĂŶĚŝƌƌĞƐƉĞĐƚŝǀĞŽĨǁŚĞƚŚĞƌƚŚĞĞƌƚŝĨŝĐĂƚĞŽĨ/ŶƐƵƌĂŶĐĞƉƌŽǀŝĚĞĚďLJƚŚĞ
ŽŶƚƌĂĐƚŽƌƉƵƌƐƵĂŶƚƚŽϭͲϬϳ͘ϭϴ;ϰͿĚĞƐĐƌŝďĞƐůŝŵŝƚƐůŽǁĞƌƚŚĂŶƚŚŽƐĞŵĂŝŶƚĂŝŶĞĚďLJƚŚĞŽŶƚƌĂĐƚŽƌ͘
&ŽƌŽŵŵĞƌĐŝĂů'ĞŶĞƌĂů>ŝĂďŝůŝƚLJŝŶƐƵƌĂŶĐĞĐŽǀĞƌĂŐĞ͕ƚŚĞƌĞƋƵŝƌĞĚĂĚĚŝƚŝŽŶĂůŝŶƐƵƌĞĚĞŶĚŽƌƐĞŵĞŶƚƐƐŚĂůů
ďĞĂƚůĞĂƐƚĂƐďƌŽĂĚĂƐ/^KĨŽƌŵƐ'ϮϬϭϬϭϬϬϭĨŽƌŽŶŐŽŝŶŐŽƉ ĞƌĂƚŝŽŶƐĂŶĚ'ϮϬϯϳϭϬϬϭĨŽƌĐŽŵƉůĞƚĞĚ
ŽƉĞƌĂƚŝŽŶƐ͘
ϭͲϬϳ͘ϭϴ;ϯͿ^ƵďĐŽŶƚƌĂĐƚŽƌƐ
dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůĐĂƵƐĞĞĂĐŚƐƵďĐŽŶƚƌĂĐƚŽƌŽĨĞǀĞƌLJƚŝĞƌƚŽƉƌŽǀŝĚĞŝŶƐƵƌĂŶĐĞĐŽǀĞƌĂŐĞƚŚĂƚĐŽŵƉůŝĞƐ
ǁŝƚŚĂůůĂƉƉůŝĐĂďůĞƌĞƋƵŝƌĞŵĞŶƚƐŽĨƚŚĞŽŶƚƌĂĐƚŽƌͲƉƌŽǀŝĚĞĚŝŶƐƵƌĂŶĐĞĂƐƐĞƚĨŽƌƚŚŚĞƌĞŝŶ͕ĞdžĐĞƉƚƚŚĞ
ŽŶƚƌĂĐƚŽƌƐŚĂůůŚĂǀĞƐŽůĞƌĞƐƉŽŶƐŝďŝůŝƚLJĨŽƌĚĞƚĞƌŵŝŶŝŶŐƚŚĞůŝŵŝƚƐŽĨĐŽǀĞƌĂŐĞƌĞƋƵŝƌĞĚƚŽďĞŽďƚĂŝŶĞĚďLJ
ƐƵďĐŽŶƚƌĂĐƚŽƌƐ͘
dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůĞŶƐƵƌĞƚŚĂƚĂůůƐƵďĐŽŶƚƌĂĐƚŽƌƐŽĨĞǀĞƌLJƚŝĞƌĂĚĚĂůůĞŶƚŝƚŝĞƐůŝƐƚĞĚŝŶϭͲϬϳ͘ϭϴ;ϮͿĂƐ
ĂĚĚŝƚŝŽŶĂůŝŶƐƵƌĞĚƐ͕ĂŶĚƉƌŽǀŝĚĞƉƌŽŽĨŽĨƐƵĐŚŽŶƚŚĞƉŽůŝĐŝĞƐĂƐƌĞƋƵŝƌĞĚďLJƚŚĂƚƐĞĐƚŝŽŶĂƐĚĞƚĂŝůĞĚŝŶϭͲ
Ϭϳ͘ϭϴ;ϮͿƵƐŝŶŐĂŶĞŶĚŽƌƐĞŵĞŶƚĂƐůĞĂƐƚĂƐďƌŽĂĚĂƐ/^K'ϮϬϭϬϭϬϬϭĨŽƌŽŶŐŽŝŶŐŽƉĞƌĂƚŝŽŶƐĂŶĚ'ϮϬ
ϯϳϭϬϬϭĨŽƌĐŽŵƉůĞƚĞĚŽƉĞƌĂƚŝŽŶƐ͘
hƉŽŶƌĞƋƵĞƐƚďLJƚŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJ͕ƚŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůĨŽƌǁĂƌĚƚŽƚŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJĞǀŝĚĞŶĐĞ
ŽĨŝŶƐƵƌĂŶĐĞĂŶĚĐŽƉŝĞƐŽĨƚŚĞĂĚĚŝƚŝŽŶĂůŝŶƐƵƌĞĚĞŶĚŽƌƐĞŵĞŶƚƐŽĨĞĂĐŚƐƵďĐŽŶƚƌĂĐƚŽƌŽĨĞǀĞƌLJƚŝĞƌĂƐ
ƌĞƋƵŝƌĞĚŝŶϭͲϬϳ͘ϭϴ;ϰͿsĞƌŝĨŝĐĂƚŝŽŶŽĨŽǀĞƌĂŐĞ͘
ϭͲϬϳ͘ϭϴ;ϰͿsĞƌŝĨŝĐĂƚŝŽŶŽĨŽǀĞƌĂŐĞ
dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůĚĞůŝǀĞƌƚŽƚŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJĂĞƌƚŝĨŝĐĂƚĞ;ƐͿŽĨ/ŶƐƵƌĂŶĐĞĂŶĚĞŶĚŽƌƐĞŵĞŶƚƐĨŽƌ
ĞĂĐŚƉŽůŝĐLJŽĨŝŶƐƵƌĂŶĐĞŵĞĞƚŝŶŐƚŚĞƌĞƋƵŝƌĞŵĞŶƚƐƐĞƚĨŽƌƚŚŚĞƌĞŝŶǁŚĞŶƚŚĞŽŶƚƌĂĐƚŽƌĚĞůŝǀĞƌƐƚŚĞ
ƐŝŐŶĞĚŽŶƚƌĂĐƚĨŽƌƚŚĞǁŽƌŬ͘&ĂŝůƵƌĞŽĨŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJƚŽĚĞŵĂŶĚƐƵĐŚǀĞƌŝĨŝĐĂƚŝŽŶŽĨĐŽǀĞƌĂŐĞǁŝƚŚ
ƚŚĞƐĞŝŶƐƵƌĂŶĐĞƌĞƋƵŝƌĞŵĞŶƚƐŽƌĨĂŝůƵƌĞŽĨŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJƚŽŝĚĞŶƚŝĨLJĂĚĞĨŝĐŝĞŶĐLJĨƌŽŵƚŚĞŝŶƐƵƌĂŶĐĞ
ĚŽĐƵŵĞŶƚĂƚŝŽŶƉƌŽǀŝĚĞĚƐŚĂůůŶŽƚďĞĐŽŶƐƚƌƵĞĚĂƐĂǁĂŝǀĞƌŽĨŽŶƚƌĂĐƚŽƌ͛ƐŽďůŝŐĂƚŝŽŶƚŽŵĂŝŶƚĂŝŶƐƵĐŚ
ŝŶƐƵƌĂŶĐĞ͘
sĞƌŝĨŝĐĂƚŝŽŶŽĨĐŽǀĞƌĂŐĞƐŚĂůůŝŶĐůƵĚĞ͗
ϭ͘ ŶKZĐĞƌƚŝĨŝĐĂƚĞŽƌĂĨŽƌŵĚĞƚĞƌŵŝŶĞĚďLJƚŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJƚŽďĞĞƋƵŝǀĂůĞŶƚ͘
Ϯ͘ ŽƉŝĞƐŽĨĂůůĞŶĚŽƌƐĞŵĞŶƚƐŶĂŵŝŶŐŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJĂŶĚĂůůŽƚŚĞƌĞŶƚŝƚŝĞƐůŝƐƚĞĚŝŶϭͲϬϳ͘ϭϴ;ϮͿĂƐ
ĂĚĚŝƚŝŽŶĂůŝŶƐƵƌĞĚ;ƐͿ͕ƐŚŽǁŝŶŐƚŚĞƉŽůŝĐLJŶƵŵďĞƌ͘dŚĞŽŶƚƌĂĐƚŽƌŵĂLJƐƵďŵŝƚĂĐŽƉLJŽĨĂŶLJďůĂŶŬĞƚ
ĂĚĚŝƚŝŽŶĂůŝŶƐƵƌĞĚĐůĂƵƐĞĨƌŽŵŝƚƐƉŽůŝĐŝĞƐŝŶƐƚĞĂĚŽĨĂƐĞƉĂƌĂƚĞĞŶĚŽƌƐĞŵĞŶƚ͘
ϯ͘ ŶLJŽƚŚĞƌĂŵĞŶĚĂƚŽƌLJĞŶĚŽƌƐĞŵĞŶƚƐƚŽƐŚŽǁƚŚĞĐŽǀĞƌĂŐĞƌĞƋƵŝƌĞĚŚĞƌĞŝŶ͘
ϰ͘ ŶŽƚĂƚŝŽŶŽĨĐŽǀĞƌĂŐĞĞŶŚĂŶĐĞŵĞŶƚƐŽŶƚŚĞĞƌƚŝĨŝĐĂƚĞŽĨ/ŶƐƵƌĂŶĐĞƐŚĂůůŶŽƚƐĂƚŝƐĨLJƚŚĞƐĞ
ƌĞƋƵŝƌĞŵĞŶƚƐʹĂĐƚƵĂůĞŶĚŽƌƐĞŵĞŶƚƐŵƵƐƚďĞƐƵďŵŝƚƚĞĚ͘
hƉŽŶƌĞƋƵĞƐƚďLJƚŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJ͕ƚŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůĨŽƌǁĂƌĚƚŽƚŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJĂĨƵůů
ĂŶĚĐĞƌƚŝĨŝĞĚĐŽƉLJŽĨƚŚĞŝŶƐƵƌĂŶĐĞƉŽůŝĐLJ;ƐͿ͘/ĨƵŝůĚĞƌƐZŝƐŬŝŶƐƵƌĂŶĐĞŝƐƌĞƋƵŝƌĞĚŽŶƚŚŝƐWƌŽũĞĐƚ͕ĂĨƵůů
ĂŶĚĐĞƌƚŝĨŝĞĚĐŽƉLJŽĨƚŚĂƚƉŽůŝĐLJŝƐƌĞƋƵŝƌĞĚǁŚĞŶƚŚĞŽŶƚƌĂĐƚŽƌĚĞůŝǀĞƌƐƚŚĞƐŝŐŶĞĚŽŶƚƌĂĐƚĨŽƌƚŚĞǁŽƌŬ͘
EdhZzt^dE'/EZ/E' ^ƵƉƉůĞŵĞŶƚĂƌLJŽŶĚŝƚŝŽŶƐͲϴŽĨϭϬ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
ϭͲϬϳ͘ϭϴ;ϱͿŽǀĞƌĂŐĞƐĂŶĚ>ŝŵŝƚƐ
dŚĞŝŶƐƵƌĂŶĐĞƐŚĂůůƉƌŽǀŝĚĞƚŚĞŵŝŶŝŵƵŵĐŽǀĞƌĂŐĞƐĂŶĚůŝŵŝƚƐƐĞƚĨŽƌƚŚďĞůŽǁ͘ŽŶƚƌĂĐƚŽƌ͛ƐŵĂŝŶƚĞŶĂŶĐĞ
ŽĨŝŶƐƵƌĂŶĐĞ͕ŝƚƐƐĐŽƉĞŽĨĐŽǀĞƌĂŐĞ͕ĂŶĚůŝŵŝƚƐĂƐƌĞƋƵŝƌĞĚŚĞƌĞŝŶƐŚĂůůŶŽƚďĞĐŽŶƐƚƌƵĞĚƚŽůŝŵŝƚƚŚĞůŝĂďŝůŝƚLJ
ŽĨƚŚĞŽŶƚƌĂĐƚŽƌƚŽƚŚĞĐŽǀĞƌĂŐĞƉƌŽǀŝĚĞĚďLJƐƵĐŚŝŶƐƵƌĂŶĐĞ͕ŽƌŽƚŚĞƌǁŝƐĞůŝŵŝƚƚŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJ͛Ɛ
ƌĞĐŽƵƌƐĞƚŽĂŶLJƌĞŵĞĚLJĂǀĂŝůĂďůĞĂƚůĂǁŽƌŝŶĞƋƵŝƚLJ͘
ůů ĚĞĚƵĐƚŝďůĞƐ ĂŶĚ ƐĞůĨͲŝŶƐƵƌĞĚ ƌĞƚĞŶƚŝŽŶƐ ŵƵƐƚ ďĞ ĚŝƐĐůŽƐĞĚ ĂŶĚ ĂƌĞ ƐƵďũĞĐƚ ƚŽ ĂƉƉƌŽǀĂů ďLJ ƚŚĞ
ŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJ͘dŚĞĐŽƐƚŽĨĂŶLJĐůĂŝŵƉĂLJŵĞŶƚƐĨĂůůŝŶŐǁŝƚ ŚŝŶƚŚĞĚĞĚƵĐƚŝďůĞŽƌƐĞůĨͲŝŶƐƵƌĞĚƌĞƚĞŶƚŝŽŶ
ƐŚĂůůďĞƚŚĞƌĞƐƉŽŶƐŝďŝůŝƚLJŽĨƚŚĞŽŶƚƌĂĐƚŽƌ͘/ŶƚŚĞĞǀĞŶƚĂŶĂĚĚŝƚŝŽŶĂůŝŶƐƵƌĞĚŝŶĐƵƌƐĂůŝĂďŝůŝƚLJƐƵďũĞĐƚƚŽ
ĂŶLJƉŽůŝĐLJ͛ƐĚĞĚƵĐƚŝďůĞƐŽƌƐĞůĨͲŝŶƐƵƌĞĚƌĞƚĞŶƚŝŽŶ͕ƐĂŝĚĚĞĚƵĐƚŝďůĞƐŽƌƐĞůĨͲŝŶƐƵƌĞĚƌĞƚĞŶƚŝŽŶƐŚĂůůďĞƚŚĞ
ƌĞƐƉŽŶƐŝďŝůŝƚLJŽĨƚŚĞŽŶƚƌĂĐƚŽƌ͘
ϭͲϬϳ͘ϭϴ;ϱͿŽŵŵĞƌĐŝĂů'ĞŶĞƌĂů>ŝĂďŝůŝƚLJ
ŽŵŵĞƌĐŝĂů'ĞŶĞƌĂů>ŝĂďŝůŝƚLJŝŶƐƵƌĂŶĐĞƐŚĂůůďĞǁƌŝƚƚĞŶŽŶĐŽǀĞƌĂŐĞĨŽƌŵƐĂƚůĞĂƐƚĂƐďƌŽĂĚĂƐ/^K
ŽĐĐƵƌƌĞŶĐĞĨŽƌŵ'ϬϬϬϭ͕ŝŶĐůƵĚŝŶŐďƵƚŶŽƚůŝŵŝƚĞĚƚŽůŝĂďŝůŝƚLJĂƌŝƐŝŶŐĨƌŽŵƉƌĞŵŝƐĞƐ͕ŽƉĞƌĂƚŝŽŶƐ͕
ƐƚŽƉŐĂƉůŝĂďŝůŝƚLJ͕ŝŶĚĞƉĞŶĚĞŶƚĐŽŶƚƌĂĐƚŽƌƐ͕ƉƌŽĚƵĐƚƐͲĐŽŵƉůĞƚĞĚŽƉĞƌĂƚŝŽŶƐ͕ƉĞƌƐŽŶĂůĂŶĚ
ĂĚǀĞƌƚŝƐŝŶŐŝŶũƵƌLJ͕ĂŶĚůŝĂďŝůŝƚLJĂƐƐƵŵĞĚƵŶĚĞƌĂŶŝŶƐƵƌĞĚĐŽŶƚƌĂĐƚ͘dŚĞƌĞƐŚĂůůďĞŶŽĞdžĐůƵƐŝŽŶĨŽƌ
ůŝĂďŝůŝƚLJĂƌŝƐŝŶŐĨƌŽŵĞdžƉůŽƐŝŽŶ͕ĐŽůůĂƉƐĞŽƌƵŶĚĞƌŐƌŽƵŶĚƉƌŽƉĞƌƚLJĚĂŵĂŐĞ͘
dŚĞŽŵŵĞƌĐŝĂů'ĞŶĞƌĂů>ŝĂďŝůŝƚLJŝŶƐƵƌĂŶĐĞƐŚĂůůďĞĞŶĚŽƌƐĞĚƚŽƉƌŽǀŝĚĞĂƉĞƌƉƌŽũĞĐƚŐĞŶĞƌĂů
ĂŐŐƌĞŐĂƚĞůŝŵŝƚ͕ƵƐŝŶŐ/^KĨŽƌŵ'ϮϱϬϯϬϱϬϵŽƌĂŶĞƋƵŝǀĂůĞŶƚĞŶĚŽƌƐĞŵĞŶƚ͘
ŽŶƚƌĂĐƚŽƌƐŚĂůůŵĂŝŶƚĂŝŶŽŵŵĞƌĐŝĂů'ĞŶĞƌĂů>ŝĂďŝůŝƚLJ/ŶƐƵƌĂŶĐĞĂƌŝƐŝŶŐŽƵƚŽĨƚŚĞŽŶƚƌĂĐƚŽƌ͛Ɛ
ĐŽŵƉůĞƚĞĚŽƉĞƌĂƚŝŽŶƐĨŽƌĂƚůĞĂƐƚƚŚƌĞĞLJĞĂƌƐĨŽůůŽǁŝŶŐ^ƵďƐƚĂŶƚŝĂůŽŵƉůĞƚŝŽŶŽĨƚŚĞtŽƌŬ͘
^ƵĐŚƉŽůŝĐLJŵƵƐƚƉƌŽǀŝĚĞƚŚĞĨŽůůŽǁŝŶŐŵŝŶŝŵƵŵůŝŵŝƚƐ͗
Ψϭ͕ϬϬϬ͕ϬϬϬ ĂĐŚKĐĐƵƌƌĞŶĐĞ
ΨϮ͕ϬϬϬ͕ϬϬϬ 'ĞŶĞƌĂůŐŐƌĞŐĂƚĞ
ΨϮ͕ϬϬϬ͕ϬϬϬ WƌŽĚƵĐƚƐΘŽŵƉůĞƚĞĚKƉĞƌĂƚŝŽŶƐŐŐƌĞŐĂƚĞ
Ψϭ͕ϬϬϬ͕ϬϬϬ WĞƌƐŽŶĂůΘĚǀĞƌƚŝƐŝŶŐ/ŶũƵƌLJĞĂĐŚŽĨĨĞŶĐĞ
Ψϭ͕ϬϬϬ͕ϬϬϬ ^ƚŽƉ'ĂƉͬŵƉůŽLJĞƌƐ͛>ŝĂďŝůŝƚLJĞĂĐŚĂĐĐŝĚĞŶƚ
ϭͲϬϳ͘ϭϴ;ϱͿƵƚŽŵŽďŝůĞ>ŝĂďŝůŝƚLJ
ƵƚŽŵŽďŝůĞ>ŝĂďŝůŝƚLJƐŚĂůůĐŽǀĞƌŽǁŶĞĚ͕ŶŽŶͲŽǁŶĞĚ͕ŚŝƌĞĚ͕ĂŶĚůĞĂƐĞĚǀĞŚŝĐůĞƐ͖ĂŶĚƐŚĂůůďĞǁƌŝƚƚĞŶ
ŽŶĂĐŽǀĞƌĂŐĞĨŽƌŵĂƚůĞĂƐƚĂƐďƌŽĂĚĂƐ/^KĨŽƌŵϬϬϬϭ͘/ĨƚŚĞǁŽƌŬŝŶǀŽůǀĞƐƚŚĞƚƌĂŶƐƉŽƌƚŽĨ
ƉŽůůƵƚĂŶƚƐ͕ƚŚĞĂƵƚŽŵŽďŝůĞůŝĂďŝůŝƚLJƉŽůŝĐLJƐŚĂůůŝŶĐůƵĚĞD^ϵϬĂŶĚϵϵϰϴĞŶĚŽƌƐĞŵĞŶƚƐ͘
^ƵĐŚƉŽůŝĐLJŵƵƐƚƉƌŽǀŝĚĞƚŚĞĨŽůůŽǁŝŶŐŵŝŶŝŵƵŵůŝŵŝƚ͗
Ψϭ͕ϬϬϬ͕ϬϬϬ ŽŵďŝŶĞĚƐŝŶŐůĞůŝŵŝƚĞĂĐŚĂĐĐŝĚĞŶƚ
ϭͲϬϳ͘ϭϴ;ϱͿtŽƌŬĞƌƐ͛ŽŵƉĞŶƐĂƚŝŽŶ
dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůĐŽŵƉůLJǁŝƚŚtŽƌŬĞƌƐ͛ŽŵƉĞŶƐĂƚŝŽŶĐŽǀĞƌĂŐĞĂƐƌĞƋƵŝƌĞĚďLJƚŚĞ/ŶĚƵƐƚƌŝĂů
/ŶƐƵƌĂŶĐĞůĂǁƐŽĨƚŚĞ^ƚĂƚĞŽĨtĂƐŚŝŶŐƚŽŶ͘
ϭͲϬϳ͘ϭϴ;ϱͿdžĐĞƐƐŽƌhŵďƌĞůůĂ>ŝĂďŝůŝƚLJ
dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůƉƌŽǀŝĚĞdžĐĞƐƐŽƌhŵďƌĞůůĂ>ŝĂďŝůŝƚLJŝŶƐƵƌĂŶĐĞǁŝƚŚůŝŵŝƚƐŽĨŶŽƚůĞƐƐƚŚĂŶΨϭ
ŵŝůůŝŽŶĞĂĐŚŽĐĐƵƌƌĞŶĐĞĂŶĚĂŶŶƵĂůĂŐŐƌĞŐĂƚĞ͘dŚŝƐĞdžĐĞƐƐŽƌƵŵďƌĞůůĂůŝĂďŝůŝƚLJĐŽǀĞƌĂŐĞƐŚĂůůďĞ
ĞdžĐĞƐƐŽǀĞƌĂŶĚĂƐůĞĂƐƚĂƐďƌŽĂĚŝŶĐŽǀĞƌĂŐĞĂƐƚŚĞŽŶƚƌĂĐƚŽƌ͛ƐŽŵŵĞƌĐŝĂů'ĞŶĞƌĂůĂŶĚƵƚŽ
>ŝĂďŝůŝƚLJŝŶƐƵƌĂŶĐĞ
EdhZzt^dE'/EZ/E' ^ƵƉƉůĞŵĞŶƚĂƌLJŽŶĚŝƚŝŽŶƐͲϵŽĨϭϬ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
ůůĞŶƚŝƚŝĞƐůŝƐƚĞĚƵŶĚĞƌϭͲϬϳ͘ϭϴ;ϮͿŽĨƚŚĞƐĞ^ƉĞĐŝĂůWƌŽǀŝƐŝŽŶƐƐŚĂůůďĞŶĂŵĞĚĂƐĂĚĚŝƚŝŽŶĂůŝŶƐƵƌĞĚƐ
ŽŶƚŚĞŽŶƚƌĂĐƚŽƌ͛ƐdžĐĞƐƐŽƌhŵďƌĞůůĂ>ŝĂďŝůŝƚLJŝŶƐƵƌĂŶĐĞƉŽůŝĐLJ͘
dŚŝƐƌĞƋƵŝƌĞŵĞŶƚŵĂLJďĞƐĂƚŝƐĨŝĞĚŝŶƐƚĞĂĚƚŚƌŽƵŐŚƚŚĞŽŶƚƌĂĐƚŽƌ͛ƐƉƌŝŵĂƌLJŽŵŵĞƌĐŝĂů'ĞŶĞƌĂů
ĂŶĚƵƚŽŵŽďŝůĞ>ŝĂďŝůŝƚLJĐŽǀĞƌĂŐĞƐ͕ŽƌĂŶLJĐŽŵďŝŶĂƚŝŽŶƚŚĞƌĞŽĨƚŚĂƚĂĐŚŝĞǀĞƐƚŚĞŽǀĞƌĂůůƌĞƋƵŝƌĞĚ
ůŝŵŝƚƐŽĨŝŶƐƵƌĂŶĐĞ͘
ϭͲϬϳ͘ϭϴ;ϱͿ,DĂƌŝŶĞWŽůůƵƚŝŽŶ
dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůƉƌŽĐƵƌĞĂŶĚŵĂŝŶƚĂŝŶWŽůůƵƚŝŽŶ>ŝĂďŝůŝƚLJ;KW͕Z>ͿŝŶƐƵƌĂŶĐĞƚŽƐĂƚŝƐĨLJh͘^͘
ŽĂƐƚ'ƵĂƌĚƌĞƋƵŝƌĞŵĞŶƚƐĂƐƌĞƐƉĞĐƚƐƚŚĞ&ĞĚĞƌĂůKŝůWŽůůƵƚŝŽŶĐƚŽĨϭϵϵϬĂŶĚƚŚĞŽŵƉƌĞŚĞŶƐŝǀĞ
ŶǀŝƌŽŶŵĞŶƚĂůZĞƐƉŽŶƐĞ͕ŽŵƉĞŶƐĂƚŝŽŶĂŶĚ>ŝĂďŝůŝƚLJĐƚŽĨϭϵϴϬĂƐĂŵĞŶĚĞĚ͘
^ƵĐŚƉŽůŝĐLJŵƵƐƚƉƌŽǀŝĚĞƚŚĞĨŽůůŽǁŝŶŐŵŝŶŝŵƵŵůŝŵŝƚƐ͕ŽƌƐƚĂƚƵƚŽƌLJůŝŵŝƚƐŽĨůŝĂďŝůŝƚLJĂƐĂƉƉůŝĐĂďůĞ͕
ǁŚŝĐŚĞǀĞƌŝƐŚŝŐŚĞƌ͗
Ψϭ͕ϬϬϬ͕ϬϬϬ ƉĞƌKĐĐƵƌƌĞŶĐĞ
ϭͲϬϳ͘ϭϴ;ϱͿ:WŽůůƵƚŝŽŶ>ŝĂďŝůŝƚLJ
dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůƉƌŽǀŝĚĞĂŽŶƚƌĂĐƚŽƌƐWŽůůƵƚŝŽŶ>ŝĂďŝůŝƚLJƉŽůŝĐLJ͕ƉƌŽǀŝĚŝŶŐĐŽǀĞƌĂŐĞĨŽƌĐůĂŝŵƐ
ŝŶǀŽůǀŝŶŐďŽĚŝůLJŝŶũƵƌLJ͕ƉƌŽƉĞƌƚLJĚĂŵĂŐĞ;ŝŶĐůƵĚŝŶŐůŽƐƐŽĨƵƐĞŽĨƚĂŶŐŝďůĞƉƌŽƉĞƌƚLJƚŚĂƚŚĂƐŶŽƚďĞĞŶ
ƉŚLJƐŝĐĂůůLJŝŶũƵƌĞĚͿ͕ĐůĞĂŶƵƉĐŽƐƚƐ͕ƌĞŵĞĚŝĂƚŝŽŶ͕ĚŝƐƉŽƐĂůŽƌŽƚŚĞƌŚĂŶĚůŝŶŐŽĨƉŽůůƵƚĂŶƚƐ͕ŝŶĐůƵĚŝŶŐ
ĐŽƐƚƐĂŶĚĞdžƉĞŶƐĞƐŝŶĐƵƌƌĞĚŝŶƚŚĞŝŶǀĞƐƚŝŐĂƚŝŽŶ͕ĚĞĨĞŶƐĞ͕ŽƌƐĞƚƚůĞŵĞŶƚŽĨĐůĂŝŵƐ͕ĂƌŝƐŝŶŐŽƵƚŽĨĂŶLJ
ŽŶĞŽƌŵŽƌĞŽĨƚŚĞĨŽůůŽǁŝŶŐ͗
ϭ͘ŽŶƚƌĂĐƚŽƌ͛ƐŽƉĞƌĂƚŝŽŶƐƌĞůĂƚĞĚƚŽƚŚŝƐƉƌŽũĞĐƚ͘
Ϯ͘ZĞŵĞĚŝĂƚŝŽŶ͕ĂďĂƚĞŵĞŶƚ͕ƌĞƉĂŝƌ͕ŵĂŝŶƚĞŶĂŶĐĞŽƌŽƚŚĞƌǁŽƌŬǁŝƚŚůĞĂĚͲďĂƐĞĚƉĂŝŶƚŽƌŵĂƚĞƌŝĂůƐ
ĐŽŶƚĂŝŶŝŶŐĂƐďĞƐƚŽƐ͘
ϯ͘dƌĂŶƐƉŽƌƚĂƚŝŽŶŽĨŚĂnjĂƌĚŽƵƐŵĂƚĞƌŝĂůƐĂǁĂLJĨƌŽŵĂŶLJƐŝƚĞƌĞůĂƚĞĚƚŽƚŚŝƐƉƌŽũĞĐƚ͘
ůůĞŶƚŝƚŝĞƐůŝƐƚĞĚƵŶĚĞƌϭͲϬϳ͘ϭϴ;ϮͿŽĨƚŚĞƐĞ^ƉĞĐŝĂůWƌŽǀŝƐŝŽŶƐƐŚĂůůďĞŶĂŵĞĚďLJĞŶĚŽƌƐĞŵĞŶƚĂƐ
ĂĚĚŝƚŝŽŶĂůŝŶƐƵƌĞĚƐŽŶƚŚĞŽŶƚƌĂĐƚŽƌƐWŽůůƵƚŝŽŶ>ŝĂďŝůŝƚLJŝŶƐƵƌĂŶĐĞƉŽůŝĐLJ͘
^ƵĐŚWŽůůƵƚŝŽŶ>ŝĂďŝůŝƚLJƉŽůŝĐLJƐŚĂůůƉƌŽǀŝĚĞƚŚĞĨŽůůŽǁŝŶŐŵŝŶŝŵƵŵůŝŵŝƚƐ͗
Ψϭ͕ϬϬϬ͕ϬϬϬ ĞĂĐŚůŽƐƐĂŶĚĂŶŶƵĂůĂŐŐƌĞŐĂƚĞ
ϭͲϬϳ͘Ϯt^,/E'dKE^dd^>^dy
ϭͲϬϳ͘Ϯ;ϭͿ'EZ>
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ϭͲϬϳ͘Ϯ;ϭͿƚŚƌŽƵŐŚϭͲϬϳ͘Ϯ;ϯͿĂƌĞŵĞĂŶƚƚŽĐůĂƌŝĨLJƚŚŽƐĞƌƵůĞƐ͘dŚĞŽŶƚƌĂĐƚŽƌƐŚŽƵůĚĐŽŶƚĂĐƚƚŚĞ
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ŐĞŶĐLJǁŝůůŶŽƚĂĚũƵƐƚŝƚƐƉĂLJŵĞŶƚŝĨƚŚĞŽŶƚƌĂĐƚŽƌďĂƐĞƐĂďŝĚŽŶĂŵŝƐƵŶĚĞƌƐƚŽŽĚƚĂdžůŝĂďŝůŝƚLJ͘
dŚĞŽŶƚƌĂĐƚŽƌƐŚĂůůŝŶĐůƵĚĞĂůůŽŶƚƌĂĐƚŽƌͲƉĂŝĚƚĂdžĞƐŝŶƚŚĞƵŶŝƚďŝĚƉƌŝĐĞƐŽƌŽƚŚĞƌĐŽŶƚƌĂĐƚĂŵŽƵŶƚƐ͘
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tĂƐŚŝŶŐƚŽŶ^ƚĂƚĞĞƉĂƌƚŵĞŶƚŽĨZĞǀĞŶƵĞĂĐĞƌƚŝĨŝĐĂƚĞƐŚŽǁŝŶŐƚŚĂƚĂůůĐŽŶƚƌĂĐƚͲƌĞůĂƚĞĚƚĂdžĞƐŚĂǀĞ
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ďĞĞŶƉĂŝĚ;ZtϲϬ͘Ϯϴ͘ϬϱϬͿ͘dŚĞŽŶƚƌĂĐƚŝŶŐŐĞŶĐLJŵĂLJĚĞĚƵĐƚĨƌŽŵŝƚƐƉĂLJŵĞŶƚƐƚŽƚŚĞŽŶƚƌĂĐƚŽƌ
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tϰϱϴͲϮϬͲϭϳϭ͕ĂŶĚŝƚƐƌĞůĂƚĞĚƌƵůĞƐ͕ĂƉƉůLJƚŽďƵŝůĚŝŶŐ͕ƌĞƉĂŝƌŝŶŐ͕ŽƌŝŵƉƌŽǀŝŶŐƐƚƌĞĞƚƐ͕ƌŽĂĚƐ͕ĞƚĐ͕͘
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ǁŚĞŶƐƵĐŚĂƌĞƉĂƌƚŽĨƚŚĞƌŽĂĚǁĂLJůŝŐŚƚŝŶŐƐLJƐƚĞŵ͘͘
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ŽĨĂŶLJƚĂdžĞƐƉĂŝĚŝŶƚŚĞǀĂƌŝŽƵƐƵŶŝƚŝĚƉƌŝĐĞƐŽƌŽƚŚĞƌŽŶƚƌĂĐƚĂŵŽƵŶƚƐ͘dLJƉŝĐĂůůLJ͕ƚŚĞƐĞƚĂdžĞƐĂƌĞ
ĐŽůůĞĐƚĞĚŽŶŵĂƚĞƌŝĂůƐŝŶĐŽƌƉŽƌĂƚĞĚŝŶƚŽƚŚĞƉƌŽũĞĐƚĂŶĚŝƚĞŵƐƐƵĐŚĂƐƚŚĞƉƵƌĐŚĂƐĞŽƌƌĞŶƚĂůŽĨ͖ƚŽŽůƐ͕
ŵĂĐŚŝŶĞƌLJ͕ĞƋƵŝƉŵĞŶƚ͕ŽƌĐŽŶƐƵŵĂďůĞƐƵƉƉůŝĞƐŶŽƚŝŶƚĞŐƌĂƚĞĚŝŶƚŽƚŚĞƉƌŽũĞĐƚ͘
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tϰϱϴͲϮϬͲϭϳϬ͕ĂŶĚŝƚƐƌĞůĂƚĞĚƌƵůĞƐ͕ĂƉƉůLJƚŽƚŚĞĐŽŶƐƚƌƵĐƚŝŶŐĂŶĚƌĞƉĂŝƌŝŶŐŽĨŶĞǁŽƌĞdžŝƐƚŝŶŐ
ďƵŝůĚŝŶŐƐ͕ŽƌŽƚŚĞƌƐƚƌƵĐƚƵƌĞƐ͕ƵƉŽŶƌĞĂůƉƌŽƉĞƌƚLJ͘dŚŝƐŝŶĐůƵĚĞƐ͕ďƵƚŝƐŶŽƚůŝŵŝƚĞĚƚŽ͕ƚŚĞĐŽŶƐƚƌƵĐƚŝŽŶ
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ĂƉƉƵƌƚĞŶĂŶĐĞƐ͖ ƐĂŶŝƚĂƌLJ ƐĞǁĞƌƐ ĂŶĚ ƐĞǁĂŐĞ ĚŝƐƉŽƐĂů ƐLJƐƚĞŵƐ ƵŶůĞƐƐ ƐƵĐŚ ƐĞǁĞƌƐ ĂŶĚ ĚŝƐƉŽƐĂů
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Item C-102 Temporary Air and Water Pollution, Soil Erosion, and Siltation Control
DESCRIPTION
102-1. This item shall consist of temporary control measures as shown on the plans or as ordered by the
Engineer during the life of a contract to control pollution of air and water, soil erosion, and siltation
through the use of Best Management Practices (BMPs) as shown on the Contract Documents, in the
Construction Stormwater Pollution Prevention Plan (CSWPP).
Temporary erosion control shall be in accordance with the approved erosion control plan; the approved
Construction Safety and Phasing Plan (CSPP) and AC 150/5370-2, Operational Safety on Airports
During Construction. Temporary erosion control shall also be installed and maintained in accordance
with City of Renton Municipal Code (RMC) 4-6-030, the King County Stormwater Pollution Prevention
Manual (SPPM), and WAC 173-201A. In the event that there is a conflict between these, the most
stringent shall apply.
The temporary erosion control measures contained herein shall be coordinated with the permanent erosion
control measures specified as part of this contract. The Contractor shall maintain all Best Management
Practices (BMPs) for the duration of construction until final stabilization is approved by the City of
Renton..
Temporary control will include work outside the construction limits such as borrow pit operations,
equipment and material storage sites, waste areas, and temporary plant sites. The Contractor shall divert
stormwater away from work areas and contain all stormwater and process water within the construction
site. These waters shall be collected and disposed of off airport property.
Temporary control measures shall be designed, installed, and maintained to minimize the creation of
wildlife attractants that have the potential to attract hazardous wildlife on or near Renton Municipal
Airport.
102-2. Submittals. The Contractor shall submit a Construction Stormwater Pollution Plan (CSWPP). The
CSWPP shall include CESCL Certification Cards and Qualifications for all those designated to be the
CESCL for the project. The Contractor shall also submit material submittals to the Engineer per the
project requirements for items not limited to the list below:
1. Grass
2. Fertilizer
3. Silt Fence
4. Erosion Control Blanket
5. Catch Basin Protection
6. Temporary Piping/Connections/Plugs
7. Temporary Pumps/Dewatering Plan
8. Wheel Wash
9. Sediment Trap
Materials submitted shall meet the requirements of the City of Renton, King County, and Washington
State Department of Ecology. All products used for constructing selected BMPs shall be suitable for such
use and submitted to the Engineer for approval.
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MATERIALS
102-2.1 Grass. Grass that will not compete with the grasses sown later for permanent cover per Item T-
901 shall be a quick-growing species (such as ryegrass, Italian ryegrass, or cereal grasses) suitable to the
area providing a temporary cover. Selected grass species shall not create a wildlife attractant. The mix
shall be one that is well adapted to growth in Western Washington. The Seed Mix used shall meet the
requirements of Section T-901.
102-2.2 Fertilizer. Fertilizer shall be a standard commercial grade and shall conform to all federal and
state regulations and to the standards of the Association of Official Agricultural Chemists.
102-2.3 Silt fence. Silt fence shall consist of polymeric filaments which are formed into a stable network
such that filaments retain their relative positions. Synthetic filter fabric shall contain ultraviolet ray
inhibitors and stabilizers to provide a minimum of six months of expected usable construction life. Silt
fence shall meet the requirements of ASTM D6461.
A. Geotextile shall meet the following:
AOS (per ASTM D4751) 30-100 sieve size for slit film.
50-100 sieve size for other fabrics
Water Permittivity (per ASTM D4491) 0.02 sec-1 minimum
Grab Tensile Strength (per ASTM D4632) 180 lbs min.
Grab Tensile Elongation (per ASTM D4632) 30% max (woven)
UV Resistance (per ASTM D4355) 70% min.
