HomeMy WebLinkAboutThree Pillar Communities LLC Operating Agreement Signed
Page 1 of 25
THREE PILLAR COMMUNITIES LLC
LIMITED LIABILITY COMPANY AGREEMENT
This LIMITED LIABILITY COMPANY AGREEMENT is made and entered into as of
August 23, 2017, by and between those persons who have executed this Agreement or a
counterpart hereof.
The parties hereto, intending to be legally bound, do hereby agree as follows:
ARTICLE I
ORGANIZATION
1.1 Formation of Limited Liability Company. On August 23, 2017, the parties hereto
organized a Delaware limited liability company (the “Company”) pursuant to the Act, as
hereinafter defined. The Certificate of Formation as filed by John P. Feeney, is hereby adopted
and ratified by the Members. In the event of a conflict between the terms of this Agreement and
the terms of the Certificate of Formation, the terms of the Certificate of Formation shall prevail.
1.2 Name. The business of the Company shall be conducted under the name “Three Pillar
Communities LLC ” or such other name as the Members may unanimously vote to designate in
writing from time to time.
1.3 Principal Office, Registered Office and Registered Agent. The principal business
office of the Company shall initially be c/o Joel Kelman, 110 Strathmore Road, PH2, Brighton
MA 02135. The Company’s registered office and its initial registered agent shall be as provided
in the Certificate of Formation. The Members by unanimous vote may change the principal
office, registered office or registered agent of the Company or establish additional offices.
1.4 Purposes and Powers. The principal business activity of the Company shall be the real
estate investment, management and operation, and any business related thereto or useful in
connection therewith. However, the business and purposes of the Company shall not be limited
to its initial principal activity and, unless the Managers determine otherwise, it shall have
authority to engage in any other lawful business, purpose or activity permitted by a limited
liability company formed under the Act, and it shall possess and may exercise all of the powers
and privileges granted by the Act, including without limitation:
(a) to purchase, receive, take, lease or otherwise acquire, own, hold, improve, maintain,
use or otherwise deal in and with, sell, convey, lease, exchange, transfer or otherwise dispose of,
mortgage, pledge, encumber or create a security interest in all of its real or personal property, or
any interest therein, wherever situated;
(b) to borrow or lend money or obtain or extend credit and other financial
accommodations, to invest and reinvest its funds in any type of security or obligation of or
interest in any public, private or governmental entity, and to give and receive interests in real and
personal property as security for the payment of funds so borrowed, loaned or invested;
Page 2 of 25
(c) to make contracts, including contracts of insurance, incur liabilities and give
guaranties, whether or not such guaranties are in furtherance of the business and purposes of the
Company, including without limitation, guaranties of obligations of other persons who are
interested in the Company or in whom the Company has an interest;
(d) to appoint one or more Managers of the Company, to employ officers, employees,
agents and other persons, to fix the compensation and define the duties of and obligations if such
personnel to the extent permitted by this Agreement and the Act;
(e) to make donations irrespective of the benefit to the Company for the public welfare or
for community, charitable, religious, educational, scientific, civic or similar purposes;
(f) to institute, prosecute and defend any legal action or arbitration proceeding involving
the Company, and to pay, adjust, compromise, settle or refer to arbitration any claim by or
against the Company or any of its assets; and
(g) to merge or consolidate with or into any limited liability company or other business
entity in accordance with the provisions of the Act.
1.6 Foreign Qualification. The Managers shall cause the Company to comply, to the
extent legally possible, with all requirements necessary to qualify the Company as a foreign
limited liability company in each jurisdiction in which the Company conducts business. To the
extent required by law or as the Managers determine is otherwise advisable, the Managers shall
execute, acknowledge, swear to and deliver all certificates and other instruments conforming
with this Agreement that are necessary or appropriate to qualify, continue and terminate the
Company as a foreign limited liability company in all jurisdictions in which the Company
conducts business.
1.7 Fiscal Year. The fiscal year of the Company shall be the calendar year or such other
fiscal year as the Managers shall determine pursuant to the provisions of Section 706(b) of the
Code.
1.8 Term. The term of the Company commenced on the date of filing of the Certificate of
Formation and shall terminate in accordance with Section 10.1.
ARTICLE II
GENERAL DEFINITIONS
As used in this Agreement, the following terms shall each have the meaning set forth in
this Article (unless the context otherwise requires). For purposes of this Agreement, the term
“person” shall include individuals, corporations, associations, partnerships, limited liability
companies, trusts, estates and other entities.
“Act” shall mean the Delaware Limited Liability Company Act (6 Del. C. §18-101 et seq.), as
now in effect or as hereafter amended or revised.
Page 3 of 25
“Adjusted Capital Account Deficit” shall mean with respect to any Member, the deficit balance,
if any, in such Member’s Capital Account as of the end of the relevant fiscal year, after giving
effect to the following adjustments:
(a) credit to such Capital Account any amounts which such Member is obligated to restore
pursuant to any provision of this Agreement or is deemed to be obligated to restore
pursuant to Regulations Sections 1.704-2(g)(1) and 1.704-2(i)(5); and
(b) debit to such Capital Account the items described in Regulations Section 1.704-
1(b)(2)(ii)(d)(4), (5) and (6).
The foregoing definition is intended to comply with the provisions of Regulations Section
1.704-1(b)(2)(ii)(d) and shall be interpreted consistently therewith.
“Adjusted Capital Contribution” shall mean a Member’s Capital Contribution to the Company
reduced by all distributions made to such Member under Section 5.1.
“Affiliate” of a person shall mean any person directly or indirectly controlling, controlled by, or
under common control with such person.
“Agreement” shall mean this Limited Liability Company Agreement, as the same may be
amended or supplemented from time to time in accordance with the provisions hereof.
“Bankrupt” shall mean, with respect to any Member, the occurrence of any one or more of the
following: (i) the making by the Member of an assignment for the benefit of creditors; (ii) the
filing of an involuntary petition seeking an adjudication of bankruptcy under Chapter 7 of the
Bankruptcy Code, which filing is not dismissed within sixty (60) days of the filing; (iii) the filing
of a voluntary petition by the Member under Chapter 7 of the Bankruptcy Code; (iv) the filing of
a voluntary or involuntary petition under Chapters 11 or 13 of the Bankruptcy Code which is not
dismissed within sixty (60) days of the filing, but only if the Member is not the debtor-in-
possession of his assets; (v) the entry of an order, judgment or decree by a court of competent
jurisdiction providing for the liquidation of the assets of the Member or appointing a receiver,
trustee or other administrator of the Member’s assets which continues in effect and unstayed for
a period of sixty (60) days; (vi) the confirmation of any plan of reorganization under either
Chapter 11 or 13 of the Bankruptcy Code providing for the liquidation of substantially all of the
Member’s assets. For purposes of (iv) above, a Member shall not be considered a debtor-in-
possession of his assets if a trustee, receiver or other person or entity is appointed to, or in fact
does, control or operate the assets of the Member.
“Bankruptcy Code” shall mean Title 11 of the United States Code, as now in effect or as
hereafter amended.
