HomeMy WebLinkAboutORD 4455 i
i
� CITY OF RENTON, WASHINGTON I
ORDINANCE NO. 4455 '
AN ORDINANCE of the City of Renton, Washington,
providing for the issuance of $5, 000, 000 principal amount
of Golf System Revenue Bonds, 1994, of the City for the
purposes of obtaining the funds with which to construct
improvements to the City's existing Maplewood Golf I
Course, including a new clubhouse (including pro shop, 1�
restaurant and meeting rooms) , practice range and course i
improvements, capitalize a portion of the interest on the
bonds, and capitalize a reserve for those bonds; fixing
the date, form, maturities, interest rates, terms and
covenan�s of such bonds; establishing a bond redemption
account and related subaccounts therein; establishing a .
revenue account and related subaccounts therein; and
approving the sale and providing for the delivery of
�hose bonds to Piper Jaffray Inc. , of Seattle,
�nTashington.
Prepared By
FOSTER PEPPER & SHEFELMAN
Seattle, Washington
�
TABLE OF CONTENTS
ORDINANCE NO. 4455
Paae
Section I. Def initions . . . . . . . . . . . . . . . . 2
SECTION II. Authorization and Description of Bonds . . 7
SECTION III. Registration and Transfer of Bonds . . . . 9
SECTION IV. Payment of Bonds . . . . . . . . . . . . . 9
SECTION V. Optional Redemption, Mandatory
Redemption and Open Market Purchase of
Bonds . . . . . . . . . . . . . . . . . . 10
SECTION VI. Notice of Redemption e . . . . . . . . . 11
SECTION VII. Failure to Redeem Bonds . . . . . . . . . 12
SECTION VIII. Bond Redemption Account . . . . . . . . . 13
SECTION IX. Pledge of Gross Revenue . . . . . . . . . 16
SECTION X. Sufficiency of Gross Revenue; Due Regard
Finding s . . . . . . . . . . . . . . . . 17
SECTION XI. Form and Execution of Bonds . , . . . . . 17
SECTION XII. Bond Registrar . . . . . . . . . . . . . 18
SECTION XIII. Bonds Negotiable . . . . . . . . . . . . 19
SECTION XIV. Covenants . . . . . . . . . . . . . . . . 19
(a) Rates and Charges . . . . . . . . . . . . . . 19
(b) Good Repair and Maintenance . . . . . . . . . 19
(c) Operating and Maintenance Expenses . . . . . . 20
(d) Limitation on Sale of Property . . . . . . . . 20
� (e) Accounts and Records . . . . . . . . . . . . . 21
(f) Self-Insurance and Insurance . . . . . . . . . 21
(g) Payment of Obligations . . . . . . . . . . . . 21
(h) Preservation of Tax, Exemption for Interest on
Bonds . . . . . . . . . . . . . . . . . . . . 21
SECTION XV. Future Parity Bonds . . . . . . . . . . . 22
SECTION XVI. Revenue Account . . . . . . . . . . . . . 24
SECTION XVII. Purposes and Priority of Payments from
Revenue Account . . . . . . . . . . . . . 25
0133196.04
-1-
SECTION XVIII. Advance Refundinq or Defeasance of
Bonds . . . . . . . . . . . . . . . . . . 27
SECTION XIX. Construction Account;- Application of
Proceeds of Bonds . . . . . . . . . . . . 28
SECTION XX. Amendatory and Supplemental Ordinances . 30
(a) Provisions Exclusive . . . . . . . . . . . . 30
(b) Amendments Without Consent of Bondowners . . . 30
(c) Amendments With Consent of Bondowners . . .. . 31.