102-2.4 Erosion Control Blanket. Erosion Control Blanket shall meet the requirements of WSDOT
Specification Section 9-14, paragraph 9-14.6(2) “Biodegradable Erosion Control Blanket”. Installation in
ditches and swales shall be per WSDOT Standard Plan I-60.20-01“Biodegradable Erosion Control
Blanket Placement for Ditches”. Installation on slopes shall be per WSDOT Standard Plan I-60.10-01
“Biodegradable Erosion Control Blanket Placement on Slope”.
102-2.5 Temporary Catch Basin Protection. Catch basin protection shall be designed and installed for
the purpose of preventing sediment from entering the storm system. Protection shall:
A. Be constructed of non-woven geotextile fabric with sewn seams.
B. Contain a built-in lifting strap.
C. Have a built-in, high flow bypass.
D. Be sized such that all water draining to the catch basin flows into the insert and does not flow
directly into the storm drain.
E. Catch basin covers shall be 30 mil PVC liner material.
102-2.6 Temporary Piping/Connections. Temporary piping shall meet the requirements of the storm
drainpipe as specified in Section D-701, Pipe for Storm Drains and Culverts. Temporary catch basin shall
meet the requirements of Section D-751 – Manholes, Catch Basins, Inlets and Inspection Holes.
Incidental to other bid items.
102-2.7 Temporary Piping Plugs.
A. Installation in Pipe/Structure to be Demolished/Abandoned. Plug shall be concrete as specified in
Section P-610 – Cast-in-Place Concrete.
B. Installation in Pipe/Structure to Remain. Plug shall be a mechanical secured plug.
Incidental to other bid items.
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102-2.8 Wheel Wash. The wheel wash shall be a high-water pressure, low water volume system long
enough to allow for at least two full tire rotations. Spray nozzles shall be directed at inner and outer side
walls for all tires including duals, all treads from two directions, wheel wells and flaps, and truck sides up
to the bottom of the windshield.
102-2.9 Sediment Trap. Sediment traps shall be cut into the grade to the size and dimensions shown on
the plans. Materials for the outlet weir shall include Rip Rap, 2-4” rock, washed gravel and a geotextile
for separation.
A. Rip Rap shall meet WSDOT Std. Spec. 9-13.1(4)
B. Rock (2” to 4”) shall meet WSDOT Std. Spec. 9-13.4
C. Geotextile shall meet the requirements of Table 3 “Separation” per WSDOT Std. Spec. 9-
33.2
102-2.10 Other. All other materials shall meet commercial grade standards and shall be approved by the
Engineer before being incorporated into the project.
CONSTRUCTION REQUIREMENTS
102-3.1 General. In the event of conflict between these requirements and pollution control laws, rules, or
regulations of other federal, state, or local agencies, the more restrictive laws, rules, or regulations shall
apply.
The Engineer shall be responsible for assuring compliance to the extent that construction practices,
construction operations, and construction work are involved. No discharge of water shall be allowed that
increases volume, velocity, or peak flow rate of receiving water background conditions, or that does not
meet state of Washington water quality standards.
The Construction Stormwater Pollution Prevention Plan (CSWPP) required by this section shall be based
upon the Temporary Erosion and Sediment Control (TESC) requirements of the contract but shall
specifically phase, adjust, improve and incorporate the TESC requirements into the Contractor’s specific
schedule and plan for accomplishing the work. The CSWPP shall be modified as changes are made to
improve, upgrade and repair best management practices used by the Contractor and as the work
progresses and TESC needs change.
The Contractor shall be wholly responsible for control of water onto and exiting the construction site
and/or staging areas, including groundwater, stormwater, and process water. Stormwater from offsite
shall be intercepted and conveyed around or through the project and shall not be combined with onsite
construction stormwater.
Design of, and modifications to, project hydraulic conveyances, detention facilities, and TESC plan sheets
shall be stamped by a Professional Engineer (P.E.) licensed by the State of Washington. All other
changes to the CSWPP shall be signed by the CESCL.
The Contractor shall develop and submit a Construction Stormwater Pollution Plan (CSWPP). The
CSWPP shall include site drawings, Contractor personnel, CESCL, schedule and sequence, planned
BMPs, emergency response plan, dewatering plan, FOD control plan, and fugitive dust control plan.
The Contractor shall open an NPDES permit with Washington State DOE or accept owner transfer of the
current General NPDES permit for the project site. The Contractor shall submit a notice of transfer before
Notice to Proceed.
Failure to install, maintain, and/or remove BMPs shown on the drawings, in the approved Contractor
Erosion and Sediment Control Plan and specified herein, or by order of the Engineer will result in the
suspension of the Contractor's operations by the Engineer.
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The Contractor shall be solely responsible for any damages, fines, levies, or judgments incurred as a
result of the Contractor, subcontractor, or supplier negligence in complying with the requirements of this
section.
The Contractor shall be solely responsible for any schedule impacts from damages, fines, levies,
judgments, or stop work orders incurred as a result of the Contractor, subcontractor, or supplier
negligence in complying with the requirements of this section. The project schedule will not be changed
to accommodate the time lost.
The Engineer has the authority to limit the surface area of erodible earth material exposed by clearing,
excavation, and fill operations, and to direct the Contractor to provide immediate permanent or temporary
pollution control measures to prevent contamination of adjacent streams or other watercourses, lakes,
ponds, wetlands or other areas of water impoundment.
In the event that temporary erosion and pollution control measures are required due to the Contractor's
negligence, carelessness, or failure to install permanent controls as a part of the work as scheduled or are
ordered by the Engineer, such work shall be performed by the Contractor at his/her own expense.
The Engineer may increase or decrease the area of erodible earth material to be exposed at one time as
determined by analysis of project conditions.
In the event that areas adjacent to the work area are suffering degradation due to erosion, sediment
deposit, water flows, or other causes, the Engineer may stop construction activities until the situation is
rectified.
In the event that the Washington State Department of Ecology issues an Inspection Report, a Notice of
Non-Compliance, Notice of Violation or Enforcement Action, the Engineer may stop all construction
activities until it has been determined that the project is in compliance. The Engineer may require the
Contractor to send additional staff to successfully complete Contractor Erosion and Sediment Control
Lead (CESCL) training before construction activities may begin. The number of working days will not be
changed to accommodate the work stoppage. All costs associated with work stoppages, mitigation of the
event, and/or training shall be paid by the Contractor.
In the event that the Contractor discharges storm water, ground water, or process water to storm drains,
ditches, gutters or any conveyance that discharges to a receiving water as defined by the Department of
Ecology without prior approval of the Engineer, the Engineer may stop all construction activities and
require additional Contractor staff training and may require that all parties involved in the unapproved
discharge be removed from the project for a time determined by the Engineer. The project schedule will
not be changed to accommodate the time lost. All costs associated with mitigation of the unauthorized
discharge, work stoppages, training and/or removal of personnel from the project shall be paid by the
Contractor.
The Contractor shall be available, at a minimum, for a weekly coordination meeting with the Engineer,
other City Staff and outside agency representatives to review the ongoing contract work for compliance
with the provision of this specification.
The Contractor shall prepare a CSWPP. The contents of a CSWPP may vary with the amount of new or
replaced hard surface, acres of land disturbing activity and the classification of water. The CSWPP shall
comply with the City of Renton’s Municipal Code (RMC) 4-6-030.
102-3.2 Contractor Personnel. The Contractor shall designate sufficient employees as the responsible
representatives in charge of erosion and sedimentation control. These employees’ responsibility will be
the oversight of all water and air quality issues.
The designated employees responsible for erosion and sedimentation control as discussed above shall be
the Construction Erosion Sediment Control Lead(s) (CESCL) responsible for developing, maintaining
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and modifying the CSWPP for the life of the Contract and ensuring compliance with all requirements of
this section.
An CECL shall be onsite at all times when any work activity is taking place. A CESCL shall be required
for each shift.
The CECL shall be qualified in the preparation of erosion and sediment control plans, in the installation,
inspection, monitoring, maintenance of BMP’s, and documentation required for NPDES permits as well
as sensitive resource identification, water treatment, and restoration and stabilization of unstable slopes,
shorelines, stream banks, and wetlands.
The CECL shall have authority to direct all Contractor and sub-contractor personnel.
The CECL shall have no other duties aside from developing, maintaining, modifying, inspecting,
implementing the CSWPP and ensuring compliance with all requirements of this section, and, all other
environmental regulations, or as directed by the Engineer.
Qualifications of the CESCL shall be as follows:
A. Have successfully completed Contractor Erosion and Sediment Control Lead (CESCL)
training given by a Washington State Department of Ecology-approved provider, and have
five years’ experience in construction site erosion and sediment control regulatory
requirements and BMPs, erosion and sediment control plan development, and
stormwater/water quality monitoring, or
B. Currently certified as a Certified Professional in Erosion and sediment Control (CPESC)
offered by CPESC, Inc. (www.cpesc.org) and have one year experience in state of
Washington construction site erosion and sediment control regulatory requirements and
BMPs, erosion and sediment control plan development and stormwater monitoring.
A. Duties of the CESCL shall include: Maintaining permit file on site at all times which includes
the CSWPP, and any associated permits and plans;
B. Directing BMP installation, inspection, maintenance, modification, and removal;
C. Shall be onsite at all times when work is taking place.
D. Availability 24 hours per day, 7 days per week by telephone throughout the period of
construction;
E. Updating all drawings with changes made to the plan;
F. Keeping daily logs, one report per CECL is to be submitted;
G. Prepare and submit for approval a Contractor Erosion and Sediment Control Plan (ESC) as
part of the CSWPP;
H. Immediately notify the Engineer should any point be identified where storm water runoff
potentially leaves the site, is collected in a surface water conveyance system (i.e., road ditch,
storm sewer), and enters receiving waters of the State;
I. If water sheet flows from the site, identify the point at which it becomes concentrated in a
collection system.
J. Inspect CSWPP requirements including BMPs as required to ensure adequacy; facilitate,
participate in, and take corrective actions resulting from inspections performed by outside
agencies, City employees, and City consultants.
K. Set up and maintain a construction stormwater monitoring plan that includes monitoring
locations and procedures. At a minimum, the plan will include monitoring points everywhere
construction stormwater discharges from the project.
L. The CECL shall have authority to act on behalf of the Contractor.
M. The CSWPP shall include the name, office and mobile telephone numbers, fax number, and
address of the designated CECL and all Contractor personnel responsible for erosion and
sediment control.
EdhZzt^dE'/EZ/E' ͲϭϬϮdĞŵƉŽƌĂƌLJWŽůůƵƚŝŽŶ͕ƌŽƐŝŽŶ͕Θ^ŝůƚĂƚŝŽŶŽŶƚƌŽůͲϲŽĨϭϭ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
N. In addition to the CECL, at a minimum, the Contractor’s superintendent, foremen, and lead
persons shall have successfully completed “Contractor Erosion and Sediment Control Lead”
(CESCL) training given by a Washington State Department of Ecology-approved provider.
On matters concerning erosion control, they shall report to the CECL.
102-3.3 Schedule. Prior to the start of construction, the Contractor shall submit schedules in accordance
with the approved Construction Safety and Phasing Plan (CSPP) and the Construction Stormwater
Pollution Prevention Plan (CSWPP) and the plans for accomplishment of temporary and permanent
erosion control work for clearing and grubbing; grading; construction; paving; and structures at
watercourses. The Contractor shall also submit a proposed method of erosion and dust control on haul
roads and borrow pits and a plan for disposal of waste materials. Work shall not be started until the
erosion control schedules and methods of operation for the applicable construction have been accepted by
the Engineer. The schedule shall be updated throughout the project.
102-3.3 Construction details. The Contractor will be required to incorporate all permanent erosion
control features into the project at the earliest practicable time as outlined in the plans and approved
CSPP/CSWPP. Except where future construction operations will damage slopes, the Contractor shall
perform the permanent seeding and other specified slope protection work in stages, as soon as substantial
areas of exposed slopes can be made available. Temporary erosion and pollution control measures will be
used to correct conditions that develop during construction that were not foreseen during the design stage;
that are needed prior to installation of permanent control features; or that are needed temporarily to
control erosion that develops during normal construction practices but are not associated with permanent
control features on the project.
Where erosion may be a problem, schedule and perform clearing and grubbing operations so that grading
operations and permanent erosion control features can follow immediately if project conditions permit.
Temporary erosion control measures are required if permanent measures cannot immediately follow
grading operations. The Engineer shall limit the area of clearing and grubbing, excavation, borrow, and
embankment operations in progress, commensurate with the Contractor’s capability and progress in
keeping the finish grading, seeding, and other such permanent control measures current with the accepted
schedule. If seasonal limitations make such coordination unrealistic, temporary erosion control measures
shall be taken immediately to the extent feasible and justified as directed by the Engineer.
The Contractor shall provide immediate permanent or temporary pollution control measures to minimize
contamination of adjacent streams or other watercourses, lakes including Lake Washington, ponds, or
other areas of water impoundment as directed by the Engineer. If temporary erosion and pollution control
measures are required due to the Contractor’s negligence, carelessness, or failure to install permanent
controls as a part of the work as scheduled or directed by the Engineer, the work shall be performed by
the Contractor and the cost shall be incidental to this item.
The Engineer may increase or decrease the area of erodible earth material that can be exposed at any time
based on an analysis of project conditions.
The BMPs installed by the Contractor shall be maintained by the Contractor during the life of the project.
BMPs shall be maintained during all suspensions of work and all non-working periods. During non-
working periods, the Contractor shall still maintain BMPs installed in the project area. No schedule
impacts may relieve the Contractor from its responsibility to maintain BMPs and prevent violations to the
NPDES permit.
Provide temporary structures whenever construction equipment must cross watercourses at frequent
intervals. Pollutants such as fuels, lubricants, bitumen, raw sewage, wash water from concrete mixing
operations, and other harmful materials shall not be discharged into any waterways, impoundments or into
natural or manmade channels. All such pollutants shall be collected and disposed of off airport property
at a disposal site meeting all federal, state, and local requirements.
EdhZzt^dE'/EZ/E' ͲϭϬϮdĞŵƉŽƌĂƌLJWŽůůƵƚŝŽŶ͕ƌŽƐŝŽŶ͕Θ^ŝůƚĂƚŝŽŶŽŶƚƌŽůͲϳŽĨϭϭ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
102-3.4 Inspection of BMPs. The CECL shall inspect all TESC best management practices daily during
workdays and anytime 0.5” of rainfall has occurred within 24 hours on weekends, holidays, and after
hours. Rainfall amounts can be determined by contacting the National Weather Service. Deficiencies
identified during the inspection shall be corrected within 24 hours or as directed by the Engineer. The
CECL shall visually inspect all stormwater runoff that discharges from the project for petroleum or
chemical sheen, or “rainbow”. Occurrences of sheen shall be reported immediately to the Engineer.
The CECL shall collect samples and test all stormwater runoff that discharges from the project for
turbidity using a calibrated turbidimeter, and for pH using test strips that measure from pH 0 -14.
Turbidity that exceeds 25 NTUs or pH that is below 6.5 or above 8.5 shall be reported immediately to the
Engineer.
Reports summarizing the scope of inspections, the personnel conducting the inspection, the date(s) of the
inspection, major observations relating to the implementation of the CSWPP, and actions taken as a result
of these inspections shall be prepared and retained as a part of the CSWPP.
All inspection reports shall be kept on-site during the life of the project and available for review upon
request of the Engineer. Copies of all inspection records and updated CSWPP shall be submitted to the
Engineer weekly.
102-3.5 Emergency response. The CSWPP shall contain information on how the Contractor shall control
and respond to turbid water discharges, sediment movement, and fugitive dust. At a minimum, the
Contractor’s employee responsible for, or first noticing, the discharges shall take appropriate i mmediate
action to protect the work area, private property, and the environment (e.g., diking to prevent pollution of
state waters). Appropriate action includes but is not limited to the following:
A. Hazard Assessment - assess the source, extent, and quantity of the discharge.
B. Securement and Personal Protection - If the discharge cannot be safely and effectively
controlled, then immediately notify the CECL and the Engineer. If the discharge can be
safely and effectively controlled, proceed immediately with action to protect the work area,
private property, and the environment.
C. Containment and Elimination of Source - Contain the discharge with silt fence, pipes,
sandbags, or a soil berm down slope from the affected area. Eliminate the source of the
discharge by pumping turbid water to a controlled area, building berms, piping clean water
away from the area or other means necessary.
D. Cleanup - when containment is complete, remove sediment, stabilize, dispose of
contaminated water and prevent future discharge.
E. Notification - report all discharges immediately to the Engineer.
102-3.6 Construction stormwater management. Storm water and construction dewatering operations
shall not discharge to the Storm Drain System (SDS) unless free from pollutants. Before discharge, water
shall be measured using a properly calibrated, approved turbidity meter. Discharged water shall not
exceed 25 Nephelometric Turbidity Units (NTUs) and pH levels shall be between 6.5 and 8.5.
Storm water and construction dewatering water shall not be discharged to the Sanitary Sewer. Storm
water and Construction dewatering water shall not be discharged into Lake Washington. Before
discharge, water shall be measured using a properly calibrated, approved turbidity meter. Discharged
water shall not exceed 200 Nephelometric Turbidity Units (NTUs) and pH levels shall be between 6.0 and
9.0. There shall be no discharge to any catch basin without specific approval of the Engineer.
EdhZzt^dE'/EZ/E' ͲϭϬϮdĞŵƉŽƌĂƌLJWŽůůƵƚŝŽŶ͕ƌŽƐŝŽŶ͕Θ^ŝůƚĂƚŝŽŶŽŶƚƌŽůͲϴŽĨϭϭ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
The CSWPP shall address how the Contractor plans to manage clean and polluted water during the life of
the project. Specific procedures shall be developed and included in the CSWPP when work includes
excavation within 10 feet of any water, sewer, or storm system. Procedures shall address, at a minimum,
locating, protecting, and connecting to existing pipes, as well as response plans for broken pipes.
The Engineer shall be notified before any disposal, hauling, pumping, or treatment of water occurs.
Notification shall include location of disposal and methods of treatment. Disposal tickets shall be
provided to the Engineer upon request.
Water shall not be pumped into ditches, gutters, drainage conveyance, catch basins, or any area that drains
to one of these unless it meets the specifications outlined in this section and with prior approval of the
Engineer. Chlorinated water used for disinfecting water pipes shall not be discharged to the storm drain
system.
102-3.7 Fugitive Dust Planning. The CSWPP shall detail the Contractor proposed approach to fugitive
dust management. The Contractor shall provide whatever means is necessary to keep fugitive dust on site
and at an absolute minimum during working hours, non-working hours and any shut-down periods. The
Contractor’s methods for fugitive dust control will be continuously monitored and if the methods are not
controlling fugitive dust to the satisfaction of the City, the Contractor shall improve the methods or utilize
new methods at no additional cost. The Contractor shall maintain as many water trucks on a site during
working and non-working hours as required to maintain the site free from fugitive dust. During time
periods of no construction activity, water trucks must be ready with on-site Contractor’s personnel
available to respond immediately to a dust or debris problem as identified by the Engineer. At no time
shall there be more than a 10-minute response time to calls concerning fugitive dust/debris problems
during work hours and a 90-minute response at all other times on a 24-hour basis.
102-3.8 Construction Requirements of BMPs.
A. Saw Cutting - Saw cut slurry and cuttings shall be vacuumed during cutting operations. Saw cut
slurry and cuttings shall not remain on permanent concrete or asphalt pavement overnight. Saw
cut slurry and cuttings shall not drain to SDS, IWS, or any other natural or constructed drainage
conveyance. Collected slurry and cuttings are the responsibility of the Contractor and shall be
disposed of offsite in a manner that does not violate groundwater or surface water quality
standards.
B. Soil and Construction Debris Stockpiles - Soils and construction debris, including broken
concrete and asphalt paving, shall be stockpiled within the work site or off site. Stockpiles shall
be covered with plastic and secured from blowing wind and/or jet blast. Materials to be stockpiled
on pavement shall be placed on plastic and contained within a contained area. Stockpiles shall be
covered so that no soil or debris are visible and shall be covered at the end of each workday,
weekends and holidays. Stockpiles on the AOA shall not be allowed unless approved by the
Engineer.
C. Construction Entrances and Haul Roads - Before leaving project site, all trucks and equipment
shall be inspected for mud and debris. At no time shall mud, debris, or visible sediment be
allowed outside of the project boundaries and on any City-owned and public roads. Mud and
debris shall be removed from pavement by vacuum sweeping and shoveling and transported to a
controlled sediment disposal area identified in the CSWPP and disposed of in accordance with
federal, state, and local requirements. Use of water to wash concrete or asphalt pavement shall be
allowed only after sediment has been removed by vacuum sweeping and shoveling, and a Road
Wash Plan has been submitted and accepted by the Engineer. Washing pavement, shall first be
approved by the Engineer. Wash water shall not drain into the storm system or any other natural
or constructed storm water conveyance and shall be contained and removed from Airport
EdhZzt^dE'/EZ/E' ͲϭϬϮdĞŵƉŽƌĂƌLJWŽůůƵƚŝŽŶ͕ƌŽƐŝŽŶ͕Θ^ŝůƚĂƚŝŽŶŽŶƚƌŽůͲϵŽĨϭϭ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
property and disposed of off-site in accordance with local, state, and federal regulations.
Contractor shall have sufficient working vacuum sweepers on site at all times work is being
performed. All sweepers shall have on-board water spray systems that shall be operating at all
times. Vacuum sweepers shall be dedicated to this project and shall not be utilized by any other
contract, nor be hired out to another contractor. Sweeper systems shall function per manufacturer
specifications, including, but not limited to, spray water systems, blowers, vacuum nozzles,
hoses, debris hopper, hydraulics and electrical. If, in the Engineer’s opinion, the Contractor does
not adequately manage the tracking of sediment, the City may subcontract out the control of
sediment tracking at the Contractor’s expense.
D. Asphalt Curb or Berm - Asphalt curbs or asphalt berms shall be constructed on project perimeters
when the project is surrounded by impervious surfaces. Asphalt curb and berm shall be a
minimum height of four inches. Diesel shall not be used to clean tools and equipment.
E. Catch Basin Protection - All catch basins within the project limits, and outside the project limits
but within the project drainage basin, including haul roads, shall be protected. Catch basin
protection shall be installed where shown in the project drawings, in all storm drainage structures
within the work area, or as otherwise directed by the Engineer.
F. Concrete Truck and Equipment Washing - Concrete truck chutes, concrete pumps, hand tools,
screeds, floats, trowels, rollers, and all other tools shall be washed out only into Washington State
Department of Ecology (WDOE)-approved covered steel containers. All contained concrete
waste shall be disposed of offsite in a manner that does not violate groundwater or surface water
quality standards. All water used for washing, is defined by the WDOE as “process water” and
shall be collected and disposed of in a manner that complies with all local, state and federal
regulations.
G. Wheel Washes - All haul vehicles exiting the work site to public roads shall pass through a wheel
wash system to control sediment tracking. Any required modification, alteration or improvement
needed on the existing wheel wash systems or supplemental vehicle washing for the successful
control of dirt, debris or sediment tracking beyond the wheel wash, either on airport roads or
public roads, for the duration of the contract shall be the responsibility of the Contractor. No
modifications of the wheel wash system are allowed that alter the design of a contained operation
with recycled wash water with no release of sediment laden wash water. The sediment shall be
contained and disposed of at an appropriate disposal facility off Airport property. Wheel wash
water shall be replaced weekly with fresh, clean water. The wash water is “process water” and
shall not be released on site or to the storm drain system and shall be disposed of in accordance
with all water quality regulations. Wheel wash water shall not exceed 100 NTU. Contractor shall
sample wheel wash water for turbidity 2 hours after start and 2 hours before shutdown of the
system. Sampling results shall be entered into Contractor’s daily inspection report.
H. Temporary Piping/Connections - The Contractor shall install temporary piping, catch basins and
connections to the existing storm drain system in locations shown on the drawings. At the
completion of the work, the piping shall be removed, and the temporary connections plugged.
I. Temporary Pipe Plugging - The locations of piping to be temporarily plugged are indicated on the
drawings. At the completion of the work, the plugs shall be removed.
J. Construction Stormwater Management - The Contractor shall construct stormwater tank pads and
place stormwater tanks in the size, location and as detailed on the drawings. The Contractor is
responsible for conveying construction stormwater within each work area to the stormwater
storage tank area shown on the drawings. Temporary piping, structures and pump facilities
required for the conveyance are the responsibility of the Contractor. The construction stormwater
shall be held in the storage tanks until hauled and disposed of by the Contractor on a Force
Account basis.
K. The storage tank facilities including pads, access roads, ramps, temporary structures, and piping
shall be removed at the completion of the work or as directed by the Engineer.
EdhZzt^dE'/EZ/E' ͲϭϬϮdĞŵƉŽƌĂƌLJWŽůůƵƚŝŽŶ͕ƌŽƐŝŽŶ͕Θ^ŝůƚĂƚŝŽŶŽŶƚƌŽůͲϭϬŽĨϭϭ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
L. Process Water Collection, Storage, and Disposal - The Contractor shall provide and install
stormwater storage tanks of sufficient size and volume to enable collection of 100% of the
process water generated by the project. The Contractor is responsible for conveying process water
within each work area to storage tank(s). Temporary piping, structures and pump facilities
required for the conveyance are the responsibility of the Contractor. The storage tank facilities
including pads, temporary structures and piping shall be removed at the completion of the work
or as directed by the Engineer. Contractor shall provide process water disposal locations to the
Engineer for review.
METHOD OF MEASUREMENT
102-4.1 Temporary erosion and pollution control work required will be performed as scheduled or
directed by the Engineer. Completed and accepted work will be measured as follows:
a. Catch basin protection will be measured per each catch basin where inlet protection is installed.
b. Installation of Silt fence will be measured by the linear foot.
c. Temporary benches, dikes, dams, and sediment basins will be measured by the cubic yard of
excavation performed, including necessary cleaning of sediment basins, and the cubic yard (cubic
meter) of embankment placed as directed by the RPR.
d. Erosion control blanket shall be measured by the square yard of ground covered by the blankets.
No overlapping will be counted twice for each blanket installed if they overlap.
e. Installation of wheel washes and the maintenance of them shall be measured by each wheel wash
station installed. The work for maintenance, disposal of water, and sweeping of the area around them
shall be included in the item for each.
f. Installation and maintenance of silt fence shall be measured by the linear foot of fence installed as
shown on the Plans and shall include all maintenance, repair, replacement, during the project.
g. Sediment traps shall be measured per each installed to the size and quantity shown on the Plans.
All materials, installation, maintenance shall be included in this item per each installed.
102-4.2 Control work performed for protection of construction areas outside the construction limits, such
as borrow and waste areas, haul roads, equipment and material storage sites, and temporary plant sites,
will not be measured and paid for directly but shall be considered as a subsidiary obligation of the
Contractor.
BASIS OF PAYMENT
102-5.1 Accepted quantities of temporary water pollution, soil erosion, and siltation control work ordered
by the Engineer and measured as provided in paragraph 102-4.1 will be paid for under:
Item C-102-5.1 Catch Basin Protection - per each
Item C-102-5.2 Interceptor Berm - per linear foot
Item C-102-5.3 Erosion Control Blanket - per square yard
Item C-102-5.4 Wheel Wash - per each
Item C-102-5.5 Silt Fence per linear foot
Item C-102-5.6 Sediment Trap per each
EdhZzt^dE'/EZ/E' ͲϭϬϮdĞŵƉŽƌĂƌLJWŽůůƵƚŝŽŶ͕ƌŽƐŝŽŶ͕Θ^ŝůƚĂƚŝŽŶŽŶƚƌŽůͲϭϭŽĨϭϭ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
Where other directed work falls within the specifications for a work item that has a contract price, the
units of work shall be measured and paid for at the contract unit price bid for the various items.
Temporary control features not covered by contract items that are ordered by the Engineer will be paid for
in accordance with FAA Specification Section 90, paragraph 90-05 Payment for Extra Work.
REFERENCES
The publications listed below form a part of this specification to the extent referenced. The publications
are referred to within the text by the basic designation only.
Advisory Circulars (AC)
AC 150/5200-33 Hazardous Wildlife Attractants on or Near Airports
AC 150/5370-2 Operational Safety on Airports During Construction
ASTM International (ASTM)
ASTM D6461 Standard Specification for Silt Fence Materials
United States Department of Agriculture (USDA)
FAA/USDA Wildlife Hazard Management at Airports, A Manual for Airport Personnel
END OF ITEM C-102
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CENTURY WEST ENGINEERING WͲϱϬϯƵƌďƐĂŶĚ'ƵƚƚĞƌƐͲϭŽĨϮ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
Item P-503 Curbs and Gutters
DESCRIPTION
503-1.1 This work consists of the construction of cement concrete curbs, curbs and gutters, and gutters, of
the kind and design specified, at the locations shown in the plans or where designated by the RPR in
accordance with 2025 WSDOT Standard Specification Section 8-04, and as modified herein.
This work shall also consist of constructing cement concrete curbs with the sidewalk in accordance with
these specifications and in conformity with the dimensions and cross-sections shown in the plans and to the
lines and grades as staked.
MATERIALS
503-2.1 Materials shall be per the requirements of Item P-610.
CONSTRUCTION METHODS
503-3.1 Construction requirements shall be per WSDOT Standard Specification 8-04.3, except as
modified herein:
8-04.3 Construction Requirements
Section 8-04.3 is supplemented with the following:
(******)
The sub-base for curb and gutter sections shall be compacted to 95 percent density at or
below optimum moisture content, as per WSDOT Standard Section 2-03.3(14)D revised,
before placing the curb and gutter.
White-pigmented curing compounds will not be allowed.
The top of the finished concrete shall not deviate more than one-eighth (1/8") in ten feet
(10') or the alignment one-fourth (1/4") in ten feet (10').
METHOD OF MEASUREMENT
503-4.1 All curbs and gutters will be measured by the linear foot along the line and slope of the
completed curbs or gutters, including bends. Measurement of cement concrete curb and cement concrete
curb and gutter, when constructed across driveways or sidewalk ramps, will include the width of the
driveway or sidewalk ramp.
BASIS OF PAYMENT
503-5.1 Payment will be made at the contract unit price per linear foot of cement conc. curb and gutter.
CENTURY WEST ENGINEERING WͲϱϬϯƵƌďƐĂŶĚ'ƵƚƚĞƌƐͲϮŽĨϮ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
503-5.2 Payment will be made at the contract unit price per linear foot of cement conc. gutter.
Payment will be made under:
Item P-503-5.1 Cement Conc. Curb and Gutter – per linear foot.
Item P-503-5.2 Cement Conc. Gutter – per linear foot.
REFERENCES
The publications listed below form a part of this specification to the extent referenced. The publications
are referred to within the text by the basic designation only.
Washington State Department of Transportation (WSDOT)
WSDOT Standard Specifications 2025 WSDOT Standard Specifications for Road, Bridge,
and Municipal Construction M 41-10
END ITEM P-503
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CENTURY WEST ENGINEERING P-606 Adhesive Compounds,
Two-Component for Sealing Wire and Lights in Pavement - 1 of 4 APRIL 2025 | #35022.008.02
Item P-606 Adhesive Compounds, Two-Component for Sealing Wire and Lights in
Pavement
DESCRIPTION
606-1.1 This specification covers two types of material; a liquid suitable for sealing electrical wire in saw
cuts in pavement and for sealing light fixtures or bases in pavement, and a paste suitable for embedding
light fixtures in the pavement. Both types of material are two-component filled formulas with the
characteristics specified in paragraph 606-2.4. Materials supplied for use with asphalt and/or concrete
pavements must be formulated so they are compatible with the asphalt and/or concrete.
MATERIALS
606-2.1 Curing. When pre-warmed to 77°F (25°C), mixed, and placed in accordance with manufacturer’s
directions, the materials shall cure at temperatures of 45°F (7°C) or above without the application of
external heat.
606-2.2 Storage. The adhesive components shall not be stored at temperatures over 86°F (30°C), unless
otherwise specified by the manufacturer.
606-2.3 Caution. Installation and use shall be in accordance with the manufacturer’s recommended
procedures. Avoid prolonged or repeated contact with skin. In case of contact, wash with soap and flush
with water. If taken internally, call doctor. Keep away from heat or flame. Avoid vapor. Use in well-
ventilated areas. Keep in cool place. Keep away from children.
606-2.4 Characteristics. When mixed and cured in accordance with the manufacturer’s directions, the
materials shall have the following properties shown in Table 1.
Table 1. Property Requirements
Physical or Electrical Property Minimum Maximum ASTM Method
Tensile
Portland cement concrete 1,000 psi
(70 kg/sq cm) D 638
Asphalt concrete 500 psi
(35 kg/sq cm)
Elongation
Portland cement concrete See note 1 D 638
Asphalt concrete 50% D 638
Coef. of cub. exp.
cu. cm/cu. cm/°C 0.00090 0.00120 D 1168
Coef. of lin. exp.
cm/cm/°C 0.000030 0.000040 D 1168
Dielectric strength, short time test 350 volts/mil. D 149
Arc resistance 125 sec
Pull-off
Adhesion to steel 1,000 psi
(70 kg/sq cm)
Adhesion to Portland cement concrete 200 psi
CENTURY WEST ENGINEERING P-606 Adhesive Compounds,
Two-Component for Sealing Wire and Lights in Pavement - 2 of 4 APRIL 2025 | #35022.008.02
Physical or Electrical Property Minimum Maximum ASTM Method
(14 kg/sq cm)
Adhesion to asphalt concrete No test available.
Adhesion to aluminum 250 psi
1 20% or more (without filler) for formulations to be supplied for areas subject to freezing.
SAMPLING, INSPECTION, AND TEST PROCEDURES
606-3.1 Tensile properties. Tests for tensile strength and elongation shall be conducted in accordance
with ASTM D638.
606-3.2 Expansion. Tests for coefficients of linear and cubical expansion shall be conducted in
accordance with, Method B, except that mercury shall be used instead of glycerine. The test specimen
shall be mixed in the proportions specified by the manufacturer, and cured in a glass tub approximately 2
inch (50 mm) long by 3/8 inch (9 mm) in diameter. The interior of the tube shall be precoated with a
silicone mold release agent. The hardened sample shall be removed from the tube and aged at room
temperature for one (1) week before conducting the test. The test temperature range shall be from 35°F
(2°C) to 140°F (60°C).
606-3.3 Test for dielectric strength. Test for dielectric strength shall be conducted in accordance with
ASTM D149 for sealing compounds to be furnished for sealing electrical wires in pavement.
606-3.4 Test for arc resistance. Test for arc resistance shall be conducted for sealing compounds to be
furnished for sealing electrical wires in pavement.
606-3.5 Test for adhesion to steel. The ends of two smooth, clean, steel specimens of convenient size
(1 inch by 1 inch by 6 inch) (25 mm by 25 mm by 150 mm) would be satisfactory when bonded together
with adhesive mixture and allowed to cure at room temperature for a period of time to meet formulation
requirements and then tested to failure on a Riehle (or similar) tensile tester. The thickness of adhesive to
be tested shall be 1/4 inch (6 mm).
606-3.6 Adhesion to Portland cement concrete
a. Concrete test block preparation. The aggregate grading shall be as shown in Table 2.
The coarse aggregate shall consist of crushed rock having a minimum of 75% of the particles
with at least one fractured face and having a water absorption of not more than 1.5%. The fine
aggregate shall consist of crushed sand manufactured from the same parent rock as the coarse
aggregate. The concrete shall have a water-cement ratio of 5.5 gallons (21 liters) of water per bag
of cement, a cement factor of 6, ±0.5, bags of cement per cubic yard (0.76 cubic meter) of
concrete, and a slump of 2-1/2 inch (60 mm), ±1/2 inch (60 mm ±12 mm). The ratio of fine
aggregate to total aggregate shall be approximately 40% by solid volume. The air content shall be
5.0%, ±0.5%, and it shall be obtained by the addition to the batch of an air-entraining admixture
such as Vinsol® resin. The mold shall be of metal and shall be provided with a metal base plate.
Means shall be provided for securing the base plate to the mold. The assembled mold and base
plate shall be watertight and shall be oiled with mineral oil before use. The inside measurement of
the mold shall be such that several one inch (25 mm) by 2-inch (75 mm) by 3-inch (25 mm by 50
mm by 75 mm) test blocks can be cut from the specimen with a concrete saw having a diamond
blade. The concrete shall be prepared and cured in accordance with ASTM C192.
CENTURY WEST ENGINEERING P-606 Adhesive Compounds,
Two-Component for Sealing Wire and Lights in Pavement - 3 of 4 APRIL 2025 | #35022.008.02
Table 2. Aggregate for Bond Test Blocks
Type Sieve Size Percent Passing
Coarse Aggregate 3/4 inch (19.0 mm) 97 to 100
1/2 inch (12.5 mm) 63 to 69
3/8 inch (9.5 mm) 30 to 36
No. 4 (4.75 mm) 0 to 3
Fine Aggregate No. 4 (4.75 mm) 100
No. 8 (2.36 mm) 82 to 88
No. 16 (1.18 mm) 60 to 70
No. 30 (600 μm) 40 to 50
No. 50 (300 μm) 16 to 26
No. 100 (150 μm) 5 to 9
b. Bond test. Prior to use, oven-dry the test blocks to constant weight at a temperature of 220°F to 230°F
(104°C to 110°C), cool to room temperature, 73.4°F ±3°F (23°C ±1.6°C), in a desiccator, and clean the
surface of the blocks of film or powder by vigorous brushing with a stiff-bristled fiber brush. Two test
blocks shall be bonded together on the one inch by 3 inch (25 mm by 75 mm) sawed face with the
adhesive mixture and allowed to cure at room temperature for a period of time to meet formulation
requirements and then tested to failure in a Riehle (or similar) tensile tester. The thickness of the adhesive
to be tested shall be 1/4 inch (6 mm).
606-3.7 Compatibility with asphalt mix. Test for compatibility with asphalt in accordance with ASTM
D5329.
606-3.8 Adhesive compounds - Contractor’s responsibility. The Contractor shall furnish the vendor’s
certified test reports for each batch of material delivered to the project. The report shall certify that the
material meets specification requirements and is suitable for use with asphalt concrete pavements. The
report shall be provided to and accepted by the Resident Project Representative (RPR) before use of the
material. In addition, the Contractor shall obtain a statement from the supplier or manufacturer that
guarantees the material for one year. The supplier or manufacturer shall furnish evidence that the material
has performed satisfactorily on other projects.
606-3.9 Application. Adhesive shall be applied on a dry, clean surface, free of grease, dust, and other
loose particles. The method of mixing and application shall be in strict accordance with the
manufacturer’s recommendations. When used with Item P-605, such as light can installation, Item P-605
shall not be applied until the Item P-606 has fully cured.
METHOD OF MEASUREMENT
606-4.1 The adhesive compound shall be incidental to the installation of new light can or light can
extension. When required in the installation of an in-runway lighting system or portion thereof, no
measurement will be made for direct payment of adhesive, as the cost of furnishing and installing shall be
considered as a subsidiary obligation in the completion of the installation.
BASIS OF PAYMENT
606-5.1 No separate payment shall be made.
CENTURY WEST ENGINEERING P-606 Adhesive Compounds,
Two-Component for Sealing Wire and Lights in Pavement - 4 of 4 APRIL 2025 | #35022.008.02
References
The publications listed below form a part of this specification to the extent referenced. The publications
are referred to within the text by the basic designation only.