“Book Value” shall mean, with respect to any asset of the Company, such asset’s adjusted basis
for Federal income tax purposes, except that:
(i) the initial Book Value of any asset contributed by a Member to the Company shall be the
gross fair market value of such asset (not reduced for any liabilities to which it is subject
Page 4 of 25
or which the Company assumes), as such value is determined and for which credit is
given to the contributing Member under this Agreement;
(ii) the Book Values of all assets of the Company shall be adjusted to equal their respective
gross fair market values, as determined by the Managers, at and as of the following times:
(a) the acquisition of an additional or new interest in the Company by a new or existing
Member in exchange for other than a de minimis capital contribution by such
member, if the Managers reasonably determine that such adjustment is necessary or
appropriate to reflect the relative economic interests of the Members;
(b) the distribution by the Company to a Member of more than a de minimis amount of
any asset of the Company (including cash or cash equivalents) as consideration for all
or any portion of an interest in the Company. If the Managers reasonably determine
that such adjustment is necessary or appropriate to reflect the relative economic
interests of the Members;
(c) the liquidation of the Company within the meaning of Regulations Section 1.704-
1(b)(2)(ii)(g);
(d) when computing the portion of a Member’s interest purchased under Section 3.2 (c)
(ii) herein; and
(iii)the Book Value of the assets of the Company shall be increased (or decreased) to reflect
any adjustment to the adjusted basis of such assets pursuant to Section 734(b) or Section
743(b) of the Code, but only to the extent such adjustments are taken into account in
determining Capital Accounts pursuant to Regulations Section 1.704-1(b)(2)(iv)(m);
provided, however, that Book Value shall not be adjusted pursuant to this clause (iii) to
the extent that the Managers determine that an adjustment pursuant to clause (ii) hereof is
necessary or appropriate in connection with the transaction that would otherwise result in an
adjustment pursuant to this clause (iii).
If the Book Value of an asset has been determined or adjusted pursuant to the preceding
clauses (i), (ii) or (iii), such Book Value shall thereafter be adjusted by the depreciation taken
into account with respect to such asset for purposes of computing Profits and Losses, and the
amount of the adjustment shall thereafter be taken into account as gain or loss from the
distribution of such asset for purposes of computing Profits and Losses.
“Capital Account” shall mean a capital account maintained and adjusted in accordance with the
Code and the Regulations, including the Regulations under Sections 704(b) and (c) of the Code.
The Capital Account of each Member shall be:
(i) credited with all payments made to the Company by such Member on account of capital
contributions (and as to any property other than cash or a promissory note of the
contributing Member, the fair market value of such property (as agreed among the
Members), net of liabilities secured by such property and assumed by the Company or
subject to which such contributed property is taken) and by such Member’s allocable
share of Profits and items in the nature of income and gain of the Company;
Page 5 of 25
(ii) charged with the amount of any distributions to such Member (and as to any distributions
of property other than cash or a promissory note of a Member or the Company, by the
agreed fair market value of such property, net of liabilities secured by such property and
assumed by such Member or subject to which such distributed property is taken), and by
such Member’s allocable share of Losses and items in the nature of losses and deductions
of the Company;
(iii)adjusted simultaneously with the making of any adjustment to the Book Value of the
Company’s assets pursuant to the definition of Book Value, to reflect the aggregate net
adjustments to such Book Value as if the Company recognized Profit or Loss equal to the
respective amount of such aggregate net adjustments immediately before the event
causing such adjustments; and
(iv) otherwise appropriately adjusted to reflect transactions between the Company and the
Members.
“Capital Contribution” shall mean the amount of cash and the agreed value of any other property
contributed to the Company by a Member.
“Cash Flow” shall mean all cash received by the Company from all sources (including capital
contributions and borrowings), less cash expended or reserved in the discretion of the Managers
for liabilities not then due and owing (contingent or otherwise), expenses, capital expenditures
and obligations of the Company or obligations secured by the assets of the Company.
“Certificate of Formation” means the Certificate of Formation of the Company, as amended from
time to time.
“Code” shall mean the Internal Revenue Code of 1986, as now in effect or as hereafter amended.
“Company” shall mean Three Pillar Communities LLC, the limited liability company formed by
the filing of the Certificate of Formation, as constituted from time to time.
“Majority in Interest” shall mean a majority of the profits interests and a majority of the capital
interests as provided in Revenue Procedure 94-46, I.R.B. 1994-28.
“Managers” shall mean Joel David Kelman and Daniel Weisfield, or their successors and
replacements, appointed in accordance with Article VII, in such person’s capacity as a Manager.
“Members” shall mean the persons set forth on Schedule A attached hereto, and any person
admitted as an additional or substitute Member in accordance with Article VIII, in such person’s
capacity as a Member.
“Membership Interest” shall mean, with respect to a Member, the percentage of ownership
interest in the Company of such Member, as set forth on Schedule A. Each Member’s
Membership Interest in the Company shall be based on his relative capital contributions to the
Company.
“Minimum Gain” shall have the meaning set forth in Regulations Section 1.704-2(d).
Page 6 of 25
“Non-Managing Member” shall mean a Member who is not a Manager.
“Nonrecourse Deductions” shall have the meaning set forth in Regulations Section 1.704-
2(b)(1). The amount of Nonrecourse Deductions for a fiscal year or other period equals the net
increase, if any, in the Minimum Gain during that fiscal year or other period, over the aggregate
amount of any distributions during that fiscal year from the proceeds of nonrecourse debt
included in the computation of the Minimum Gain, as determined according to the provisions of
Regulations Section 1.704-2(c).
“Partner Minimum Gain” shall mean “partner nonrecourse debt minimum gain” as set forth in
Regulations Section 1.704-2(i)(3).
“Partner Nonrecourse Debt” shall have the meaning set forth in Regulations Section 1.704-
2(b)(4).
“Partner Nonrecourse Deductions” shall have the meaning set forth in Regulations Section
1.704-2(i)(2). The amount of Partner Nonrecourse Deductions for a fiscal year or other period
equals the excess, if any, of the amount of the net increase in the Partner Minimum Gain during
that fiscal year or other period, over the amount of any distributions during that fiscal year or
other period to the Member which bears the economic risk of loss for the nonrecourse debt, from
the proceeds of the nonrecourse debt, as determined according to the provisions of Regulations
Section 1.704-2(i)(2).
“Profits and Losses” shall mean, for each year or other period, an amount equal to the
Company’s taxable income or loss for such year or period, determined in accordance with Code
Section 703(a) (for this purpose, all items of income, gain, loss, or deduction required to be stated
separately pursuant to Code Section 703(a)(1) shall be included in taxable income or loss), with
the following adjustments:
(i) Any income of the Company that is exempt from Federal income tax and not otherwise
taken into account in computing Profits or Losses pursuant to this provision shall be
added to such taxable income or loss;
(ii) Any expenditures of the Company described in Code Section 705(a)(2)(B) or treated as
Code Section 705(a)(2)(B) expenditures pursuant to Regulations Section 1.704-
1(b)(2)(iv)(i), and not otherwise taken into account in computing Profits or Losses
pursuant to this provision, shall be subtracted from such taxable income or loss;
(iii)Gain or loss from a disposition of property of the Company with respect to which gain or
loss is recognized for Federal income tax purposes shall be computed by reference to the
Book Value of such property, rather than its adjusted tax basis;
(iv) In lieu of the depreciation, amortization and other cost recovery deductions taken into
account in computing taxable income or loss, there shall be taken into account the
depreciation on the assets for such fiscal year or other period; and
(v) Any items which are separately allocated pursuant to Sections 5.5 or 5.6 which otherwise
would have been taken into account in calculating Profits and Losses pursuant to the
Page 7 of 25
above provisions shall not be taken into account and, as the case may be, shall be added
to or deducted from such amounts so as to be not part of the calculation of the Profits or
Losses.