(d) Effect of Amendments . . . . o o a . . . e . . 32
SECTION XXI. Approval of Bond Purchase Contract; Sale
and Delivery of the Bonds . . . . . . . e 33
SECTION XXII. Temporary Bond . . . . . . . . . . . . . 34
SECTION XXIII. Effective Date . . . . . . . . . . . . . 35
0133196.04
-11-
CITY OF RENTON, WASHINGTON
ORDINANCE NO. 4455
AN ORDINANCE of the City of Renton, Washington,
providing for the issuance of $5, 000,000 principal amount
Golf System Revenue Bonds, 1994, of the City for the -
purposes of obtaining the funds with which to construct
improvements to the City's existing Maplewood Golf
Course, including a new clubhouse (including pro shop,
.:restaurant and meeting rooms) , practice range and course
improvements, capitalize a portion of the interest on the �
bonds, and capitalize a reserve for those bonds; fixing
the date, form, maturities, interest rates, terms and
covenants of such bonds; establishing a bond redemption
account and related subaccounts therein; establishing a
revenue account and related subaccounts therein; and
approving the sale and providing for the delivery of
those bonds to Piper Jaffray Inc. , of Seattle,
Washington<
WHEREAS, pursuant to the authority of RCW 67.20. 010 to acquire
and operate certain recreational facilities, the City Council of�
the City of Renton, Washington (the "City") , has determined that it
is in the best interest of the City and the inhabitants thereof to
construct certain improvements to the City's existing Maplewood
Golf Course, including a new clubhouse (including pro shop;
restaurant and meeting rooms) , practice range and course
improvements; and
WHEREAS, the City has determined to issue the Bonds to provide
the funds to pay a part of the cost of carrying out the golf course
improvements; and
WHEREAS, Piper Jaffray Inc. , Seattle, Washington, has offered
to purchase the Bonds under the terms and conditions hereinafter
set forth; NOW, THEREFORE,
THE CITY COUNCIL OF THE CITY OF RENTON, WASHINGTON, DOES
ORDAIN as follows:
0133196.04
-1-
ORDINANCE NO. 4455
Section I. Definitions. As used in this ordinance, �he
following words shall have the following meanings:
"Annual �Debt Service" means, in any year, that year's total of
principal and interest requirements for the then outstanding bonds
(except the .principal maturity of Term Bonds) to which the term
Annual Debt Service refers, plus the principal of any bonds subject-
to mandatory prior redemption or mandatory sinking fund payment for
that year, less all capitalized interest payable in that year from
the proceeds of such bonds,
"Average Annual Debt Service" means, in any year, the sum of
the remaining Annual Debt Service of the then outstanding bonds to
which the term Average Annual Debt Service applies divided by the
number of years such bonds are scheduled to remain outstanding.
"Bond Redemption Account" means the Golf System Revenue Bond
Redemption Account created by this ordinance for the purpose of
paying and securing the principal of and interest on the Bonds and
any Future Parity Bondso
"Bond Registrart° means the fiscal agencies of the State of
Washington in Seattle, Washington, and New York, New York, as the
same may be designated from time to time.
"Bonds" means the $5, 000, 000 principal amount Golf System
Revenue Bonds, 1994, authorized to be issued by this ordinance.
� "City" means the City of Renton, Washington, a duly organized
and legally existing non-charter code city under the laws of the
State of Washington.
0133196.04
-2-
ORDINANCE NO. 4455
"Code" means the United States Internal Revenue Code of 1986;
as amended, and applicable regulations thereunder.
"Construction Account" means the Golf Course Construction
Account, 1994, created in the Golf Fund of the City by this
ordinance,
"Consultant" means either (1) a firm of recognized golf course .
management consultants experienced in the design, construction or
operation of municipal golf facilities, or (2) an independent
certified public accountant.
"Coverage Requirement" means, . in any calendar year, Net
Revenue of the System at least equal to 125% of the Annual Debt
Service for that year on all outstanding Bonds and Future Parity
Bonds.
"Future Parity Bonds" means any and all revenue bonds or other
obligations of the City issued after the date of the issuance of
the Bonds pursuant to the provisions of Section XV of this
ordinance, the payment of the principal of and interest on which
� constitutes a lien and charge upon the Gross Revenue of the System
on a parity with the lien and charge of the Bonds.
"Golf Fund" means the existing fund of that name and further
designated as fund no. 404, previously created and established in
the office of the City Finance Director.
"Government Obligations" means those government obligations
defined by RCW 39. 53 . 010 (9) as it now reads or hereafter may be
amended and which are otherwise lawful investments of the City.