ASTM International (ASTM)
ASTM C192 Standard Practice for Making and Curing Concrete Test Specimens in the Laboratory
ASTM D149 Standard Test Method for Dielectric Breakdown Voltage and Dielectric Strength of Solid
Electrical Insulating Materials at Commercial Power Frequencies
ASTM D638 Standard Test Method for Tensile Properties of Plastics
ASTM D5329 Standard Test Methods for Sealants and Fillers, Hot-applied, for Joints and Cracks in
Asphaltic and Portland Cement Concrete Pavements
END OF ITEM P-606
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Item D-701 Pipe for Storm Drains and Culverts
DESCRIPTION
701-1.1 This item shall consist of the construction of pipe culverts and storm drains in accordance with
these specifications and in reasonably close conformity with the lines and grades shown on the plans.
MATERIALS
701-2.1 Materials shall meet the requirements shown on the plans and specified below. Underground
piping and components used in drainage systems for terminal and aircraft fueling ramp drainage shall be
noncombustible and inert to fuel in accordance with National Fire Protection Association (NFPA) 415.
701-2.2 Pipe. The pipe shall be of the type called for on the plans or in the proposal and shall be in
accordance with the following appropriate requirements shown in paragraph designated REFERENCES
at the end of this specification.
701-2.3 Concrete. Concrete for pipe cradles shall have a minimum compressive strength of 2000 psi at
28 days and conform to the requirements of ASTM C94.
701-2.4 Rubber gaskets. Rubber gaskets for rigid pipe shall conform to the requirements of ASTM
C443.
701-2.5 Joint mortar. Not used.
701-2.6 Joint fillers. Not used.
701-2.7 Plastic gaskets. Not used.
701-2.8 Controlled low-strength material (CLSM). Controlled low-strength material shall conform to the
requirements of Item P-153. When CLSM is used, all joints shall have gaskets.
701-2.9 Reinforced concrete pipe (RCP). Reinforced concrete pipe shall be furnished by a plant
meeting National Precast Concrete Association Plant Certification Program or American Concrete Pipe
Association QCast Plant Certification program. RCP shall conform to the requirements of ASTM C76.
The nominal length for RCP pipe shall not be less than 8 feet.
Concrete used for casting RCP shall have a minimum compressive strength of 4000 psi. Concrete cement
shall meet the requirements of ASTM C150.
RCP shall have a minimum absorption value of 9 percent when tested according to ASTM C497, Section
7, Method A.
701-2.10 Ductile Iron pipe (DIP). Ductile iron pipe and fittings shall meet the requirements of AWWA
C151, thickness Class 52 minimum (or higher if shown on the plans).
Ductile iron pipe shall be cement-mortar lined per AWWA C104. Pipe shall be asphalt coated per
AWWA C151.
Manufacturing quality control testing of ductile iron pipe shall meet the requirements of ASTM A746.
701-2.11 Joining pipe. Joints shall be made with rubber gaskets.
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a. Concrete pipe. Concrete pipe may be either bell and spigot or tongue and groove. Pipe sections
at joints shall be fully seated and the inner surfaces flush and even. Concrete pipe joints shall be
sealed with rubber gaskets meeting ASTM C443 when leak resistant joints are required.
b. Ductile Iron pipe. Ductile iron storm drainage pipe joints shall meet the following requirements:
a. Push-on joint per AWWA C111
b. Rubber gasket per AWWA C111
701-2.12 Bedding. The bedding surface for the pipe shall provide a foundation of uniform density to
support the pipe throughout its entire length. Bedding material shall be crushed aggregate top course per
WSDOT std. spec. 9-03.9(3).
701-2.13 Embedment Material Requirements
a. Paved Areas. Embedment material shall be controlled-low strength material (CLSM) per
Specification Section P-153. The trench width shall not exceed the width required for each pipe
size. CLSM shall be filled up to the top of subgrade and left neat to the subgrade elevation.
CLSM shall cure to the design strength prior to placing material over it.
b. Non-paved areas. Non-paved areas shall be backfilled with native material, gravel borrow (per
WSDOT std. spec. 9-03.12(3) or as approved by the Engineer. Material shall be compacted to
90% max. dry density.
c. Utility Locate Wire. All buried stormwater pipe shall have a utility locate wire installed above
the pipe.
d. Utility Marking Tape. All buried stormwater pipe shall have a 4-inch-wide marking tape
installed at the top of the pipe and shall meet the requirements of APWA color standards.
Material shall be non-degradable.
CONSTRUCTION METHODS
701-3.1 Excavation. The width of the pipe trench shall be sufficient to permit satisfactory jointing of the
pipe and thorough tamping of the bedding material under and around the pipe, but it shall not be less than
the external diameter of the pipe plus 12 inches on each side. The trench walls shall be approximately
vertical.
Trenching and shoring shall meet the requirements of the Washington Administration Code (WAC) 296-
155, Part N. The Contractor shall comply with all current federal, state and local rules and regulations
governing the safety of men and materials during the excavation, installation and backfilling operations.
Specifically, the Contractor shall observe that all requirements of the Occupational Safety and Health
Administration (OSHA) relating to excavations, trenching, and shoring are strictly adhered to. The width
of the trench shall be sufficient to permit satisfactorily jointing of the pipe and thorough compaction of
the bedding material under the pipe and backfill material around the pipe, but it shall not be greater than
the widths shown on the plans trench detail.
Where rock, hardpan, or other unyielding material is encountered, the Contractor shall remove it from
below the foundation grade for a depth of at least 8 inches or 1/2 inch for each foot of fill over the top of
the pipe (whichever is greater) but for no more than three-quarters of the nominal diameter of the pipe.
The excavation below grade should be filled with granular material to form a uniform foundation.
Where a firm foundation is not encountered at the grade established, due to soft, spongy, or other unstable
soil, the unstable soil shall be removed and replaced with approved granular material for the full trench
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width. The ENGINEER shall determine the depth of removal necessary. The granular material shall be
compacted to provide adequate support for the pipe.
The excavation for pipes placed in embankment fill shall not be made until the embankment has been
completed to a height above the top of the pipe as shown on the plans.
701-3.2 Laying pipe. The pipe laying shall begin at the lowest point of the trench and proceed upgrade.
The lower segment of the pipe shall be in contact with the bedding throughout its full length. Bell or
groove ends of rigid pipes and outside circumferential laps of flexible pipes shall be placed facing
upgrade.
Paved or partially lined pipe shall be placed so that the longitudinal center line of the paved segment
coincides with the flow line.
Elliptical and elliptically reinforced concrete pipes shall be placed with the manufacturer’s reference lines
designating the top of the pipe within five degrees of a vertical plane through the longitudinal axis of the
pipe.
701-3.3 Embedment and Overfill. Pipes shall be inspected before any fill material is placed; any pipes
found to be out of alignment, unduly settled, or damaged shall be removed and re-laid or replaced at the
Contractor’s expense.
701-3.4 Placement of Embedment Material
The embedment material shall be compacted in layers not exceeding 6 inches on each side of the pipe and
shall be brought up one foot above the top of the pipe or to natural ground level, whichever is greater.
Thoroughly compact the embedment material under the haunches of the pipe without displacing the pipe.
Material shall be brought up evenly on each side of the pipe for the full length of the pipe.
When the top of the pipe is above the top of the trench, the embedment material shall be compacted in
layers not exceeding 6 inches and shall be brought up evenly on each side of the pipe to one foot above
the top of the pipe. All embedment material shall be compacted to a density required under Item P-152.
Concrete cradles and flowable fills, such as controlled low strength material (CLSM) per Section P-153
may be used for embedment provided adequate flotation resistance can be achieved by restraints,
weighing, or placement technique.
It shall be the Contractor’s responsibility to protect installed pipes and culverts from damage due to
construction equipment operations. The Contractor shall be responsible for installation of any extra
strutting or backfill required to protect pipes from the construction equipment.
701-3.5 Overfill
Pipes shall be inspected before any overfill is in place. Any pipes found to be out of alignment, unduly
settled, or damaged shall be removed and replaced at the Contractor’s expense. Evaluation of any
damage to RCP shall be evaluated based on AASHTO R73.
Overfill material shall be place and compacted in layers as required to achieve compaction to at least 95
percent standard proctor per ASTM D1557. The soil shall contain no debris, organic matter, frozen
material, or stones with a diameter greater than one half the thickness of the compacted layers being
placed.
701-3.6 Inspection Requirements
An initial post installation inspection shall be performed by the ENGINEER no sooner than 30 days after
completion of installation and final backfill. Clean or flush all lines prior to inspection.
Use a camera with lighting suitable to allow a clear picture of the entire periphery of the pipe interior.
Center the camera in the pipe both vertically and horizontally and be able to pan and tilt to a 90-degree
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angle with the axis of the pipe rotating 360 degrees. Use equipment to move the camera through the pipe
that will not obstruct the camera’s view or interfere with proper documentation of the pipe’s condition.
The video image shall be clear, focused, and relatively free from roll, static, or other image distortion
qualities that would prevent the reviewer from evaluating the condition of the pipe.
Incorporate specific inspection requirements for the various types of pipes beneath the general inspection
requirements.
Reinforced concrete pipe shall be inspected, evaluated, and reported on in accordance with ASTM C1840,
“Standard Practice for Inspection and Acceptance of Installed Reinforced Concrete Culvert, Storm Drain,
and Storm Sewer Pipe.” Any issues reported shall include still photo and video documentation. The
zoom ratio shall be provided for all still or video images that document any issues of concern by the
inspection firm.
701-3.7 Trenchless Pipe Repair
The Contractor shall plug the outfall of the downstream manhole to be the receiving area for flushing.
The Contractor shall flush sediment out from the existing pipe, excavate the sediment from the
downstream manhole and repeat the flushing process until the pipe is free from sediment. Once the
sediment has been removed, the contractor shall CCTV the pipe to determine the condition. If
remediation is determined to be needed by the Engineer, the Contractor shall provide a trenchless pipe
repair to the existing pipe according to industry standards and practice. The lining shall be done by a
company with 5 years of experience doing this kind of repair. Submit qualifications for the subcontractor
to perform the repair for approval.
METHOD OF MEASUREMENT
701-4.1 12-Inch Reinforced Concrete Pipe shall be measured in linear feet of pipe in place, completed,
and accepted. It shall be measured along the centerline of the pipe from end or inside face of structure to
the end or inside face of structure, whichever is applicable. The size of pipe shall be measured separately.
All fittings shall be included in the footage as typical pipe sections in the pipe being measured.
701-4.2 12-Inch Ductile Iron Pipe shall be measured in linear feet of pipe in place, completed, and
accepted. It shall be measured along the centerline of the pipe from end or inside face of structure to the
end or inside face of structure, whichever is applicable. The size of pipe shall be measured separately. All
fittings shall be included in the footage as typical pipe sections in the pipe being measured.
701-4.3. Remove Existing Storm Drainage Pipe: The length of pipe shall be measured in linear feet of
pipe removed and accepted. It shall be measured along the centerline of the pipe from end or inside face
of structure to the end or inside face of structure, whichever is applicable. No separate measurement for
size of pipe shall be completed.
701-4.4. Connect to Existing Storm Structure: The Connect to Existing Storm Structure shall be
measured by each for the connection of new pipe to an existing structure or pipe. All fittings, coring,
blocking, patching, and other incidentals to allow a clean, watertight connection to the existing structure.
701-4.5. Abandon Existing Storm Drainage Pipe: Abandon Existing Storm Drainage Pipe shall be
measure for the linear foot of grout pumped into the pipe for permanent abandonment. All work for this
item shall be included in Item 701-5.5.
701-4.6. Connect Existing Pipe to New Structure shall be measured for each connection for existing pipe
to a new structure or pipe. All labor, materials, coring, couplings, and equipment shall be included in the
measurement for this item. This is different than Item 701-4.4.
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701-4.7 Trenchless Pipe Repair shall be inclusive of all sediment removal, plugs, labor, equipment, lining
of the pipe, and CCTV. The measurement shall be per the linear foot of pipe to be repaired or sediment
removed.
BASIS OF PAYMENT
701-5.0 These prices shall fully compensate the Contractor for furnishing all materials and for all
preparation, excavation, and installation of these materials; and for all labor, equipment, tools, and
incidentals necessary to complete the item.
Payment will be made at the contract unit price under:
Item D-701-5.1 12-Inch Reinforced Concrete Pipe per linear foot
Item D-701-5.2 12-Inch Ductile Iron Pipe per linear foot
Item D-701-5.3 Remove Existing Storm Drainage Pipe per linear foot
Item D-701-5.4 Connect to Existing Storm Structure per each
Item D-701-5.5 Abandon Existing Storm Drainage Pipe per linear foot
Item D-701-5.6 Connect Existing Pipe to New Structure per each
Item D-701-5.7 Trenchless Pipe Repair per linear foot.
REFERENCES
The publications listed below form a part of this specification to the extent referenced. The publications
are referred to within the text by the basic designation only.
American Association of State Highway and Transportation Officials (AASHTO)
AASHTO R73 Standard Practice for Evaluation of Precast Concrete Pipe, Box Culverts,
Manholes, and Drainage Inlets
ASTM International (ASTM)
ASTM A536 Standard Specification for Ductile Iron Castings
ASTM A536 Standard Specification for Ductile Iron Gravity Sewer Pipe
AASHTO R73 Standard Practice for Evaluation of Precast Concrete Drainage
Productions
ASTM A746 Standard Specification for Ductile Iron Gravity Sewer Pipe
ASTM C76 Standard Specification for Reinforced Concrete Culvert, Storm Drain,
and Sewer Pipe
ASTM C150 Standard Specification for Portland Cement
ASTM C443 Standard Specification for Joints for Concrete Pipe and Manholes, Using
Rubber Gaskets
ASTM C506 Standard Specification for Reinforced Concrete Arch Culvert, Storm
Drain, and Sewer Pipe
ASTM C507 Standard Specification for Reinforced Concrete Elliptical Culvert, Storm
Drain and Sewer Pipe
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ASTM C655 Standard Specification for Reinforced Concrete D-Load Culvert, Storm
Drain and Sewer Pipe
ASTM C990 Standard Specification for Joints for Concrete Pipe, Manholes, and
Precast Box Sections Using Preformed Flexible Joint Sealants
ASTM C1433 Standard Specification for Precast Reinforced Concrete Monolithic Box
Sections for Culverts, Storm Drains, and Sewers
ASTM C1479 Standard Practice for Installation of Precast Concrete Sewer, Storm
Drain, and Culvert Pipe Using Standard Installations
ASTM C1577 Standard Specification for Precast Reinforced Concrete Monolithic Box
Sections for Culverts, Storm Drains, and Sewers Designed According to
AASHTO LRFD
ASTM C1786 Standard Specification for Segmental Precast Reinforced Concrete Box
Sections for Culverts, Storm Drains, and Sewers Designed According to
AASHTO LRFD
ASTM C1840 Standard Practice for Inspection and Acceptance of Installed Reinforced
Concrete Culvert, Storm Drain, and Storm Sewer Pipe
ASTM D1056 Standard Specification for Flexible Cellular Materials Sponge or
Expanded Rubber
ASTM D3282 Standard Practice for Classification of Soils and Soil-Aggregate Mixtures
for Highway Construction Purposes
American Water Works Association
AWWA C104 Cement-Mortar Lining for Ductile-Iron Pipe and Fittings
AWWA C111 Rubber-Gasket Joints for Ductile-Iron Pressure Pipe and Fittings
AWWA C151 Ductile-Iron Pipe, Centrifugally Cast
National Fire Protection Association (NFPA)
NFPA 415 Standard on Airport Terminal Buildings, Fueling Ramp Drainage, and
Loading Walkways
END ITEM D-701
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Item D-705 Pipe Underdrains for Airports
DESCRIPTION
705-1.1 This item shall consist of the construction of pipe drains in accordance with these specifications
and in reasonably close conformity with the lines and grades shown on the plans.
MATERIALS
705-2.1 General. Materials shall meet the requirements shown on the plans and specified below.
705-2.2 Pipe. The pipe shall be of the type called for on the plans or in the proposal and shall be in
accordance with the following appropriate requirements.
ASTM F758 Standard Specification for Smooth-Wall Poly (Vinyl Chloride) (PVC)
Plastic Underdrain Systems for Highway, Airport, and Similar Drainage
ASTM F794 Standard Specification for Poly (Vinyl Chloride) (PVC) Profile Gravity
Sewer Pipe & Fittings Based on Controlled Inside Diameter
ASTM F949 Standard Specification for Poly (Vinyl Chloride) (PVC) Corrugated
Sewer Pipe with a Smooth Interior and Fittings
705-2.3 Joint mortar. Pipe joint mortar shall consist of one part by volume of Portland cement and two
parts sand. The Portland cement shall conform to the requirements of ASTM C150, Type I. The sand
shall conform to the requirements of ASTM C144.
705-2.4 Elastomeric seals. Elastomeric seals shall conform to the requirements of ASTM F477.
705-2.5 Porous backfill. Porous backfill shall be free of clay, humus, or other objectionable matter, and
shall conform to the gradation in Table 1 when tested in accordance with ASTM C136.
Table 1. Gradation of Porous Backfill
Sieve Designation (square openings) Percentage by Weight Passing Sieves
Porous Material No. *
1-1/2 inch 100
1 inch 90-100
3/8 inch 25-60
No. 4 5-40
No. 8 0-20
705-2.6 Granular material. Granular material used for backfilling shall conform to the requirements of
ASTM D2321 for Class IA, IB, or II materials.
705-2.7 Filter fabric. The filter fabric shall conform to the requirements of AASHTO M288 Class 2 or
equivalent.
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Table 2. Fabric Properties
Fabric Property Test Method Test Requirement
Grab Tensile Strength, lbs ASTM D4632 125 min
Grab Tensile Elongation % ASTM D4632 50 min
Burst Strength, psi ASTM D3785 125 min
Trapezoid Tear Strength, lbs ASTM D4533 55 min
Puncture Strength, lbs ASTM D4833 40 min
Abrasion, lbs ASTM D4886 15 max loss
Equivalent Opening Size ASTM D4751 70-100
Permittivity sec-1 ASTM D4491 0.80
Accelerated Weathering (UV Stability)
(Strength Retained - %)
ASTM D4355
*(500 hrs exposure) 70
705-2.8 Controlled low-strength material (CLSM). CLSM is not used for backfilling around
underdrains.
CONSTRUCTION METHODS
705-3.1 Equipment. All equipment required for the construction of pipe underdrains shall be on the
project, in good working condition, and approved by the Engineer before construction is permitted to
start.
705-3.2 Excavation. The width of the pipe trench shall be sufficient to permit satisfactory jointing of the
pipe and thorough tamping of the bedding material under and around the pipe but shall not be less than
the external diameter of the pipe plus 6 inches on each side of the pipe. The trench walls shall be
approximately vertical.
Where rock, hardpan, or other unyielding material is encountered, it shall be removed below the
foundation grade for a depth of at least 4 inches. The excavation below grade shall be backfilled with
selected fine compressible material, such as silty clay or loam, and lightly compacted in layers not over 6
inches in uncompacted depth to form a uniform but yielding foundation.
Where a firm foundation is not encountered at the grade established, due to soft, spongy, or other unstable
soil, the unstable soil shall be removed and replaced with approved granular material for the full trench
width. The Engineer shall determine the depth of removal necessary. The granular material shall be
compacted to provide adequate support for the pipe.
Excavated material not required or acceptable for backfill shall be disposed of by the Contractor as
directed by the Engineer. The excavation shall not be carried below the required depth; if this occurs, the
trench shall be backfilled at the Contractor’s expense with material approved by the Engineer and
compacted to the density of the surrounding material.
The pipe bedding shall be constructed uniformly over the full length of the pipe barrel, as required on the
plans. The maximum aggregate size shall be 1 inch when the bedding thickness is less than 6 inches, and
1-1/2 inch when the bedding thickness is greater than 6 inches. Bedding shall be loosely placed,
uncompacted material under the middle third of the pipe prior to placement of the pipe.
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The Contractor shall do trench bracing, sheathing, or shoring necessary to perform and protect the
excavation as required for safety and conformance to federal, state, and local laws. Unless otherwise
provided, the bracing, sheathing, or shoring shall be removed by the Contractor after the backfill has
reached at least 12 inches over the top of the pipe. The sheathing or shoring shall be pulled as the granular
backfill is placed and compacted to avoid any unfilled spaces between the trench wall and the backfill
material. The cost of bracing, sheathing, or shoring, and the removal of same, shall be included in the unit
price bid per foot for the pipe.
705-3.3 Laying and installing pipe.
a. PVC, fiberglass, or polyethylene pipe. PVC or polyethylene pipe shall be installed in accordance
with the requirements of ASTM D2321. Perforations shall meet the requirements of AASHTO M252 or
AASHTO M294 Class 2, unless otherwise indicated on the plans. The pipe shall be laid accurately to line
and grade.
b. All types of pipe. The upgrade end of pipelines, not terminating in a structure, shall be plugged or
capped as approved by the Engineer.
Unless otherwise shown on the plans, a 4-inch bed of granular backfill material shall be spread in the
bottom of the trench throughout the entire length under all perforated pipe underdrains.
Pipe outlets for the underdrains shall be constructed when required or shown on the plans. The pipe
shall be laid with tight-fitting joints. Porous backfill is not required around or over pipe outlets for
underdrains. All connections to other drainage pipes or structures shall be made as required and in a
satisfactory manner. If connections are not made to other pipes or structures, the outlets shall be protected
and constructed as shown on the plans.
e. Filter fabric. The filter fabric shall be installed in accordance with the manufacturer’s
recommendations, or in accordance with the AASHTO M288 Appendix, unless otherwise shown on the
plans.
705-3.4 Not Used.
705-3.5 Not Used.
705-3.6 Embedment and Backfill
a. Earth. All trenches and excavations shall be backfilled soon after the pipes are installed unless
additional protection of the pipe is directed. The embedment material shall be select material from
excavation or borrow and shall be approved by the Engineer. The select material shall be placed on each
side of the pipe out to a distance of the nominal pipe diameter and one foot over the top of the pipe and
shall be readily compacted. It shall not contain stones 3 inches or larger in size, frozen lumps, chunks of
highly plastic clay, or any other material that is objectionable to the Engineer. The material shall be
moistened or dried, as required to aid compaction. Placement of the embedment material shall not cause
displacement of the pipe. Thorough compaction under the haunches and along the sides to the top of the
pipe shall be obtained.
The embedment material shall be placed in loose layers not exceeding 6 inches in depth under and
around the pipe. Backfill material over the pipe shall be placed in lifts not exceeding 8 inches. Successive
layers shall be added and thoroughly compacted by hand and pneumatic tampers, approved by the
Engineer, until the trench is completely filled and brought to the planned elevation. Embedment and
backfilling shall be done to avoid damaging top or side of the pipe.
In embankments and other unpaved areas, the backfill shall be compacted per Item P-152 to the
density required for embankments in unpaved areas. Under paved areas, the subgrade and any backfill
shall be compacted per Item P-152 to the density required for embankments for paved areas.
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b. Granular backfill. When granular backfill is required, placement in the trench and about the pipe
shall be as shown on the plans. The granular backfill shall not contain an excessive amount of foreign
matter, nor shall soil from the sides of the trench or from the soil excavated from the trench be allowed to
filter into the granular backfill. When required by the Engineer, a template shall be used to properly place
and separate the two sizes of backfill. The backfill shall be placed in loose layers not exceeding 6 inches
in depth. The granular backfill shall be compacted by hand and pneumatic tampers to the requirements as
given for embankment. Backfilling shall be done to avoid damaging top or side pressure on the pipe. The
granular backfill shall extend to the elevation of the trench or as shown on the plans.
When perforated pipe is specified, granular backfill material shall be placed along the full length of
the pipe. The position of the granular material shall be as shown on the plans. If the original material
excavated from the trench is pervious and suitable, it shall be used in lieu of porous backfill No. 1.
If porous backfill is placed in paved or adjacent to paved areas before grading or subgrade operations
is completed, the backfill material shall be placed immediately after laying the pipe. The depth of the
granular backfill shall be not less than 12 inches, measured from the top of the underdrain. During
subsequent construction operations, a minimum depth of 12 inches of backfill shall be maintained over
the underdrains. When the underdrains are to be completed, any unsuitable material shall be removed
exposing the porous backfill. Porous backfill containing objectionable material shall be removed and
replaced with suitable material. The cost of removing and replacing any unsuitable material shall be at the
Contractor’s expense.
If a granular subbase blanket course is used which extends several feet beyond the edge of paving to
the outside edge of the underdrain trench, the granular backfill material over the underdrains shall be
placed in the trench up to an elevation of 2 inches above the bottom surface of the granular subbase
blanket course. Immediately prior to the placing of the granular subbase blanket course, the Contractor
shall blade this excess trench backfill from the top of the trench onto the adjacent subgrade where it can
be incorporated into the granular subbase blanket course. Any unsuitable material that remains over the
underdrain trench shall be removed and replaced. The subbase material shall be placed to provide clean
contact between the subbase material and the underdrain granular backfill material for the full width of
the underdrain trench.
c. Controlled low-strength material (CLSM). CLSM is not used.
705-3.7 Flexible Pipe Ring Deflection. Not used.
705-3.8Connections. When the plans call for connections to existing or proposed pipe or structures, these
connections shall be watertight and made to obtain a smooth uniform flow line throughout the drainage
system.
705-3.9 Cleaning and restoration of site. After the backfill is completed, the Contractor shall dispose of
all surplus material, soil, and rubbish from the site. Surplus soil may be deposited in embankments,
shoulders, or as directed by the Engineer. Except for paved areas of the airport, the Contractor shall
restore all disturbed areas to their original condition.
METHOD OF MEASUREMENT
705-4.1 The length of pipe shall be the number of linear feet (meters) of pipe underdrains in place,
completed, and approved; measured along the centerline of the pipe from end or inside face of structure to
the end or inside face of structure, whichever is applicable. The several classes, types, and sizes shall be
measured separately. All fittings shall be included in the footage as typical pipe sections in the pipeline
being measured.
705-4.2. The quantity of pipe underdrains shall be measured per linear foot complete, including porous
backfill and filter fabric.
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705-4.3. The quantity of underdrain cleanouts shall be measured by the unit.
705-4.4. The quantity of underdrain pipe plugs shall be measured by the unit.
BASIS OF PAYMENT
705-5.1 Payment will be made at the contract unit price per linear foot for pipe underdrains of the type,
class, and size designated. Pipe underdrains, including porous backfill and filter fabric, shall be made at
the contract unit price per linear foot.
705-5.2 Payment will be made at contract unit price per each underdrain cleanout as shown on the plans
including excavation, size, placement, backfilling, cleanout lid, and connection to the underdrain system.
705-5.3 Payment will be made at the contract unit price per linear foot for outfall pipe of the type, class,
and size designated. Pipe, including bedding backfill and compaction, shall be made at the contract unit
price per linear foot.
705-5.4 Payment will be made at the contract unit price per each installation of Underdrain Pipe Plug of
the type, material, class, and size designated on the Plans.
These prices shall be full compensation for furnishing all materials and for all preparation, excavation,
and installation of these materials, and for all labor, equipment, tools, and incidentals necessary to
complete the item.
Payment will be made under:
Item P-705-5.1 6-inch Conventional Underdrain - per linear foot
Item P-705-5.2 Underdrain Cleanout - per each
Item P-705-5.3 6-inch Underdrain Outfall Pipe - per linear foot
REFERENCES
The publications listed below form a part of this specification to the extent referenced. The publications
are referred to within the text by the basic designation only.
ASTM International (ASTM)
ASTM C136 Standard Test Method for Sieve or Screen Analysis of Fine and Coarse
Aggregates
ASTM F477 Standard Specification for Elastomeric Seals (Gaskets) for Joining
Plastic Pipe
ASTM F758 Standard Specification for Smooth Wall Poly (Vinyl Chloride) (PVC)
Plastic Underdrain Systems for Highway, Airport, and Similar Drainage
ASTM F794 Standard Specification for Poly (Vinyl Chloride) (PVC) Profile Gravity
Sewer Pipe & Fittings Based on Controlled Inside Diameter
ASTM F949 Standard Specification for Poly (Vinyl Chloride) (PVC) Corrugated
Sewer Pipe with a Smooth Interior and Fittings
American Association of State Highway and Transportation Officials (AASHTO)
AASHTO M252 Standard Specification for Corrugated Polyethylene Drainage Pipe
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AASHTO M288 Standard Specification for Geotextile Specification for Highway
Applications
AASHTO M294 Standard Specification for Corrugated Polyethylene Pipe, 300- to 1500-
mm (12- to 60-in.) Diameter
AASHTO M304 Standard Specification for Poly (Vinyl Chloride) (PVC) Profile Wall
Drain Pipe and Fittings Based on Controlled Inside Diameter
END OF ITEM D-705
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Item D-751 Manholes, Catch Basins, Inlets and Inspection Holes
DESCRIPTION
751-1.1 This item shall consist of construction of manholes, catch basins, inlets, and inspection holes, in
accordance with these specifications, at the specified locations and conforming to the lines, grades, and
dimensions shown on the plans or required by the Engineer.
MATERIALS
751-2.1 Not Used.
751-2.2 Mortar. Mortar shall consist of one part Portland cement and two parts sand. The cement shall
conform to the requirements of ASTM C150, Type I. The sand shall conform to the requirements of
ASTM C144.
751-2.3 Concrete. Plain and reinforced concrete used in structures, connections of pipes with structures,
and the support of structures or frames shall conform to the requirements of Item P-610.
751-2.4 Precast concrete pipe manhole rings. Precast concrete pipe manhole rings shall conform to the
requirements of ASTM C478. Unless otherwise specified, the risers and offset cone sections shall have an
inside diameter of not less than 36 inches nor more than 48 inches . There shall be a gasket between
individual sections and sections cemented together with mortar on the inside of the manhole. Gaskets
shall conform to the requirements of ASTM C443.
751-2.5 Corrugated metal. Corrugated metal shall conform to the requirements of American Association
of State Highway and Transportation Officials (AASHTO) M36.
751-2.6 Frames, covers, and grates. The castings shall conform to one of the following requirements:
a. ASTM A48, Class 35B: Gray iron castings
b. ASTM A47: Malleable iron castings
c. ASTM A27: Steel castings
d. ASTM A283, Grade D: Structural steel for grates and frames
e. ASTM A536, Grade 65-45-12: Ductile iron castings
f. ASTM A897: Austempered ductile iron castings
All castings or structural steel units shall conform to the dimensions shown on the plans and shall be
designed to support the loadings, aircraft gear configuration and/or direct loading, specified. Castings
shall be aircraft rated for a minimum of 100,000 pounds and maximum tire pressure of 250 psi.
Each frame and cover or grate unit shall be provided with fastening members to prevent it from being
dislodged by traffic, but which will allow easy removal for access to the structure.
All castings shall be thoroughly cleaned. After fabrication, structural steel units shall be galvanized in the
factory to meet the requirements of ASTM A123.
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751-2.7 Steps. The steps or ladder bars shall be gray or malleable cast iron or galvanized steel. The steps
shall be the size, length, and shape shown on the plans and those steps that are not galvanized shall be
given a coat of asphalt paint, when directed.
751-2.8 Precast inlet structures. Manufactured in accordance with and conforming to ASTM C913.
751-2.9 Submittals. Structures shown in the Plans to be aircraft rated shall be rated for aircraft wheel
loads of 100,000 lbs. as described in FAA AC 150/5320-6G, Appendix B. Structural calculations shall be
submitted to the Engineer for approval for each structure type (i.e., manholes, catch basins, etc.).
Calculations shall be sealed by a licensed engineer in the State of Washington.
CONSTRUCTION METHODS
751-3.1 Unclassified excavation.
a. The Contractor shall excavate for structures and footings to the lines and grades or elevations,
shown on the plans, or as staked by the Engineer. The excavation shall be of sufficient size to permit the
placing of the full width and length of the structure or structure footings shown. The elevations of the
bottoms of footings, as shown on the plans, shall be considered as approximately only; and the Engineer
may direct, in writing, changes in dimensions or elevations of footings necessary for a satisfactory
foundation.
b. Boulders, logs, or any other objectionable material encountered in excavation shall be removed.
All rock or other hard foundation material shall be cleaned of all loose material and cut to a firm surface
either level, stepped, or serrated, as directed by the Engineer. All seams or crevices shall be cleaned out
and grouted. All loose and disintegrated rock and thin strata shall be removed. Where concrete will rest
on a surface other than rock, the bottom of the excavation shall not be disturbed and excavation to final
grade shall not be made until immediately before the concrete or reinforcing is placed.
c. The Contractor shall do all bracing, sheathing, or shoring necessary to implement and protect the
excavation and the structure as required for safety or conformance to governing laws. The cost of bracing,
sheathing, or shoring shall be included in the unit price bid for the structure.
d. All bracing, sheathing, or shoring involved in the construction of this item shall be removed by the
Contractor after the completion of the structure. Removal shall not disturb or damage finished masonry.
The cost of removal shall be included in the unit price bid for the structure.
e. After excavation is completed for each structure, the Contractor shall notify the Engineer. No
concrete or reinforcing steel shall be placed until the Engineer has approved the depth of the excavation
and the character of the foundation material.
751-3.2 Not Used.
751-3.3 Concrete structures. Concrete structures which are to be cast-in-place within the project
boundaries shall be built on prepared foundations, conforming to the dimensions and shape indicated on
the plans. The construction shall conform to the requirements specified in Item P-610. Any reinforcement
required shall be placed as indicated on the plans and shall be approved by the Engineer before the
concrete is placed.
All invert channels shall be constructed and shaped accurately to be smooth, uniform, and cause
minimum resistance to flowing water. The interior bottom shall be sloped to the outlet.
751-3.4 Precast concrete structures. Precast concrete structures shall be furnished by a plant meeting
National Precast Concrete Association Plant Certification Program or another Engineer approved third
party certification program.
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Precast concrete structures shall conform to ASTM C478. Precast concrete structures shall be constructed
on prepared or previously placed slab foundations conforming to the dimensions and locations shown on
the plans. All precast concrete sections necessary to build a completed structure shall be furnished. The
different sections shall fit together readily. Joints between precast concrete risers and tops shall be full
bedded in cement mortar and shall: (1) be smoothed to a uniform surface on both interior and exterior of
the structure or (2) utilize a rubber gasket per ASTM C443. The top of the upper precast concrete section
shall be suitably formed and dimensioned to receive the metal frame and cover or grate as required.
Provision shall be made for any connections for lateral pipe, including drops and leads that may be
installed in the structure. The flow lines shall be smooth, uniform, and cause minimum resistance to flow.
The metal or metal encapsulated steps that are embedded or built into the side walls shall be aligned and
placed in accordance with ASTM C478. When a metal ladder replaces the steps, it shall be securely
fastened into position.
751-3.5 Corrugated metal structures. Corrugated metal structures shall be prefabricated. All standard
or special fittings shall be furnished to provide pipe connections or branches with the correct dimensions
and of sufficient length to accommodate connecting bands. The fittings shall be welded in place to the
metal structures. The top of the metal structure shall be designed so that either a concrete slab or metal
collar may be attached to allow the fastening of a standard metal frame and grate or cover. Steps or
ladders shall be furnished as shown on the plans. Corrugated metal structures shall be constructed on
prepared foundations, conforming to the dimensions and locations as shown on the plans. When
indicated, the structures shall be placed on a reinforced concrete base.
751-3.6 Inlet and outlet pipes. Inlet and outlet pipes shall extend through the walls of the structures a
sufficient distance beyond the outside surface to allow for connections. They shall be cut off flush with
the wall on the inside surface of the structure, unless otherwise directed. For concrete or brick structures,
mortar shall be placed around these pipes to form a tight, neat connection.
751-3.7 Placement and treatment of castings, frames, and fittings. All castings, frames, and fittings
shall be placed in the positions indicated on the plans or as directed by the Engineer and shall be set true
to line and elevation. If frames or fittings are to be set in concrete or cement mortar, all anchors or bolts
shall be in place before the concrete or mortar is placed. The unit shall not be disturbed until the mortar or
concrete has set.
When frames or fittings are placed on previously constructed masonry, the bearing surface of the masonry
shall be brought true to line and grade and shall present an even bearing surface so the entire face or back
of the unit will come in contact with the masonry. The unit shall be set in mortar beds and anchored to the
masonry as indicated on the plans or as directed by the Engineer. All units shall set firm and secure.
After the frames or fittings have been set in final position, the concrete or mortar shall be allowed to
harden for seven (7) days before the grates or covers are placed and fastened down.
When structures are located within the runway safety area, POFA, RPZ, etc., the elevation of the
structures shall be set to meet the grading requirements of these areas. Structures shall be flush with the
surrounding grade.
751-3.8 Installation of steps. The steps shall be installed as indicated on the plans or as directed by the
Engineer. When the steps are to be set in concrete, they shall be placed and secured in position before the
concrete is placed. When the steps are installed in brick masonry, they shall be placed as the masonry is
being built. The steps shall not be disturbed or used until the concrete or mortar has hardened for at least
seven (7) days. After seven (7) days, the steps shall be cleaned and painted, unless they have been
galvanized.
When steps are required with precast concrete structures, they shall meet the requirements of ASTM
C478. The steps shall be cast into the side of the sections at the time the sections are manufactured or set
in place after the structure is erected by drilling holes in the concrete and cementing the steps in place.
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When steps are required with corrugated metal structures, they shall be welded into aligned position at a
vertical spacing of 12 inches.
Instead of steps, prefabricated ladders may be installed. For brick or concrete structures, the ladder shall
be held in place by grouting the supports in drilled holes. For metal structures, the ladder shall be secured
by welding the top support to the structure and grouting the bottom support into drilled holes in the
foundation or as directed by the Engineer.
751-3.9 Backfilling.
a. After a structure has been completed, the area around it shall be backfilled with approved material,
in horizontal layers not to exceed 8 inches in loose depth and compacted to the density required in Item P-
152. Each layer shall be deposited evenly around the structure to approximately the same elevation. The
top of the fill shall meet the elevation shown on the plans or as directed by the Engineer.
b. Backfill shall not be placed against any structure until approved by the Engineer. For concrete
structures, approval shall not be given until the concrete has been in place seven (7) days, or until tests
establish that the concrete has attained sufficient strength to withstand any pressure created by the backfill
and placing methods.
c. Backfill shall not be measured for direct payment. Performance of this work shall be considered an
obligation of the Contractor covered under the contract unit price for the structure involved.
751-3.10 Cleaning and restoration of site. After the backfill is completed, the Contractor shall dispose
of all surplus material, dirt, and rubbish from the site. Surplus dirt may be deposited in embankments,
shoulders, or as approved by the Engineer. The Contractor shall restore all disturbed areas to their original
condition. The Contractor shall remove all tools and equipment, leaving the entire site free, clear, and in
good condition.
METHOD OF MEASUREMENT
751-4.1 Manholes, catch basins, inlets, and inspection holes shall be measured by the unit.
751-4.2 Removal of existing structures, catch basins, and manholes shall be measured by the unit.
751-4.3 Adjust structure to grades shall be measured by each unit.
BASIS OF PAYMENT
751-5.1 The accepted quantities of manholes, catch basins, inlets, and inspection holes will be paid for at
the contract unit price per each in place when completed. This price shall be full compensation for
furnishing all materials and for all preparation, excavation, backfilling and placing of the materials;
furnishing and installation of such specials and connections to pipes and other structures as may be
required to complete the item as shown on the plans; and for all labor equipment, tools and incidentals
necessary to complete the structure.