If the Company’s taxable income or loss for such year, as adjusted in the manner
provided above, is a positive amount, such amount shall be the Company’s Profits for such year;
and if negative, such amount shall be the Company’s Losses for such year.
“Property” shall mean, at any time, all property, whether real or personal, interests, assets, or rights
owned or held by or on behalf of the Company at such time.
“Regulations” shall mean the Income Tax Regulations, including Temporary Regulations,
promulgated under the Code, as such regulations may be amended from time to time (including
corresponding provisions of succeeding regulations).
“Terminating Capital Transaction” shall mean a sale or other disposition of all or substantially all
of the assets of the Company.
ARTICLE III
CAPITAL CONTRIBUTIONS AND CAPITAL ACCOUNTS
3.1 Capital Accounts. A separate Capital Account shall be maintained for each Member,
including any Member who shall hereafter acquire an interest in the Company.
3.2 Capital Contributions.
(a) On or prior to the date of this Agreement, each of the Members has made a Capital
Contribution to the Company as set forth opposite his, her or its name in Schedule A.
(b) No Member shall be entitled, obligated or required to make any loan or any Capital
Contribution to the Company in addition to his, her or its Capital Contribution made under
Section 3.2(a). No loan made to the Company by any Member shall constitute a Capital
Contribution to the Company for any purpose.
3.3 No Interest on Capital. No interest or prior or preferred return shall accrue or be paid
on any Capital Contribution or Capital Account or any loan from a Member or a Manager to the
Company, except pursuant to Sections 5.1 and 5.2.
3.4 Managers as Members. The Managers may hold interests in the Company as a
Members.
3.5 Limited Liability. The Members shall not have any personal liability for liabilities or
obligations of the Company except to the extent of their Capital Contribution set forth in Section
3.2, and the Members shall not be required to make any further or additional contribution to the
Company or to lend or advance funds to the Company for any purpose. Notwithstanding the
foregoing, (i) if any court of competent jurisdiction holds that distributions (or any part thereof)
received by a Member pursuant to the provisions hereof constitute a return of capital and directs
Page 8 of 25
that a Member pay such amount (with or without interest thereon) to or for the account of the
Company or any creditor thereof, such obligation shall be the obligation of said Member and not
of any other Member or the Company, and (ii) a Member shall indemnify and hold harmless the
Company and each Member from any liability or loss incurred by virtue of the assessment of any
tax with respect to such Member’s allocable share of the profits or gain of the Company.
ARTICLE IV
COMPANY FUNDS
All funds received by the Company shall be utilized for Company purposes as
determined by the Managers in the best interests of the Company. Until required for the
Company’s business, all Company funds shall be deposited and maintained in such accounts in
such banks or other financial institutions as shall be selected by the Managers or shall be
invested in securities of the United States government, certificates of deposit or money market
funds designated by the Managers. The Managers or their designees shall have the right to draw
checks payable in such funds and make, deliver, accept and endorse negotiable instruments in
connection with the Company’s business. Company funds shall not be commingled with the
funds of any other person.
ARTICLE V
ALLOCATIONS AND DISTRIBUTIONS
5.1 Distribution of Company Funds. Except as provided in Section 5.2 and Section 5.9,
all Company funds, which are determined by the Managers to be available for distribution, shall
be distributed to the Members as follows:
(i) First, to repay and satisfy any outstanding interest and principal of loans made by
Members (with such distributions allocated pro rata to the lending Members), and
thereafter to repay and satisfy the Members’ Capital Contributions (with such
distributions allocated pro rata to the Members);
(ii) Second, to the Members in proportion to their Capital Accounts until their Capital
Accounts are reduced to zero; and
(iii)Third, the balance to the Members in proportion to their respective Membership
Interests.
5.2 Distribution Upon Dissolution. Proceeds from a Terminating Capital Transaction and
amounts available upon dissolution, and after payment of, or adequate provision for, the debts
and obligations of the Company, and liquidation of any remaining assets of the Company, shall
be distributed and applied in the following priority:
(i) First, to fund reserves for liabilities not then due and owing and for contingent
liabilities to the extent deemed reasonable by the Liquidator (as defined in Section
10.2) provided that, upon the expiration of such period of time as the Liquidator shall
deem advisable, the balance of such reserves remaining after payment of such
Page 9 of 25
contingencies shall be distributed in the manner hereinafter set forth in this Section
5.2; and
(ii) Second, to the Members, an amount sufficient to reduce the Members’ Capital
Accounts to zero, in proportion to the positive balances in such Capital Accounts (after
reflecting in such Capital Accounts all adjustments thereto necessitated by (A) all other
distributions and allocations of Profits and Losses and items of income, gain,
deduction, and loss and (B) such Terminating Capital Transaction).
5.3 Distribution of Assets in Kind. No Member shall have the right to require any
distribution of any assets of the Company in kind. If any assets of the Company are distributed in
kind, such assets shall be distributed on the basis of their fair market value as determined by the
Managers.
5.4 Allocation of Profits and Losses.
(a) After giving effect to the allocations set forth in Sections 5.5 and 5.6, Profits shall be
allocated in the following order and priority:
(i) First, to the extent Losses have previously been allocated pursuant to clauses (ii)
or (iii) of Section 5.4(b) for any prior period, Profits shall be allocated to the
Members first to offset any Losses allocated pursuant to said clause (iii) of
Section 5.4(b), and then to offset any Losses allocated pursuant to said clause (ii)
of Section 5.4(b), (in each case pro rata among the Members in proportion to their
shares of the Losses to be offset under such clause), and to the extent any
allocations of Losses are offset pursuant to this clause (i) such allocations of
Losses shall be disregarded for purposes of computing subsequent allocations
pursuant to this clause (i); and
(ii) Second, any remaining Profits shall be allocated among the Members in proportion
to their respective Membership Interests.
(b) After giving effect to the allocations set forth in Sections 5.5 and 5.6, Losses shall be
allocated in the following order and priority;
(i) First, to the extent Profits have previously been allocated pursuant to clause (ii) of
Section 5.4(a) for any prior period, Losses shall be allocated to the Members first
to offset any Profits allocated pursuant to said clause (ii) of Section 5.4(a), (in
each case pro rata among the Members in proportion to their shares of the Profits
to be offset under such clause), and to the extent any allocations of Profits are
offset pursuant to this clause (i), such allocations of Profits shall be disregarded
for purposes of computing subsequent allocations pursuant to this clause (i);
(ii) Second, Losses shall be allocated among the Members in proportion to the
respective amounts of their capital contributions until the cumulative Losses
allocated pursuant to this clause (ii) of Section 5.4(b) are equal to the aggregate
amount of all such capital contributions; and
Page 10 of 25
(iii)Third, any remaining Losses shall be allocated among the Members in proportion to
their respective Membership Interests.