0133196.04
-3-
«
ORDINANCE NOo 4455
"Gross Revenue Subaccount" means the subaccount of that name
created in the Revenue Account by Section XVI of this ordinance.
"Gross Revenue of the System" or "Gross Revenue" means all the
earnings and revenue received by the City in respect of the System
.from any source whatsoever, including but not limited to green
fees, golf cart rental fees, practice range revenues, pro shop
merchandise sales revenues, restaurant food and beverage revenues,
and meeting room rental revenue, but excluding general ad valorem
taxes, grants from state, federal or local governments, earnings in
any refunded or defeased bond escrow account or fund, earnings
rebatable or estimated to be rebatable to the federal government
under Section 148 (f) of the Code, gifts to the System for capital
purposes, proceeds from the sale of City property and proceeds of
City or System obligations. '
"Maximum Annual Debt Service" means the maximum amount of
Annual Debt Service which becomes due in any future year on any
outstanding Bonds and Future Parity Bonds.
10Net Revenue" means, for any year, Gross Revenue minus
Operating and Maintenance Expenses for that year.
"Operating and Maintenance Expenses" means all reasonable
expenses incurred by the City in causing the System to be operated
and maintained in good repair, working order and condition,
including, without limitation, payments (other than payments out of
proceeds of the Bonds or Future Parity Bonds) of premiums for
insurance on the System facilities, and any State taxes, but
0133196.04
—4—
ORDINANCE NO. 4455
excluding depreciation, amortization and any City .imposed taxes. or
payments in lieu of taxes.
"Permitted Investments" means any legal investments permitted
by law to the City.
°1Principal and Interest Subaccount" means the subaccount of
that name created in the Bond Redemption Account by this ordinance.
for the payment of the principal of and interest on the Bonds and
any Future Parity Bonds.
"Rate : Stabilization Subaccount" means the subaccount of that
name created in the Revenue Account by this ordinance.
"Rating Agency" means Moody's Investors Service, Standard &
Poor's Ratings Group, Fitch Investors Services and their respective
successors and assigns, and/or such other securities rating agency
selected by the City to provide a rating with respect to an issue
or series of Future Parity Bonds or .any portion thereof, which
Rating Agency, as of the applicable date, shall have assigned a
rating to that issue or series of Future Parity Bonds or portion
thereof.
"Reserve Subaccount" means the subaccount of that name created
in the Bond Redemption Account by this ordinance for the purpose of
securing the payment of the principal of and interest on the Bonds
and any Future Parity Bonds.
"Reserve Instrument" means, by way of example and not of
limitation, a letter of credit, bond insurance policy, surety bond,
guaranty, standby bond purchase agreement, line of credit or other
device, that is used to satisfy all or part of the Reserve
0133196.04
-5-
ORDINANCE NOe 4455 '�
Requirement in lieu of depositing cash or investments in the
Reserve Subaccount and that is rated by a Rating Agency in one of
its three highest rating categories (without regard to any
numerical or other modifier) .
"Reserve Requirement" means:
(1) For the Bonds, an amount from the proceeds of
the Bonds that does not exceed the least of (a) 10% of
the proceeds of the Bonds, (b) Maximum Annual Debt
Service on the Bonds calculated as of the date of
delivery of the B�nds, and (c) 125% of the Average Annual I
Debt Service on the Bonds calculated as of the date of I
delivery of the Bonds; and ;
(2) For any issue of Future Parity Bonds, an amount
which, �ogether with the balance in the Reserve
Subaccount, does not exceed the least of (a) 10% of .the
proceeds of the Bonds, any then outstanding Future Parity
Bonds and such issue of Future Parity Bonds, (b) Maximum
Annual Debt Service on the Bonds, any then outstanding
Future Parity Bonds and such issue of Future Parity Bonds
as of the calculation date and (c) 125� of the Average
Annual Debt Service on the Bonds, any then outstanding
Future Parity Bonds and such issue of Future Parity Bonds
as of the calculation date, but in no event shall the
Reserve Requirement for any proposed Future Parity Bonds
exceed the least of 10% of the proceeds of those proposed
bonds, Maximum Annual Debt Service on those proposed
bonds and 125% of the Average Annual Debt Service on
�hose proposed bonds.