751-5.2 The accepted quantities of removal of existing structures, catch basins, and manholes will be paid
for at the contract unit price per each when removed and accepted. This price shall be full compensation
for all preparation, excavation, backfilling and removal of the materials; completing any specials
connections to pipes and other structures as may be required to complete the item as shown on the plans;
and for all labor equipment, tools and incidentals necessary to complete the structure.
751-5.3 The accepted quantities of Adjust Structure to Grade will be paid for at the contract unit price per
each in place when completed. This price shall be full compensation for furnishing all materials and for
all preparation, excavation, backfilling and placing of the materials; furnishing and installation of such
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specials and other structures as may be required to complete the item as shown on the plans; and for all
labor equipment, tools and incidentals necessary to complete the structure.
Payment will be made under:
Item D-751-5.1 Remove Existing Catch Basin - per each
Item D-751-5.2 CB Type 1 - per each
Item D-751-5.3 CB Type 2 – 48” AIRCRAFT RATED per each
Item D-751-5.4 CB Type 3 – AIRCRAFT RATED per each
Item D-751-5.5 CB Type 4 – AIRCRAFT RATED SMH per each
Item D-751-5.6 Adjust Structure to Grade (Pavement) per each
Item D-751-5.7 Adjust Structure to Grade (Grass Infield) per each
REFERENCES
The publications listed below form a part of this specification to the extent referenced. The publications
are referred to within the text by the basic designation only.
ASTM International
ASTM A27 Standard Specification for Steel Castings, Carbon, for General
Application
ASTM A47 Standard Specification for Ferritic Malleable Iron Castings
ASTM A48 Standard Specification for Gray Iron Castings
ASTM A123 Standard Specification for Zinc (Hot-Dip Galvanized) Coatings on Iron
and Steel Products
ASTM A283 Standard Specification for Low and Intermediate Tensile Strength
Carbon Steel Plates
ASTM A536 Standard Specification for Ductile Iron Castings
ASTM A897 Standard Specification for Austempered Ductile Iron Castings
ASTM C32 Standard Specification for Sewer and Manhole Brick (Made from Clay
or Shale)
ASTM C144 Standard Specification for Aggregate for Masonry Mortar
ASTM C150 Standard Specification for Portland Cement
ASTM C443 Standard Specification for Joints for Concrete Pipe and Manholes, Using
Rubber Gaskets.
ASTM C478 Standard Specification for Precast Reinforced Concrete Manhole
Sections
ASTM C913 Standard Specification for Precast Concrete Water and Wastewater
Structures.
American Association of State Highway and Transportation Officials (AASHTO)
AASHTO M36 Standard Specification for Corrugated Steel Pipe, Metallic-Coated, for
Sewers and Drains
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END OF ITEM D-751
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Item L-100 Electrical General Requirements
DESCRIPTION
100-1.1 GENERAL. This Item includes furnishing and installing all material, equipment and
apparatus, and all labor, tools, services and equipment required for the following:
a. The demolition and salvage/removal of portions of the existing airfield lighting systems
including elements of the “Existing” (aka “Old”) Regulator Building (RB).
Installation shall be in accordance with Specifications FAA-C-1217 and FAA-C-1391 (current editions),
except as specified herein. Perform all work not included in the FAA Specifications in accordance with
the National Electrical Code, applicable local standards and regulations.
100-1.2 DEMOLITION AND SALVAGE.
a. Removal and/or salvage of airfield electrical elements is included under this Item shall include
the intent, but not be limited to the specific elements, of the following:
(1) Light fixtures and isolation transformers:
(2) Signs and isolation transformers:
(3) Constant current regulators and Control Modules: Salvage for re-installation or to
Owner.
b. Demolition (removal and non-salvage to Owner or for re-installation) of other airfield electrical
system elements shall include the intent, but not be limited to the specific elements, of the
following:
(1) Quartz lamp type lights
(2) Power and signal cables.
c. Demolition (removal and non-salvage) of other elements associated with the airfield electrical
system is included under other Items of this project. Elements covered shall include the intent, but
not be limited to the specific elements, of the following:
(1) Underground conduits and duct banks, both concrete encased and direct earth buried.
(2) Underground electrical concrete structures including manholes and handholes of
varying sizes.
(3) Sign and light concrete encased bases and miscellaneous concrete footings.
(4) Grading and backfill associated with removal of the foregoing elements shall be
covered under other Items of these specifications (P-152, “Excavation and
Embankment”).
100-1.3 RELATED DOCUMENTS. The General Provisions of the Contract, including General and
Special Conditions, apply to work specified in this Item.
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100-1.4 SPECIFICATIONS AND STANDARDS. As a supplement to the installation requirements
of this item, the following standard specifications and regulations of the issues in effect on the date of this
solicitation are incorporated herein by reference and are made a part hereof for electrical work and
installation and splicing of underground cables.
NEC National Electrical Code
FAA-STD-019 Lightning Protection, Grounding, Bonding and Shielding
Requirements for Facilities
FAA-C-1217 Electrical Work, Interior
FAA-C-1391 Installation, Termination, Splicing, and Transient/Surge Protection
of Underground Electrical Distribution System Power Cables
Utility Company Rules and
Regulations
Local Governing Bodies'
Codes and Regulations
100-1.5 SUBMITTALS, SHOP DRAWINGS AND MATERIAL LISTS. Prior to the installation
of any material and equipment and within 30 days of contract award, the Contractor shall submit to the
Owner for approval shop drawings, material lists and manufacturers' brochures containing complete
dimensional and performance characteristics, wiring diagrams, installation and operation instructions,
etc., for the equipment listed in the individual L-Series specification Items. The Contractor’s submittals
shall be pdf format tabbed by specification section.
A materials list shall be submitted listing each specification paragraph number and stating whether the
materials proposed are as specified or are substitutions. If the item is a substitute item, a complete
submittal as described in the above paragraph shall be provided for that item.
Submittal data shall be presented in a clear, precise and thorough manner. Clearly and boldly mark each
copy to identify pertinent products or models applicable to this project. Indicate all optional equipment
and delete non-pertinent data. Submittals for components of electrical equipment and systems shall
identify the equipment for which they apply on each submittal sheet. Markings shall be boldly and clearly
made with arrows or circles (highlighting is not acceptable). Contractor is solely responsible for delays in
project accruing directly or indirectly from late submissions or resubmissions of submittals.
Provide submittals for the following equipment under these Items:
a. Constant Current Regulators (CCR) and Appurtenances – various sizes and configurations as
needed.
b. Distribution and branch circuit panelboards and branch circuit breakers.
c. Disconnect switches.
d. Fuses.
e. Surge Protective Devices (SPD).
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f. Cable tray and wireways (gutters, trays, conduits and specialty fittings) with mounting hardware
and installation drawings.
g. 600 V power cables.
h. 600 V rated multi-pair or multi-conductor signal and control cables.
100-1.6 DIRECTIVE VERBS. The material in the L-Series specification Items and any referenced
FAA Advisory Circulars (ACs), Orders, Specifications and Standards contain criteria, recommended
practices and other guidance material which require the use of certain verbs such as SHALL, MUST,
SHOULD, WILL and MAY. In these specifications and reference materials the explicit meanings of
these verbs is as follows:
a. SHALL. The action is mandatory. For example: “Contractor SHALL coordinate with
Operations and Maintenance 2 hours before the end of each daylight work shift to verify that all
airfield lighting circuits are operational.”
b. MUST. The action is mandatory. For example: “The localizer station MUST automatically
shut down if the monitor detects an out of tolerance condition.”
c. SHOULD. The action is desirable or recommended. For example: “The glide slope SHOULD
be located 400 feet from the runway centerline.”
d. WILL. The action is to be taken in the future. For example: “These items WILL not be
available from Airport Maintenance.” or “Some facilities WILL be programmed for upgrading to
provide Category II performance.”
e. MAY. The action is permissible. For example: “… it is expected that the Contractor MAY
draw down this material for use in permanent installations.” or “parking of unattended vehicles or
aircraft within this area is prohibited at all times, except for maintenance vehicles which MAY be
parked adjacent to the equipment shelter.”
100-1.7 AIRFIELD LIGHTING SYSTEM OPERATIONAL TESTS. Prior to the end of every
work shift, the Contractor shall test and operate the effected airfield lighting and miscellaneous power
circuits early enough, prior to their need, as required to verify correct operation to the Resident Project
Representative (RPR) and Airport Operations.
EQUIPMENT AND MATERIALS
100-2.1 EQUIPMENT. Conduits, conduit fittings, conductors, connectors, boxes, wiring devices,
panelboards, and circuit breakers shall meet requirements of Specification FAA-C-1217.
100-2.2 PANELBOARDS AND CIRCUIT BREAKERS. Distribution and Branch Circuit
Panelboards and circuit breakers shall be per the following:
a. Product Type: NEMA PB1, circuit breaker type, lighting and appliance branch circuit
panelboard.
b. Panelboard Bus: Copper, current carrying components, ratings as indicated on Drawings.
Furnish copper ground bus in each panelboard; furnish insulated ground bus as indicated on
Drawings.
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c. Minimum Integrated Short Circuit Rating: 10,000 amperes rms symmetrical for 208/240 volt
panelboards; 14,000 amperes rms symmetrical for 480 volt panelboards, or as indicated on
Drawings.
d. Molded Case Circuit Breakers: NEMA AB 1, bolt-on type thermal magnetic trip circuit
breakers, with common trip handle for all poles, listed as Type SWD for lighting circuits, Type
HACR for air conditioning equipment circuits, Class A ground fault interrupter circuit breakers as
indicated on Drawings. Do not use tandem circuit breakers. All circuit breakers in motor
controllers shall have instantaneous trip units.
e. Enclosure: NEMA PB 1, Type 1.
f. Cabinet Front: Flush or Surface cabinet front with concealed trim clamps, concealed hinge,
metal directory frame, and flush lock keyed alike. Finish in manufacturer's standard gray enamel.
100-2.3 CONDUIT, INTERIOR. Conduits installed in building interiors shall be as follows:
a. Exposed conduit and fittings shall be rigid galvanized steel (RGS). Conduits run on the exterior
of the building above or below the grade for the earth grounding system shall be rigid zinc-coated
steel. Radius of bends in RGS shall be minimum 12 nominal pipe diameters.
b. Exposed conduits shall be galvanized steel electrical metallic tubing (EMT). Radius of bends in
EMT shall be minimum 12 nominal pipe diameters. EMT fittings shall be compression type – set
screw types are not acceptable.
c. Conduit run in concrete or below slab on grade shall be per paragraph 100-2.4 below.
100-2.4 CONDUIT, EXTERIOR. Conduits in concrete slabs, in block walls or exterior exposed
shall be rigid galvanized steel (RGS). Conduits run on the exterior of the building above or below the
grade for the earth grounding system shall be rigid zinc-coated steel. Radius of bends in RGS shall be
minimum 12 nominal pipe diameters. Rigid galvanized steel conduit run in concrete or below slab on
grade, or in the ground, shall be field wrapped or shall have factory-applied coating as required in
Specification FAA-C-1217. Field-made joints, fittings, abrasions and holidays shall be coated or
wrapped with material equal to the original coating or wrapping.
100-2.5 CONDUIT, UNDERGROUND. Conduits run underground are specified in Item L-110 of
these specifications.
100-2.6 600 VOLT WIRE. All wire shall have copper conductors. Size shall be American Wire
Gauge (AWG) with size for power circuit as shown on the project drawings. All Power wire shall be
stranded. Insulation shall be Type THWN-2 (above ground) or XHHW or XHHW-2 (below ground) and
shall be continuous and color coded as follows:
120/208V 277/480V
Line 1 or Phase "A" Black Brown
Line 2 or Phase "B" Red Orange
Phase "C" Blue Yellow
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Neutral White Gray
Ground See Item 100-3.5
Control Black with numbered adhesive
Markers on both ends
All wire shall be continuous; no splices will be permitted. All wire shall be drawn into conduit with
adequate lubricating compound to prevent damage to insulation. Pull tension shall not exceed
manufacturer's recommendation.
100-2.7 SIGNAL AND CONTROL CABLES: All signal and control cables shall have copper
conductors. Cable configuration and voltage rating shall be as shown on the plans. Assume 600 volt
rating if none is shown.
100-2.8 5KV WIRE. All 5 KV cables for airfield lighting shall have copper conductors and shall be
as specified in Item L-108.
100-2.9 CONDUIT FITTINGS. Each conduit and nipple entrance to junction boxes, panelboards,
disconnect switches, duct, raceway, equipment cabinets, and other such electrical enclosures shall be
fitted with double locknuts (one each side of metal penetrated) and insulating bushing. Bushings on 1-1/4
inch and larger conduits shall be insulated metallic, type OZ/Gedney Cat. No. IBC Series, or equal;
bushings for 3/4 inch and 1 inch shall be plastic insulated T&B rated for 150 C, or equal. All insulated
bonding and grounding bushings of conduits for 2400 volts or higher voltages, for conduit going
underground, and for conduits going into concrete slabs shall be OZ/Gedney Cat. No. IBC-xxL (fitted
with grounding lug), or equal. The bushings shall be connected to the grounding system within the
terminating enclosure and not on the underground end. The buried end of each conduit shall be fitted
with a thermosetting, plastic-insulated, metallic bushing. All openings where conduits enter junction
boxes, other enclosures and shelters shall be sealed weathertight. The conduit shall be capped, if left
empty, or sealed with Ducseal, or equal, around the conductors for exterior conduits.
100-2.10 UNDERGROUND DUCT. Concrete-encased and direct earth buried PVC ducts shall be as
detailed on the plans. Directional bore PVC or HDPE ducts shall be as detailed on the plans. All ducts
shall be as specified in Item L-110.
100-2.11 STRUCTURAL CONCRETE. Structural Concrete shall be as specified in Item P-610 and
installed as detailed on drawings.
100-2.12 CONTROLLED LOW STRENGTH MATERIAL (CLSM). CLSM (aka. Flowable Fill)
shall be as specified in Item P-153 and installed as detailed on drawings.
100-2.13 CONCRETE DUCT MARKERS. Markers shall be as specified in Item L-110 and as
detailed on drawings.
100-2.14 CONCRETE MANHOLES AND HANDHOLES . Manholes and handholes shall be as
specified in Item L-115 and as detailed on drawings.
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100-2.15 LIGHT BASES AND TRANSFORMER HOUSING. Bases and covers shall be specified
in item L-125 and as detailed on drawings.
100-2.16 OTHER ELECTRICAL EQUIPMENT. Cutouts, relays, terminal blocks, transfer relays,
circuit breakers, and all other regularly used commercial items of electrical equipment not covered by
FAA equipment specifications shall conform to the applicable rulings and standards of the Institute of
Electrical and Electronic Engineers (IEEE) or the National Electrical Manufacturers Association
(NEMA). When specified, test reports from a testing laboratory indicating that the equipment meets the
specifications shall be supplied. In all cases, equipment shall be new and a first-grade product. This
equipment shall be supplied in the quantities required for the specific project and shall incorporate the
electrical and mechanical characteristics specified in the specification and plans.
100-2.17 CONSTANT CURRENT REGULATORS. Constant current regulators (CCRs) shall be
dry type, air cooled, L-828, designed to supply one, three or five-precision output current levels (6.6 amp)
to power series lighting circuits on airport runways and taxiways.
Regulators shall be ferro-resonant type.
Each regulator shall be furnished with a control module capable of providing L-827 monitoring and
control and capable of fully integrating with, or replicating, the existing and modified functions of the
existing Airfield Lighting Control and Monitoring System (ALCMS).
Each regulator shall be capable of fully integrating with the functions of the airfield lighting control
system.
The regulators shall use solid-state circuitry to accurately regulate the output current from the phase-linear
power transformer to within +/-3% of the preset current level from no load to full load and with input
voltage variations of -5% to +10% of nominal (-40° to +55°C). The nominal output current levels shall
be maintained even when 50% of the isolation transformers in the series lighting circuit have open
secondaries.
Brightness-step selection shall be either by manual operation of the rotary control switch or push buttons
on the regulator’s front panel or by 48 V ac or 120 V ac remote control signals from a distant location.
Efficient operation (which results in high primary power factor) at low loads shall be ensured by a half-
power tap on the output winding of the main transformer. Regulator supply voltages shall be 240V, 1
phase, 60 Hz and set at the factory according to user requirements.
Protective circuitry shall automatically de-energize the regulator when an overcurrent or open-circuit is
sensed in the series lighting circuit. The regulators shall be shipped ready for use and can be floor
mounted or mounted on a rack or shelf.
Other features and characteristics shall include:
a. Primary contactor shall never open or close under load.
b. LED indicators for open-circuit, overcurrent, W-VA and system-in-operation.
c. Remote input shall have 1,000 V ac surge withstand capability.
d. Built-in true RMS-reading ammeter (10 A maximum scale.)
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e. Minimum power factor of 0.90 (at full load, using proper tap.)
f. On/off switching capability under any load.
g. Overcurrent, open-circuit, undervoltage, transient protection from lightning (25,000 amp surge)
and other sources on output lines and remote input lines.
h. Input lightning protection assemblies.
i. Output current surge limitation—protects series incandescent lamps.
j. After a supply power loss, operation shall resume within 5 seconds after input power is restored
at preset brightness level.
k. Pressure-type terminal blocks for connections of external remote control wiring.
l. The regulator shall use no solid-state components directly in the output (series) circuit and shall
not be susceptible to extraneous signals which can affect solid-state design CCRs.
m. The regulators shall be designed not to cause any electromagnetic interference which can affect
the operation of other airport equipment.
n. Automatic shutdown if supply voltage is +/- 15% of optimum.
o. Automatic shutdown if series circuit is disconnected.
p. Regulators shall have full self-diagnostic capabilities.
CONSTRUCTION METHODS
100-3.1 EXISTING UTILITIES. Prior to any excavation or trenching, provide utility locator and
verify any existing cables and utilities which will be crossed by the trench. Ensure these utilities are
permanently disconnected if they are going to be demolished. The existing service lines shall be exposed
by hand-digging in those areas that will be crossed and shall be protected from any possible damage. If
any damage occurs, it shall be the Contractor's responsibility to immediately repair such damage with
materials and methods approved by the Owner and in compliance with applicable codes and standards, at
no additional cost to the Owner.
100-3.2 DEMOLITION.
a. Demolition. Removal of indicated portions of the airfield lighting system serving Runway 16-
34, Taxiway ‘A’ and associated taxiway connectors as follows:
(1) Remove indicated power and signal cables from conduits and ducts.
(2) Demolish indicated conduits, ducts, handholes and concrete light and sign bases
Backfill per plan to match existing area conditions. Elements covered shall include
the intent, but not be limited to the specific elements, of the following:
(a) Underground conduits and duct banks, both concrete encased and direct earth
buried.
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(b) Underground electrical concrete structures including manholes and handholes
of varying sizes.
(c) Sign and light concrete encased bases and miscellaneous concrete footings.
(3) Remove demolished material from site and dispose of according to local regulations.
(4) Provide backfill meeting the requirements of P-152. Unless otherwise required for
general Civil excavation and embankment, replacement backfill and paving repair
shall be incidental to the demolition item.
b. Salvage. Removal and salvage of airfield electrical elements is included under this Item shall
include the intent, but not be limited to the specific elements, of the following:
(1) Light fixtures and isolation transformers.
(2) Signs and isolation transformers.
(3) Sign panels.
(4) Salvageable material and equipment slated for reinstallation including indicated
signs, panels and lights shall be stored securely for reinstallation as noted on
drawings.
(5) Salvageable material and equipment not slated for reinstallation, and deemed
salvageable by the Airport shall be removed and salvaged to the Airport as directed
by appropriate Airport personnel.
(6) All lights and signs deemed non-salvageable by the Airport and isolation
transformers (which are not slated for reinstallation) shall become the property of the
Contractor and shall be removed from the site.
100-3.3 CLEANING AND RACKING OF MANHOLES AND HANDHOLES. Manholes and
handholes through which new cables are to be pulled, or those designated by the Owner, shall be cleaned
and have the cables racked as follows:
a. Pump out standing water – enough to safely and thoroughly accomplish all of the other tasks.
b. Remove mud/dirt at bottom of enclosure - enough to safely and thoroughly accomplish all of the
other tasks as well as enough to uncover drain sumps, pulling eyes, etc.
c. Remove non-affixed construction debris.
d. Install new saddle racks per specification and as shown on the drawings
e. Rack existing and new cables in loops around inside of enclosure. If slack in existing cables is
insufficient for full cable loop, hang cables on rack(s) on one wall.
100-3.4 CONSTANT CURRENT REGULATORS.
a. Visual Examination. Each constant current regulator shall be visually examined to ensure that
porcelain bushings are not cracked, no shipping damage has occurred, internal and external
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connections are correct, switches and relays operate freely and are not tied or blocked, fuses (if
required) are correct. The instructions on the plates attached to the regulators shall be accomplished.
After examination and tests are completed, replace all covers tightly.
b. Electric Tests. The supply voltage and input tap shall be checked to see that they correspond.
With the load disconnected, the regulator shall be energized and the open circuit protector observed
to see that it de-energizes the regulator within 3 seconds. After testing the circuits for open
connections and grounds, and after determining that all lamps are good and in place, the circuit load
shall be applied to the regulator and the voltage and current measured simultaneously on all
brightness taps. The true RMS voltmeter and ammeter shall have an accuracy of plus or minus one
percent. Readings shall be recorded and shall be made during the day and night in order to obtain
the average supply voltage. The output current on each brightness tap shall be within plus or minus
2 percent of the nameplate values after any necessary correction is made in the supply voltage. If
the output current on tap 5 of the 5-step regulators or tap 3 of the 3-step regulators deviates from the
nameplate value by more than 2%, and the regulator is not overloaded, the internal adjustment shall
be checked as described on the regulator instruction plate. Since the adjustment may be rather
delicate, it is acceptable that a deviation of up to plus or minus 5% be allowed on the lower taps
before attempting to readjust the regulator.
100-3.5 AIRFIELD POWER CONDUCTORS. Installation of underground 5 kV conductors is
specified in Item L-108 of these specifications.
100-3.6 INSTALLATION OF MISCELLANEOUS CABLES AND CONDUCTORS. Where
new cables or conductors are to be installed in an existing conduit which already contains cables or
conductors, all of the existing cables or conductors shall be pulled from the conduit and the conduit
cleaned as described below. If, as noted on the drawings the re-use of the existing cable or conductors is
intended - or as otherwise approved by the RPR.- all cables or conductors (new and re-used) shall then be
pulled into the conduit as a bundled unit.
Existing underground conduit to be incorporated into a new/extended system shall be cleaned with a
mandrel or cylinder wire brush and blown clean with compressed air.
100-3.7 GROUNDING. All metal support structures and metal enclosures shall be grounded in
accordance with the requirements of the Specifications FAA-C-1217, FAA-C-1391, and FAA-STD-019,
and as indicated on the drawings.
100-3.8 GROUND RODS. Grounding rods shall be 3/4-inch diameter by 10 feet long copper-
jacketed steel. Grounding connections shall be by the exothermic weld process, Cadweld or equal.
Extruded, drawn or stamped-type ground clamps will not be acceptable unless otherwise noted. The
resistance to ground shall not exceed 25 ohms.
100-3.9 GROUND CONDUCTORS. Equipment grounding conductors shall be insulated copper,
except where shown on the project drawings to be bare, and sized as shown on the project drawings; and
all grounds will be shown in accordance with Article 250-122 of the National Electrical Code and with
FAA-STD-019. Attachment of wire to supports, boxes, etc., shall be accomplished using approved
ground lug attached with a separate stainless steel screw, lock washer and nut. Screws used for support of
the electrical enclosure shall not be used for connection of the ground wire. Pipe straps shall not be used
for ground purposes.
COLOR CODING OF GROUND CONDUCTORS
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TYPE OF GROUND CONDUCTOR COLOR OF INSULATION
Grounding Electrode Conductor Bare - No Insulation
Equipment Grounding Conductor Green (safety)
*Multipoint Ground (Frame) Green with bright orange tracer
*Signal Ground Green with bright yellow tracer
*Where these cables are concealed and not color coded, an exposed portion of the cable and each end of
the cable for a minimum length of 2 feet shall be color coded with green tape overlaid with a bright
orange or yellow to form a tracer. Where routed through raceways or wireways, the color coding shall be
such that by removing or opening any one cover, the coding will be visible. Where conductors are routed
through cable trays, color coding shall be accomplished at intervals not exceeding 3 feet.
The multi-ground system supplements but does not replace the equipment grounding conductor required
by the National Electrical Code.
Each of these separate ground conductors is insulated in order to keep it distinct and not allow contact
with any other conductor.
Electrical continuity of cable armor or shield shall be maintained. Grounding of the cable armor or shield
shall be required at all terminations and shall be accomplished by connecting a #6 AWG solid bare copper
wire to the cable armor or shield by means of a compression-type ground clamp installed within the
terminating enclosure. Armor or shield ground wire shall be connected to the ground electrode conductor
using split bolt connector, Burndy or equal. Grounding of direct earth burial (DEB) armored power and
shielding control cable shall be at each end in accordance with FAA-C-1391.
100-3.10 IDENTIFICATION. Handhole, manhole, fixture and sign identification shall be as detailed
on the drawings and as indicated in the associated “L” series Items. Cable tagging and markers shall be
identified as per FAA-C-1391, Sections 3.5.1 and 2.
100-3.11 NOTIFICATION OF TESTING. The Contractor shall notify the Engineer and the Owner
a minimum of 48 hours in advance of system, or partial system, testing, including but not limited to,
installed cable megger testing, operational testing of any modified lighting circuit and fixture and signs
photometric testing.
100-3.12 TESTING AND SUBMITTALS. Equipment and materials list and shop drawings shall be
submitted as per FAA-C-1217, Section 5.1. Testing shall be required and performed as per FAA-C-1217,
Section 5.3 and FAA-C-1391, Section 4. The Contractor shall be responsible for repairs or replacement
of any cable found defective after installation.
The Contractor shall test the installed airfield lighting and miscellaneous power cables prior to the start of
and at the completion of this project. The results of the testing shall be provided to the Owner for review
and acceptance. The Contractor shall be responsible for repairs or replacement of any cable found
defective after installation.
Installation tests in addition to all tests contained in other L-Series Items shall be provided as follows:
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Item Test Required Manufac-
turer's
Rep.
Present?
5 kV Rated Airfield Lighting
and Power Cables (On the Reel,
Not Including Equipment for
Contractor Quality Control.
May be deleted per coordination
with Engineer).
Megger check at 1000 volts prior to installation.
Values of insulation resistance for each reel shall be
noted and given to the RPR for acceptance. It is
expected that the readings will be greater than 1000
megohms (1 gigohm).
This test is for Contractor assurance and may be
waived as coordinated with the RPR.
No
5 kV Rated Airfield Lighting
and Power Cables (Installed in
This Project)
Megger check at 1000 volts at the completion of
installation. Test every circuit for conductor-to-
ground and conductor-to-conductor (between
circuits) insulation resistance. Test results shall be
tabulated and given to the RPR for acceptance.
It is required that the readings be greater than 100
megohms.
No
5 kV Rated Airfield Lighting
and Power Cables (All Circuits
Modified in This Project,
Emanating from any Lighting
Vault)
Megger check at 1000 volts prior to the start of and
at the completion of installation. Test every circuit
for conductor-to-ground and conductor-to-
conductor (between circuits) insulation resistance.
Test results shall be tabulated and given to the RPR
and Owner for acceptance.
End state circuits with megger test results
significantly less than the start of construction test
results shall be diagnosed and repaired to the
Owner’s satisfaction at Contractor’s expense.
No
600 Volt Rated Power Cables
(Installed in This Project)
Megger check at 500 volts prior to the start of and
at the completion of installation. Test every circuit
for conductor-to-ground and conductor-to-
conductor (between circuits) insulation resistance.
Test results shall be tabulated and given to the RPR
for acceptance. It is required that the readings be
greater than 100 megohms.
End state circuits with megger test results
significantly less than the start of construction test
results shall be diagnosed and repaired to the
Owner’s satisfaction at Contractor’s expense.
No
5 kV and 600 Volt and Multi-
pair Cables
If a power cable puller is used, continuous-tape pull
tension readings for each section of cable shall be
provided to the RPR or Owner for review.
No
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Item Test Required Manufac-
turer's
Rep.
Present?
Bases All in-pavement lighting cans shall be fitted in
accordance with FAA Advisory Circulars such that
the base of the fitting, when installed, shall be level
with the surrounding surface. Alignment jigs as
supplied by Jaquith Industries, Inc. or approved
equal system of alignment shall be used to ensure
the can is aligned in such a way that no portion of
the can shall be above the level of the surrounding
surface and the can is geometrically positioned such
that when the fitting is installed, the light beam will
be directed in accordance with the appropriate
advisory circulars for that type of fitting and its
location.
No
Airfield Signs and Light Fixture
(Testing prior to installation is
for Contractor Quality Control.
May be deleted per coordination
with Engineer).
Each sign or light fixture will be carefully
examined prior to installation to ensure that lenses,
where required, have been fitted, no signs of
physical damage to the fittings exist and the lamps
are working by connecting the fittings' electrical
leads to a DC voltage source not exceeding 6 volts,
such as a motorcycle battery. Any failures are to be
reported to the RPR. The fittings, when installed,
shall be torqued to manufacturer's and FAA
requirements and noted.
No
METHOD OF MEASUREMENT
100-4.1 AIRFIELD ELECTRICAL SYSTEM DEMOLITION AND SALVAGE. This Item
consists of the removal of indicated portions of the airfield lighting system serving Runway 16-34,
Taxiway ‘A’ and associated connector taxiways. This work also includes the removal of all conductors
which are not to remain in service from ducts or conduits accessed under this project. Conduit, duct
banks, fixture bases and concrete handholes are to be selectively demolished as part of the grading and
excavation or abandoned in place.
BASIS OF PAYMENT
100-5.1 AIRFIELD ELECTRICAL SYSTEM DEMOLITION AND SALVAGE . Payment will be
made at the contract Lump Sum price for the electrical demolition, removal and salvage services
completed and accepted. This price shall be full compensation for furnishing all materials and for all
labor, equipment, tools, and incidentals necessary to complete this Item as accepted by the Owner.
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Payment will be made under:
Item L-100-5.1 Airfield Electrical System Demolition and Salvage – Per Lump Sum
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REFERENCE DOCUMENTS (All references shall be current edition)
National Fire Protection Association:
NFPA No. 70 National Electrical Code (NEC)
Underwriters Laboratories Inc.:
UL 67 Panelboards
UL 1283 Electromagnetic Interference Filters
UL 1449 Transient Voltage Surge Suppressors
Institute of Electrical and Electronics Engineers:
IEEE 1100 Recommended Practice for Powering and Grounding Electronic Equipment
IEEE C62.41 Recommended Practice on Surge Voltages in Low-Voltage AC Power
Circuits
IEEE C62.45 Guide on Surge Testing for Equipment Connected to Low-Voltage AC Power
Circuits
National Electrical Manufacturers Association:
NEMA AB 1 Molded Case Circuit Breakers and Molded Case Switches
NEMA FU 1 Low Voltage Cartridge Fuses
NEMA ICS 2 Industrial Control and Systems: Controllers, Contactors, and Overload
Relays, Rated Not More Than 2000 Volts AC or 750 Volts DC
NEMA ICS 5 Industrial Control and Systems: Control Circuit and Pilot Devices
NEMA KS 1 Enclosed and Miscellaneous Distribution Equipment Switches (600 Volts
Maximum)
NEMA LS 1 Low Voltage Surge Protection Devices
NEMA PB 1 Panelboards
NEMA PB 1.1 General Instructions for Proper Installation, Operation, and Maintenance of
Panelboards Rated 600 Volts or Less
ANSI/IEEE
ANSI/IEEE Std 81 IEEE Guide for Measuring Earth Resistivity, Ground Impedance, and Earth
Surface Potentials of a Ground System
END OF ITEM L-100
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Item L-108 Underground Power Cable for Airports
DESCRIPTION
108-1.1 This item shall consist of furnishing and installing power cables within conduit or duct banks per
these specifications at the locations shown on the plans. Also included are the installation of counterpoise
wires, ground wires, ground rods and connections, cable splicing, cable marking, cable testing, and all
incidentals necessary to place the cable in operating condition as a completed unit to the satisfaction of the
Resident Project Representative (RPR). This item shall not include the installation of duct banks or conduit,
trenching and backfilling for duct banks or conduit, or furnishing or installation of cable for FAA
owned/operated facilities.
EQUIPMENT AND MATERIALS
108-2.1 General.
a. Airport lighting equipment and materials covered by advisory circulars (AC) shall be approved under
the Airport Lighting Equipment Certification Program per AC 150/5345-53, current version.
b. All other equipment and materials covered by other referenced specifications shall be subject to
acceptance through manufacturer’s certification of compliance with the applicable specification, when
requested by the RPR.
c. Manufacturer’s certifications shall not relieve the Contractor of the responsibility to provide materials
per these specifications. Materials supplied and/or installed that do not comply with these specifications
shall be replaced with materials that comply with these specifications at the Contractor’s cost.
d. All materials and equipment used to construct this item shall be submitted to the RPR for approval
prior to ordering the equipment. Submittals consisting of marked catalog sheets or shop drawings shall be
provided. Submittal data shall be presented in a clear, precise and thorough manner. Original catalog sheets
are preferred. Photocopies are acceptable provided they are as good a quality as the original. Clearly and
boldly mark each copy to identify products or models applicable to this project. Indicate all optional
equipment and delete any non-pertinent data. Submittals for components of electrical equipment and
systems shall identify the equipment to which they apply on each submittal sheet. Markings shall be made
bold and clear with arrows or circles (highlighting is not acceptable). The Contractor is solely responsible
for delays in the project that may accrue directly or indirectly from late submissions or resubmissions of
submittals.
e. The data submitted shall be sufficient, in the opinion of the RPR, to determine compliance with the
plans and specifications. The Contractor’s submittals shall be electronically submitted in pdf format. The
RPR reserves the right to reject any and all equipment, materials, or procedures that do not meet the system
design and the standards and codes, specified in this document.
f. All equipment and materials furnished and installed under this section shall be guaranteed against
defects in materials and workmanship for at least 12 months from the date of final acceptance by the Owner.
The defective materials and/or equipment shall be repaired or replaced, at the Owner’s discretion, with no
additional cost to the Owner. The Contractor shall maintain a minimum insulation resistance in accordance
with paragraph 108-3.10e with isolation transformers connected in new circuits and new segments of
CENTURY WEST ENGINEERING >ͲϭϬϴhŶĚĞƌŐƌŽƵŶĚWŽǁĞƌĂďůĞĨŽƌŝƌƉŽƌƚƐͲϮŽĨϭϭ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
existing circuits through the end of the contract warranty period when tested in accordance with AC
150/5340-26, Maintenance Airport Visual Aid Facilities, paragraph 5.1.3.1, Insulation Resistance Test.
Only Third Party certified manufacturers, listed in AC 150/5345-53, Appendix 3 Addendum (as
required) and meeting the BUY AMERICAN preference requirements can provide equipment and
materials specified in the Contract Documents. Documentation certifying compliance with the
BUY AMERICAN preference rules for Airport Improvement Program (AIP) cited in 49 USC
§50101) shall be included with each equipment and material submittal.
108-2.2 Cable. Underground cable for airfield lighting facilities (runway and taxiway lights and signs) shall
conform to the requirements of AC 150/5345-7, Specification for L-824 Underground Electrical Cable for
Airport Lighting Circuits latest edition. Conductors for use on 6.6 ampere primary airfield lighting series
circuits shall be single conductor, seven strand, #8 American wire gauge (AWG), L-824 Type C, 5,000
volts, non-shielded, with cross linked polyethylene insulation. L-824 conductors for use on the L-830
secondary of airfield lighting series circuits shall be sized in accordance with the manufacturer’s
recommendations. All other conductors shall comply with FAA and National Electric Code (NEC)
requirements. Conductor sizes noted above shall not apply to leads furnished by manufacturers on airfield
lighting transformers and fixtures.
Wire for electrical circuits up to 600 volts shall comply with Specification L-824 and/or Commercial Item
Description A-A-59544A and shall be type THWN-2, 75°C for installation in conduit and RHW-2, 75°C
for direct burial installations. Conductors for parallel (voltage) circuits shall be type and size and installed
in accordance with NFPA-70, National Electrical Code.
Unless noted otherwise, all 600-volt and less non-airfield lighting conductor sizes are based on a 75°C,
THWN-2, 600-volt insulation, copper conductors, not more than three single insulated conductors, in
raceway, in free air. The conduit/duct sizes are based on the use of THWN-2, 600-volt insulated conductors.
The Contractor shall make the necessary increase in conduit/duct sizes for other types of wire insulation.
In no case shall the conduit/duct size be reduced. The minimum power circuit wire size shall be #12 AWG.
Conductor sizes may have been adjusted due to voltage drop or other engineering considerations.
Equipment provided by the Contractor shall be capable of accepting the quantity and sizes of conductors
shown in the Contract Documents. All conductors, pigtails, cable step-down adapters, cable step-up
adapters, terminal blocks and splicing materials necessary to complete the cable termination/splice shall be
considered incidental to the respective pay items provided.
Cable type, size, number of conductors, strand and service voltage shall be as specified in the Contract
Document.
108-2.3 Bare Copper Wire for Internal Safety. The light base ground shall be a #6 AWG (#2 AWG for
FAA Facilities) bare copper wire jumper bonded to the ground lug at the light fixture base or stake to a
ground rod installed beside the fixture.
108-2.4 Bare copper wire (counterpoise, bare copper wire ground and external ground rods). Wire
for counterpoise or external ground installations for airfield lighting systems shall be No. 6 AWG bare solid
copper wire for counterpoise and/or No. 6 AWG insulated stranded for grounding bond wire per ASTM B3
and ASTM B8, and shall be bare copper wire. For voltage powered circuits, the equipment grounding
conductor shall comply with NEC Article 250.
Ground rods shall be one piece copper-clad steel. The ground rods shall be of the length and diameter
specified on the plans, but in no case be less than 10 feet long nor less than 3/4 inch in diameter.
108-2.5 Cable connections. In-line connections or splices of underground primary cables shall be of the
type called for on the plans, and shall be one of the types listed below. No separate payment will be made
for cable connections.
CENTURY WEST ENGINEERING >ͲϭϬϴhŶĚĞƌŐƌŽƵŶĚWŽǁĞƌĂďůĞĨŽƌŝƌƉŽƌƚƐͲϯŽĨϭϭ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
a. The cast splice. A cast splice, employing a plastic mold and using epoxy resin equivalent to that
manufactured by 3MTM Company, “Scotchcast” Kit No. 82-B, or an approved equivalent, used for potting
the splice is acceptable.
b. The field-attached plug-in splice. Field attached plug-in splices shall be installed as shown on the
plans. The Contractor shall determine the outside diameter of the cable to be spliced and furnish
appropriately sized connector kits and/or adapters. Tape or heat shrink tubing with integral sealant shall be
in accordance with the manufacturer’s requirements. Primary Connector Kits manufactured by Amerace,
"Super Kit", Integro "Complete Kit", or approved equal is acceptable.
c. The factory-molded plug-in splice. Specification for L-823 Connectors, Factory-Molded to
Individual Conductors, is acceptable.
d. The taped or heat-shrink splice. Taped splices employing field-applied rubber, or synthetic rubber
tape covered with plastic tape is acceptable. The rubber tape should meet the requirements of ASTM D4388
and the plastic tape should comply with Military Specification MIL-I-24391 or Commercial Item
Description A-A-55809. Heat shrinkable tubing shall be heavy-wall, self-sealing tubing rated for the
voltage of the wire being spliced and suitable for direct-buried installations. The tubing shall be factory
coated with a thermoplastic adhesive-sealant that will adhere to the insulation of the wire being spliced
forming a moisture- and dirt-proof seal. Additionally, heat shrinkable tubing for multi-conductor cables,
shielded cables, and armored cables shall be factory kits that are designed for the application. Heat
shrinkable tubing and tubing kits shall be manufactured by Tyco Electronics/ Raychem Corporation, Energy
Division, or approved equivalent.