5.5 Required Regulatory Allocations.
(a) Limitation on and Reallocation of Losses. At no time shall any allocations of Losses,
or any item of loss or deduction, be made to a Member if and to the extent such allocation would
cause such Member to have, or would increase the deficit in, any Adjusted Capital Account
Deficit of such Member at the end of any fiscal year. To the extent any Losses or items are not
allocated to one or more Members pursuant to the preceding sentence, such Losses shall be
allocated to the Members to which such losses or items may be allocated without violation of this
Section 5.5(a).
(b) Minimum Gain Chargeback. If there is a net decrease in the Minimum Gain of the
Company during any fiscal year, then items of income or gain of the Company for such fiscal
year (and, if necessary, subsequent fiscal years) shall be allocated to each member in an amount
equal to such Member’s share of the net decrease in the Minimum Gain, determined in
accordance with Regulations Section 1.704-2(d)(1). A Member’s share of the net decrease in the
Minimum Gain of the Company shall be determined in accordance with Regulations Section
1.704-2(g). The items of income and gain to be so allocated shall be determined in accordance
with Regulations Section 1.704-2(j)(2)(i).
(c) Nonrecourse Deductions. Nonrecourse Deductions for any fiscal year or other period
(not including any Partner Nonrecourse Deductions allocated pursuant to Section 5.5(d)) shall be
allocated among the Members in proportion to their respective Membership Interests. Solely for
purposes of determining each Member’s proportionate share of the “excess nonrecourse liabilities”
of the Company, within the meaning of Regulations Section 1.752-3(a)(3), each Member’s interest
in Company profits shall be equal to his, her or its Membership Interest. The items of losses,
deductions and Code Section 705(a)(2)(b) expenditures to be so allocated shall be determined in
accordance with Regulations Section 1.704-2(j)(1)(ii).
(d) Partner Nonrecourse Deductions. Any Partner Nonrecourse Deductions for any fiscal
year or other period shall be allocated to the Member who bears the economic risk of loss with
respect to the nonrecourse liability, as determined and defined under Regulations Section 1.704-
2(b)(4) to which such Partner Nonrecourse Deductions are attributable in accordance with
Regulations Section 1.704-2(i)(1). The items of losses, deductions and Code Section 705(a)(2)(b)
expenditures to be so allocated shall be determined in accordance with Regulations Section
1.704-2(j)(1)(ii).
(e) Partner Minimum Gain Chargeback. Notwithstanding any contrary provisions of this
Article V, other than Section 5.5(b) above, if there is a net decrease in Partner Minimum Gain
attributable to Partner Nonrecourse Debt during any fiscal year, then each Member who has a
share of such Partner Minimum Gain, determined in accordance with Regulations Section 1.704-
2(i), shall be allocated items of income and gain of the Company, determined in accordance with
Regulations Section 1.704-2(j)(2)(ii), for such fiscal year (and, if necessary, subsequent fiscal
years) in an amount equal to each such Member’s share of the net decrease in such Partner
Minimum Gain, determined in accordance with Regulations Sections 1.704-(2)(i)(3) and 2(i)(5).
Page 11 of 25
(f) Qualified Income Offset. If any Member unexpectedly receives an item described in
Regulations Section 1.704-1(b)(2)(ii)(d)(4), (5) or (6), items of income and gain shall be
allocated to each such Member in an amount and manner sufficient to eliminate, as quickly as
possible and to the extent required by Regulations Section 1.704-1(b)(2)(ii)(d), the Adjusted
Capital Account Deficit of such Member, provided that an allocation pursuant to this Section
5.5(f) shall be made if and only to the extent that such member would have an Adjusted Capital
Account Deficit after all other allocations provided for in this Article V have been tentatively
made as if this Section 5.5(f) were not in the Agreement.
(g) Basis Adjustment. To the extent an adjustment to the adjusted tax basis of any
Company asset pursuant to either of Code Sections 734(b) or 743(b) is required pursuant to
Regulations Section 1.704-1(b)(2)(iv)(m) to be taken into account in determining Capital
Accounts, the amount of such adjustment to the Capital Accounts shall be treated as an item of
gain (if the adjustment increases the basis of the asset) or loss (if the adjustment decreases such
basis) and such gain or loss shall be allocated to the Members in a manner consistent with the
manner in which their Capital Accounts are required to be adjusted pursuant to such Section of
the Regulations.
(h) Gross Income Allocation. In the event any Member has a Capital Account deficit at
the end of any Company fiscal year, which is in excess of the sum of the items to be credited to a
Member’s Capital Account under clause (a) of the definition of Adjusted Capital Account
Deficit, then each such Member shall be allocated items of income and gain in the amount of
such excess as quickly as possible provided that an allocation pursuant to this Section 5.5(h)
shall be made if and only to the extent that such member would have a Capital Account deficit in
excess of such sum after all other allocations provided for in this Article V have been tentatively
made as if this Section 5.5(h) were not in this Agreement. As among Members having such
excess if there are not sufficient items of income and gain to eliminate all such excesses, such
allocations shall be made in proportion to the amount of any such excess.
5.6 Curative Allocations. The allocations set forth in Section 5.5 are intended to comply
with certain requirements of Regulations Sections 1.704-1(b) and 1.704-2 and shall be
interpreted consistently therewith. Such allocations may not be consistent with the manner in
which the Members intend to divide Company distributions and to make Profit and Loss
allocations. Accordingly, by approval of the Managers other allocations of Profits, Losses and
items thereof shall be divided among the Members so as to prevent the allocations in Section 5.5
from distorting the manner in which Company distributions will be divided among the Members
pursuant to Sections 5.1 and 5.2 hereof. In general, the Members anticipate that this will be
accomplished by specially allocating other Profits, Losses and items of income, gain, loss and
deduction among the Members so that the net amount of allocations under Section 5.5 and
allocations under this Section 5.6 to each such Member is zero. However, the Managers shall
have discretion to accomplish this result in any reasonable manner.
5.7 Tax Allocations and Book Allocations. Except as otherwise provided in this Section
5.7, for Federal income tax purposes, each item of income, gain, loss and deduction shall, to the
extent appropriate, be allocated among the Members in the same manner as its correlative item of
“book” income, gain, loss or deduction has been allocated pursuant to the other provisions of this
Article V.
Page 12 of 25
In accordance with Code Section 704(c) and the Regulations thereunder, depreciation,
amortization, gain and loss, as determined for Federal income tax purposes, with respect to any
property whose Book Value differs from its adjusted basis for Federal income tax purposes shall,
for tax purposes, be allocated among the Members so as to take account of any variation between
the adjusted basis of such property to the Company for Federal income tax purposes and its Book
Value, such allocation to be made by approval of the Manager in any manner which is permissible
under said Code Section 704(c) and the Regulations thereunder and the Regulations under Code
Section 704(b).
In the event the Book Value of any property of the Company is subsequently adjusted,
subsequent allocations of income, gain, loss and deduction with respect to any such property
shall take into account any variation between the adjusted basis of such assets for Federal income
tax purposes under Section 704(c) of the Code and the Regulations thereunder.
Allocations pursuant to this Section 5.7 are solely for purposes of federal, state, and local
taxes and shall not affect, or in any way be taken into account in computing, any Member’s
Capital Account or share of Profits, Losses, other items, or distributions pursuant to any
provision of this Agreement.
5.8 General Allocation and Distribution Rules.
(a) For purposes of determining the Profits, Losses, or any other items allocable to any
period, Profits, Losses, and any such other items shall be determined on a daily, monthly, or
other basis, as determined by the Managers using any permissible method under Code Section
706 and the Regulations thereunder. Except as otherwise provided in this Agreement, all items of
income, gain, loss, and deduction shall be allocable among the Members in the same proportions
as the Profits or Losses for the fiscal year in which such item is included is allocated.
(b) Upon the admission of a new Member or the Transfer of an interest, the new and old
Members or the transferor and transferee shall be allocated shares of Profits and Losses and other
allocations and shall receive distributions, if any, based on the portion of the fiscal year that the
new or transferred interest was held by the new and old Members, or the transferor and
transferee, respectively. For the purpose of allocating Profits and Losses and other allocations
and distributions, (i) such admission or Transfer shall be deemed to have occurred on the first
day of the month in which it occurs, or if such date shall not be permitted for allocation purposes
under the Code or the Regulations, on the nearest date otherwise permitted under the Code or the
Regulations, and (ii) if required by the Code or the Regulations, the Company shall close its
books on an interim basis on the last day of the previous calendar month.
5.9 Tax Withholding. If the Company incurs a withholding tax obligation with respect to
the share of income allocated to any Member, (a) any amount which is (i) actually withheld from
a distribution that would otherwise have been made to such Member and (ii) paid over in
satisfaction of such withholding tax obligation shall be treated for all purposes under this
Agreement as if such amount had been distributed to such Member, and (b) any amount which is
so paid over by the Company, but which exceeds the amount, if any, actually withheld from a
distribution which would otherwise have been made to such Member, shall be treated as an
interest-free advance to such Member. Amounts treated as advanced to any Member pursuant to
Page 13 of 25
this Section 5.9 shall be repaid by such Member to the Company within 30 days after the
Managers give notice to such Member making demand therefor. Any amounts so advanced and
not timely repaid shall bear interest, commencing on the expiration of said 30 day period,
compounded monthly on unpaid balances, at an annual rate equal to the Applicable Federal Rate,
as defined in Section 1274 of the Code, as in effect for short-term obligations, as of such
expiration date. The Company shall collect any unpaid amounts from any Company distributions
that would otherwise be made to such Member.
ARTICLE VI
MANAGEMENT: RIGHTS, POWERS AND OBLIGATIONS OF THE MANAGERS
6.1 Management and Control in General. The Managers shall have full and exclusive
power to manage and control the business and affairs of the Company, and the Members shall
have no right to act on behalf of or bind the Company. Each of the Managers shall have all the
rights, powers and obligations of a Manager as provided in the Act and as otherwise provided by
law. Any action taken by any Manager as a Manager of the Company shall bind the Company
and any other Managers and shall be deemed to be the action of the Company and of any other
Managers. The signature of any Manager on any agreement, contract, instrument or other
document shall be sufficient to bind the Company in respect thereof and conclusively evidence
the authority of such Manager and the Company with respect thereto, and no third party need
look to any other evidence or require joinder or consent of any other party. Any person dealing
with the Company may always rely upon a certificate signed by any of the Members or
Managers of the Company as to (i) the identity of the Members or Managers of the Company, (ii)
the existence or nonexistence of any fact or facts that constitute conditions precedent to any acts
by the Company or are in any other manner germane to its affairs, (iii) the authority and
incumbency of any Manager, officer or agent of the Company executing any instrument or
document on behalf of the Company, (iv) the authenticity of this Agreement and any
amendments thereto, and (v) any act or failure to act by the Company or as to any other matter
whatsoever involving the Company.
6.2. Number of Managers.
(a) The initial number of the Managers of the Company shall be fixed at two.
(b) A Manager may resign at any time upon prior written notice to the Company.
6.3 Officers. The Managers may from time to time appoint one or more persons to serve
as officers of the Company upon such terms and conditions (including compensation) as the
Managers may determine. Any officer shall hold his or her respective office until removed by the
Managers. An officer may, but need not, be a Manager or a Member. Two or more offices may be
held by the same person.
6.4 Employment of Others, Including Affiliates. Nothing contained in this Agreement
shall preclude the employment by the Managers, on behalf of and at the expense of the
Company, of any agent or third party to operate and manage all or any portion of the Property or
to provide any service relating to the business, subject to the control of the Managers. The
Managers may, on behalf of the Company, engage one or more Affiliates of a Manager to render
Page 14 of 25
services to the Company, provided that any such engagement shall be upon terms and conditions
no less favorable to the Company than could be obtained from an independent third party.
Neither the Company nor any of the Members shall have, as a consequence of the relationship
created hereby, any right in or to any income or profits derived by an Affiliate of a Manager from
any business arrangements with the Company which are consistent with this Section.
6.5 Compensation of Managers. Managers may be paid such compensation for their
services and such reimbursement for expenses of attendance at meetings as the Managers may
from time to time determine. No such payment shall preclude any Manager from serving the
Company or any of its parent or subsidiary entities in any other capacity and receiving
compensation for such service.
6.6 Expenses. The Company shall pay all costs and expenses arising from or relating to
the organization of the Company, the acquisition of Property and the commencement and
continuation of Company operations. The Company shall not reimburse the Managers or their
Affiliates for overhead expenses incurred by them in providing services to the Company, but
shall be required to reimburse such parties for reasonable out-of-pocket expenses so incurred by
them.
6.7 Other Activities. The Managers, the Members and any Affiliate of any thereof may
engage in or possess an interest in other business ventures or investments of any kind,
independently or with others, including but not limited to ventures engaged in owning, operating
or managing businesses or properties similar to those businesses or properties owned or operated
by the Company. The fact that a Manager, a Member or such Affiliate may avail itself of such
opportunities, either by itself or with other persons, including persons in which it has an interest,
and not offer such opportunities to the Company or to a Member, shall not subject the Manager,
the Member or such Affiliate to liability to the Company or to any other Member on account of
lost opportunity. Neither the Company nor any Member shall have any right by virtue of this
Agreement or the relationship created hereby in or to such opportunities, or to the income or
profits derived therefrom, and the pursuit of such opportunities, even though competitive with
the business of the Company, shall not be deemed wrongful or improper or in violation of this
Agreement.
6.8 Title to Property. Title to Property shall be taken in the name of the Company or in
the name or names of a nominee or nominees designated by the Managers.
6.9 Liability of a Manager. No Manager or Affiliate of a Manager, or their respective
officers, shareholders, controlling persons, directors, agents and employees, shall be liable,
responsible or accountable in damages or otherwise to the Company or to any of the Members,
their successors or permitted assigns, except by reason of acts or omissions due to gross
negligence or willful misconduct. Any action taken in good faith in reliance upon and in
accordance with the advice or opinion of counsel shall be conclusively deemed not to constitute
gross negligence or willful misconduct.
6.10 Indemnification. The Company shall indemnify, defend and hold harmless any
person (the “Indemnified Party”) who was or is a party or is threatened to be made a party to any
threatened, pending or completed action, suit or proceeding, whether civil, criminal,
Page 15 of 25
administrative or investigative, against losses, damages, claims or expenses actually and
reasonably incurred by it for which such Indemnified Party has not otherwise been reimbursed
(including reasonable attorneys’ fees, judgments, fines and amounts paid in settlement) in
connection with such action, suit or proceeding, by reason of any acts, omissions or alleged acts
or omissions arising out of the Indemnified Party’s activities as a Manager or Member, or as an
officer, shareholder, director, agent or employee of a Manager or Member, on behalf of the
Company or in furtherance of the interests of the Company, so long as the Indemnified Party did
not act in a manner constituting gross negligence or willful misconduct. The termination of any
action, suit or proceeding by judgment, order, settlement, or upon a plea of nolo contendere or its
equivalent, shall not of itself create a presumption that the Indemnified Party’s conduct
constituted gross negligence or willful misconduct.