In all the above cases, connections of cable conductors shall be made using crimp connectors using a
crimping tool designed to make a complete crimp before the tool can be removed. All L-823/L-824 splices
and terminations shall be made per the manufacturer’s recommendations and listings.
All connections of counterpoise, grounding conductors and ground rods shall be made by the exothermic
process or approved equivalent, except that a light base ground clamp connector shall be used for
attachment to the light base. All exothermic connections shall be made per the manufacturer’s
recommendations and listings.
108-2.6 Splicer qualifications. Every airfield lighting cable splicer shall be qualified in making airport
cable splices and terminations on cables rated at or above 5,000 volts AC. The Contractor shall submit to
the RPR proof of the qualifications of each proposed cable splicer for the airport cable type and voltage
level to be worked on. Cable splicing/terminating personnel shall have a minimum of three (3) years
continuous experience in terminating/splicing medium voltage cable.
108-2.7 Concrete. Concrete shall be proportioned, placed, and cured per Item P-610, Concrete for
Miscellaneous Structures.
108-2.8 Flowable backfill. Flowable material used to backfill trenches for power cable trenches shall
conform to the requirements of Item P-153, Controlled Low Strength Material.
108-2.9 Cable identification tags. Cable identification tags shall be made from a non-corrosive material
with the circuit identification stamped or etched onto the tag. The tags shall be of the type as detailed on
the plans.
108-2.10 Tape. Electrical tapes shall be ScotchTM Electrical Tapes –ScotchTM 88 (1-1/2 inch (38 mm) wide)
and ScotchTM 130C® linerless rubber splicing tape (2-inch (50 mm) wide), as manufactured by the
Minnesota Mining and Manufacturing Company (3MTM), or an approved equivalent.
108-2.11 Electrical coating. Electrical coating shall be Scotchkote™ as manufactured by 3MTM,
“LiquidRubber”,or an approved equivalent.
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108-2.12 Existing circuits. Whenever the scope of work requires connection to an existing circuit, the
existing circuit’s insulation resistance shall be tested, in the presence of the RPR. The test shall be
performed per this item and prior to any activity that will affect the respective circuit. The Contractor shall
record the results on forms acceptable to the RPR. When the work affecting the circuit is complete, the
circuit’s insulation resistance shall be checked again, in the presence of the RPR. The Contractor shall
record the results on forms acceptable to the RPR. The second reading shall be equal to or greater than the
first reading or the Contractor shall make the necessary repairs to the existing circuit to bring the second
reading above the first reading. All repair costs including a complete replacement of the L-823 connectors,
L-830 transformers and L-824 cable, if necessary, shall be borne by the Contractor. All test results shall be
submitted in the Operation and Maintenance (O&M) Manual.
108-2.13 Detectable warning tape. Plastic, detectable, American Public Works Association (APWA) Red
(electrical power lines, cables, conduit and lighting cable) with continuous legend tape shall be polyethylene
film with a metalized foil core and shall be 3-6 inches (75-150 mm) wide. Detectable tape is incidental to
the respective bid item. Detectable warning tape for communication cables shall be orange. Detectable
warning tape color code shall comply with the APWA Uniform Color Code.
CONSTRUCTION METHODS
108-3.1 General. The Contractor shall install the specified cable at the approximate locations indicated on
the plans. Unless otherwise shown on the plans, all cable required to cross under pavements expected to
carry aircraft loads shall be installed in concrete encased duct banks. Cable shall be run without splices,
from fixture to fixture.
Cable connections between lights will be permitted only at the light locations for connecting the
underground cable to the primary leads of the individual isolation transformers. The Contractor shall be
responsible for providing cable in continuous lengths for home runs or other long cable runs without
connections unless otherwise authorized in writing by the RPR or shown on the plans.
In addition to connectors being installed at individual isolation transformers, L-823 cable connectors for
maintenance and test points shall be installed at locations shown on the plans. Cable circuit identification
markers shall be installed on both sides of the L-823 connectors installed and on both sides of slack loops
where a future connector would be installed.
Provide not less than 5 feet but no more than 10 feet of cable slack on each side of all connections, isolation
transformers, light units, and at points where cable is connected to field equipment. Where provisions must
be made for testing or for future above grade connections, provide enough slack to allow the cable to be
extended at least one foot (30 cm) vertically above the top of the access structure. This requirement also
applies where primary cable passes through empty light bases, junction boxes, and access structures to
allow for future connections, or as designated by the RPR.
Primary airfield lighting cables installed shall have cable circuit identification markers attached on both
sides of each L-823 connector and on each airport lighting cable entering or leaving cable access points,
such as manholes, hand holes, pull boxes, junction boxes, etc. Markers shall be of sufficient length for
imprinting the cable circuit identification legend on one line, using letters not less than 1/4 inch (6 mm) in
size. The cable circuit identification shall match the circuits noted on the construction plans.
108-3.2 Installation in duct banks or conduits. This item includes the installation of the cable in duct
banks or conduit per the following paragraphs. The maximum number and voltage ratings of cables installed
in each single duct or conduit, and the current-carrying capacity of each cable shall be per the latest version
of the National Electric Code, or the code of the local agency or authority having jurisdiction.
The Contractor shall make no connections or splices of any kind in cables installed in conduits or duct
banks.
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Unless otherwise designated in the plans, where ducts are in tiers, use the lowest ducts to receive the cable
first, with spare ducts left in the upper levels. Check duct routes prior to construction to obtain assurance
that the shortest routes are selected and that any potential interference is avoided.
Duct banks or conduits shall be installed as a separate item per Item L-110, Airport Underground Electrical
Duct Banks and Conduit. The Contractor shall run a mandrel through duct banks or conduit prior to
installation of cable to ensure that the duct bank or conduit is open, continuous and clear of debris. The
mandrel size shall be compatible with the conduit size. The Contractor shall swab out all conduits/ducts
and clean light bases, manholes, etc., interiors immediately prior to pulling cable. Once cleaned and
swabbed, the light bases and all accessible points of entry to the duct/conduit system shall be kept closed
except when installing cables. Cleaning of ducts, light bases, manholes, etc., is incidental to the pay item
of the item being cleaned. All raceway systems left open, after initial cleaning, for any reason shall be re-
cleaned at the Contractor’s expense. The Contractor shall verify existing ducts proposed for use in this
project as clear and open. The Contractor shall notify the RPR of any blockage in the existing ducts.
The cable shall be installed in a manner that prevents harmful stretching of the conductor, damage to the
insulation, or damage to the outer protective covering. The ends of all cables shall be sealed with moisture-
seal tape providing moisture-tight mechanical protection with minimum bulk, or alternately, heat shrinkable
tubing before pulling into the conduit and it shall be left sealed until connections are made. Where more
than one cable is to be installed in a conduit, all cable shall be pulled in the conduit at the same time. The
pulling of a cable through duct banks or conduits may be accomplished by hand winch or power winch with
the use of cable grips or pulling eyes. Maximum pulling tensions shall not exceed the cable manufacturer’s
recommendations. A non-hardening cable-pulling lubricant recommended for the type of cable being
installed shall be used where required.
The Contractor shall submit the recommended pulling tension values to the RPR prior to any cable
installation. If required by the RPR, pulling tension values for cable pulls shall be monitored by a
dynamometer in the presence of the RPR. Cable pull tensions shall be recorded by the Contractor and
reviewed by the RPR. Cables exceeding the maximum allowable pulling tension values shall be removed
and replaced by the Contractor at the Contractor’s expense.
The manufacturer’s minimum bend radius or NEC requirements (whichever is more restrictive) shall apply.
Cable installation, handling and storage shall be per manufacturer’s recommendations. During cold
weather, particular attention shall be paid to the manufacturer’s minimum installation temperature. Cable
shall not be installed when the temperature is at or below the manufacturer’s minimum installation
temperature. At the Contractor’s option, the Contractor may submit a plan, for review by the RPR, for
heated storage of the cable and maintenance of an acceptable cable temperature during installation when
temperatures are below the manufacturer’s minimum cable installation temperature.
Cable shall not be dragged across base can or manhole edges, pavement or earth. When cable must be
coiled, lay cable out on a canvas tarp or use other appropriate means to prevent abrasion to the cable jacket.
108-3.3 – Not Used
108-3.4 – Not Used
108-3.5 Splicing. Connections of the type shown on the plans shall be made by experienced personnel
regularly engaged in this type of work and shall be made as follows:
a. Cast splices. These shall be made by using crimp connectors for jointing conductors. Molds shall be
assembled, and the compound shall be mixed and poured per the manufacturer’s instructions and to the
satisfaction of the RPR.
b. Field-attached plug-in splices. These shall be assembled per the manufacturer’s instructions. These
splices shall be made by plugging directly into mating connectors. The joint where the connectors come
together shall be finished by one of the following methods: (1) wrapped with at least one layer of rubber or
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synthetic rubber tape and one layer of plastic tape, one-half lapped, extending at least 1-1/2 inches (38 mm)
on each side of the joint (2) Covered with heat shrinkable tubing with integral sealant extending at least 1-
1/2 inches (38 mm) on each side of the joint or (3) On connector kits equipped with water seal flap; roll-
over water seal flap to sealing position on mating connector.
c. Factory-molded plug-in splices. These shall be made by plugging directly into mating connectors.
The joint where the connectors come together shall be finished by one of the following methods: (1)
Wrapped with at least one layer of rubber or synthetic rubber tape and one layer of plastic tape, one-half
lapped, extending at least 1-1/2 inches (38 mm) on each side of the joint. (2) Covered with heat shrinkable
tubing with integral sealant extending at least 1-1/2 inches (38 mm) on each side of the joint. or (3) On
connector kits so equipped with water seal flap; roll-over water seal flap to sealing position on mating
connector.
d. Taped or heat-shrink splices. A taped splice shall be made in the following manner:
Bring the cables to their final position and cut so that the conductors will butt. Remove insulation and jacket
allowing for bare conductor of proper length to fit compression sleeve connector with 1/4 inch (6 mm) of
bare conductor on each side of the connector. Prior to splicing, the two ends of the cable insulation shall be
penciled using a tool designed specifically for this purpose and for cable size and type. Do not use emery
paper on splicing operation since it contains metallic particles. The copper conductors shall be thoroughly
cleaned. Join the conductors by inserting them equidistant into the compression connection sleeve. Crimp
conductors firmly in place with crimping tool that requires a complete crimp before tool can be removed.
Test the crimped connection by pulling on the cable. Scrape the insulation to assure that the entire surface
over which the tape will be applied (plus 3 inches (75 mm) on each end) is clean. After scraping, wipe the
entire area with a clean lint-free cloth. Do not use solvents.
Apply high-voltage rubber tape one-half lapped over bare conductor. This tape should be tensioned as
recommended by the manufacturer. Voids in the connector area may be eliminated by highly elongating
the tape, stretching it just short of its breaking point. The manufacturer's recommendation for stretching
tape during splicing shall be followed. Always attempt to exactly half-lap to produce a uniform buildup.
Continue buildup to 1-1/2 times cable diameter over the body of the splice with ends tapered a distance of
approximately one inch (25 mm) over the original jacket. Cover rubber tape with two layers of vinyl
pressure-sensitive tape one-half lapped. Do not use glyptol or lacquer over vinyl tape as they react as
solvents to the tape. No further cable covering or splice boxes are required.
Heat shrinkable tubing shall be installed following manufacturer’s instructions. Direct flame heating shall
not be permitted unless recommended by the manufacturer. Cable surfaces within the limits of the heat-
shrink application shall be clean and free of contaminates prior to application.
e. Assembly. Surfaces of equipment or conductors being terminated or connected shall be prepared in
accordance with industry standard practice and manufacturer’s recommendations. All surfaces to be
connected shall be thoroughly cleaned to remove all dirt, grease, oxides, nonconductive films, or other
foreign material. Paints and other nonconductive coatings shall be removed to expose base metal. Clean
all surfaces at least 1/4 inch (6.4 mm) beyond all sides of the larger bonded area on all mating surfaces.
Use a joint compound suitable for the materials used in the connection. Repair painted/coated surface to
original condition after completing the connection.
108-3.6 Bare counterpoise wire installation for lightning protection and grounding. As shown on the
plans or included in the job specifications, bare solid #6 AWG copper counterpoise wire shall be installed
for lightning protection of the underground cables. The RPR shall select one of two methods of lightning
protection for the airfield lighting circuit based upon sound engineering practice and lightning strike
density.
a. Equipotential – Not Used.
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b. Isolation – Counterpoise size is as shown on the plans.
The counterpoise conductor shall be installed halfway between the pavement edge and the light base,
mounting stake, raceway, or cable being protected.
The counterpoise conductor shall be installed 8 inches (203 mm) minimum below grade. The
counterpoise is not connected to the light base or mounting stake. An additional grounding electrode is
required at each light base or mounting stake. The grounding electrode is bonded to the light base or
mounting stake with a 6 AWG solid copper conductor.
See AC 150/5340-30, Design and Installation Details for Airport Visual Aids and NFPA 780, Standard
for the Installation of Lightning Protection Systems, Chapter 11, for a detailed description of the Isolation
Method of lightning protection.
c. Common Installation requirements. When a metallic light base is used, the grounding electrode
shall be bonded to the metallic light base or mounting stake with a No. 6 AWG bare, annealed or soft drawn,
solid copper conductor.
When a nonmetallic light base is used, the grounding electrode shall be bonded to the metallic light
fixture or metallic base plate with a No. 6 AWG bare, annealed or soft drawn, solid copper conductor. ]
Grounding electrodes may be rods, ground dissipation plates, radials, or other electrodes listed in the
NFPA 70 (NEC) or NFPA 780.
Where raceway is installed by the directional bore, jack and bore, or other drilling method, the
counterpoise conductor shall be permitted to be installed concurrently with the directional bore, jack and
bore, or other drilling method raceway, external to the raceway or sleeve.
The counterpoise wire shall also be exothermically welded to ground rods installed as shown on the
plans but not more than 500 feet (150 m) apart around the entire circuit. The counterpoise system shall be
continuous and terminate at the transformer vault or at the power source. It shall be securely attached to
the vault or equipment external ground ring or other made electrode-grounding system. The connections
shall be made as shown on the plans and in the specifications.
Where an existing airfield lighting system is being extended or modified, the new counterpoise
conductors shall be interconnected to existing counterpoise conductors at each intersection of the new and
existing airfield lighting counterpoise systems.
d. Parallel Voltage Systems. Provide grounding and bonding in accordance with NFPA 70, National
Electrical Code.
108-3.7 Counterpoise installation above multiple conduits and duct banks. Counterpoise wires shall be
installed above multiple conduits/duct banks for airfield lighting cables, with the intent being to provide a
complete area of protection over the airfield lighting cables. When multiple conduits and/or duct banks for
airfield cable are installed in the same trench, the number and location of counterpoise wires above the
conduits shall be adequate to provide a complete area of protection measured 45 degrees each side of
vertical.
Where duct banks pass under pavement to be constructed in the project, the counterpoise shall be placed
above the duct bank. Reference details on the construction plans.
108-3.8 Counterpoise installation at existing duct banks. When airfield lighting cables are indicated on
the plans to be routed through existing duct banks, the new counterpoise wiring shall be terminated at
ground rods at each end of the existing duct bank where the cables being protected enter and exit the duct
bank. The new counterpoise conductor shall be bonded to the existing counterpoise system.
108-3.9 Bare Wire Installation for Light Base Ground. As shown on the details or included in the job
specifications, a copper grounding wire shall be installed for safety (personnel protection) per paragraph
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12.6 of AC-150-5340-30 (Latest Edition), “Design and Installation Details for Airport Visual Aids”. The
safety ground shall be connected to the external ground lug on the fixture base and to a ground rod installed
beside the fixture. The resistance to ground of the base must be 25 ohms or less per measurement with a
ground tester. See the NEC Handbook for additional information about grounding electrode installation
and testing. The light base ground shall be incidental to the installation of each base, light or sign.
108-3.10 Insulated Wire Installation for Light Fixture Bonding. As shown on the details or included in
the job specifications, a copper grounding wire shall be installed for safety (personnel protection) per
paragraph 12.7 of AC-150-5340-30 (Latest Edition), “Design and Installation Details for Airport Visual
Aids”. The safety ground shall be connected to the ground lug on the fixture base plate or fixture to the
internal ground lug on the base can. The light fixture bond shall be incidental to the installation of each
base, light or sign.
108-3.11 Exothermic bonding. Bonding of counterpoise wire shall be by the exothermic welding process
or equivalent method accepted by the RPR. Only personnel experienced in and regularly engaged in this
type of work shall make these connections.
Contractor shall demonstrate to the satisfaction of the RPR, the welding kits, materials and procedures to
be used for welded connections prior to any installations in the field. The installations shall comply with
the manufacturer’s recommendations and the following:
a. All slag shall be removed from welds.
b. Using an exothermic weld to bond the counterpoise to a lug on a galvanized light base is not
recommended unless the base has been specially modified. Consult the manufacturer’s installation
directions for proper methods of bonding copper wire to the light base. See AC 150/5340-30 for galvanized
light base exception.
c. If called for in the plans, all buried copper and weld material at weld connections shall be thoroughly
coated with 6 mm of 3MTM ScotchkoteTM, or approved equivalent, or coated with coal tar Bitumastic®
material to prevent surface exposure to corrosive soil or moisture.
108-3.10 Testing. The Contractor shall furnish all necessary equipment and appliances for testing the
airport electrical systems and underground cable circuits before and after installation. The Contractor shall
perform all tests in the presence of the RPR. The Contractor shall demonstrate the electrical characteristics
to the satisfaction of the RPR. All costs for testing are incidental to the respective item being tested. For
phased projects, the tests must be completed by phase. The Contractor must maintain the test results
throughout the entire project as well as during the warranty period that meet the following:
a. Earth resistance testing methods shall be submitted to the RPR for approval. Earth resistance testing
results shall be recorded on an approved form and testing shall be performed in the presence of the RPR.
All such testing shall be at the sole expense of the Contractor.
b. Should the counterpoise or ground grid conductors be damaged or suspected of being damaged by
construction activities the Contractor shall test the conductors for continuity with a low resistance
ohmmeter. The conductors shall be isolated such that no parallel path exists and tested for continuity. The
RPR shall approve of the test method selected. All such testing shall be at the sole expense of the Contractor.
After installation, the Contractor shall test and demonstrate to the satisfaction of the RPR the following:
c. That all affected lighting power and control circuits (existing and new) are continuous and free from
short circuits.
d. That all affected circuits (existing and new) are free from unspecified grounds.
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e. That the insulation resistance to ground of all new non-grounded high voltage series circuits or cable
segments is not less than 100 megohms. Verify continuity of all series airfield lighting circuits prior to
energization.
f. That the insulation resistance to ground of all new non-grounded conductors of new multiple circuits
or circuit segments is not less than 100 megohms.
g. That all affected circuits (existing and new) are properly connected per applicable wiring diagrams.
h. That all affected circuits (existing and new) are operable. Tests shall be conducted that include
operating each control not less than 10 times and the continuous operation of each lighting and power circuit
for not less than 1/2 hour.
i. That the impedance to ground of each ground rod does not exceed 25 ohms prior to establishing
connections to other ground electrodes. The fall-of-potential ground impedance test shall be used, as
described by American National Standards Institute/Institute of Electrical and Electronic Engineers
(ANSI/IEEE) Standard 81, to verify this requirement. As an alternate, clamp-on style ground impedance
test meters may be used to satisfy the impedance testing requirement. Test equipment and its calibration
sheets shall be submitted for review and approval by the RPR prior to performing the testing.
Two copies of tabulated results of all cable tests performed shall be supplied by the Contractor to the RPR.
Where connecting new cable to existing cable, insulation resistance tests shall be performed on the new
cable prior to connection to the existing circuit.
There are no approved “repair” procedures for items that have failed testing other than complete
replacement.
METHOD OF MEASUREMENT
108-4.1 The Contract Linear Foot Price paid for L-824, Type C, 1/C #8, 5 kV Cable shall include full
compensation for furnishing all labor, materials, tools, equipment and incidentals, and for doing all the
work involved for installing Cable in duct bank or conduit and tested, complete in place, including layout,
debris control and cleanup, as shown on the Drawings and as specified in this Item. The measurement for
this item shall include additional quantities required for slack.
108-4.2 The Contract Linear Foot Price paid for Bare, 1/C #6, Counterpoise Wire shall include full
compensation for furnishing all labor, materials, tools, equipment and incidentals, and for doing all the
work involved for installing Counterpoise Wire including trenching, ground rods and grounding connectors
complete in place and tested, including layout, dust and debris control and cleanup, as shown on the
Drawings and as specified in this Item. The measurement for this item shall include additional quantities
required for slack.
BASIS OF PAYMENT
108-5.1 Payment will be made at the contract unit price for cable installed in duct bank or conduit, in place
by the Contractor and accepted by the RPR. This price shall be full compensation for furnishing all materials
and for all preparation and installation of these materials, and for all labor, equipment, tools, and incidentals,
including ground rods and ground connectors and trench marking tape, necessary to complete this item.
CENTURY WEST ENGINEERING >ͲϭϬϴhŶĚĞƌŐƌŽƵŶĚWŽǁĞƌĂďůĞĨŽƌŝƌƉŽƌƚƐͲϭϬŽĨϭϭ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
Payment will be made under:
Item L-108-5.1 Bare #6 CU Counterpoise Cable Installed in Trench or Bore Including
Ground Rods – per linear foot
Item L-108-5.2 New L-824 Type C #8, 5 kV Cable Installed in Existing or New Conduit-
per linear foot
REFERENCES
The publications listed below form a part of this specification to the extent referenced. The publications
are referred to within the text by the basic designation only.
Advisory Circulars (AC)
AC 150/5340-26 Maintenance of Airport Visual Aid Facilities
AC 150/5340-30 Design and Installation Details for Airport Visual Aids
AC 150/5345-7 Specification for L-824 Underground Electrical Cable for Airport
Lighting Circuits
AC 150/5345-26 Specification for L-823 Plug and Receptacle, Cable Connectors
AC 150/5345-53 Airport Lighting Equipment Certification Program
Commercial Item Description
A-A-59544A Cable and Wire, Electrical (Power, Fixed Installation)
A-A-55809 Insulation Tape, Electrical, Pressure-Sensitive Adhesive, Plastic
ASTM International (ASTM)
ASTM B3 Standard Specification for Soft or Annealed Copper Wire
ASTM B8 Standard Specification for Concentric-Lay-Stranded Copper Conductors,
Hard, Medium-Hard, or Soft
ASTM B33 Standard Specification for Tin-Coated Soft or Annealed Copper Wire for
Electrical Purposes
ASTM D4388 Standard Specification for Nonmetallic Semi-Conducting and
Electrically Insulating Rubber Tapes
Mil Spec
MIL-PRF-23586F Performance Specification: Sealing Compound (with Accelerator),
Silicone Rubber, Electrical
MIL-I-24391 Insulation Tape, Electrical, Plastic, Pressure Sensitive
National Fire Protection Association (NFPA)
NFPA-70 National Electrical Code (NEC)
NFPA-780 Standard for the Installation of Lightning Protection Systems
American National Standards Institute (ANSI)/Institute of Electrical and Electronics Engineers (IEEE)
ANSI/IEEE STD 81 IEEE Guide for Measuring Earth Resistivity, Ground Impedance, and
Earth Surface Potentials of a Ground System
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Federal Aviation Administration Standard
FAA STD-019E Lightning and Surge Protection, Grounding Bonding and Shielding
Requirements for Facilities and Electronic Equipment
END OF ITEM L-108
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Item L-109 Airport Transformer Vault and Vault Equipment
DESCRIPTION
109-1.1 This item shall consist of removing an existing airport transformer vault and equipment and
constructing an airport transformer vault per these specifications and per the design and dimensions shown
in the plans. This work shall also include the installation of conduits in the floor and foundation, painting
and lighting of the vault or metal housing, and the furnishing of all incidentals that are necessary to produce
a completed unit. Included as a separate part under this item or as a separate item where an existing vault
is to be used shall be the furnishing of all vault equipment, wiring, electrical buses, cable, conduit, potheads,
and grounding systems or reconfiguring the equipment within the existing vault building per the plans. This
work shall also include the painting of equipment and conduit; the marking and labeling of equipment and
the labeling or tagging of wires; the testing of the installation; and the furnishing of all incidentals. The
vault and equipment installed shall be installed in operating condition as a complete unit to the satisfaction
of the RPR
The contractor will remove or salvage all indicated equipment and reinstall as shown in plans in new vault.
All equipment removed shall be salvaged to the airport or disposed of if the airport doesn’t want to keep
the removed equipment. The existing building to be removed per airport, state and local requirements.
EQUIPMENT AND MATERIALS
109-2.1 General.
a. Airport lighting equipment and materials covered by advisory circulars (AC) shall be certified in
AC 150/5345-53, Airport Lighting Equipment Certification Program (ALECP) and listed in the ALECP
Addendum.
b. All other equipment and materials covered by other referenced specifications shall be subject to
acceptance through manufacturer’s certification of compliance with the applicable specification when
requested by the RPR.
c. Manufacturer’s certifications shall not relieve the Contractor of the responsibility to provide materials
per these specifications. Materials supplied and/or installed that do not comply with these specifications
shall be removed (when directed by the RPR) and replaced with materials that comply with these
specifications at the Contractor’s cost.
d. All materials and equipment used to construct this item shall be submitted to the RPR for approval
prior to ordering the equipment. Submittals consisting of marked catalog sheets or shop drawings shall be
provided. Submittal data shall be presented in a clear, precise and thorough manner. Original catalog sheets
are preferred. Photocopies are acceptable provided they are as good a quality as the original. Clearly and
boldly mark each copy to identify products or models applicable to this project. Indicate all optional
equipment and delete any non-pertinent data. Submittals for components of electrical equipment and
systems shall identify the equipment to which they apply on each submittal sheet. Markings shall be made
bold and clear with arrows or circles (highlighting is not acceptable). The Contractor is solely responsible
for delays in the project that may accrue directly or indirectly from late submissions or resubmissions of
submittals.
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e. The data submitted shall be sufficient, in the opinion of the RPR, to determine compliance with the
plans and specifications. The Contractor’s submittals shall be electronic pdf format tabbed by specification
section. The RPR reserves the right to reject any and all equipment, materials or procedures that do not
meet the system design and the standards and codes, specified in this document.
f. All equipment and materials furnished and installed under this section shall be guaranteed against
defects in materials and workmanship for a period of at least 12 months from final acceptance by the
Owner. The defective materials and/or equipment shall be repaired or replaced, at the Owner’s discretion,
with no additional cost to the Owner.
CONSTRUCTION OF VAULT
109-3.1 Electrical vault building. The electrical vault building must comply with NEC Article 110.31,
Enclosure for Electrical Installations, Item (A) Electrical Vaults. Construct the building of materials having
adequate structural strength for the conditions and installed location, has a minimum fire rating of two or
three hours as determined by the authority having jurisdiction (AHJ), and is bullet resistant to minimum
UL 752 Level 4.
109-3.2 Concrete. Concrete shall be proportioned, placed, and cured per Item P-610, Concrete for
Miscellaneous Structures.
109-3.3 Precast concrete structures. Precast concrete structures shall be furnished by a plant meeting
National Precast Concrete Association Plant Certification Program or another RPR approved third party
certification program. Precast concrete structures shall conform to ASTM C478. Contractor shall submit in
deferred submittal structural plans reviewed and stamped by WA state structural engineer including any
required Geotechnical information for proposed building and foundation for RPR and airport review.
109-3.4 Reinforcing steel. Reinforcing steel bars shall be intermediate or structural grade deformed-type
bars and shall be per ASTM A615.
109-3.5 Brick. Brick shall be per ASTM C62, Grade SW.
109-3.6 Rigid steel conduit. Rigid steel conduit and fittings shall be per Underwriters Laboratories
Standards 6 and 514B.
109-3.7 Plastic Conduit and fittings. Plastic Conduit and fittings shall conform to the requirements of
UL-651 and UL-654 schedule 40 polyvinyl chloride (PVC) suitable for use above or below ground.
109-3.8 Lighting. Vault or metal-housing light fixtures shall be of a vapor-proof type.
109-3.9 Outlets. Convenience outlets shall be heavy-duty duplex units designed for industrial service.
109-3.10 Switches. Vault or metal-housing light switches shall be single-pole switches.
109-3.11 Paint.
a. Priming paint for non-galvanized metal surfaces shall be a high solids alkyd primer compatible with
the manufacturer’s recommendations for the intermediate or topcoat.
b. White paint for body and finish coats on metal and wood surfaces shall be ready-mixed paint
conforming to the Master Painter’s Institute (MPI), Reference #9, Exterior Alkyd, Gloss.
c. Priming paint for wood surfaces shall be mixed on the job by thinning the specified white paint by
adding 1/2 pint (0.24 liter) of raw linseed oil to each gallon (liter).
d. Paint for the floor, ceiling, and inside walls shall be per Porter Paint Company 69, 71, and 79 or
equivalent. Walls and ceiling shall be light gray and the floor shall be medium gray.
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e. The roof coating shall be hot asphalt material per ASTM D2823. Asbestos-free roof coating per
ASTM D4479 may be substituted if required by local codes.
109-3.12 Ground bus. Ground bus shall be 1/8 u 3/4 inch (3 u 19 mm) minimum copper bus bar.
109-3.13 Square duct. Duct shall be square similar to that manufactured by the Square D Company (or
equivalent), or the Trumbull Electric Manufacturing Company (or equivalent). The entire front of the duct
on each section shall consist of hinged or removable cover for ready access to the interior. The cross-section
of the duct shall be not less than 4 u 4 inch (100 u 100 mm) except where otherwise shown in the plans.
109-3.14 Ground rods. Ground rods shall be in accordance with Item L-108.
109-3.15 Vault prefabricated metal housing. The prefabricated metal housing shall be a commercially
available unit.
109-3.16 FAA-approved equipment. Certain items of airport lighting equipment installed in vaults are
covered by individual ACs listed below:
AC 150/5345-3 Specification for L-821, Panels for Remote Control of Airport Lighting
AC 150/5345-5 Circuit Selector Switch
AC 150/5345-7 Specification for L-824 Underground Electrical Cable for Airport Lighting
Circuits
AC 150/5345-10 Specification for Constant Current Regulators and Regulator Monitors
AC 150/5345-13 Specification for L-841 Auxiliary Relay Cabinet Assembly for Pilot
Control of Airport Lighting Circuits.
AC 150/5345-49 Specification for L-854, Radio Control Equipment
AC 150/5345-56 Specification for L-890 Airport Lighting Control and Monitoring System
(ALCMS)
109-3.17 Other electrical equipment. Distribution transformers, oil switches, cutouts, relays, terminal
blocks, transfer relays, circuit breakers, and all other regularly used commercial items of electrical
equipment not covered by FAA equipment specifications and ACs shall conform to the applicable rulings
and standards of the Institute of Electrical and Electronic Engineers (IEEE) or the National Electrical
Manufacturers Association (NEMA). When specified, test reports from a testing laboratory indicating that
the equipment meets the specifications shall be supplied. In all cases, equipment shall be new and a first-
grade product. This equipment shall be supplied in the quantities required for the specific project and shall
incorporate the electrical and mechanical characteristics specified in the proposal and plans. Equipment
selected and installed by the Contractor shall maintain the interrupting current rating of the existing systems
or specified rating whichever is greater.
109-3.18 Wire. Wire (in conduit) rated up to 5,000 volts shall be per AC 150/5345-7, Specification for L-
824 Underground Electrical Cables for Airport Lighting Circuits. For ratings up to 600 volts, moisture and
heat resistant thermoplastic wire conforming to Commercial Item Description A-A-59544A Type THWN-
2 shall be used. The wires shall be of the type, size, number of conductors, and voltage shown in the plans
or in the proposal.
a. Control circuits. Unless otherwise indicated on the plans, wire shall be not less than No. 12
American wire gauge (AWG) and shall be insulated for 600 volts. If telephone control cable is specified,
No. 19 AWG telephone cable per ANSI/Insulated Cable Engineers Association (ICEA) S-85-625
specifications shall be used.
b. Power circuits.
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(1) 600 volts maximum – Wire shall be No. 6 AWG or larger and insulated for at least 600 volts.
(2) 3,000 volts maximum – Wire shall be No. 6 AWG or larger and insulated for at least 3,000
volts.
(3) Over 3,000 volts-Wire shall be No. 6 AWG or larger and insulated for at least the circuit voltage.
109-3.19 Short circuit / coordination / device evaluation / arc flash analysis. The Contractor shall,
based upon the equipment provided, include as a part of the submittal process the electrical system “Short
Circuit / Coordination / Device evaluation / Arc Flash Analysis”. The analysis shall be performed by the
equipment manufacturer and submitted in a written report. The analysis shall be signed and sealed by a
registered professional Engineer from the state in which the project is located. The analysis shall comply
with NFPA-70E and IEEE 1584.
The analysis will include: one line diagrams, short circuit analysis, coordination analysis, equipment
evaluation, arc flash analysis and arc flash labels containing at a minimum, equipment name,
voltage/current rating, available incident energy and flash protection boundary.
The selected firms field service Engineer shall perform data gathering for analysis completion and device
settings, perform device setting as recommended by the analysis and will furnish and install the arc flash
labels. The components worst case incident energy will be considered the available arc flash energy at that
specific point in the system. Submit three written copies and one electronic copy of the report.
CONSTRUCTION METHODS
CONSTRUCTION OF VAULT
109-4.1 General. The Contractor shall construct the transformer vault or prefabricated metal housing at the
location indicated in the plans. Vault construction shall be reinforced concrete, concrete masonry, or brick
wall as specified. The mounting pad or floor details, installation methods, and equipment placement are
shown in the plans. Precast concrete structures shall be furnished by a plant meeting National Precast
Concrete Association Plant Certification Program or another engineer approved third party certification
program.
The Contractor shall clear, grade, and seed the area around the vault for a minimum distance of 10 feet (3
m) on all sides. The slope shall be not less than 1/2 inch per foot (12 mm per 0.3 m) away from the vault or
metal housing in all directions.
The vault shall provide adequate protection against weather elements, including rain, wind-driven dust,
snow, ice and excessive heat. The vault shall have sufficient filtered ventilation, to assure that the interior
room temperatures and conditions do not exceed the recommended limits of the electrical equipment to be
installed in the vault. The Contractor is responsible for contacting the manufacturer of the equipment to be
installed to obtain environmental limitations of the equipment to be installed.
The electrical vault shall provide reasonable protection of the equipment that it is intended to house.
Because most of the equipment located in the vault is likely housed in NEMA 1 enclosures, the
vault itself shall be designed to provide sufficient protection against weather elements.
Assure that the vault that is to be supplied has sufficient environmental controls to provide adequate
ventilation to maintain temperatures within operational requirements of the equipment to be
installed. In addition, make sure that vault has sufficient seals and/or filters on doors and other
openings to assure that wind-driven dust does not affect the operation of equipment.
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109-4.2 Foundation and walls.
a. Reinforced concrete construction. The Contractor shall construct the foundation and walls per the
details shown in the plans. Unless otherwise specified, internal ties shall be of the mechanical type so that
when the forms are removed the ends of the ties shall be at least one inch (25 mm) beneath the concrete
surface; the holes shall be plugged and finished to prevent discoloration. Reinforcing steel shall be placed,
as shown in the drawings, and secured in position to prevent displacement during the concrete placement.
The external surfaces of the concrete shall be thoroughly worked during the placing operation to force
all coarse aggregate from the surface. Thoroughly work the mortar against the forms to produce a smooth
finish free from air pockets and honeycomb.
The surface film of all pointed surfaces shall be removed before setting occurs. As soon as the pointing
has set sufficiently, the entire surface inside and outside of the vault shall be thoroughly wet with water and
rubbed with a No. 16 carborundum stone, or equivalent quality abrasive, bringing the surface to a paste. All
form marks and projections shall be removed. The surface produced shall be smooth and dense without pits
or irregularities. The materials which have been ground into a paste during the rubbing process shall be
spread or brushed uniformly over the entire surface (except the interior surfaces that are to be painted shall
have all paste removed by washing before painting) and permitted to reset. Final exterior finish shall be
obtained by rubbing with No. 30 carborundum stone, or an equivalent quality abrasive. The surface shall
be rubbed until the entire surface is smooth and uniform in color.
b. Brick and concrete construction. When this type of construction is specified, the foundation shall
be concrete conforming to the details shown in the plans. The outer edge of the foundation at the floor level
shall be beveled 1-1/2 inches (38 mm) at 45 degrees. Brick walls shall be 8 inches (200 mm) thick, laid in
running bond with every sixth course a header course. Brick shall be laid in cement mortar (one part
masonry cement and 3 parts sand) with full mortar bed and shoved joints. All joints shall be completely
filled with mortar, and facing brick shall be back-parged with mortar as work progresses. All joints shall
be 3/8 inch (9 mm) thick, exterior joints tooled concave, and interior joints struck flush. Both interior and
exterior brick surfaces shall be cleaned and nail holes, cracks and other defects filled with mortar. When
specified, a nonfading mineral pigment mortar coloring shall be added to the mortar. Steel reinforcing bars,
3/8 inch (9 mm) in diameter and 12 inches (300 mm) long, shall be set vertically in the center of the brick
wall on not more than 2 feet (60 cm) centers to project 2-1/2 inches (60 mm) into the concrete roof slab.
Lintels for supporting the brickwork over doors, windows, and louvers shall consist of two 4 u 3 u 3/8 inch
(100 u 75 u 9 mm) steel angles. Lintels shall be painted with one coat of corrosion-inhibiting primer before
installation, and all exposed parts shall be painted similar to doors and window sash after installation.
Window sills may be concrete poured in place or precast concrete as indicated in the plans. All exposed
surfaces shall have a rubbed finish as specified under reinforced concrete construction. After completion,
all interior and exterior faces of walls shall be scrubbed with a solution of muriatic acid and water in the
proportions of not less than one part acid to 10 parts of water. All traces of efflorescence, loose mortar, and
mortar stain shall be removed, and the walls washed down with clear water.
c. Concrete masonry construction. When this type of construction is specified, the foundation shall
be concrete conforming to the details shown in the plans. The concrete masonry units shall be standard
sizes and shapes and shall conform to ASTM C90 and shall include the closures, jambs, and other shapes
required by the construction as shown in the plans. Standard construction practice shall be followed for this
type of work including mortar, joints, reinforcing steel for extensions into roof slab, etc. Plaster for interior
walls, if specified, shall be Portland cement plaster.
109-4.3 Roof. The roof shall be reinforced concrete as shown in the plans. Reinforcing steel shall be placed
as shown in the drawing and secured in position to prevent displacement during the pouring of the concrete.
The concrete shall be poured monolithically and shall be free of honeycombs and voids. The surface shall
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have a steel-troweled finish and shall be sloped as shown in the drawing. The underside of the roof slab
shall be finished in the same manner as specified for walls.