ARTICLE VII
MEETINGS AND VOTING
7.1 Meetings. Meetings of the Managers may be held without notice at such time and
place, either within or without The Commonwealth of Massachusetts, as shall be determined
from time to time by both Managers by unanimous agreement.
7.2 Meetings by Telephone Conference Calls. Managers may participate in a meeting of
the Managers by means of conference telephone or similar communications equipment, by
means of which all persons participating in the meeting can hear each other, and participation by
such means shall constitute presence in person at such meeting.
7.3 Action at Meeting. At any meeting of the Managers, the vote of both Managers by
unanimous agreement shall be sufficient to take any action (unless a different vote is specified by
law, the Certificate or the express provisions of this Agreement.)
7.4 Action by Consent. Any action required or permitted to be taken by the Managers,
may be taken without a meeting by unanimous written consent of both Managers.
7.5 Removal and Replacement of Managers.
(a) Joel David Kelman as Manager serves the interest of Beinoni Wannabe LLC as a
Member and shall be referred to, along with any successor, as the “Beinoni Wannabe
Manager”. Beinoni Wannabe LLC as a Member shall at all times have the right to
remove the Beinoni Wannabe Manager and in the case of a removal or vacancy, appoint a
successor as the replacement Beinoni Wannabe Manager.
(b) Daniel Weisfield as Manager serves the interest of Clerestory Capital LLC as a Member
and shall be referred to, along with any successor, as the “Clerestory Capital Manager”.
Clerestory Capital LLC as a Member shall at all times have the right to remove the
Clerestory Capital Manager and in the case of a removal or vacancy, appoint a successor
as the replacement Clerestory Capital Manager.
Page 16 of 25
7.6 Unanimous Approval Requirements. Unless otherwise specifically stated in this
Agreement, (i) any actions or decisions to be made by the Managers shall be made with
the unanimous agreement of both Managers acting together, and (ii) the Members shall
have no voting rights (unless a different vote is specified by law, the Certificate or the
express provisions of this Agreement.) Any reference to an action to be taken by the
“Manager” or “Managers” shall be deemed to require the unanimous agreement of both
Managers acting together (unless a different vote is specified by law, the Certificate or the
express provisions of this Agreement.)
7.7 Vacancy / Incapacity. In the event of a vacancy in the role of either the Beinoni
Wannabe Manager, or the Clerestory Capital Manager; or if either Manager is
incapacitated, then the remaining Manager is authorized to continue the management and
operation of the LLC in the ordinary course of business until such vacancy or incapacity
is resolved.
ARTICLE VIII
TRANSFERS OF MEMBERSHIP INTERESTS;
ADMISSION OF NEW MEMBERS
8.1 Restrictions on Transfer.
(a) No Member may assign, transfer, pledge or grant a security interest in all or any part
of its interest in the Company except as provided in Section 8.5, 8.6 and 8.7 without the written
approval of all of the remaining Members, which approval is within their sole and unrestricted
discretion.
(b) In no event may any person obtaining an interest in the Company by assignment,
transfer, pledge or other means from an existing Member be admitted as a successor Member
without the unanimous approval of the Members, which approval is within their sole and
unrestricted discretion.
(c) The Company and its Members shall be entitled to treat the record owner of an
interest in the Company as the absolute owner thereof in all respects, and shall incur no liability
for distributions of cash or other property made in good faith to such owner until such time as a
written assignment of such interest has been received and accepted by the Members and recorded
on the books of the Company. The Members may refuse to accept and record an assignment until
the end of the next successive quarterly accounting period of the Company.
8.2 Requirements for Transfer. Every transfer of an interest in the Company permitted
hereunder, including transfers permitted by Section 8.5, shall be subject to the following
requirements:
(a) The transferee shall establish that the proposed transfer will not cause or result in a
breach of any agreement binding upon the Company or any violation of law, including without
limitation, federal or state securities laws, and that the proposed transfer would not cause the
Page 17 of 25
Company to be an investment company as defined in the Investment Company Act of 1940, as
amended;
(b) The transferee shall establish to the satisfaction of the Managers that the transferee is
financially responsible and of good character and that the transfer would not adversely affect the
classification of the Company as a partnership for Federal income tax purposes, terminate its
classification as a partnership under the Code Section 708, or have a substantial adverse effect
with respect to federal income taxes payable to the Company; and
(c) The transferee shall execute a counterpart of this Agreement and such other
documents or instruments as may be required by the Members to reflect the provisions hereof.
Until the foregoing requirements are met, the Company need not recognize the transferee
for any purpose under this Agreement; and until the Members have unanimously approved the
transaction, which approval is within their sole and unrestricted discretion, the transferee shall be
entitled only to the rights of a transferee who is not a Member under the Act.
8.3 Effect of Transfer.
(a) If the transferee is admitted as a Member or is already a Member, the Member
transferring the interest shall be relieved of liability with respect to the transferred interest arising
or accruing under this Agreement on or after the effective date of the transfer, unless the
transferor affirmatively assumes such liability; provided, however, that the transferor shall not be
relieved of any liability for prior distributions unless the transferee affirmatively assumes such
liabilities.
(b) Any person who acquires in any manner an interest or any part thereof in the
Company, whether or not such person has accepted and assumed in writing the terms and
provisions of this Agreement or been admitted as a Member, shall be deemed by the acquisition
by the acquisition of such interest to have agreed to be subject to and bound by all of the
provisions of this Agreement with respect to such interest, including without limitation, the
provisions hereof with respect to any subsequent transfer of such interest.
8.4 Prohibited Transfers. Any transfer in violation of any provisions of this Agreement
shall be null and void and ineffective to transfer any interest in the Company and shall not be
binding upon or be recognized by the Company, and any such transferee shall not be treated as or
deemed to be a Member for any purpose. In the event that any Member shall at any time transfer
its interest in violation of any of the provisions of this Agreement, the Company and the other
Members, in addition to all rights and remedies at law and equity, shall have and be entitled to an
order restraining or enjoining such transaction, it being expressly acknowledged and agreed that
damages at law would be an inadequate remedy for a transfer in violation of this Agreement.
8.5 Permitted Transfers. The following transfers of interest in the Company shall be
permitted without the approval of the Members under Section 8.1, but shall be subject to the
requirements of Section 8.2 hereof, and if the transferee is to be admitted as a successor Member,
shall also be subject to the unanimous approval of the Members, which approval is within their
sole and unrestricted discretion:
Page 18 of 25
(a) An interest of a Member may be transferred from time to time in connection with (i)
any proceeding under the federal bankruptcy laws or any applicable federal or state laws relating
to bankruptcy, insolvency, or the relief of debtors and subject to the requirements and provisions
thereof, or (ii) a tax free reorganization, merger or consolidation of the Company; and
(b) An interest of a Member may be transferred from time to time to (i) the spouse,
children or grandchildren of that Member, or a trust for their benefit, or (ii) the duly-appointed
executor, guardian or other legal representative of a Member in case of his death or incapacity.
8.6 Admission of Additional or Substitute Members. No person may be admitted as an
additional or substitute Member without the written consent of all of the non-transferring
Members.
8.7 Termination of Member’s Interest in Company. A Member’s death, a Member
becoming Bankrupt or the termination of a Member’s Interest in the Company (by withdrawal or
otherwise) shall dissolve the Company as provided in Article X, and such Member’s legal
representative shall have all the rights of the Member for the purpose of settling the Member’s
estate and such power as the Member possessed to transfer his Membership Interest and to join
with the transferee thereof in satisfying the conditions precedent to such transferee becoming a
substitute Member which are set forth in this Article VIII.
8.8 Substitute or Additional Member.
(a) A person shall only be admitted as a substitute or additional Member under this
Agreement in compliance with the following:
(i) a transfer contemplated by Section 8.1 shall be made only by written document,
signed by the transferor Member and accepted in writing by the transferee, and a
duplicate original of such document shall be delivered to the Company and
consented to by all of the non-transferring Members (which consent may be
withheld in the sole and unrestricted discretion of any Member);
(ii) the transferee shall execute and deliver to the Company a written agreement, in
form reasonably satisfactory to the Managers, pursuant to which said person
agrees to be bound by this Agreement and grants the power of attorney contained
in this Agreement; and
(b) The costs incurred by the Company associated with the admission of a substitute or
additional Member contemplated by this Article (including reasonable attorneys’ fees) shall be
borne by the transferee.
ARTICLE IX
REPORTS AND TAX MATTERS
9.1 Books, Records and Reports.
Page 19 of 25
(a) Accurate books, records and reports shall be maintained by the Company showing its
assets, liabilities, operations, transactions and financial condition, as well as the names and
addresses of the Members. The Company books and records may be kept under such permissible
method of accounting as the Managers may determine. The Company books shall be maintained at
the principal office of the Company, and each Member shall have the right upon reasonable notice
given to the Company to inspect, extract and copy such books and records as provided in the Act
during regular business hours of the Company.
(b) The Managers shall cause income tax returns for the Company to be prepared and
filed with the appropriate authorities. Within ninety (90) days after the close of each fiscal year
of the Company, the Managers shall send to each person who was a Member at any time during
such fiscal year such information as will be sufficient to prepare documents which may be
required to be filed under relevant Federal and state income tax laws.
(c) Within ninety (90) days after the close of the Company’s fiscal year, the Managers
shall use their best efforts to cause each Member to receive financial statements of the Company
for the fiscal year then ended (including a balance sheet and statement of income).
9.2 Section 754 Election. In the event of a distribution of property made in the manner
provided in Section 734 of the Code, or in the event of a transfer of any Membership Interest
permitted by this Agreement made in the manner provided in Section 743 of the Code, the
Managers, on behalf of the Company, may, but shall not be required to, file an election under
Section 754 of the Code in accordance with the procedures set forth in the applicable regulations
promulgated thereunder.
ARTICLE X
DISSOLUTION AND TERMINATION
10.1 Dissolution of the Company. The Company shall dissolve and be terminated as
provided under the Act, or upon the earlier happening of any one of the following:
(a) upon written agreement of all Members;
(b) upon the death, insanity, retirement, resignation, expulsion, Bankruptcy, or dissolution
of, a Member, unless within ninety (90) days after the event there are at least two (2) remaining
Members and not less than a Majority of the remaining Members agree to continue the business
of the Company;
(c) upon the sale of substantially all of the Property or other conversion of substantially
all the Company’s assets to cash; or
(d) upon the occurrence of any other event other than one specified in this section which,
under the Act or as otherwise provided by law, causes a dissolution and termination of the
Company
.
Page 20 of 25
10.2 Liquidator.
(a) Upon dissolution of the Company, the Managers, or if there is no Manager, such
person as the Members holding a Majority of the Membership Interests may designate, shall act
as liquidator of the Company (in either case, the “Liquidator”). The Liquidator shall, with
reasonable speed, wind up the affairs of the Company and liquidate the Property. The Liquidator
shall have unlimited discretion to determine the time, manner and terms of any sale of Property
having due regard to the activity and condition of the relevant market and general financial and
economic conditions.
(b) If any Member shall be indebted to the Company, then until payment of such amount
by him, the Liquidator shall retain such Member’s distributive share of Property and apply the
same to the liquidation of such indebtedness.
(c) The Liquidator shall comply with all requirements of the Act and other applicable law
pertaining to the winding up of a limited liability company, following which the Company shall
stand liquidated and terminated.
10.3 Source of Distributions. Each Member shall look solely to the assets of the
Company for all distributions with respect to the Company, the return of his capital contribution
thereto and his share of Profits or Losses thereof, and shall have no recourse therefor (upon
dissolution or otherwise) against any other Member or Manager.
10.4 Distributions upon Dissolution. Amounts available upon dissolution, and after
payment of, or adequate provision for, the debts and obligations of the Company, and liquidation
of any remaining assets of the Company, shall be distributed by the Liquidator to the Members in
an amount sufficient to reduce the Members’ Capital Accounts to zero, in proportion to the
positive balances in such Capital Accounts (after reflecting in such Capital Accounts all
adjustments thereto necessitated by all other distributions and allocations of Profits and Losses
and items of income, gain, deduction and loss).
ARTICLE XI
MISCELLANEOUS PROVISIONS
11.1 Notices. All notices or other communications required or permitted to be given
pursuant to this Agreement shall be in writing and shall be considered as properly given: (i) in
the case of a report to be given to a Member, if personally delivered or if mailed by United States
first-class mail, postage prepaid, addressed to such Member at his address on the records of the
Company; and (ii) in the case of notices or communications to be given to any Member, if
personally delivered or if mailed by United States first-class certified or registered mail, return
receipt requested, postage prepaid, or if sent by prepaid telegram or telex, addressed to such
Member at his address on the records of the Company. A Member may change his address for
notices by giving notice in like manner. Any notice or other communication shall be deemed to
have been given to, or received by, the appropriate party as of the date on which it is personally
delivered or, if mailed, on the seventh business day after the date on which it is deposited in the
United States mail, or if telegraphed or telexed, on the business day after it is transmitted.
Page 21 of 25
11.2 Governing Law. This Agreement shall be governed by and construed in accordance
with the laws of The State of Delaware.
11.3 Successors and Assigns. Subject to the restrictions on transfer contained herein, this
Agreement and all the terms and provisions hereof shall be binding upon and shall inure to the
benefit of the Members and their respective heirs, executors, administrators, successors and
permitted assigns. Any person acquiring or claiming an interest in the Company, in any manner
whatsoever, shall be subject to and bound by all the terms, conditions and obligations of this
Agreement to which his predecessor in interest was subject or bound, without regard to whether
such person has executed this Agreement or a counterpart hereof or any other document
contemplated hereby. No person shall have any rights or obligations relating to the Company
greater than those set forth in this Agreement, and no person shall acquire an interest in the
Company or become a Member thereof except as permitted by the terms of this Agreement.