One brush or mop coat of hot asphalt roof coating shall be applied to the top surface of the roof slab. The
asphalt material shall be heated to within the range specified by the manufacturer and immediately applied
to the roof. The finished coat shall be continuous over the roof surface and free from holidays and blisters.
Smears and dribbles of asphalt on the roof edges and building walls shall be removed.
109-4.4 Floor. Construct building foundation in accordance with the details shown in the plans. The floor
shall be reinforced concrete as shown in the drawings. When present, all sod, roots, refuse, and other
perishable material shall be removed from the area under the floor to a depth of 8 inches (200 mm), unless
a greater depth is specified in the invitation for bids. This area shall be backfilled with materials consisting
of sand, cinders, gravel, or stone. Fill shall be placed in layers not to exceed 4 inches (100 mm) and shall
be thoroughly compacted by tamping or rolling. A layer of building paper shall be placed over the fill prior
to placing concrete. The floor surfaces shall have a steel-troweled finish. The floor shall be level unless a
drain is specified, in which case the floor shall be pitched 1/4 inch (6 mm) per foot downward toward the
drain. A 1/4-inch (6-mm) asphalt felt expansion joint shall be placed between floor and foundation walls.
The floor shall be poured monolithically and shall be free of honeycombs and voids.
109-4.5 Floor drain. If shown in the plans, a floor drain and dry well shall be installed in the center of the
floor of the equipment room. The dry well shall be excavated 4 × 4 feet (1.2 × 1.2 m) square and to a depth
of 4 feet (1.2 m) below the finished floor elevation and shall be backfilled to the elevation of the underside
of the floor with gravel - which shall all pass a 2-inch (50 mm) mesh sieve and shall all be retained on a
1/4-inch (6.3 mm) mesh sieve. The gravel backfill shall be placed in 6 inch (150 mm) maximum layers, and
the entire surface of each layer shall be tamped either with a mechanical tamper or with a hand tamper
weighing not less than 25 pounds (11 kg) and having a face area of not more than 36 square inches (232
square cm) nor less than 16 square inches (103 square cm). The drain inlet shall be set flush in the concrete
floor. The drain shall have a clear opening of not less than 8 inches (200 mm) in diameter.
109-4.6 Conduits in floor and foundation. Conduits shall be installed in the floor and through the
foundation walls per the details shown in the plans. All underground conduit shall be painted with an asphalt
compound. Conduit shall be installed with a coupling or metal conduit adapter flush with the top of the
floor. All incoming conduit shall be closed with a pipe plug to prevent the entrance of foreign material
during construction. Space conduit entrances shall be left closed.
109-4.7 Doors. Doors shall be metal-clad fireproof Class A (three (3) hour rated) doors conforming to
requirements of the National Electrical Code (NEC) and local electrical codes. Panic bar exit hardware
shall be installed per NEC requirements. Refer to the new electrical vault detail plan sheets for construction
requirements.
109-4.8 Painting. The floor, ceiling, and inside walls of concrete construction shall first be given a
hardening treatment, after which the Contractor shall apply two coats of paint as specified below, except
that interior face brick walls need not be painted. The hardening treatment shall consist of applying two
coats of either a commercial floor hardener or a solution made by dissolving 2 pounds (0.9 kg) of
magnesium fluorosilicate or zinc sulfate crystals in one gallon (liter) of water. Each coat shall be allowed
to dry at least 48 hours before the next application. After the second treating coat has dried, the surfaces
shall be brushed clean of all crystals and thoroughly washed with clear water. Paint for walls and ceiling
shall be a light gray color approved by the RPR. The floor paint shall be a medium gray color approved by
the RPR. Before painting, the surfaces shall be dry and clean. The first coat shall be thinned by adding 2/3-
quart (0.63 liters) of spar varnish and 1/3-quart (0.31 liters) of turpentine to each gallon (liter) of paint. The
second coat shall be applied without thinning. All doors, lintels, and windows shall be cleaned to remove
any rust or foreign material and shall be given one body and one finish coat of white paint. Bare metal
surfaces shall be given a prime coat of corrosion-inhibiting primer prior to the body and finish coats.
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109-4.9 Lights and switches. The Contractor shall furnish and install a minimum of two duplex
convenience outlets in the vault room. Where a control room is specified, at least two duplex outlets shall
be installed.
INSTALLATION OF EQUIPMENT IN VAULT
109-5.1 General. The Contractor shall furnish, install, and connect all equipment, equipment accessories,
conduit, cables, wires, buses, grounds, and support necessary to ensure a complete and operable electrical
distribution center for the airport lighting system as specified herein and shown in the plans. When
specified, an emergency power supply and transfer switch shall be provided and installed.
The equipment installation and mounting shall comply with the requirements of the National Electrical
Code and local code agency having jurisdiction. All electrical work shall comply with the NEC and local
code agency having jurisdiction including the separation of under 600V work from 5,000V work.”
109-5.2 Power supply equipment. Transformers, regulators, booster transformers, and other power supply
equipment items shall be furnished and installed at the location shown in the plans or as directed by the
RPR. The power supply equipment shall be set on steel “H” sections, “I” beams, channels, or concrete
blocks to provide a minimum space of 1-1/2 inch (38 mm) between the equipment and the floor. The
equipment shall be placed so as not to obstruct the oil-sampling plugs of the oil-filled units; and name-
plates shall, so far as possible, not be obscured.
If specified in the plans and specifications, equipment for an alternate power source or an emergency power
generator shall be furnished and installed. The alternate power supply installation shall include all
equipment, accessories, an automatic changeover switch, and all necessary wiring and connections. The
emergency power generator set shall be the size and type specified.
109-5.3 Constant Current Regulators. Constant current regulators (CCRs) shall be dry type, air cooled,
L-828, designed to supply one, three or five-precision output current levels (6.6 amp CCRs are required) to
power series lighting circuits on airport runways and taxiways.
Regulators shall be ferro-resonant type.
Each regulator shall be furnished with a control module capable of providing L-827 monitoring and control
and capable of fully integrating with, or replicating, the existing and modified functions of the existing
Airfield Lighting Control and Monitoring System (ALCMS).
Each regulator shall be capable of fully integrating with the functions of the airfield lighting control system.
See Pilot Operated Lighting Controls.
The regulators shall use solid-state circuitry to accurately regulate the output current from the phase-linear
power transformer to within +/-3% of the preset current level from no load to full load and with input
voltage variations of -5% to +10% of nominal (-40° to +55°C). The nominal output current levels shall be
maintained even when 50% of the isolation transformers in the series lighting circuit have open secondaries.
Brightness-step selection shall be either by manual operation of the rotary control switch or push buttons
on the regulator’s front panel or by 48 V ac or 120 V ac remote control signals from a distant location.
Efficient operation (which results in high primary power factor) at low loads shall be ensured by a half-
power tap on the output winding of the main transformer. Regulator supply voltages shall be 240V, 1
phase, 60 Hz and set at the factory according to user requirements.
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Protective circuitry shall automatically de-energize the regulator when an overcurrent or open-circuit is
sensed in the series lighting circuit. The regulators shall be shipped ready for use and can be floor mounted
or mounted on a rack or shelf.
Other features and characteristics shall include:
a. Primary contactor shall never open or close under load.
b. LED indicators for open-circuit, overcurrent, W-VA and system-in-operation.
c. Remote input shall have 1,000 V ac surge withstand capability.
d. Built-in true RMS-reading ammeter (10 A maximum scale.)
e. Minimum power factor of 0.90 (at full load, using proper tap.)
f. On/off switching capability under any load.
g. Overcurrent, open-circuit, undervoltage, transient protection from lightning (25,000 amp surge)
and other sources on output lines and remote input lines.
h. Input lightning protection assemblies.
i. Output current surge limitation—protects series incandescent lamps.
j. After a supply power loss, operation shall resume within 5 seconds after input power is restored
at preset brightness level.
k. Pressure-type terminal blocks for connections of external remote control wiring.
l. The regulator shall use no solid-state components directly in the output (series) circuit and shall
not be susceptible to extraneous signals which can affect solid-state design CCRs.
m. The regulators shall be designed not to cause any electromagnetic interference which can affect
the operation of other airport equipment.
n. Automatic shutdown if supply voltage is +/- 15% of optimum.
o. Automatic shutdown if series circuit is disconnected.
p. Regulators shall have full self-diagnostic capabilities.
109-5.4 Pilot Operated Lighting Controls.
a. Radio Controller shall be FAA Type I, L-854 air-to-ground radio control unit furnished and
installed in accordance with this specification at the locations and in accordance with the dimensions,
design, and details shown in the plans. The operating frequency shall match that of other L-854
controllers on the Airport.
The work shall include the furnishing and installation of a Type I air-to-ground radio receiver
and decoder with power relays mounted in a weatherproof enclosure and a remote antenna. The
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item shall also include all cable connections, equipment mounting and the testing of the
installations, and all incidentals necessary to place the radio control unit in operation as a
completed assembly to the satisfaction of the Owner.
b. Photocell Control shall be 120V, SPST, 2000W, enclosed in a heavy-duty die cast zinc housing,
gasketed for maximum weather protection. Delay of up to two minutes prevents false switching
due to light from vehicles, lightning, etc. Turn ON / Turn OFF: Turn-On is 1 to 5 fc, Turn-OFF
is 3 to 15 fc, without the slide in position. ON/OFF adjustment shall be easily done by moving a
light level selector with no tools required. The unit shall fail in the ON position. Temperature
Range: -40° to +140°F (-40° to +60°C). Coordinate the operation with the Airport.
c. Control System Functions shall be as follows:
(1) The photocell shall activate the regulator(s) to the lowest step.
(2) The L-854 controller shall activate the regulator(s) to step 2 with three clicks and step 3
with five or seven clicks.
OR
(3) The L-854 controller shall activate the regulator(s) to the lowest step with three clicks,
step 2 with five clicks and steps 3 and/or 5 with seven clicks.
109-5.5 Switchgear and panels. Oil switches, fused cutouts, relays, transfer switches, panels, panel boards,
and other similar items shall be furnished and installed at the location shown in the plans or as directed by
the RPR. Wall or ceiling mounted items shall be attached to the wall or ceiling with galvanized bolts of not
less than 3/8-inch (9 mm) diameter engaging metal expansion shields or anchors in masonry or concrete
vaults.
109-5.6 Duct and conduit. The Contractor shall furnish and install square-type exposed metallic ducts with
hinged covers for the control circuits in the vault. These shall be mounted along the walls behind all floor-
mounted equipment and immediately below all wall-mounted equipment. The hinged covers shall be placed
to open from the front side with the hinges at the front bottom.
Wall brackets for square ducts shall be installed at all joints 2 feet (60 cm) or more apart with intermediate
brackets as specified. Conduit shall be used between square ducts and equipment or between different items
of equipment when the equipment is designed for conduit connection. When the equipment is not designed
for conduit connection, conductors shall enter the square-type control duct through insulating bushings in
the duct or on the conduit risers.
109-5.7 Wiring and connections. The Contractor shall make all necessary electrical connections in the
vault per the wiring diagrams furnished and as directed by the RPR. In wiring to the terminal blocks, the
Contractor shall leave sufficient extra length on each control lead to make future changes in connections at
the terminal block. This shall be accomplished by running each control lead the longest way around the box
to the proper terminal. Leads shall be neatly laced in place.
109-5.8 Marking and labeling. All equipment, control wires, terminal blocks, etc., shall be tagged,
marked, or labeled as specified below:
a. Wire identification. The Contractor shall furnish and install self-sticking wire labels or identifying
tags on all control wires at the point where they connect to the control equipment or to the terminal blocks.
Wire labels, if used, shall be of the self-sticking preprinted type and of the manufacturer’s recommended
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size for the wire involved. Identification -markings designated in the plans shall be followed. Tags, if used,
shall be of fiber not less than 3/4 inch (19 mm) in diameter and not less than 1/32 inch (1 mm) thick.
Identification markings designated in the plans shall be stamped on tags by means of small tool dies. Each
tag shall be securely tied to the proper wire by a nonmetallic cord.
b. Labels. The Contractor shall stencil identifying labels on the cases of regulators, breakers, and
distribution and control relay cases with white oil paint as designated by the RPR. The letters and numerals
shall be not less than one inch (25 mm) in height and shall be of proportionate width. The Contractor shall
also mark the correct circuit designations per the wiring diagram on the terminal marking strips, which are
a part of each terminal block.
METHOD OF MEASUREMENT
109-6.1 The quantity of modified vaults to be paid for under this item shall consist of the number of vaults
constructed in place and accepted as a complete unit.
109-6.2 The quantity of new vaults to be paid for under this item shall consist of the number of vaults
demolished in place.
109-6.3 The quantity of equipment to be paid for under this item shall consist of all equipment installed,
connected and accepted as a complete unit ready for operation within an existing vault or prefabricated
metal housing.
BASIS OF PAYMENT
109-7.1 Payment will be made at the contract unit price for each completed and accepted vault or
prefabricated metal housing equipment installation. This price shall be full compensation for furnishing all
materials and for all preparation, assembly, and installation of these materials, and for all labor, equipment,
tools, and incidentals necessary to complete the item.
Payment will be made under:
Item L-109-7.1 New Airfield Lighting Vault Building - per lump sum
Item L-109-7.2 Demolish Existing Airfield Lighting Vault Building – per lump sum
Item L-109-7.3 Install New 7.5 kW Ferroresonant Constant Current Regulator in Airfield
Lighting Vault - per each
Item L-109-7.4 Install New 10 kW Ferroresonant Constant Current Regulator in Airfield
Lighting Vault - per each
Item L-109-7.5 Airfield Lighting Vault Space Utilization Improvements - per each
Item L-109-7.6 New L-841 Relay Cabinet - per each
Item L-109-7.7 New L-854 Pilot Controlled Radio – per each
Item L-109-7.8 New Airfield Lighting Patch Panel - per each
Item L-109-7.9 Relocate Existing PAPIs & REILs Boost Transformer - per each
Item L-109-7.10 Relocate Existing Automatic Transfer Switch - per each
Item L-109-7.11 Relocate Existing Automatic Transfer Switch Monitoring Cabinet - per
each
Item L-109-7.12 Relocate Existing Main Service Panel LV- per each
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Item L-109-7.13 Contractor Supplied Structural Stamped Vault Building Drawings by
Washington PE, including any City required permits – per lump sum
REFERENCES
The publications listed below form a part of this specification to the extent referenced. The publications
are referred to within the text by the basic designation only.
Advisory Circulars (AC)
AC 150/5340-30 Design and Installation Details for Airport Visual Aids
AC 150/5345-3 Specification for L-821, Panels for Remote Control of Airport Lighting
AC 150/5345-5 Circuit Selector Switch
AC 150/5345-7 Specification for L-824 Underground Electrical Cable for Airport
Lighting Circuits
AC 150/5345-10 Specification for Constant Current Regulators and Regulator Monitors
AC 150/5345-13 Specification for L-841 Auxiliary Relay Cabinet Assembly for Pilot
Control of Airport Lighting Circuits
AC 150/5345-49 Specification L-854, Radio Control Equipment;
AC 150/5345-53 Airport Lighting Equipment Certification Program
American National Standards Institute / Insulated Cable Engineers Association (ANSI/ICEA)
ANSI/ICEA S-85-625 Standard for Telecommunications Cable Aircore, Polyolefin Insulated,
Copper Conductor Technical Requirements
ASTM International (ASTM)
ASTM A615 Standard Specification for Deformed and Plain Carbon-Steel Bars for
Concrete Reinforcement
ASTM C62 Standard Specification for Building Brick (Solid Masonry Units Made
from Clay or Shale)
ASTM C90 Standard Specification for Loadbearing Concrete Masonry Units
ASTM D2823 Standard Specification for Asphalt Roof Coatings, Asbestos Containing
ASTM D4479 Standard Specification for Asphalt Roof Coatings – Asbestos-Free
Commercial Item Description (CID)
A-A 59544 Cable and Wire, Electrical (Power, Fixed Installation)
Institute of Electrical and Electronic Engineers (IEEE)
IEEE 1584 Guide for Performing Arc-Flash Hazard Calculations
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Master Painter’s Institute (MPI)
MPI Reference #9 Alkyd, Exterior, Gloss (MPI Gloss Level 6)
Underwriters Laboratories (UL)
UL Standard 6 Electrical Rigid Metal Conduit – Steel
UL Standard 514B Conduit, Tubing, and Cable Fittings
UL Standard 514C Nonmetallic Outlet Boxes, Flush-Device Boxes, and Covers
UL Standard 651 Schedule 40, 80, Type EB and A Rigid PVC Conduit and Fittings
UL Standard 651A Type EB and A Rigid PVC Conduit and HDPE Conduit
National Fire Protection Association (NFPA)
NFPA-70 National Electrical Code (NEC)
NFPA-70E Standard for Electrical Safety in the Workplace
NFPA-780 Standard for the Installation of Lightning Protection Systems
END OF ITEM L-109
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Item L-110 Airport Underground Electrical Duct Banks and Conduits
DESCRIPTION
110-1.1 This item shall consist of underground electrical conduits and duct banks (single or multiple
conduits encased in concrete, buried in sand or directionally bored)) installed per this specification at the
locations and per the dimensions, designs, and details shown on the plans. This item shall include furnishing
and installing of all underground electrical duct banks and individual and multiple underground conduits.
It shall also include all trenching, backfilling, removal, and restoration of any paved or turfed areas; concrete
encasement, mandrelling, pulling lines, duct markers, plugging of conduits, and the testing of the
installation as a completed system ready for installation of cables per the plans and specifications. This item
shall also include furnishing and installing conduits and all incidentals for providing positive drainage of
the system. Verification of existing ducts is incidental to the pay items provided in this specification.
EQUIPMENT AND MATERIALS
110-2.1 General.
a. All equipment and materials covered by referenced specifications shall be subject to acceptance
through manufacturer’s certification of compliance with the applicable specification when requested by the
Resident Project Representative (RPR).
b. Manufacturer’s certifications shall not relieve the Contractor of the responsibility to provide
materials per these specifications and acceptable to the RPR. Materials supplied and/or installed that do not
comply with these specifications shall be removed and replaced with materials, that comply with these
specifications, at the Contractor’s cost.
c. All materials and equipment used to construct this item shall be submitted to the RPR for approval
prior to ordering the equipment. Submittals consisting of marked catalog sheets or shop drawings shall be
provided. Submittal data shall be presented in a clear, precise and thorough manner. Original catalog sheets
are preferred. Photocopies are acceptable provided they are as good a quality as the original. Clearly and
boldly mark each copy to identify products or models applicable to this project. Indicate all optional
equipment and delete non-pertinent data. Submittals for components of electrical equipment and systems
shall identify the equipment for which they apply on each submittal sheet. Markings shall be made bold
and clear with arrows or circles (highlighting is not acceptable). The Contractor is solely responsible for
delays in project that accrue directly or indirectly from late submissions or resubmissions of submittals.
d. The data submitted shall be sufficient, in the opinion of the RPR, to determine compliance with the
plans and specifications. The Contractor’s submittals shall be electronically submitted in pdf format, tabbed
by specification section. The RPR reserves the right to reject any and all equipment, materials or procedures
that do not meet the system design and the standards and codes specified in this document.
e. All equipment and materials furnished and installed under this section shall be guaranteed against
defects in materials and workmanship for a period of at least 12 months from final acceptance by the
Owner. The defective materials and/or equipment shall be repaired or replaced, at the Owner’s discretion,
with no additional cost to the Owner.
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110-2.2 Steel conduit. Rigid galvanized steel (RGS) conduit and fittings shall be hot dipped galvanized
inside and out and conform to the requirements of Underwriters Laboratories Standards 6, 514B, and 1242.
All RGS conduits or RGS elbows installed below grade, in concrete, permanently wet locations or other
similar environments shall be painted with a 10-mil thick coat of asphaltum sealer or shall have a factory-
bonded polyvinyl chloride (PVC) cover. Any exposed galvanizing or steel shall be coated with 10 mils of
asphaltum sealer. When using PVC coated RGS conduit, care shall be exercised not to damage the factory
PVC coating. Damaged PVC coating shall be repaired per the manufacturer's written instructions. In lieu
of PVC coated RGS, corrosion wrap tape shall be permitted to be used where RGS is in contact with direct
earth.”
110-2.3 Plastic conduit. Plastic conduit and fittings-shall conform to the following requirements:
x UL 514B covers W-C-1094-Conduit fittings all types, classes 1 thru 3 and 6 thru 10.͒
x UL 514C covers W-C-1094- all types, Class 5 junction box and cover in plastic (PVC).
x UL 651 covers W-C-1094-Rigid PVC Conduit, types I and II, Class 4.
x UL 651A covers W-C-1094-Rigid PVC Conduit and high-density polyethylene (HDPE) Conduit
type III and Class 4.
Underwriters Laboratories Standards UL-651 and Article 352 of the current National Electrical Code shall
be one of the following, as shown on the plans:
a. Type I–Schedule 40 and Schedule 80 PVC suitable for underground use either direct-buried or
encased in concrete.
b. Type II–Schedule 40 PVC suitable for either above ground or underground use.
c. Type III – Schedule 80 PVC suitable for either above ground or underground use either direct-buried
or encased in concrete.
d. Type III –HDPE pipe, minimum standard dimensional ratio (SDR) 11, suitable for placement with
directional boring under pavement.
The type of solvent cement shall be as recommended by the conduit/fitting manufacturer.
110-2.4 Split conduit. Split conduit shall be pre-manufactured for the intended purpose and shall be made
of steel or plastic.
110-2.5 Conduit spacers. Conduit spacers shall be prefabricated interlocking units manufactured for the
intended purpose. They shall be of double wall construction made of high grade, high density polyethylene
complete with interlocking cap and base pads. They shall be designed to accept No. 4 reinforcing bars
installed vertically.
110-2.6 Concrete. Concrete shall be proportioned, placed, and cured per Item P-610, Concrete for
Miscellaneous Structures.
110-2.7 Precast concrete structures. Precast concrete structures shall be furnished by a plant meeting
National Precast Concrete Association Plant Certification Program or another RPR approved third party
certification program. Precast concrete structures shall conform to ASTM C478.
110-2.8 Flowable backfill. Flowable material used to back fill conduit and duct bank trenches shall
conform to the requirements of Item P-153, Controlled Low Strength Material.
110-2.9 Detectable warning tape. Plastic, detectable, American Public Works Association (APWA) red
(electrical power lines, cables, conduit and lighting cable), orange (telephone/fiber optic cabling) with
continuous legend magnetic tape shall be polyethylene film with a metallized foil core and shall be 3-6
inches (75-150 mm) wide. Detectable tape is incidental to the respective bid item.
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110-2.10 Static Ground Rod Station. L-867B Basecan, 10’x3/4” copperclad ground rod, exothermic
welds and the replacement of 1” sch. 40 PVC conduit and ground wire between the ground rod station and
point of cable intercept at edge of concrete pavement at parking stand at each location. See plans for more
information.
CONSTRUCTION METHODS
110-3.1 General. The Contractor shall install underground duct banks and conduits at the approximate
locations indicated on the plans. The RPR shall indicate specific locations as the work progresses, if
required to differ from the plans. Duct banks and conduits shall be of the size, material, and type indicated
on the plans or specifications. Where no size is indicated on the plans or in the specifications, conduits shall
be not less than 2 inches (50 mm) inside diameter or comply with the National Electrical Code based on
cable to be installed, whichever is larger. All duct bank and conduit lines shall be laid so as to grade toward
access points and duct or conduit ends for drainage. Unless shown otherwise on the plans, grades shall be
at least 3 inches (75 mm) per 100 feet (30 m). On runs where it is not practicable to maintain the grade all
one way, the duct bank and conduit lines shall be graded from the center in both directions toward access
points or conduit ends, with a drain into the storm drainage system. Pockets or traps where moisture may
accumulate shall be avoided. Under pavement, the top of the duct bank shall not be less than 18 inches (0.5
m) below the subgrade; in other locations, the top of the duct bank or underground conduit shall be not less
than 18 inches (0.5 m) below finished grade.
The Contractor shall mandrel each individual conduit whether the conduit is direct-buried or part of a duct
bank. An iron-shod mandrel, not more than 1/4 inch (6 mm) smaller than the bore of the conduit shall be
pulled or pushed through each conduit. The mandrel shall have a leather or rubber gasket slightly larger
than the conduit hole.
The Contractor shall swab out all conduits/ducts and clean base can, manhole, pull boxes, etc., interiors
IMMEDIATELY prior to pulling cable. Once cleaned and swabbed the light bases, manholes, pull boxes,
etc., and all accessible points of entry to the duct/conduit system shall be kept closed except when installing
cables. Cleaning of ducts, base cans, manholes, etc., is incidental to the pay item of the item being cleaned.
All raceway systems left open, after initial cleaning, for any reason shall be recl eaned at the Contractor’s
expense. All accessible points shall be kept closed when not installing cable. The Contractor shall verify
existing ducts proposed for use in this project as clear and open. The Contractor shall notify the RPR of any
blockage in the existing ducts.
For pulling the permanent wiring, each individual conduit, whether the conduit is direct-buried or part of a
duct bank, shall be provided with a 200-pound (90 kg) test polypropylene pull rope. The ends shall be
secured and sufficient length shall be left in access points to prevent it from slipping back into the conduit.
Where spare conduits are installed, as indicated on the plans, the open ends shall be plugged with removable
tapered plugs, designed for this purpose.
All conduits shall be securely fastened in place during construction and shall be plugged to prevent
contaminants from entering the conduits. Any conduit section having a defective joint shall not be installed.
Ducts shall be supported and spaced apart using approved spacers at intervals not to exceed 5 feet (1.5 m).
Unless otherwise shown on the plans, concrete encased duct banks shall be used when crossing under
pavements expected to carry aircraft loads, such as runways, taxiways, taxilanes, ramps and aprons. When
under paved shoulders and other paved areas, conduit and duct banks shall be encased using flowable fill
for protection.
All conduits within concrete encasement of the duct banks shall terminate with female ends for ease in
current and future use. Install factory plugs in all unused ends. Do not cover the ends or plugs with concrete.
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Where turf is well established and the sod can be removed, it shall be carefully stripped and properly stored.
Trenches for conduits and duct banks may be excavated manually or with mechanical trenching equipment
unless in pavement, in which case they shall be excavated with mechanical trenching equipment. Walls of
trenches shall be essentially vertical so that a minimum of shoulder surface is disturbed. Blades of graders
shall not be used to excavate the trench.
When rock is encountered, the rock shall be removed to a depth of at least 3 inches (75 mm) below the
required conduit or duct bank depth and it shall be replaced with bedding material of earth or sand
containing no mineral aggregate particles that would be retained on a 1/4-inch (6.3 mm) sieve. Flowable
backfill may alternatively be used. The Contractor shall ascertain the type of soil or rock to be excavated
before bidding. All such rock removal shall be performed and paid for under Item P-152.
Underground electrical warning (Caution) tape shall be installed in the trench above all underground duct
banks and conduits in unpaved areas. Contractor shall submit a sample of the proposed warning tape for
approval by the RPR. If not shown on the plans, the warning tape shall be located 6 inches above the
duct/conduit or the counterpoise wire if present.
Joints in plastic conduit shall be prepared per the manufacturer’s recommendations for the particular type
of conduit. Plastic conduit shall be prepared by application of a plastic cleaner and brushing a plastic solvent
on the outside of the conduit ends and on the inside of the couplings. The conduit fitting shall then be
slipped together with a quick one-quarter turn twist to set the joint tightly. Where more than one conduit is
placed in a single trench, or in duct banks, joints in the conduit shall be staggered a minimum of 2 feet (60
cm).
Changes in direction of runs exceeding 10 degrees, either vertical or horizontal, shall be accomplished using
manufactured sweep bends.
Whether or not specifically indicated on the drawings, where the soil encountered at established duct bank
grade is an unsuitable material, as determined by the RPR, the unsuitable material shall be removed per
Item P-152 and replaced with suitable material. Additional duct bank supports shall be installed, as
approved by the RPR.
All excavation shall be unclassified and shall be considered incidental to Item L-110. Dewatering necessary
for duct installation, and erosion per federal, state, and local requirements is incidental to Item L-110.
Unless otherwise specified, excavated materials that are deemed by the RPR to be unsuitable for use in
backfill or embankments shall be removed and disposed of offsite.
Any excess excavation shall be filled with suitable material approved by the RPR and compacted per Item
P-152.
It is the Contractor’s responsibility to locate existing utilities within the work area prior to excavation.
Where existing active cables cross proposed installations, the Contractor shall ensure that these cables are
adequately protected. Where crossings are unavoidable, no splices will be allowed in the existing cables,
except as specified on the plans. Installation of new cable where such crossings must occur shall proceed
as follows:
a. Existing cables shall be located manually. Unearthed cables shall be inspected to assure absolutely
no damage has occurred
b. Trenching, etc., in cable areas shall then proceed with approval of the RPR, with care taken to
minimize possible damage or disruption of existing cable, including careful backfilling in area of cable.
In the event that any previously identified cable is damaged during the course of construction, the
Contractor shall be responsible for the complete repair.
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110-3.2 Duct banks. Unless otherwise shown in the plans, duct banks shall be installed so that the top of
the concrete envelope is not less than 18 inches (0.5 m) below the bottom of the base or stabilized base
course layers where installed under runways, taxiways, aprons, or other paved areas, and not less than 18
inches (0.5 m) below finished grade where installed in unpaved areas.
Unless otherwise shown on the plans, duct banks under paved areas shall extend at least 3 feet (1 m) beyond
the edges of the pavement or 3 feet (1 m) beyond any under drains that may be installed alongside the paved
area. Trenches for duct banks shall be opened the complete length before concrete is placed so that if any
obstructions are encountered, provisions can be made to avoid them. Unless otherwise shown on the plans,
all duct banks shall be placed on a layer of concrete not less than 3 inches (75 mm) thick prior to its initial
set. The Contractor shall space the conduits not less than 3 inches (75 mm) apart (measured from outside
wall to outside wall). All such multiple conduits shall be placed using conduit spacers applicable to the type
of conduit. As the conduit laying progresses, concrete shall be placed around and on top of the conduits not
less than 3 inches (75 mm) thick unless otherwise shown on the plans. All conduits shall terminate with
female ends for ease of access in current and future use. Install factory plugs in all unused ends. Do not
cover the ends or plugs with concrete.
Conduits forming the duct bank shall be installed using conduit spacers. No. 4 reinforcing bars shall be
driven vertically into the soil a minimum of 6 inches (150 mm) to anchor the assembly into the earth prior
to placing the concrete encasement. For this purpose, the spacers shall be fastened down with locking collars
attached to the vertical bars. Spacers shall be installed at 5-foot (1.5-m) intervals. Spacers shall be in the
proper sizes and configurations to fit the conduits. Locking collars and spacers shall be submitted to the
RPR for review prior to use.
When specified, the Contractor shall reinforce the bottom side and top of encasements with steel reinforcing
mesh or fabric or other approved metal reinforcement. When directed, the Contractor shall supply additional
supports where the ground is soft and boggy, where ducts cross under roadways, or where shown on the
plans. Under such conditions, the complete duct structure shall be supported on reinforced concrete
footings, piers, or piles located at approximately 5-foot (1.5-m) intervals.
All pavement surfaces that are to have ducts installed therein shall be neatly saw cut to form a vertical face.
All excavation shall be included in the contract price for the duct.
Install a plastic, detectable, color as noted, 3 to 6 inches (75 to 150 mm) wide tape, 8 inches (200 mm)
minimum below grade above all underground conduit or duct lines not installed under pavement. Utilize
the 3-inch (75-mm) wide tape only for single conduit runs. Utilize the 6-inch (150-mm) wide tape for
multiple conduits and duct banks. For duct banks equal to or greater than 24 inches (600 mm) in width,
utilize more than one tape for sufficient coverage and identification of the duct bank as required.
When existing cables are to be placed in split duct, encased in concrete, the cable shall be carefully located
and exposed by hand tools. Prior to being placed in duct, the RPR shall be notified so that he may inspect
the cable and determine that it is in good condition. Where required, split duct shall be installed as shown
on the drawings or as required by the RPR.
110-3.3 Conduits without concrete encasement. Trenches for single-conduit lines shall be not less than
6 inches (150 mm) nor more than 12 inches (300 mm) wide. The trench for 2 or more conduits installed at
the same level shall be proportionately wider. Trench bottoms for conduits without concrete encasement
shall be made to conform accurately to grade so as to provide uniform support for the conduit along its
entire length.
Unless otherwise shown on the plans, a layer of fine earth material, at least 4 inches (100 mm) thick (loose
measurement) shall be placed in the bottom of the trench as bedding for the conduit. The bedding material
shall consist of soft dirt, sand or other fine fill, and it shall contain no particles that would be retained on a
1/4-inch (6.3 mm) sieve. The bedding material shall be tamped until firm. Flowable backfill may
alternatively be used.
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Unless otherwise shown on plans, conduits shall be installed so that the tops of all conduits within the
Airport’s secured area where trespassing is prohibited are at least 18 inches (0.5 m) below the finished
grade. Conduits outside the Airport’s secured area shall be installed so that the tops of the conduits are at
least 24 inches (60 cm) below the finished grade per National Electric Code (NEC), Table 300.5.
When two or more individual conduits intended to carry conductors of equivalent voltage insulation rating
are installed in the same trench without concrete encasement, they shall be spaced not less than 3 inches
(75 mm) apart (measured from outside wall to outside wall) in a horizontal direction and not less than 63
inches (75 mm) apart in a vertical direction. Where two or more individual conduits intended to carry
conductors of differing voltage insulation rating are installed in the same trench without concrete
encasement, they shall be placed not less than 3 inches (75 mm) apart (measured from outside wall to
outside wall) in a horizontal direction and lot less than 6 inches (150 mm) apart in a vertical direction.
Trenches shall be opened the complete length between normal termination points before conduit is installed
so that if any unforeseen obstructions are encountered, proper provisions can be made to avoid them.
Conduits shall be installed using conduit spacers. No. 4 reinforcing bars shall be driven vertically into the
soil a minimum of 6 inches (150 mm) to anchor the assembly into the earth while backfilling. For this
purpose, the spacers shall be fastened down with locking collars attached to the vertical bars. Spacers shall
be installed at 5-foot (1.5-m) intervals. Spacers shall be in the proper sizes and configurations to fit the
conduits. Locking collars and spacers shall be submitted to the RPR for review prior to use.
110-3.4 Markers. The location of each end and of each change of direction of conduits and duct banks
shall be marked by a concrete slab marker 2 feet (60 cm) square and 4 - 6 inches (100 - 150 mm) thick
extending approximately one inch (25 mm) above the surface. The markers shall also be located directly
above the ends of all conduits or duct banks, except where they terminate in a junction/access structure or
building. Each cable or duct run from a line of lights and signs to the equipment vault must be marked at
approximately every 200 feet (61 m) along the cable or duct run, with an additional marker at each change
of direction of cable or duct run.
The Contractor shall impress the word “DUCT” or “CONDUIT” on each marker slab. Impression of letters
shall be done in a manner, approved by the RPR, for a neat, professional appearance. All letters and words
must be neatly stenciled. After placement, all markers shall be given one coat of high-visibility orange
paint, as approved by the RPR. The Contractor shall also impress on the slab the number and size of conduits
beneath the marker along with all other necessary information as determined by the RPR. The letters shall
be 4 inches (100 mm) high and 3 inches (75 mm) wide with width of stroke 1/2 inch (12 mm) and 1/4 inch
(6 mm) deep or as large as the available space permits. Furnishing and installation of duct markers is
incidental to the respective duct pay item.
110-3.5 Backfilling for conduits. For conduits, 8 inches (200 mm) of sand, soft earth, or other fine fill
(loose measurement) shall be placed around the conduits ducts and carefully tamped around and over them
with hand tampers. The remaining trench shall then be backfilled and compacted per Item P-152 except
that material used for back fill shall be select material not larger than 4 inches (100 mm) in diameter.
Flowable backfill (“CLSM”) (P-153) may alternatively be used in lieu of P-152 to within 12-inches of
finished grade. P-152 shall be used to fill to finished grade.
Trenches shall not contain pools of water during back filling operations.
The trench shall be completely backfilled and tamped level with the adjacent surface; except that, where
sod is to be placed over the trench, the backfilling shall be stopped at a depth equal to the thickness of the
sod to be used, with proper allowance for settlement.
Any excess excavated material shall be removed and disposed of per instructions issued by the RPR.
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110-3.6 Backfilling for duct banks. After the concrete has cured, the remaining trench shall be backfilled
and compacted per Item P-152 “Excavation and Embankment” except that the material used for backfill
shall be select material not larger than 4 inches (100 mm) in diameter. In addition to the requirements of
Item P-152, where duct banks are installed under pavement, one moisture/density test per lift shall be made
for each 250 linear feet (76 m) of duct bank or one work period’s construction, whichever is less.
Flowable backfill (P-153) may alternatively be used in lieu of P-152 to within 12-inches of finished grade.
P-152 shall be used to fill to finished grade.
Trenches shall not contain pools of water during backfilling operations.
The trench shall be completely backfilled and tamped level with the adjacent surface; except that, where
sod is to be placed over the trench, the backfilling shall be stopped at a depth equal to the thickness of the
sod to be used, with proper allowance for settlement.
Any excess excavated material shall be removed and disposed of per instructions issued by the RPR.
110-3.7 Restoration. Where sod has been removed, it shall be replaced as soon as possible after the
backfilling is completed. All areas disturbed by the work shall be restored to its original condition. The
Contractor shall be held responsible for maintaining all disturbed surfaces and replacements until final
acceptance. All restoration shall be considered incidental to the respective L-110 pay item. Following
restoration of all trenching near airport movement surfaces, the Contractor shall thoroughly visually inspect
the area for foreign object debris (FOD), and remove any such FOD that is found. This FOD inspection
and removal shall be considered incidental to the pay item of which it is a component part.
METHOD OF MEASUREMENT
110-4.1 Contract Unit Price paid per Linear-Foot for Single-way 2" Conduit, Direct Buried shall include
full compensation for furnishing all labor, materials, tools, equipment and incidentals, and for doing all the
work involved for installing Conduit including locator tape, sawcutting of existing pavement, trenching and
backfill with designated material, complete in place, including layout, dust and debris control and cleanup,
as shown on the Drawings and as specified in these technical specifications.
110-4.2 Contract Unit Price paid per Linear-Foot for Single-way 2" Conduit, Concrete Encased shall
include full compensation for furnishing all labor, materials, tools, equipment and incidentals, and for doing
all the work involved for installing Conduit including locator tape, sawcutting of existing pavement,
trenching and backfill with designated material, complete in place, including layout, dust and debris control
and cleanup, as shown on the Drawings and as specified in these technical specifications.
110-4.3 The Contract Unit Price paid per Linear-Foot for Multiple-way (2) 2-inch Conduits, Concrete
Encased shall include full compensation for furnishing all labor, materials, tools, equipment and incidentals,
and for doing all the work involved for installing Conduits including locator tape, sawcutting of existing
pavement, trenching and backfill with designated material, complete in place, including layout, dust and
debris control and cleanup, as shown on the Drawings and as specified in these Special Provisions.