11.4 Counterparts. This Agreement may be executed in any number of identical
counterparts, each of which, for all purposes, shall be deemed an original, and all of which
constitute, collectively, one and the same Agreement. In addition, this Agreement may contain
more than one counterpart signature page and may be executed by the affixing of the signature of
each of the Members to one of such counterpart signature pages, and all such counterpart
signature pages shall be read as one and shall have the same force and effect as though all the
signers had signed the same signature page.
11.5 Additional Assurances. Upon the request of the Managers, each Member agrees to
perform all further acts and execute, acknowledge and deliver any documents which the
Managers deem reasonably necessary to effectuate the provisions of this Agreement.
11.6 Amendments. Except as otherwise specifically provided herein, to be effective, any
amendment to this agreement must be approved by an act of the Members reflecting unanimous
approval of the Members.
11.7 Modification to be in Writing. This Agreement constitutes the entire understanding
of the parties hereto with respect to the subject matter hereof and supersedes any and all prior
negotiations, understandings and agreements in regard hereto. No amendment, modification or
alteration of the terms hereof shall be binding unless the same is in writing and is effected in
accordance with this Agreement.
11.8 No Waiver. Failure or delay of any party in exercising any right or remedy under this
Agreement, or any other agreement between the parties, or otherwise, will not operate as a
waiver thereof. The express waiver by any party of a breach of any provision of this Agreement
by any other party shall not operate or be construed as a waiver of any subsequent breach by said
party. No waiver will be effective unless and until it is in written form and signed by the waiving
party.
11.9 Gender and Number. Wherever from the context it appears appropriate, each term
stated in either the singular or plural shall include the singular and plural, and pronouns stated in
either the masculine, the feminine or the neuter gender shall include the masculine, feminine and
neuter.
Page 22 of 25
11.10 Headings. The captions in this Agreement are inserted for convenience of reference
only and shall not affect the construction of this Agreement. References in this Agreement to any
Article, Section, Paragraph, Subparagraph or Schedule are to the same contained in this
Agreement.
11.11 Validity and Severability. If any provision of this Agreement contravenes any law
and such contravention would thereby invalidate this Agreement, or if the operation of any
provision hereof is determined by law, administrative regulation or otherwise to result in
classification of the Company as an association taxable as a corporation for federal income tax
purposes, or to make a Member generally liable for the obligations of the Company, then such
provision is declared to be invalid and subject to severance from the remaining portion of this
Agreement and this Agreement shall be read and construed as though it did not contain such
provision in a manner to give effect to the intention of the parties to the fullest extent possible.
11.12 No Third Party Rights. This Agreement and the covenants and agreements
contained herein are solely for the benefit of the parties hereto and their Affiliates. No other
person shall be entitled to enforce or make any claims, or have any right pursuant to the
provisions of this Agreement.
11.13 Certain Representations. Each Member represents and warrants that he is acquiring
his interest in the Company for his own account for investment and not with a view to the
distribution thereof and that such interest will not be transferred in the absence of an opinion of
counsel satisfactory to the Managers that registration is not required under the Securities Act of
1933, as then in effect, or under applicable State securities laws, if any. Each Member who is an
individual represents and warrants that he is over the age of twenty-one (21) years.
11.14 Dispute Resolution, Jurisdiction and Venue. Any dispute among the parties hereto
involving any matter arising under this Agreement shall be resolved by binding arbitration held
in Boston, Massachusetts, by a single arbitrator in accordance with the then current rules of
Judicial Arbitration and Mediation Services (“JAMS”). The arbitrator shall have authority to
fashion such just, equitable and legal relief as the arbitrator, in his sole discretion, may
determine. The decision of any arbitrator pursuant to this Section shall be made in accordance
with the laws of the State of Delaware (without reference to any conflict of laws rules and
principles) and shall include the determination of a prevailing party. To the extent that the parties
mutually determine that any dispute is not to be resolved through arbitration, the parties hereby
irrevocably agree that any suit, action or proceeding must be brought in Boston Massachusetts.
All parties hereby consent to the exercise of personal jurisdiction by any such court with respect
to any such suit, action or proceeding. With respect to any proceeding covered by this Section,
the prevailing party shall be entitled to recover all costs and expenses, including any amounts
necessary to enforce the final determination and reasonable attorneys’ fees incurred in
connection with such proceedings. Discovery shall be permitted in any arbitration to the same
extent permitted in a civil action of a like kind before a superior court.
12. Personal Obligations / Negotiated Resolution / Sale of Assets:
Page 23 of 25
(a) Personal Obligations. The intentions of the Managers and Members in entering into
this Agreement are based on the obligation of both Joel David Kelman and Daniel Weisfield (the
“Initial Managers”) to personally dedicate their full time efforts to the development, operation,
and growth of the LLC and its subsidiaries and affiliates as a real estate investment enterprise as
their primary employment. The death or incapacity of an Initial Manager, or the failure of an
initial Manager to dedicate their full time efforts to the LLC as their primary employment shall
all be deemed a “Triggering Event”.
(b) Negotiated Resolution. If a Triggering Event has occurred, or if either Initial
Manager gives notice that they intend that a Triggering Event will occur; then both Members
shall enter into a process of mediation and negotiation for the following one hundred and eighty
(180) days to attempt to resolve the absence (or pending absence) of the Initial Manager that
caused (or will cause) the Triggering Event. Final agreement on resolution will be made by
unanimous agreement of the Members. In connection with the negotiation of this Agreement, the
Members have discussed the following non-exclusive and non-binding mechanisms to possibly
resolve a Triggering Event as examples to guide future discussions and negotiations.
(i) The absent Initial Manager could be replaced by a salaried employee[s] of the LLC,
with an adjustment of economic allocations between the two Members to appropriately reduce
the economic allocation to the Member who no longer provides an Initial Manager to the LLC.
(ii) The Member who provides the remaining Initial Manager can purchase the
Membership Interest of the Member who no longer provides an Initial Manager to the LLC for a
negotiated price based on third party appraisals.
(iii) The Members can agree on a distribution-in-kind of the assets of the LLC with an
allocation to reflect the value of their respective interests in the LLC and based on third party
appraisals.
(c) Sale of Assets. In the event that the Members are unable to resolve the Triggering Event
after one hundred and eighty (180) days of negotiation, then either Member shall have the
option to require a Terminating Capital Transaction to be carried out by a Liquidator
pursuant to the provisions of this Agreement.
Page 24 of 25
IN WITNESS WHEREOF, the Managers and Members have caused this Agreement to be
executed as of the date first set forth above.
______________________
Joel David Kelman, Manager
______________________
Daniel Weisfield, Manager
Beinoni Wannabe LLC
By: ____________________
Joel David Kelman, Manager
Clerestory Capital LLC
By: ____________________
Daniel Weisfield, Manager
Page 25 of 25
SCHEDULE A
Members of Three Pillar Communities LLC
Name and Address Initial Capital Contribution Percentage Membership Interest
Beinoni Wannabe LLC
Attn: Yoel Kelman
110 Strathmore Road, PH2
Brighton, MA 02135
$500.00 50%
Clerestory Capital LLC
Attn: Daniel Weisfield
1232 19th St, Unit 17
Oakland, CA 94607
$500.00 50%
Dated: August 23, 2017
Approved:
______________________
Joel David Kelman, Manager
______________________
Daniel Weisfield, Manager
Beinoni Wannabe LLC
By: ____________________
Joel David Kelman, Manager
Clerestory Capital LLC
By: ____________________
Daniel Weisfield, Manager