110-4.4 The Contract Unit Price paid per Linear-Foot for Multiple-way (4) 2-inch Schedule 80 HDPE
Directional Bore shall include full compensation for furnishing all labor, materials, tools, equipment and
incidentals, and for doing all the work involved for installing Conduits, including encasement, locator tape,
sawcutting of existing pavement, trenching and backfill with designated material, complete in place,
including layout, dust and debris control and cleanup, as shown on the Drawings and as specified in these
Special Provisions.
110-4.5 The Contract Unit Price paid per each for Static Ground Rod Station shall include full compensation
for furnishing all labor, materials, tools, equipment and incidentals, and for doing all the work involved for
installing Conduits, ground wire, exothermic welded connections including encasement, locator tape,
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sawcutting of existing pavement, trenching and backfill with designated material, complete in place,
including layout, dust and debris control and cleanup, as shown on the Drawings and as specified in these
Special Provisions.
BASIS OF PAYMENT
110-5.1-5.4 Payment will be made at the contract unit price per linear foot for each type and size of conduit
and duct bank completed and accepted, including trench and backfill with the designated material, and, for
drain lines, the termination at the drainage structure. This price shall be full compensation for removal and
disposal of existing duct banks and conduits as shown on the plans, furnishing all materials and for all
preparation, assembly, and installation of these materials, and for all labor, equipment, tools, and incidentals
necessary to complete this item per the provisions and intent of the plans and specifications.
110-5.5 Payment will be made at the contract unit price per each for each Static Ground Rod Station,
conduit, ground rod, ground wire, completed and accepted, including trench and backfill with the
designated material. This price shall be full compensation for furnishing all materials and for all preparation,
assembly, and installation of these materials, and for all labor, equipment, tools, and incidentals necessary
to complete this item per the provisions and intent of the plans and specifications.
Payment will be made under:
Item L-110-5.1 (1) 2” PVC Sch. 40, Direct Buried - per linear foot
Item L-110-5.2 (1) 2” PVC Sch. 40, Concrete Encased - per linear foot
Item L-110-5.3 (2) 2” PVC Sch. 40, Concrete Encased - per linear foot
Item L-110-5.4 (4) 2” Sch. 80 HDPE, Directional Bore - per linear foot
Item L-110-5.5 Static Ground Rod Station Restoration – per each
REFERENCES (ALL REFERENCES ARE CURRENT EDITION)
The publications listed below form a part of this specification to the extent referenced. The publications
are referred to within the text by the basic designation only.
Advisory Circular (AC)
AC 150/5340-30 Design and Installation Details for Airport Visual Aids
AC 150/5345-53 Airport Lighting Equipment Certification Program
ASTM International (ASTM)
ASTM A615 Standard Specification for Deformed and Plain Carbon-Steel Bars for
Concrete Reinforcement
National Fire Protection Association (NFPA)
NFPA-70 National Electrical Code (NEC)
Underwriters Laboratories (UL)
UL Standard 6 Electrical Rigid Metal Conduit - Steel
UL Standard 514B Conduit, Tubing, and Cable Fittings
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UL Standard 514C Nonmetallic Outlet Boxes, Flush-Device Boxes, and Covers
UL Standard 1242 Electrical Intermediate Metal Conduit Steel
UL Standard 651 Schedule 40, 80, Type EB and A Rigid PVC Conduit and Fittings
UL Standard 651A Type EB and A Rigid PVC Conduit and HDPE Conduit
END OF ITEM L-110
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Item L-115 Electrical Manholes and Junction Structures
DESCRIPTION
115-1.1 This item shall consist of electrical manholes and junction structures (hand holes, pull boxes,
junction cans, etc.) installed per this specification, at the indicated locations and conforming to the lines,
grades and dimensions shown on the plans or as required by the Resident Project Representative (RPR).
This item shall include the installation of each electrical manhole and/or junction structures with all
associated excavation, backfilling, sheeting and bracing, concrete, reinforcing steel, ladders, appurtenances,
testing, dewatering and restoration of surfaces to the satisfaction of the RPR including removal of existing
handholes and junction structures as shown on the plans.
EQUIPMENT AND MATERIALS
115-2.1 General.
a. All equipment and materials covered by referenced specifications shall be subject to acceptance
through manufacturer’s certification of compliance with the applicable specification when so requested by
the RPR.
b. Manufacturer’s certifications shall not relieve the Contractor of the responsibility to provide
materials per these specifications. Materials supplied and/or installed that do not comply with these
specifications shall be removed (when directed by the RPR) and replaced with materials that comply with
these specifications at the Contractor’s cost.
c. All materials and equipment used to construct this item shall be submitted to the RPR for approval
prior to ordering the equipment. Submittals consisting of marked catalog sheets or shop drawings shall be
provided. Submittal data shall be presented in a clear, precise and thorough manner. Original catalog sheets
are preferred. Photocopies are acceptable provided they are as good a quality as the original. Clearly and
boldly mark each copy to identify products or models applicable to this project. Indicate all optional
equipment and delete any non-pertinent data. Submittals for components of electrical equipment and
systems shall identify the equipment to which they apply on each submittal sheet. Markings shall be made
bold and clear with arrows or circles (highlighting is not acceptable). The Contractor is solely responsible
for delays in the project that may accrue directly or indirectly from late submissions or resubmissions of
submittals.
d. The data submitted shall be sufficient, in the opinion of the RPR, to determine compliance with the
plans and specifications. The Contractor’s submittals shall be electronically submitted in pdf format. The
RPR reserves the right to reject any and all equipment, materials or procedures that do not meet the system
design and the standards and codes, specified in this document.
e. All equipment and materials furnished and installed under this section shall be guaranteed against
defects in materials and workmanship for a period of at least 12 month from the date of final acceptance
by the Owner. The defective materials and/or equipment shall be repaired or replaced, at the Owner’s
discretion, with no additional cost to the Owner.
115-2.2 Concrete structures. Concrete shall be proportioned, placed, and cured per Item P-610, Concrete
for Miscellaneous Structures. Cast-in-place concrete structures shall be as shown on the plans.
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115-2.3 Precast concrete structures. Precast concrete structures shall be furnished by a plant meeting
National Precast Concrete Association Plant Certification Program or another engineer approved third party
certification program. Provide precast concrete structures where shown on the plans.
Precast concrete structures shall be an approved standard design of the manufacturer. Precast units shall
have mortar or bitumastic sealer placed between all joints to make them watertight. The structure shall be
designed to withstand 100,000 lb aircraft loads, unless otherwise shown on the plans. Openings or
knockouts shall be provided in the structure as detailed on the plans.
Threaded inserts and pulling eyes shall be cast in as shown on the plans.
If the Contractor chooses to propose a different structural design, signed and sealed shop drawings, design
calculations, and other information requested by the RPR shall be submitted by the Contractor to allow for
a full evaluation by the RPR. The RPR shall review per the process defined in the General Provisions.
115-2.4 Junction boxes. Junction boxes shall be L-867 Class 1 (non-load bearing) or L-868 Class 1 (load
bearing) airport light bases that are encased in concrete. The light bases shall have a L-894 blank cover,
gasket, and stainless steel hardware. All bolts, studs, nuts, lock washers, and other similar fasteners used
for the light fixture assemblies must be fabricated from 316L (equivalent to EN 1.4404), 18-8, 410, or 416
stainless steel. If 18-8, 410, or 416 stainless steel is utilized it shall be passivated and be free from any
discoloration. Covers shall be 3/8-inch (9-mm) thickness for L-867 and 3/4-inch (19-mm) thickness for L-
868. All junction boxes shall be provided with both internal and external ground lugs.
115-2.5 Mortar. The mortar shall be composed of one part of cement and two parts of mortar sand, by
volume. The cement shall be per the requirements in ASTM C150, Type I. The sand shall be per the
requirements in ASTM C144. Hydrated lime may be added to the mixture of sand and cement in an amount
not to exceed 15% of the weight of cement used. The hydrated lime shall meet the requirements of ASTM
C206. Water shall be potable, reasonably clean and free of oil, salt, acid, alkali, sugar, vegetable, or other
substances injurious to the finished product.
115-2.6 Concrete. All concrete used in structures shall conform to the requirements of Item P-610,
Concrete for Miscellaneous Structures.
115-2.7 Frames and covers. The frames shall conform to one of the following requirements:
a. ASTM A48 Gray iron castings
b. ASTM A47 Malleable iron castings
c. ASTM A27 Steel castings
d. ASTM A283, Grade D Structural steel for grates and frames
e. ASTM A536 Ductile iron castings
f. ASTM A897 Austempered ductile iron castings
All aircraft-rated castings specified shall withstand a maximum tire pressure of 250 psi and maximum load
of 100,000 lbs.
All H-20 rated castings specified shall withstand a maximum load of 32,000 lbs.
All castings or structural steel units shall conform to the dimensions shown on the plans and shall be
designed to support the loadings specified.
Each frame and cover unit shall be provided with fastening members to prevent it from being dislodged by
traffic, but which will allow easy removal for access to the structure.
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All castings shall be thoroughly cleaned. After fabrication, structural steel units shall be galvanized to meet
the requirements of ASTM A123.
Each cover shall have the word “ELECTRIC” or other approved designation cast on it. Each frame and
cover shall be as shown on the plans or approved equivalent. No cable notches are required.
Each manhole shall be provided with a “DANGER -- PERMIT-REQUIRED CONFINED SPACE, DO
NOT ENTER” safety warning sign as detailed in the Contract Documents and in accordance with OSHA
1910.146 (c)(2).
115-2.8 Ladders. Ladders, if specified, shall be galvanized steel or as shown on the plans.
115-2.9 Reinforcing steel. All reinforcing steel shall be deformed bars of new billet steel meeting the
requirements of ASTM A615, Grade 60.
115-2.10 Bedding/special backfill. Bedding or special backfill shall be as shown on the plans.
115-2.11 Flowable backfill. Flowable material used to backfill shall conform to the requirements of Item
P-153, Controlled Low Strength Material.
115-2.12 Cable trays. Cable trays shall be of galvanized steel. Cable trays shall be located as shown on
the plans.
115-2.13 Plastic conduit. Plastic conduit shall comply with Item L-110, Airport Underground Electrical
Duct Banks and Conduits.
115-2.14 Conduit terminators. Conduit terminators shall be pre-manufactured for the specific purpose
and sized as required or as shown on the plans.
115-2.15 Pulling-in irons. Pulling-in irons shall be manufactured with 7/8-inch diameter hot-dipped
galvanized steel or stress-relieved carbon steel roping designed for concrete applications (7 strand, 1/2-inch
diameter with an ultimate strength of 270,000 psi). Where stress-relieved carbon steel roping is used, a
rustproof sleeve shall be installed at the hooking point and all exposed surfaces shall be encapsulated with
a polyester coating to prevent corrosion.
115-2.16 Ground rods. Ground rods shall be one piece, copper clad steel. The ground rods shall be of the
length and diameter specified on the plans, but in no case shall they be less than 10 feet long nor less than
3/4 inch in diameter.
115-2.17 Static ground rod stations. Ground rods in ground rod stations shall be one piece, copper clad
steel. The ground rods shall be of the length and diameter specified on the plans, but in no case shall they
be less than 10 feet long nor less than 3/4 inch in diameter. The ground rod station shall have a L-867B
steel basecan with blank lid and will only allow exothermic welds for ground wiring. The pay item for
ground rod stations will be in L-110.
CONSTRUCTION METHODS
115-3.1 Unclassified excavation. It is the Contractor’s responsibility to locate existing utilities within the
work area prior to excavation. Damage to utility lines, through lack of care in excavating, shall be repaired
or replaced to the satisfaction of the RPR without additional expense to the Owner.
The Contractor shall perform excavation for structures and structure footings to the lines and grades or
elevations shown on the plans or as staked by the RPR. The excavation shall be of sufficient size to permit
the placing of the full width and length of the structure or structure footings shown.
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All excavation shall be unclassified and shall be considered incidental to Item L-115. Dewatering necessary
for structure installation and erosion per federal, state, and local requirements is incidental to Item L-115.
Boulders, logs and all other objectionable material encountered in excavation shall be removed. All rock
and other hard foundation material shall be cleaned of all loose material and cut to a firm surface either
level, stepped or serrated, as directed by the RPR. All seams, crevices, disintegrated rock and thin strata
shall be removed. When concrete is to rest on a surface other than rock, special care shall be taken not to
disturb the bottom of the excavation. Excavation to final grade shall not be made until just before the
concrete or reinforcing is to be placed.
The Contractor shall provide all bracing, sheeting and shoring necessary to implement and protect the
excavation and the structure as required for safety or conformance to governing laws. The cost of bracing,
sheeting and shoring shall be included in the unit price bid for the structure.
Unless otherwise provided, bracing, sheeting and shoring involved in the construction of this item shall be
removed by the Contractor after the completion of the structure. Removal shall be effected in a manner that
will not disturb or mar finished masonry. The cost of removal shall be included in the unit price bid for the
structure.
After each excavation is completed, the Contractor shall notify the RPR. Structures shall be placed after the
RPR has approved the depth of the excavation and the suitability of the foundation material.
Prior to installation the Contractor shall provide a minimum of 6 inches (150 mm) of sand or a material
approved by the RPR as a suitable base to receive the structure. The base material shall be compacted and
graded level and at proper elevation to receive the structure in proper relation to the conduit grade or ground
cover requirements, as indicated on the plans.
115-3.2 Concrete structures. Concrete structures shall be built on prepared foundations conforming to the
dimensions and form indicated on the plans. The concrete and construction methods shall conform to the
requirements specified in Item P-610. Any reinforcement required shall be placed as indicated on the plans
and shall be approved by the RPR before the concrete is placed.
115-3.3 Precast unit installations. Precast units shall be installed plumb and true. Joints shall be made
watertight by use of sealant at each tongue-and-groove joint and at roof of manhole. Excess sealant shall
be removed and severe surface projections on exterior of neck shall be removed.
115-3.4 Placement and treatment of castings, frames and fittings. All castings, frames and fittings shall
be placed in the positions indicated on the Plans or as directed by the RPR and shall be set true to line and
to correct elevation. If frames or fittings are to be set in concrete or cement mortar, all anchors or bolts shall
be in place and position before the concrete or mortar is placed. The unit shall not be disturbed until the
mortar or concrete has set.
Field connections shall be made with bolts, unless indicated otherwise. Welding will not be permitted unless
shown otherwise on the approved shop drawings and written approval is granted by the casting
manufacturer. Erection equipment shall be suitable and safe for the workman. Errors in shop fabrication or
deformation resulting from handling and transportation that prevent the proper assembly and fitting of parts
shall be reported immediately to the RPR and approval of the method of correction shall be obtained.
Approved corrections shall be made at Contractor’s expense.
Anchor bolts and anchors shall be properly located and built into connection work. Bolts and anchors shall
be preset by the use of templates or such other methods as may be required to locate the anchors and anchor
bolts accurately.
Pulling-in irons shall be located opposite all conduit entrances into structures to provide a strong,
convenient attachment for pulling-in blocks when installing cables. Pulling-in irons shall be set directly
into the concrete walls of the structure.
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115-3.5 Installation of ladders. Ladders shall be installed such that they may be removed if necessary.
Mounting brackets shall be supplied top and bottom and shall be cast in place during fabrication of the
structure or drilled and grouted in place after erection of the structure.
115-3.6 Removal of sheeting and bracing. In general, all sheeting and bracing used to support the sides
of trenches or other open excavations shall be withdrawn as the trenches or other open excavations are
being refilled. That portion of the sheeting extending below the top of a structure shall be withdrawn, unless
otherwise directed, before more than 6 inches (150 mm) of material is placed above the top of the structure
and before any bracing is removed. Voids left by the sheeting shall be carefully refilled with selected
material and rammed tight with tools especially adapted for the purpose or otherwise as may be approved.
The RPR may direct the Contractor to delay the removal of sheeting and bracing if, in his judgment, the
installed work has not attained the necessary strength to permit placing of backfill.
115-3.7 Backfilling. After a structure has been completed, the area around it shall be backfilled in
horizontal layers not to exceed 6 inches (150 mm) in thickness measured after compaction to the density
requirements in Item P-152. Each layer shall be deposited all around the structure to approximately the
same elevation. The top of the fill shall meet the elevation shown on the plans or as directed by the RPR.
Backfill shall not be placed against any structure until approval is given by the RPR. In the case of concrete,
such approval shall not be given until tests made by the laboratory under supervision of the RPR establish
that the concrete has attained sufficient strength to provide a factor of safety against damage or strain in
withstanding any pressure created by the backfill or the methods used in placing it.
Where required, the RPR may direct the Contractor to add, at his own expense, sufficient water during
compaction to assure a complete consolidation of the backfill. The Contractor shall be responsible for all
damage or injury done to conduits, duct banks, structures, property or persons due to improper placing or
compacting of backfill.
115-3.8 Connection of duct banks. To relieve stress of joint between concrete-encased duct banks and
structure walls, reinforcement rods shall be placed in the structure wall and shall be formed and tied into
duct bank reinforcement at the time the duct bank is installed.
115-3.9 Grounding. A ground rod shall be installed in the floor of all concrete structures so that the top of
rod extends 6 inches (150 mm) above the floor. The ground rod shall be installed within one foot (30 cm)
of a corner of the concrete structure. Ground rods shall be installed prior to casting the bottom slab. Where
the soil condition does not permit driving the ground rod into the earth without damage to the ground rod,
the Contractor shall drill a 4-inch (100 mm) diameter hole into the earth to receive the ground rod. The hole
around the ground rod shall be filled throughout its length, below slab, with Portland cement grout. Ground
rods shall be installed in precast bottom slab of structures by drilling a hole through bottom slab and
installing the ground rod. Bottom slab penetration shall be sealed watertight with Portland cement grout
around the ground rod.
A grounding bus of 4/0 bare stranded copper shall be exothermically bonded to the ground rod and loop the
concrete structure walls. The ground bus shall be a minimum of one foot (30 cm) above the floor of the
structure and separate from other cables. No. 2 American wire gauge (AWG) bare copper pigtails shall
bond the grounding bus to all cable trays and other metal hardware within the concrete structure.
Connections to the grounding bus shall be exothermic. If an exothermic weld is not possible, connections
to the grounding bus shall be made by using connectors approved for direct burial in soil or concrete per
UL 467. Hardware connections may be mechanical, using a lug designed for that purpose.
115-3.10 Cleanup and repair. After erection of all galvanized items, damaged areas shall be repaired by
applying a liquid cold-galvanizing compound per MIL-P-21035. Surfaces shall be prepared and compound
applied per the manufacturer’s recommendations.
Prior to acceptance, the entire structure shall be cleaned of all dirt and debris.
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115-3.11 Restoration. After the backfill is completed, the Contractor shall dispose of all surplus material,
dirt and rubbish from the site. The Contractor shall restore all disturbed areas equivalent to or better than
their original condition. All sodding, grading and restoration shall be considered incidental to the respective
Item L-115 pay item.
The Contractor shall grade around structures as required to provide positive drainage away from the
structure.
Areas with special surface treatment, such as roads, sidewalks, or other paved areas shall have backfill
compacted to match surrounding areas, and surfaces shall be repaired using materials comparable to original
materials.
Following restoration of all trenching near airport movement surfaces, the Contractor shall thoroughly
visually inspect the area for foreign object debris (FOD), and remove any such FOD that is found. This
FOD inspection and removal shall be considered incidental to the pay item of which it is a component part.
After all work is completed, the Contractor shall remove all tools and other equipment, leaving the entire
site free, clear and in good condition.
115-3.12 Inspection. Prior to final approval, the electrical structures shall be thoroughly inspected for
conformance with the plans and this specification. Any indication of defects in materials or workmanship
shall be further investigated and corrected. The earth resistance to ground of each ground rod shall not
exceed 25 ohms. Each ground rod shall be tested using the fall-of-potential ground impedance test per
American National Standards Institute / Institute of Electrical and Electronic Engineers (ANSI/IEEE)
Standard 81. This test shall be performed prior to establishing connections to other ground electrodes.
115-3.13 Manhole elevation adjustments. The Contractor shall adjust the tops of existing manholes in
areas designated in the Contract Documents to the new elevations shown. The Contractor shall be
responsible for determining the exact height adjustment required to raise or lower the top of each manhole
to the new elevations. The existing top elevation of each manhole to be adjusted shall be determined in the
field and subtracted/added from the proposed top elevation.
The Contractor shall remove/extend the existing top section or ring and cover on the manhole structure or
manhole access. The Contractor shall install precast concrete sections or grade rings of the required
dimensions to adjust the manhole top to the new proposed elevation or shall cut the existing manhole walls
to shorten the existing structure, as required by final grades. The Contractor shall reinstall the manhole top
section or ring and cover on top and check the new top elevation.
The Contractor shall construct a concrete slab around the top of adjusted structures located in graded areas
that are not to be paved. The concrete slab shall conform to the dimensions shown on the plans.
115-3.14 Duct extension to existing ducts. Where existing concrete encased ducts are to be extended, the
duct extension shall be concrete encased plastic conduit. The fittings to connect the ducts together shall be
standard manufactured connectors designed and approved for the purpose. The duct extensions shall be
installed according to the concrete encased duct detail and as shown on the plans.
METHOD OF MEASUREMENT
115-4.1 Electrical handholes and junction structures shall be measured by each unit completed in place
and accepted. The following items shall be included in the price of each unit: All required excavation and
dewatering; sheeting and bracing; all required backfilling with on-site materials (including with CLSM) is
CENTURY WEST ENGINEERING >ͲϭϭϱůĞĐƚƌŝĐĂůDĂŶŚŽůĞƐĂŶĚ:ƵŶĐƚŝŽŶ^ƚƌƵĐƚƵƌĞƐͲϳŽĨϴ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
incidental; restoration of all surfaces and finished grading and turfing; all required connections; temporary
cables and connections; and ground rod testing
BASIS OF PAYMENT
115-5.1 The accepted quantity of electrical manholes and junction structures will be paid for at the
Contract unit price per each, complete and in place. This price shall be full compensation for furnishing
all materials and for all preparation, excavation, backfilling and placing of the materials, furnishing and
installation of appurtenances and connections to duct banks and other structures as may be required to
complete the item as shown on the plans and for all labor, equipment, tools and incidentals necessary to
complete the structure.
Payment will be made under:
Item L-115-5.1 Install New H-20 Load Rated Concrete Handhole - Per Each
Item L-115-5.2 Install New Aircraft Load Rated Concrete Handhole - Per Each
REFERENCES
The publications listed below form a part of this specification to the extent referenced. The publications
are referred to within the text by the basic designation only.
American National Standards Institute / Insulated Cable Engineers Association (ANSI/ICEA)
ANSI/IEEE STD 81 IEEE Guide for Measuring Earth Resistivity, Ground Impedance, and
Earth Surface Potentials of a Ground System
Advisory Circular (AC)
AC 150/5345-7 Specification for L-824 Underground Electrical Cable for Airport
Lighting Circuits
AC 150/5345-26 Specification for L-823 Plug and Receptacle, Cable Connectors
AC 150/5345-42 Specification for Airport Light Bases, Transformer Housings, Junction
Boxes, and Accessories
AC 150/5340-30 Design and Installation Details for Airport Visual Aids
AC 150/5345-53 Airport Lighting Equipment Certification Program
Commercial Item Description (CID)
A-A 59544 Cable and Wire, Electrical (Power, Fixed Installation)
ASTM International (ASTM)
ASTM A27 Standard Specification for Steel Castings, Carbon, for General
Application
ASTM A47 Standard Specification for Ferritic Malleable Iron Castings
ASTM A48 Standard Specification for Gray Iron Castings
ASTM A123 Standard Specification for Zinc (Hot Dip Galvanized) Coatings on Iron
and Steel Products
ASTM A283 Standard Specification for Low and Intermediate Tensile Strength
Carbon Steel Plates
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ASTM A536 Standard Specification for Ductile Iron Castings
ASTM A615 Standard Specification for Deformed and Plain Carbon-Steel Bars for
Concrete Reinforcement
ASTM A897 Standard Specification for Austempered Ductile Iron Castings
ASTM C144 Standard Specification for Aggregate for Masonry Mortar
ASTM C150 Standard Specification for Portland Cement
ASTM C206 Standard Specification for Finishing Hydrated Lime
FAA Engineering Brief (EB)
EB #83 In Pavement Light Fixture Bolts
Mil Spec
MIL-P-21035 Paint High Zinc Dust Content, Galvanizing Repair
National Fire Protection Association (NFPA)
NFPA-70 National Electrical Code (NEC)
END OF ITEM L-115
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Item L-125 Installation of Airport Lighting Systems
DESCRIPTION
125-1.1 This item shall consist of airport lighting systems furnished and installed in accordance with this
specification, the referenced specifications, and the applicable advisory circulars (ACs). The systems shall
be installed at the locations and in accordance with the dimensions, design, and details shown in the plans.
This item shall include the furnishing of all equipment, materials, services, and incidentals necessary to
place the systems in operation as completed units to the satisfaction of the Resident Project Representative
(RPR).
EQUIPMENT AND MATERIALS
125-2.1 General.
a. Airport lighting equipment and materials covered by Federal Aviation Administration (FAA)
specifications shall be certified under the Airport Lighting Equipment Certification Program in accordance
with AC 150/5345-53, current version. FAA certified airfield lighting shall be compatible with each other
to perform in compliance with FAA criteria and the intended operation. If the Contractor provides
equipment that does not performs as intended because of incompatibility with the system, the Contractor
assumes all costs to correct the system for to operate properly.
b. Manufacturer's certifications shall not relieve the Contractor of their responsibility to provide
materials in accordance with these specifications and acceptable to the RPR. Materials supplied and/or
installed that do not comply with these specifications shall be removed, when directed by the RPR and
replaced with materials, which do comply with these specifications, at the sole cost of the Contractor.
c. All materials and equipment used shall be submitted to the RPR for approval prior to ordering the
equipment. Submittals consisting of marked catalog sheets or shop drawings shall be provided. Clearly
mark each copy to identify pertinent products or models applicable to this project. Indicate all optional
equipment and delete non-pertinent data. Submittals for components of electrical equipment and systems
shall identify the equipment for which they apply on each submittal sheet. Markings shall be clearly made
with arrows or circles (highlighting is not acceptable). The Contractor shall be responsible for delays in the
project accruing directly or indirectly from late submissions or resubmissions of submittals.
d. The data submitted shall be sufficient, in the opinion of the RPR, to determine compliance with the
plans and specifications. The Contractor's submittals shall be submitted in electronic PDF format. The RPR
reserves the right to reject any or all equipment, materials or procedures, which, in the RPR’s opinion, does
not meet the system design and the standards and codes, specified herein.
e. All equipment and materials furnished and installed under this section shall be guaranteed against
defects in materials and workmanship for a period of at least 12 months or 4 years for LED fixtures from
final acceptance by the Owner. The defective materials and/or equipment shall be repaired or replaced, at
the Owner's discretion, with no additional cost to the Owner.
CENTURY WEST ENGINEERING >ͲϭϮϱ/ŶƐƚĂůůĂƚŝŽŶŽĨŝƌƉŽƌƚ>ŝŐŚƚŝŶŐ^LJƐƚĞŵƐͲϮŽĨϱ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
EQUIPMENT AND MATERIALS
125-2.2 Conduit/Duct. Conduit shall conform to Specification Item L-110 Airport Underground Electrical
Duct Banks and Conduits.
125-2.3 Cable and Counterpoise. Cable and Counterpoise shall conform to Item L-108 Underground
Power Cable for Airports.
125-2.4 Tape. Rubber and plastic electrical tapes shall be Scotch Electrical Tape Numbers 23 and 88
respectively, as manufactured by 3M Company or an approved equal.
125-2.5 Cable Connections. Cable Connections shall conform to Item L-108 Installation of Underground
Cable for Airports.
125-2.6 Retroreflective Markers. Not required.
125-2.7 Runway and Taxiway Lights. Runway and taxiway lights shall conform to the requirements of
AC 150/5345-46. Lamps shall be of size and type indicated, or as required by fixture manufacturer for each
lighting fixture required under this contract. Filters shall be of colors conforming to the specification for
the light concerned or to the standard referenced.
125.2.8 In-pavement Runway and Taxiway Fixture Aiming
a. L-850C, Edge. The axis of the fixture shall be parallel to the centerline of the runway. The
indicator arrow on the top of the fixture shall point toward the runway centerline.
Lights
Type Class Mode Style Option Base Color Transformer Notes
L-861T 2 1 N/A 4 L-867 Blue 10/15W LED
L-861 N/A N/A N/A N/A L-867 Existing Existing Salvaged fixture
reinstalled on new
base can.
L-850C N/A N/A N/A N/A L-868 Existing Existing Salvaged fixture
reinstalled on new
base can.
125-2.8 Runway and Taxiway Signs. Runway and Taxiway Guidance Signs should conform to the
requirements of AC 150/5345-44.
Signs
Type Size Style Class Mode Notes
L-858R 2 2 1 2 LED
L-858Y 2 2 1 2 LED
L-858L 2 2 1 2 LED
L-858B 2 2 1 2 LED
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125-2.9 Runway End Identifier Light (REIL). Not required.
125-2.10 Precision Approach Path Indicator (PAPI). Not required.
125-2.11 Circuit Selector Cabinet. The circuit selector cabinet shall meet the requirements of AC
150/5345-5, Type L-847, three circuit control as indicated , Class A, indoor, Rating 1, for 6.6 amperes.
125-2.12 Light Base and Transformer Housings. Light Base and Transformer Housings should conform
to the requirements of AC 150/5345-42. Light bases shall be Type L-867, Class 1A, or L-868, Class 1A,
Size B shall be provided as indicated or as required to accommodate the fixture or device installed thereon.
Base plates, cover plates, and adapter plates shall be provided to accommodate various sizes of fixtures.
Provide with grounding lug as shown on the drawing.
The Contractor is required to maintain an adequate supply of grade adjustment shims on the project site at
all times.
As indicated in the plans the contractor will be responsible for providing L-867 basecan extensions and/or
spacer rings to meet required final grading adjustments around existing basecans.
All L-868 bases installed in concrete pavement shall be installed with no more than one spacer ring of a
thickness as required to accommodate conduit depths with new/existing grade.
All L-868 bases installed in asphalt pavement shall be installed with a 6” deep extension and one 1/2-inch
spacer ring for adjustment to pavement elevation changes or future mill and overlay construction.
125-2.13 Isolation Transformers. Isolation Transformers shall be Type L-830, size as required for each
installation. Transformer shall conform to AC 150/5345-47.
125-2.14 Hardware. All bolts, nuts, washers and lock washers shall be stainless steel. Install using
Loctite® Threadlocker Blue 242, Permatex® Medium Strength Threadlocker Blue, or approved equal.
125-2.14 Plug And Receptacle Cable Connectors. L-823, Type I, Class A, meeting the requirements of
FAA AC 150/5345-26, current edition.
INSTALLATION
125-3.1 Installation. The Contractor shall furnish, install, connect and test all equipment, accessories,
conduit, cables, wires, buses, grounds and support items necessary to ensure a complete and operable airport
lighting system as specified here and shown in the plans.
The equipment installation and mounting shall comply with the requirements of the National Electrical
Code and state and local code agencies having jurisdiction.
The Contractor shall install the specified equipment in accordance with the applicable advisory circulars
and the details shown on the plans.
125-3.2 Testing. All lights shall be fully tested by continuous operation for not less than 24 hours as a
completed system prior to acceptance. The test shall include operating the constant current regulator in each
step not less than 10 times at the beginning and end of the 24-hour test. The fixtures shall illuminate properly
during each portion of the test.
125-3.3 Shipping and Storage. Equipment shall be shipped in suitable packing material to prevent damage
during shipping. Store and maintain equipment and materials in areas protected from weather and physical
damage. Any equipment and materials, in the opinion of the RPR, damaged during construction or storage
CENTURY WEST ENGINEERING >ͲϭϮϱ/ŶƐƚĂůůĂƚŝŽŶŽĨŝƌƉŽƌƚ>ŝŐŚƚŝŶŐ^LJƐƚĞŵƐͲϰŽĨϱ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
shall be replaced by the Contractor at no additional cost to the owner. Painted or galvanized surfaces that
are damaged shall be repaired in accordance with the manufacturer’s recommendations.
125-3.4 Elevated and In-pavement Lights. Water, debris, and other foreign substances shall be removed
prior to installing fixture base and light.
A jig or holding device shall be used when installing each light fixture to ensure positioning to the proper
elevation, alignment, level control, and azimuth control. Light fixtures shall be oriented with the light beams
parallel to the runway or taxiway centerline and facing in the required direction. The outermost edge of
fixture shall be level with the surrounding pavement. Surplus sealant or flexible embedding material shall
be removed. The holding device shall remain in place until sealant has reached its initial set.
METHOD OF MEASUREMENT
125-4.1 Runway and taxiway lights will be measured by the number of each type installed as completed
units in place including new basecans, basecan extensions and spacer rings, flange rings, baseplates, ready
for operation, and accepted by the RPR.
Guidance and mandatory signs will be measured by the number of each type and size installed as completed
units including new concrete foundations as indicated, in place, ready for operation, and accepted by the
RPR.
BASIS OF PAYMENT
125-5.1 Payment will be made at the Contract unit price for each complete runway or taxiway light,
guidance sign installed by the Contractor and accepted by the RPR. This payment will be full compensation
for furnishing all materials and for all preparation, assembly, and installation of these materials, and for all
labor, equipment, tools and incidentals necessary to complete this item including any excavation, backfill,
base rock, and drain pipe required.
Payment will be made under:
Item L-125-5.1 Salvage Existing In-Pavement L-850C Runway Edge Light and Reinstall
on Existing L-868 Base Can --per Each
Item L-125-5.2 Salvage Existing Elevated L-861 Runway Edge Light and Reinstall on
New L-867 Base Can – per Each
Item L-125-5.3 Install New L-861T(L) LED Taxiway Edge Light with New Isolation
Transformer and Hardware on Existing L-867 Base Can --per Each
Item L-125-5.4 Install New L-861T(L) LED Taxiway Edge Light with New Isolation
Transformer and Hardware including Base Can Extension/Spacer Rings
on Existing L-867 Base Can --per Each
Item L-125-5.5 Install New L-861T(L) LED Taxiway Edge Light with New Isolation
Transformer and Hardware on New L-867 Base Can --per Each
Item L-125-5.6 Install New L-852T(L) LED Taxiway Edge Light with New Isolation
Transformer on New L-868 Base Can – Per Each
Item L-125-5.7 Install New Size 2, 1 Module LED Airfield Guidance Sign with New
Isolation Transformer on Existing Concrete Foundation – per Each
Item L-125-5.8 Install New Size 2, 2 Module LED Airfield Guidance Sign with New
Isolation Transformer on Existing Concrete Foundation – per Each
CENTURY WEST ENGINEERING >ͲϭϮϱ/ŶƐƚĂůůĂƚŝŽŶŽĨŝƌƉŽƌƚ>ŝŐŚƚŝŶŐ^LJƐƚĞŵƐͲϱŽĨϱ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
Item L-125-5.9 Install New Size 2, 4 Module LED Airfield Guidance Sign with New
Isolation Transformer on Existing Concrete Foundation – per Each
Item L-125-5.10 Install New Size 2, 2 Module LED Airfield Guidance Sign with New
Isolation Transformer on New Concrete Foundation – per Each
Item L-125-5.11 Install New Size 2, 4 Module LED Airfield Guidance Sign with New
Isolation Transformer on New Concrete Foundation – per Each
Item L-125-5.12 Salvage Existing In-Pavement L-850C Runway Edge Light and Reinstall
on New L-868 Base Can --per Each
REFERENCES
The publications listed below form a part of this specification to the extent referenced. The publications are
referred to within the text by the basic designation only.
Advisory Circulars (AC)
AC 150/5340-18 Standards for Airport Sign Systems
AC 150/5340-26 Maintenance of Airport Visual Aid Facilities
AC 150/5340-30 Design and Installation Details for Airport Visual Aids
AC 150/5345-5 Circuit Selector Switch
AC 150/5345-7 Specification for L-824 Underground Electrical Cable for Airport Lighting
Circuits
AC 150/5345-26 Specification for L-823 Plug and Receptacle, Cable Connectors
AC 150/5345-28 Precision Approach Path Indicator (PAPI) Systems
AC 150/5345-39 Specification for L-853, Runway and Taxiway Retroreflective Markers
AC 150/5345-42 Specification for Airport Light Bases, Transformer Housings, Junction
Boxes, and Accessories
AC 150/5345-44 Specification for Runway and Taxiway Signs
AC 150/5345-46 Specification for Runway and Taxiway Light Fixtures
AC 150/5345-47 Specification for Series to Series Isolation Transformers for Airport
Lighting Systems
AC 150/5345-51 Specification for Discharge-Type Flashing Light Equipment
AC 150/5345-53 Airport Lighting Equipment Certification Program
Engineering Brief (EB)
EB No. 67 Light Sources Other than Incandescent and Xenon for Airport and
Obstruction Lighting Fixtures
END OF ITEM L-125
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Item T-901 Seeding
DESCRIPTION
901-1.1 This item shall consist of soil preparation, seeding, fertilizing, and mulching the areas shown on
the plans or as directed by the Engineer in accordance with these specifications. This application includes
seeding for temporary erosion control as well as permanent establishment.
MATERIALS
901-2.1 Seed. The species and application rates of grass, legume, and cover-crop seed furnished shall be
those stipulated herein. Seed shall conform to the requirements of Federal Specification JJJ-S-181,
Federal Specification, Seeds, Agricultural.
Seed shall be furnished separately or in mixtures in standard containers labeled in conformance with the
Agricultural Marketing Service (AMS) Seed Act and applicable state seed laws with the seed name, lot
number, net weight, percentages of purity and of germination and hard seed, and percentage of maximum
weed seed content clearly marked for each kind of seed. The Contractor shall furnish the Engineer
duplicate signed copies of a statement by the vendor certifying that each lot of seed has been tested by a
recognized laboratory for seed testing within six (6) months of date of delivery. This statement shall
include name and address of laboratory, date of test, lot number for each kind of seed, and the results of
tests as to name, percentages of purity and of germination, and percentage of weed content for each kind
of seed furnished, and, in case of a mixture, the proportions of each kind of seed. Wet, moldy, or
otherwise damaged seed will be rejected.
Seeds shall be applied as follows:
Seed Properties and Rate of Application
Seed
% By Weight Minimum Seed
Purity (Percent)
Minimum
Germination
(Percent)
Rate of Application
lb/acre
(or lb/acre)
Creeping
Fescue 15 98 90 15
Perennial
Rye 60 98 90 60
Chewings
Fescue 25 98 90 25
Seeding shall be performed during the period between September 15th and April 30th inclusive, unless
otherwise approved by the Engineer.
901-2.2 Lime. Not required.
901-2.3 Fertilizer. Fertilizer shall be standard commercial fertilizers supplied separately or in mixtures
containing the percentages of total nitrogen, available phosphoric acid, and water-soluble potash. They
shall be applied at the rate and to the depth specified and shall meet the requirements of applicable state
laws. They shall be furnished in standard containers with name, weight, and guaranteed analysis of
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contents clearly marked thereon. No cyanamide compounds or hydrated lime shall be permitted in mixed
fertilizers.
The fertilizers may be supplied in one of the following forms:
a. A dry, free-flowing fertilizer suitable for application by a common fertilizer spreader.
b. A finely-ground fertilizer soluble in water, suitable for application by power sprayers; or
c. A granular or pellet form suitable for application by blower equipment.
Fertilizers shall be commercial fertilizer and shall be spread at the rate meeting the manufacturer’s
recommendations.
901-2.4 Soil for repairs. The soil for fill and topsoiling of areas to be repaired shall be at least of equal
quality to that which exists in areas adjacent to the area to be repaired. The soil shall be relatively free
from large stones, roots, stumps, or other materials that will interfere with subsequent sowing of seed,
compacting, and establishing turf, and shall be approved by the Engineer before being placed.
901-2.5 Mulch. Mulch shall consist of ground or chopped vegetative material spread evenly over
disturbed surfaces. The following materials may be used for mulch:
Mulch for wet application shall consist of cellulose fiber produced from virgin wood, straw, or paper fiber
product mixed with tackifier consisting of gum binder derived from guar. Mulch shall be applied at a rate
of 2,000 lbs. per acre. Sufficient tackifier shall be added to the mulch to achieve an application rate of 60
lbs./acre when applied. The soil for fill and topsoiling of areas to be repaired shall be at least of equal
quality to that which exists.
CONSTRUCTION METHODS
901-3.1 Advance preparation and cleanup. After grading of areas has been completed and before
applying fertilizer and ground limestone, areas to be seeded shall be raked or otherwise cleared of stones
larger than 2 inches in any diameter, sticks, stumps, and other debris that might interfere with sowing of
seed, growth of grasses, or subsequent maintenance of grass-covered areas. If any damage by erosion or
other causes has occurred after the completion of grading and before beginning the application of
fertilizer and ground limestone, the Contractor shall repair such damage include filling gullies, smoothing
irregularities, and repairing other incidental damage.
An area to be seeded shall be considered a satisfactory seedbed without additional treatment if it has
recently been thoroughly loosened and worked to a depth of not less than 5 inches as a result of grading
operations and, if immediately prior to seeding, the top 3 inches of soil is loose, friable, reasonably free
from large clods, rocks, large roots, or other undesirable matter, and if shaped to the required grade.
When the area to be seeded is sparsely sodded, weedy, barren and unworked, or packed and hard, any
grass and weeds shall first be cut or otherwise satisfactorily disposed of, and the soil then scarified or
otherwise loosened to a depth not less than 5 inches. Clods shall be broken and the top 3 inches of soil
shall be worked into a satisfactory seedbed by discing, or by use of cultipackers, rollers, drags, harrows,
or other appropriate means.
901-3.2 Dry application method (Not Used).
901-3.3 Wet application method.
a. General. The Contractor may elect to apply seed and fertilizer (and lime, if required) by spraying
them on the previously prepared seedbed in the form of an aqueous mixture and by using the methods and
equipment described herein. The rates of application shall be as specified in the special provisions. The
application can be in a temporary erosion control method or as a permanent application.
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b. Spraying equipment. The spraying equipment shall have a container or water tank equipped with
a liquid level gauge calibrated to read in increments not larger than 50 gallons over the entire range of the
tank capacity, mounted so as to be visible to the nozzle operator. The container or tank shall also be
equipped with a mechanical power-driven agitator capable of keeping all the solids in the mixture in
complete suspension at all times until used.
The unit shall also be equipped with a pressure pump capable of delivering 100 gallons per minute at
a pressure of 100 lb / sq inches. The pump shall be mounted in a line that will recirculate the mixture
through the tank whenever it is not being sprayed from the nozzle. All pump passages and pipelines shall
be capable of providing clearance for 5/8 inch solids. The power unit for the pump and agitator shall have
controls mounted so as to be accessible to the nozzle operator. There shall be an indicating pressure gauge
connected and mounted immediately at the back of the nozzle.
The nozzle pipe shall be mounted on an elevated supporting stand in such a manner that it can be
rotated through 360 degrees horizontally and inclined vertically from at least 20 degrees below to at least
60 degrees above the horizontal. There shall be a quick-acting, three-way control valve connecting the
recirculating line to the nozzle pipe and mounted so that the nozzle operator can control and regulate the
amount of flow of mixture delivered to the nozzle. At least three different types of nozzles shall be
supplied so that mixtures may be properly sprayed over distance varying from 20 to 100 feet. One shall be
a close-range ribbon nozzle, one a medium-range ribbon nozzle, and one a long-range jet nozzle. For case
of removal and cleaning, all nozzles shall be connected to the nozzle pipe by means of quick-release
couplings.
In order to reach areas inaccessible to the regular equipment, an extension hose at least 50 feet in
length shall be provided to which the nozzles may be connected.
c. Mixtures. Lime, if required, shall be applied separately, in the quantity specified, prior to the
fertilizing and seeding operations. Not more than 220 pounds of lime shall be added to and mixed with
each 100 gallons of water. Seed and fertilizer shall be mixed together in the relative proportions specified,
but not more than a total of 220 pounds of these combined solids shall be added to and mixed with each
100 gallons of water.
All water used shall be obtained from fresh water sources and shall be free from injurious chemicals
and other toxic substances harmful to plant life. The Contractor shall identify to the Engineer all sources
of water at least two (2) weeks prior to use. The Engineer may take samples of the water at the source or
from the tank at any time and have a laboratory test the samples for chemical and saline content. The
Contractor shall not use any water from any source that is disapproved by the Engineer following such
tests.
All mixtures shall be constantly agitated from the time they are mixed until they are finally applied to
the seedbed. All such mixtures shall be used within two (2) hours from the time they were mixed, or they
shall be wasted and disposed of at approved locations.
d. Spraying. Lime, if required, shall be sprayed only upon previously prepared seedbeds. After the
applied lime mixture has dried, the lime shall be worked into the top 3 inches, after which the seedbed
shall again be properly graded and dressed to a smooth finish.
Mixtures of seed and fertilizer shall only be sprayed upon previously prepared seedbeds on which the
lime, if required, shall already have been worked in. The mixtures shall be applied by means of a high-
pressure spray that shall always be directed upward into the air so that the mixtures will fall to the ground
like rain in a uniform spray. Nozzles or sprays shall never be directed toward the ground in such a manner
as might produce erosion or runoff.
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Particular care shall be exercised to ensure that the application is made uniformly and at the
prescribed rate and to guard against misses and overlapped areas. Proper predetermined quantities of the
mixture in accordance with specifications shall be used to cover specified sections of known area.
Checks on the rate and uniformity of application may be made by observing the degree of wetting of
the ground or by distributing test sheets of paper or pans over the area at intervals and observing the
quantity of material deposited thereon.
On surfaces that are to be mulched as indicated by the plans or designated by the Engineer, seed and
fertilizer applied by the spray method need not be raked into the soil or rolled. However, on surfaces on
which mulch is not to be used, the raking and rolling operations will be required after the soil has dried.
901-3.4 Maintenance of seeded areas. The Contractor shall protect seeded areas against traffic or other
use by warning signs or barricades, as approved by the Engineer. Surfaces gullied or otherwise damaged
following seeding shall be repaired by regrading and reseeding as directed. The Contractor shall mow,
water as directed, and otherwise maintain seeded areas in a satisfactory condition until final inspection
and acceptance of the work.
When either the dry or wet application method outlined above is used for work done out of season, it will
be required that the Contractor establish a good stand of grass of uniform color and density to the
satisfaction of the Engineer. A grass stand shall be considered adequate when bare spots are one square
foot or less, randomly dispersed, and do not exceed 3% of the area seeded.
METHOD OF MEASUREMENT
901-4.1 The quantity of Seeding to be paid for shall be the number of acres measured on the ground
surface, completed, and accepted. Temporary hydroseeding seeding used for erosion control purposes
shall also be measured under this item per acre measured or fraction thereof.
901-4.2 The quantity of Mulch to be paid for shall be the number of acres measured on the ground
surface, completed, and accepted. Temporary mulching used for erosion control purposes shall also be
measured under this item per acre measured or fraction thereof.
BASIS OF PAYMENT
901-5.1 Payment shall be made at the contract unit price per acre or fraction thereof, which price and
payment shall be full compensation for furnishing and placing all material and for all labor, equipment,
tools, and incidentals necessary to complete the work prescribed in this item.
Payment will be made under:
Item T-901-5.1 Seeding - per acre
901-5.2 Payment shall be made at the contract unit price per acre or fraction thereof, which price and
payment shall be full compensation for furnishing and placing all material and for all labor, equipment,
tools, and incidentals necessary to complete the work prescribed in this item.
Payment will be made under:
Item T-901-5.2 Mulch - per acre
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REFERENCES
The publications listed below form a part of this specification to the extent referenced. The publications
are referred to within the text by the basic designation only.
ASTM International (ASTM)
ASTM C602 Standard Specification for Agricultural Liming Materials
Federal Specifications (FED SPEC)
FED SPEC JJJ-S-181, Federal Specification, Seeds, Agricultural
Advisory Circulars (AC)
AC 150/5200-33 Hazardous Wildlife Attractants on or Near Airports
FAA/United States Department of Agriculture
Wildlife Hazard Management at Airports, A Manual for Airport Personnel
END OF ITEM T-901
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Item T-905 Topsoil
DESCRIPTION
905-1.1 This item shall consist of preparing the ground surface for topsoil application, removing topsoil
from designated stockpiles or areas to be stripped on the site or from approved sources off the site, and
placing and spreading the topsoil on prepared areas in accordance with this specification at the locations
shown on the plans or as directed by the RPR.
MATERIALS
905-2.1 Topsoil. Topsoil shall be the surface layer of soil with no admixture of refuse or any material
toxic to plant growth, and it shall be reasonably free from subsoil and stumps, roots, brush, stones (2
inches or more in diameter), and clay lumps or similar objects. Brush and other vegetation that will not be
incorporated with the soil during handling operations shall be cut and removed. Ordinary sod and
herbaceous growth such as grass and weeds are not to be removed but shall be thoroughly broken up and
intermixed with the soil during handling operations. Heavy sod or other cover, which cannot be
incorporated into the topsoil by discing or other means, shall be removed. The topsoil or soil mixture,
unless otherwise specified or approved, shall have a pH range of approximately 5.5 pH to 7.6 pH, when
tested in accordance with the methods of testing of the Association of Official Agricultural Chemists in
effect on the date of invitation of bids. The organic content shall be not less than 3% nor more than 20%
as determined by the wet-combustion method (chromic acid reduction). There shall be not less than 20%
nor more than 80% of the material passing the 200 mesh sieve as determined by the wash test in
accordance with ASTM C117.
Natural topsoil may be amended by the Contractor with approved materials and methods to meet the
above specifications.
905-2.2 Inspection and tests. Within 10 days following acceptance of the bid, the RPR shall be notified
of the source of topsoil to be furnished by the Contractor. The topsoil shall be inspected to determine if
the selected soil meets the requirements specified and to determine the depth to which stripping will be
permitted. At this time, the Contractor may be required to take representative soil samples from several
locations within the area under consideration and to the proposed stripping depths, for testing purposes as
specified in paragraph 905-2.1.
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CONSTRUCTION METHODS
905-3.1 General. Areas to be topsoiled shall be shown on the plans. If topsoil is available on the site, the
location of the stockpiles or areas to be stripped of topsoil and the stripping depths shall be shown on the
plans.
Suitable equipment necessary for proper preparation and treatment of the ground surface, stripping of
topsoil, and for the handling and placing of all required materials shall be on hand, in good condition, and
approved by the RPR before the various operations are started.
905-3.2 Preparing the ground surface. Immediately prior to dumping and spreading the topsoil on any
area, the surface shall be loosened by discs or spike-tooth harrows, or by other means approved by the
RPR, to a minimum depth of 2 inches to facilitate bonding of the topsoil to the covered subgrade soil. The
surface of the area to be topsoiled shall be cleared of all stones larger than 2 inches in any diameter and
all litter or other material which may be detrimental to proper bonding, the rise of capillary moisture, or
the proper growth of the desired planting. Limited areas, as shown on the plans, which are too compact to
respond to these operations shall receive special scarification.
Grades on the area to be topsoiled, which have been established by others as shown on the plans, shall be
maintained in a true and even condition. Where grades have not been established, the areas shall be
smooth-graded and the surface left at the prescribed grades in an even and compacted condition to prevent
the formation of low places or pockets where water will stand.
905-3.3 Obtaining topsoil. Prior to the stripping of topsoil from designated areas, any vegetation, briars,
stumps and large roots, rubbish or stones found on such areas, which may interfere with subsequent
operations, shall be removed using methods approved by the RPR. Heavy sod or other cover, which
cannot be incorporated into the topsoil by discing or other means shall be removed.
When suitable topsoil is available on the site, the Contractor shall remove this material from the
designated areas and to the depth as directed by the RPR. The topsoil shall be spread on areas already
tilled and smooth-graded or stockpiled in areas approved by the RPR. Any topsoil stockpiled by the
Contractor shall be rehandled and placed without additional compensation. Any topsoil that has been
stockpiled on the site by others, and is required for topsoil purposes, shall be removed and placed by the
Contractor. The sites of all stockpiles and areas adjacent thereto which have been disturbed by the
Contractor shall be graded if required and put into a condition acceptable for seeding.
When suitable topsoil is secured off the airport site, the Contractor shall locate and obtain the supply,
subject to the approval of the RPR. The Contractor shall notify the RPR sufficiently in advance of
operations in order that necessary measurements and tests can be made. The Contractor shall remove the
topsoil from approved areas and to the depth as directed. The topsoil shall be hauled to the site of the
work and placed for spreading or spread as required. Any topsoil hauled to the site of the work and
stockpiled shall be rehandled and placed without additional compensation.
905-3.4 Placing topsoil. The topsoil shall be evenly spread on the prepared areas to a uniform depth of 2
inches after compaction, unless otherwise shown on the plans or stated in the special provisions.
Spreading shall not be done when the ground or topsoil is frozen, excessively wet, or otherwise in a
condition detrimental to the work. Spreading shall be carried on so that turfing operations can proceed
with a minimum of soil preparation or tilling.
After spreading, any large, stiff clods and hard lumps shall be broken with a pulverizer or by other
effective means, and all stones or rocks (2 inches or more in diameter), roots, litter, or any foreign matter
shall be raked up and disposed of by the Contractor. after spreading is completed, the topsoil shall be
satisfactorily compacted by rolling with a cultipacker or by other means approved by the RPR. The
EdhZzt^dE'/EZ/E' dͲϵϬϱdKW^K/>ͲϯŽĨϰ WZ/>ϮϬϮϱͮηϯϱϬϮϮ͘ϬϬϴ͘ϬϮ
compacted topsoil surface shall conform to the required lines, grades, and cross-sections. Any topsoil or
other dirt falling upon pavements as a result of hauling or handling of topsoil shall be promptly removed.
METHOD OF MEASUREMENT
905-4.1 Topsoil shall be measured by the number of cubic yards of topsoil measured in its final position,
completed and accepted. Topsoil shall be measured by volume in cubic yards computed by the method of
end areas.
BASIS OF PAYMENT
905-5.1 Payment will be made at the contract unit price per cubic yard for topsoil. This price shall be full
compensation for furnishing all materials and for all preparation, placing, and spreading of the materials,
and for all labor, equipment, tools, and incidentals necessary to complete the item.
Payment will be made under:
Item T-905-5.1 Topsoil - per cubic yard
REFERENCES
The publications listed below form a part of this specification to the extent referenced. The publications
are referred to within the text by the basic designation only.
ASTM International (ASTM)
ASTM C117 Materials Finer than 75 Em (No. 200) Sieve in Mineral Aggregates by Washing
Advisory Circulars (AC)
AC 150/5200-33 Hazardous Wildlife Attractants on or Near Airports
FAA/United States Department of Agriculture
Wildlife Hazard Management at Airports, A Manual for Airport Personnel
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END OF ITEM T-905
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12/13/2017 AC 150/5370-2G
D-1
APPENDIX D. CONSTRUCTION PROJECT DAILY SAFETY INSPECTION CHECKLIST
The situations identified below are potentially hazardous conditions that may occur during
airport construction projects. Safety area encroachments, unauthorized and improper ground
vehicle operations, and unmarked or uncovered holes and trenches near aircraft operating
surfaces pose the most prevalent threats to airport operational safety during airport construction
projects. The list below is one tool that the airport operator or contractor may use to aid in
identifying and correcting potentially hazardous conditions. It should be customized as
appropriate for each project including information such as the date, time and name of the person
conducting the inspection.
Table D-1. Potentially Hazardous Conditions
Item Action Required (Describe)
No Action
Required
(Check)
Excavation adjacent to runways, taxiways,
and aprons improperly backfilled.
Mounds of earth, construction materials,
temporary structures, and other obstacles
near any open runway, taxiway, or taxi
lane; in the related Object Free area and
aircraft approach or departure areas/zones;
or obstructing any sign or marking.
Runway resurfacing projects resulting in
lips exceeding 3 inch (7.6 cm) from
pavement edges and ends.
Heavy equipment (stationary or mobile)
operating or idle near AOA, in runway
approaches and departures areas, or in
OFZ.
Equipment or material near NAVAIDs that
may degrade or impair radiated signals
and/or the monitoring of navigation and
visual aids. Unauthorized or improper
vehicle operations in localizer or glide
slope critical areas, resulting in electronic
interference and/or facility shutdown.
Tall and especially relatively low visibility
units (that is, equipment with slim profiles)
— cranes, drills, and similar objects —
located in critical areas, such as OFZ and
12/13/2017 AC 150/5370-2G
D-2
Item Action Required (Describe)
No Action
Required
(Check)
approach zones.
Improperly positioned or malfunctioning
lights or unlighted airport hazards, such as
holes or excavations, on any apron, open
taxiway, or open taxi lane or in a related
safety, approach, or departure area.
Obstacles, loose pavement, trash, and other
debris on or near AOA. Construction debris
(gravel, sand, mud, paving materials) on
airport pavements may result in aircraft
propeller, turbine engine, or tire damage.
Also, loose materials may blow about,
potentially causing personal injury or
equipment damage.
Inappropriate or poorly maintained fencing
during construction intended to deter
human and animal intrusions into the AOA.
Fencing and other markings that are
inadequate to separate construction areas
from open AOA create aviation hazards.
Improper or inadequate marking or lighting
of runways (especially thresholds that have
been displaced or runways that have been
closed) and taxiways that could cause pilot
confusion and provide a potential for a
runway incursion. Inadequate or improper
methods of marking, barricading, and
lighting of temporarily closed portions of
AOA create aviation hazards.
Wildlife attractants — such as trash (food
scraps not collected from construction
personnel activity), grass seeds, tall grass,
or standing water — on or near airports.
Obliterated or faded temporary markings
on active operational areas.
Misleading or malfunctioning obstruction
lights. Unlighted or unmarked obstructions
in the approach to any open runway pose
aviation hazards.
12/13/2017 AC 150/5370-2G
D-3
Item Action Required (Describe)
No Action
Required
(Check)
Failure to issue, update, or cancel
NOTAMs about airport or runway closures
or other construction related airport
conditions.
Failure to mark and identify utilities or
power cables. Damage to utilities and
power cables during construction activity
can result in the loss of runway / taxiway
lighting; loss of navigation, visual, or
approach aids; disruption of weather
reporting services; and/or loss of
communications.
Restrictions on ARFF access from fire
stations to the runway / taxiway system or
airport buildings.
Lack of radio communications with
construction vehicles in airport movement
areas.
Objects, regardless of whether they are
marked or flagged, or activities anywhere
on or near an airport that could be
distracting, confusing, or alarming to pilots
during aircraft operations.
Water, snow, dirt, debris, or other
contaminants that temporarily obscure or
derogate the visibility of runway/taxiway
marking, lighting, and pavement edges.
Any condition or factor that obscures or
diminishes the visibility of areas under
construction.
Spillage from vehicles (gasoline, diesel
fuel, oil) on active pavement areas, such as
runways, taxiways, aprons, and airport
roadways.
Failure to maintain drainage system
integrity during construction (for example,
no temporary drainage provided when
working on a drainage system).
12/13/2017 AC 150/5370-2G
D-4
Item Action Required (Describe)
No Action
Required
(Check)
Failure to provide for proper electrical
lockout and tagging procedures. At larger
airports with multiple maintenance
shifts/workers, construction contractors
should make provisions for coordinating
work on circuits.
Failure to control dust. Consider limiting
the amount of area from which the
contractor is allowed to strip turf.
Exposed wiring that creates an
electrocution or fire ignition hazard.
Identify and secure wiring, and place it in
conduit or bury it.
Site burning, which can cause possible
obscuration.
Construction work taking place outside of
designated work areas and out of phase.
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City of Renton
Contract Provisions for
Taxiway A Rehabilitation and Associated Improvements
______________________________________________________________________________
APPENDIX B. DAVIS BACON WAGE RATE SCHEDULE
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Contract Provisions for
Taxiway A Rehabilitation and Associated Improvements
______________________________________________________________________________
APPENDIX D. BUY AMERICAN CONFORMANCE LISTING
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FAA Form 5100-136 (/2023) Page i of iv
U.S. Department
of Transportation
Federal
Aviation
Administration
FAA Form 5100-136, Buy American Project/Product
Content Percentage Calculation – Worksheet
Paperwork Reduction Act Burden Statement
A federal agency may not conduct or sponsor, and a person is not required to respond to,
nor shall a person be subject to a penalty for failure to comply with a collection of
information subject to the requirements of the Paperwork Reduction Act unless that
collection of information displays a currently valid OMB Control Number. The OMB Control
Number for this information collection is 2120-0569. Public reporting for this collection of
information is estimated to be approximately 8 hours per response, including the time for
reviewing instructions, searching existing data sources, gathering and maintaining the data
needed, completing and reviewing the collection of information. All responses to this
collection ofinformation are required under 49 U.S.C. Section 47105 to retain a benefit and
to meet the reporting requirements of 2 CFR 200. Send comments regarding this burden
estimate or any other aspect of this collection of information, including suggestions for
reducing this burden to: Information Collection Clearance Officer, Federal Aviation
Administration, 10101 Hillwood Parkway, Fort Worth, TX 76177-1524.
Instructions for FAA Form 5100-136, Buy American
Preference - Content Percentage Worksheet
General Instructions/Information
This form is intended for use by applicants (manufacturers, contractors, suppliers) for an
FAA Buy American Preference waiver of the requirements of section 70914 of the Build
America, Buy America (BABA) Act included in the Infrastructure Investment and Jobs
Act (IIJA) (Pub. L. No. 117-58). This form and the Final Assembly Questionnaire (FAA
form 137) must be submitted together for all waiver requests. Complete the below
sections.
Applicant Information Section
Enter applicant and point-of-contact information.
FAA Form 5100-136 (/2023) Page ii of iv
Project/Product Information Section (The Final Project)
Enter summary information about the specific FAA eligible project for which this waiver
is requested, including the calculated costs and percentage information from the project
material structure worksheet.
FAA Buy American Preference Compliance Section (“Construction Materials”)
Enter summary cost and percentage information about the presence of non-domestic
portions of iron, steel, or other singular “construction materials” that consist primarily of
non-ferrous metals; plastic and polymer-based products (including polyvinylchloride,
composite building materials, and polymers used in fiber optic cables); glass (including
optic glass); lumber; or drywall which are not combined with any of other materials
through a manufacturing process.
Use of Non-Domestic Construction Materials Justification Section
Enter a description of your good faith efforts made to locate and secure domestic
materials that are not 100% domestically produced in the United States, including the
use of the Supplier Scouting by the Manufacturing Extension Partnership (MEP) or
market research. This information is required for any non-U.S. portions of structural
steel and or iron.
Project Material Structure Worksheet (Manufactured Goods)
Enter onto the worksheet the final project and manufactured component/subcomponent
items, prices and total costs, excluding labor and retail markup through level 2 only.
Eligible materials below level two should be included with its associated component or
subcomponent. Price multiplied by quantity equals costs.
For additional information on how to complete this form, contact the FAA regional or
airport district office associated with the airport worksite, or for assistance for other
waivers, contact FAA headquarters via the AIP Buy American Preference Requirements
webpage.
Level. Enter material level 0, 1, or 2. Level 0 is the final product, Level 1 is a
component, and Level 2 is a sub-component.
Part Number. Enter a reference number used to track the item.
Item Description. Enter a concise but clear description of the item.
Quantity. Enter the quantity of the item described in the product/project.
Unit of Measure. Enter the unit of measure used for the item. Examples: Each, Ton, or
Sq. Ft.
Price/Unit of Measure. Enter the price for each unit of the item.
FAA Form 5100-136 (/2023) Page iii of iv
U.S. Origin Price/Unit of Measure. Enter the price for each unit of U.S. origin.
U.S. Origin Cost. Enter the total cost.
Non-U.S. Price/Unit of Measure. Enter the price for each unit not of U.S. origin.
Non-U.S. Cost. Enter the total cost of the item not of U.S. origin.
Country of Non-U.S. Materials. Enter the country or countries of origin for all non-U.S.
materials. Enter “Not applicable” if only U.S. materials are used for the item.
Example A – Completed Material Structure Worksheet
On the next page is an illustration of a Project Material Structure Worksheet. In this
illustration, the final project and each manufactured component/subcomponent costs,
excluding labor and retail mark-up, are listed. The total cost of materials, excluding labor
and retail mark-up is $720,000 ($565,000 of U.S. costs and $155,000 Non-U.S. costs).
Items [materials] combined through a manufacturing process may be indicated as a
manufactured component/subcomponent.
Unit of measure prices are multiplied by the quantity to identify costs. The sum of each
component/subcomponents is equal to the amounts in the final project. Eligible
materials below level 2 may be included within a manufactured good in levels 1 or 2.
Ineligible or excluded materials should be omitted.
The country of origin of all non-U.S. material are listed by each component and the final
product. Other variations of the project components/subcomponents are possible as
each manufacturer may produce or apply components/subcomponents differently.
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FAA Form 5100-136 (/2023) SUPERSEDES PREVIOUS EDITION Page 1 of 7
U.S. Department of Transportation
Federal Aviation Administration
OMB CONTROL NUMBER: 2120-0569
EXPIRATION DATE: 6/30/2023
Buy American Project/Product
Content Percentage Calculation – Worksheet
Applicant Information
Date of Application:
Applicant Name:
Applicant Type (choose one):
Prime Contractor Manufacturer Supplier
Point of Contact (First and Last Name):
Applicant Business Address:
Email address:
Telephone: Extension:
Project/Product Information
FAA Eligible Project:
Airport Sponsor:
Airport LOCID:
FAA Award Number:
FAA Item Number (FAA Advisory Circular reference, if applicable):
Total Material Cost:
Total U.S.Material Content Cost: Percentage: %
Total Non-U.S.Material Content Cost: Percentage: %
FAA Form 5100-136 (/2023) SUPERSEDES PREVIOUS EDITION Page 2 of 7
FAA Buy American Preference (including Buy American Build American) Compliance
Does this project include any iron, steel or any of the following construction materials, not 100%
produced in the United States?
Yes No
If “Yes,” indicate the cost and percentage of the project below.
Steel (e.g., structural steel, rebar) Cost: Percentage:
Iron Cost: Percentage:
Non-ferrous metals Cost: Percentage:
Plastic and polymer-based products Cost: Percentage:
Glass (including optic glass) Cost: Percentage:
Lumber Cost: Percentage:
Drywall Cost: Percentage:
Use of Non-Domestic Construction Materials Justification
Provide a description of your efforts to locate and secure a domestic source for those “construction
materials” or final manufactured goods that are not 100% produced in the U.S., including use of
the Manufacturing Extension Partnership (MEP) and market research.
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–CONFIDENTIAL –
NOT SUBJECT TO DISCLOSURE UNDER EXEMPTION # 4 OF THE FREEDOM OF
INFORMATION ACT
FAA Form 5100-136 (/2023) SUPERSEDES PREVIOUS EDITION Page 7 of 7
Certification
The undersigned certifies that this information is true and accurate to the best of their knowledge. A
false certification represents a violation of 18 U.S.C § 1001 and 49 U.S.C § 47126. Signatory has
the burden of proof to establish compliance.
Signature:Date:
Name:
Title:
FOR FAA USE ONLY
(Mark the appropriate Waiver Type & Scope)
Applicable FAA Waiver Type
Type I Public Interest (HQ Only)
Type II Nonavailability (HQ Only)
Type III More than 60% and Final Assembly within the U.S.
Type IV Unreasonable Cost (Requires MEP/requires HQ coordination)
BABA Iron, Steel, or Construction Material (requires justification) (Apply BABA Flag)
Applicable FAA Waiver Scope
Project Specific
Nationwide – (General Applicability) (For HQ Only)
Justifications
Manufacturing Extension Partnership (MEP) Coordinated
FAA Official’s Signature:
End of FAA-Use Only Section
dŚŝƐWĂŐĞ>ĞĨƚ/ŶƚĞŶƚŝŽŶĂůůLJůĂŶŬ
FAA Form 5100-137
U.S. Department
of Transportation
Federal Aviation
Administration
FAA Form 5100-137, Buy American Preferences – Final Assembly
Questionnaire
Paperwork Reduction Act Burden Statement
A federal agency may not conduct or sponsor, and a person is not required to respond to, nor shall a
person be subject to a penalty for failure to comply with a collection of information subject to the
requirements of the Paperwork Reduction Act unless that collection of information displays a currently
valid OMB Control Number. The OMB Control Number for this information collection is 2120-0569. Public
reporting for this collection of information is estimated to be approximately 8 hours per response,
including the time for reviewing instructions, searching existing data sources, gathering and maintaining
the data needed, completing and reviewing the collection of information. All responses to this collection of
information are required under 49 U.S.C. Section 47105 to retain a benefit and to meet the reporting
requirements of 2 CFR 200. Send comments regarding this burden estimate or any other aspect of this
collection of information, including suggestions for reducing this burden to: Information Collection
Clearance Officer, Federal Aviation Administration, 10101 Hillwood Parkway, Fort Worth, TX 76177-1524.
U.S. Department of Transportation
Federal Aviation Administration
OMB CONTROL NUMBER: 2120-0569
EXPIRATION DATE: /3/20
-- CONFIDENTIAL –
NOT SUBJECT TO DISCLOSURE UNDER EXEMPTION # 4
OF THE FREEDOM OF INFORMATION ACT
Buy American Preferences – Final Assembly Questionnaire
To assist the Federal Aviation Administration (FAA) in making the determination of whether final assembly
of the product occurs in the United States, please complete and submit this questionnaire when
requesting a Buy American Waiver under 49 USC § 50101(b)(3)(A).
Company Name: Date:
FAA Eligible Item: FAA Item Number (if applicable):
Address of Final Assembly Location:
1. Provide a description of the assembly process occurring at the specified final location in the United
States.
a. Describe the final assembly process and its various operations.
b. How long does the final assembly process take to complete?
2. Provide a description of the resources used to conduct the assembly of the product at the specified
location in the United States.
a. How many employees are involved in the final assembly process and what is the general skill
level of those employees?
b. What type of equipment is used during the final assembly process?
c. What is a rough estimate of the associated cost to conduct final assembly of the product at the
specified location in the United States?
The undersigned certifies that this information is true and accurate to the best of their knowledge. A false
certification represents a violation of 18 U.S.C § 1001 and 49 U.S.C § 47126. Signatory has the burden of
proof to establish compliance.
Signature:
Name:
FAA Form 5100-137 () SUPERSEDES PREVIOUS EDITION
U.S. Department
of Transportation
Federal Aviation
Administration
FAA Form 5100-, FAA Buy American Preference Construction
Project Content Percentage Worksheet
Paperwork Reduction Act Statement
A federal agency may not conduct or sponsor, and a person is not required to respond to, nor shall a
person be subject to a penalty for failure to comply with a collection of information subject to the
requirements of the Paperwork Reduction Act unless that collection of information displays a currently
valid OMB Control Number. The OMB Control Number for this information collection is 2120-0569. Public
reporting for this collection of information is estimated to be approximately 8 hours per response,
including the time for reviewing instructions, searching existing data sources, gathering and maintaining
the data needed, completing and reviewing the collection of information. All responses to this collection of
information are required under 49 U.S.C. Section 47105 to retain a benefit and to meet the reporting
requirements of 2 CFR 200. Send comments regarding this burden estimate or any other aspect of this
collection of information, including suggestions for reducing this burden to: Information Collection
Clearance Officer, Federal Aviation Administration, 10101 Hillwood Parkway, Fort Worth, TX 76177-1524.
General Instructions
Related Statutes, Guidance, & Policies:
United States Code (U.S.C) Title 49 § 50101- requires that all steel and manufactured goods used in
AIP funded projects are produced in the United States.
USC § 50101(b) and 49 CFR § 1.83(a)(11) – gives the FAA the authority to waive these Buy American
Preferences if certain market or product conditions exist. These are:
Applying the Buy American Preferences would be inconsistent with the public interest, (a.k.a
Type I waiver);
The steel or goods produced in the U.S. are not produced in a sufficient and reasonably available
amount or are not of a satisfactory quality, (a.k.a. Type II waiver);
When the cost of components and subcomponents produced in the U.S. is more than 60 percent
of the cost of all components of the facility or equipment procured and final assembly occurs in
the United States, (a.k.a. Type III waiver) ; or
Including domestic material will increase the cost of the overall project by more than 25 percent
(a.k.a. Type IV waiver).
Executive Order 13858 – Strengthening Buy-American Preferences for Infrastructure Projects.
FAA Form 5100-Page ii of iv
FAA Order 5100.38D - the Airport Improvement Program (AIP) Handbook provides information on
eligible AIP projects, Buy American responsibilities, procurement procedures, etc.
FAA Reauthorization Act of 2018 – provision requiring that all waivers shall be made publically available
on the FAA website, including a justification of the waiver determination and provide informal public notice
and comment opportunity.
Confidentiality - Manufacturer information submitted to the Federal Aviation Administration for the
purposes of receiving a Buy American Waiver is not subject to the Freedom of Information Act (FOIA)
under exemption # 4 of FOIA.
General Definitions
Produced in the United States - for iron and steel product that all manufacturing processes,
from the initial melting stage through the application of coatings, occurred in the United States.
Manufactured Products - items and construction materials composed in whole or in part of non-
ferrous metals such as aluminum; plastics and polymer-based products such as polyvinyl chloride
pipe; aggregate such as concrete; glass, including optical fiber; and lumber.
Nationwide Waiver- Waivers issued to manufacturer(s) for AIP eligible steel or manufactured
goods products used in airport development projects that may be used at any project site.
Project Specific Waiver- Waivers issued to manufacturer(s) for AIP eligible steel or
manufactured goods used to support the overall development objective for a specific project
specific airport development projects that.
Currency - All forms should reflect U.S. currency and symbol ($) only.
Items listed in Federal Acquisition Regulation Part 25.104 may be counted at U.S. Origin, however
should include a not stating that the item is exempt in 25.104. Additionally, items exempted from Buy
American requirements may be listed in the material list however; the costs should be listed as “n/a.”
FAA Advisory Circulars (AC) – Find ACs at
https://www.faa.gov/regulations_poicies/advisory_circulars/
Requests for waivers to the FAA Buy American Preference require a completed Product Content
Percentage Worksheet and Final Assembly Questionnaire.
Additional Definitions
Level 1 Material: The list of component materials required to construct/ manufacture the final
Airport Improvement Program eligible product.
Level 2 Material: The list of subcomponent materials required to construct/manufacture the level
one component required in the final Airport Improvement Program eligible product.
FAA Form 5100- Page iii of iv
Form Instructions
Use this form only for FAA Buy American Type III Construction Project Waiver requests.
See the sample form on the following page for examples of entries. Form field instructions:
Airport Sponsor. Enter the name of the airport sponsor.
Date. Enter the date of submission to FAA.
Airport Worksite. Enter the airport worksite name.
Total Material Cost. This auto-populates based on total entered below. Do not edit.
U.S. Content. This auto-populates based on total entered below. Do not edit.
Non-U.S. Content. This auto-populates based on total entered below. Do not edit.
Worksite LOCID. Enter the worksite’s FAA Location Identification (LOCID).
Project Description. Enter a brief final project description (e.g., Runway 18/36
Rehabilitation).
Project Material Structure List (Bill of Materials). Enter data in the Bill of Materials
table.
Note: This form does not include formulas or auto-calculations. Applicants are
responsible for the accuracy of the information submitted.
o Material Level items:
Enter component materials of the project (Material Level 1) by group.
Enter subcomponent materials of the project (Material Level 2) by group.
Total Material Cost. Calculate and enter the amount. This value then auto-fills the
information on form page 1.
Total cost of U.S. origin materials. Calculate and enter the amount. This value then
auto-fills the information on form page 1.
Total cost of non-U.S. materials. Calculate and enter the amount. This value then
auto-fills the information on form page 1.
U.S. content percentage. Calculate (Total cost of U.S. origin materials/Total Material
Cost) and enter the amount. This value then auto-fills the information on form page 1.
Non-U.S. content percentage. Calculate (Total cost of non-U.S. origin materials/Total
Material Cost) and enter the amount. This value then auto-fills the information on form
page 1.
When complete, submit this form to the FAA for review and processing.
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City of Renton
Contract Provisions for
Taxiway A Rehabilitation and Associated Improvements
______________________________________________________________________________
APPENDIX E. BUY AMERICAN WAIVER REQUEST FORMS
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To request ADA accommodationincluding materials in a format for the visually
impaired, call Ecology at 360-407-6000 or visit https://ecology.wa.gov/accessibility.
People with impaired hearing may call Washington Relay Service at 711. People withD
speech disability may call TTY at 877-833-6341.
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1. INTRODUCTION
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2. CULTURAL RESOURCE DISCOVERIES
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King CountyCity of Renton
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WR Stop-Protect-NotifyIf you suspect that the discovery includes human remains,
also follow Sections 5 and 6.
STEP A: Stop Work.
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STEP B: Protect the Discovery
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contacts.
Project Lead Contacts
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William Adams, P.E.Greg Reince
City of Renton Century West Engineering
425-430-7437 541-322-8962 ext. 301
wadams@rentonwa.gov greince@centurywest.com
William Adams, P.E.Greg Reince
City of Renton Century West Engineering
425-430-7437 541-322-8962 ext. 301
wadams@rentonwa.gov greince@centurywest.com
STEP E: Ecology will notify DAHP
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4. TRIBAL CONTACTS
Human Remains/Bones
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Tulalip Tribes Muckleshoot Tribe
Richard Young Laura Murphy
Cultural Resources THPO
425-239-0182 253-876-3272
ryoung@tulaliptribes-nsn.gov laura.murphy@muckleshoot.nsn.us
Snoqualmie Tribe Squamish Tribe
Steven Moses Stephanie Trudel
THPO THPO
425-495-6097 360-394-8533
steve@snoqualmietribe.us strudel@suquamish.nsn.us
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6. SPECIAL PROCEDURES FOR THE DISCOVERY OF HUMAN SKELETAL
MATERIAL
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Federal Aviation Administration (FAA)
Matthew Prevo
Environmental Protection Specialist (Washington)
206-231-4136
matthew.a.prevo@faa.gov
J. Matthew Lacy, MD, 206-731-3232, ext. 3
Renton Police Department 425-430-7500
425-235-2121
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Additional Tribal Contacts:
Tribe: Puyallup Tribe, Contact: Brandon Reynon, Title: Cultural Resources, Phone:
253-573-7986, Email: brandon.reynon@puyalluptribe-nsn.gov;
Tribe: Nisqually Tribe, Contact: Brad Beach, Title: THPO, Phone: 360-528-1084, Email:
beach.brad@nisqually-nsn.gov;
Tribe: Stillaguamish Tribe, Contact: Kerry Lyste, Title: THPO, Phone: 360-652-7362 ext.
226, Email: klyste@stillaguamish.com;
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