(3) Notwithstanding paragraphs (1) and (2) above,
the deposit to be made into the Reserve Subaccount, and
the Reserve Requirement, each shall be decreased for the
Bonds or any issue of Future Parity Bonds when and to the
extent that the City has provided for a Reserve
Instrument to secure the payment of the principal of and
interest on the Bonds or such Future Parity Bondse The
amount payable under any Reserve Instrument shall satisfy
that amount of the Reserve Requirement for the Bonds or
such an issue of Future Parity Bonds.
Such amount shall be accumulated within five years of the issue
date of the proposed Future Parity Bonds and, to the extent it is
not capitalized from the proceeds of such Future Parity Bonds, �
0133196.04
—6—
ORDINANCE NO. 4455
� shall be deposited in approximately. equal annual payments
commencing one year after the issue date of such Future Parity
Bonds.
"Revenue Account" means the Golf System Revenue Account
created by this ordinance.
"System" means the City's existing Maplewood Golf Course as
the same may be added to or improved, the improvements to be
constructed with Bond proceeds and other City funds, all golf-
related buildings, facilities and equipment, and any other golf or
other recreational facilities which hereafter may be acquired, .
constructed or combined lawfully with the existing System
facilities comprising the System, together : with all additions
thereto and betterments and extensions thereof at any time .made or
constructed the revenue from which is hereafter pledged to be paid
into the Revenue Account.
"Term Bond Maturity Year" means any year in which Term Bonds
are scheduled to mature.
� "Term Bonds" means the Bonds maturing in 2015 and any Future
Parity Bonds of any single issue or series designated as Term Bonds
in the ordinance authorizing their issuance or sale.
SECTION II. Authorization and Description of Bonds. For
the purpose of providing a part of the funds (i) to construct
certain improvements to the City's existing Maplewood Golf Course,
including a new clubhouse (including pro shop, restaurant and
meeting rooms) , practice range and course improvements; (ii) to
capitalize a portion of the interest due on the Bonds in 1994 and
0133196.04
-7-
ORDINANCE NO. 4455
1995; (iii)� to capitalize a reserve for the Bonds; and. (iv) to �pay
the costs of issuance and sale of the Bonds, the City shall issue
the Bonds in the aggregate principal amount of $5, 000, 000. The
Bonds shall be designated Golf System Revenue Bonds, 1994; shall be
dated July 1, 1994; shall be in the denomination of $5,000 or any
integral multiple thereof within a single maturity; shall be
numbered separately in the manner and with any additional
designation as the Bond Registrar deems necessary for purposes of
identification; shall bear interest at the rates set forth below .
(computed on the basis of a 360-day year of twelve 30-day months) ,
payable on December 1, 1994, and semiannually thereafter on each
�succeeding June 1 and December 1; and shall bear interest at the
rates and mature on December 1 in years and amounts as follows:
Maturity Interest
Years Amounts Rates
1996 $140, 000 4. 50%
1997 150, 000 4.75
1998 155, 000 5. 10
1999 165, 000 5. 25
2000 170, 000 5. 35
2001 180, 000 5.45
2002 190, 000 5. 60
2003 200, 000 5.70 -
2004 215, 000 5.80
2005 225, 000 6,00
2006 240, 000 6. 15
2007 255, 000 6. 25
2008 270, 000 6. 30
2009 285, 000 6. 35
2010 . 305, 000 6.40
** ** **
2015 1, 855, 000 7. 00
0133196.04
' -8-
ORDINANCE NO. 4455
The life of the capital facilities to be constructed with the
proceeds of the Bonds exceeds twenty-two years.
SECTION IITe Registration and Transfer of Bonds. The Bonds
shall be issued only in registered form as to both principal and
�interest and recorded on books or records maintained by the Bond
Registrar (the "Bond Register") . The Bond Register shall contain
the name and mailing address of the owner of each Bond and the
principal amount and number of each of the Bonds held by each
owner. •
Bonds surrendered to the Bond Registrar may be exchanged for
Bonds of an equal aggreqate principal amount in any authorized
denomination and of the same interest rate and maturity. Bonds may
be transferred only if endorsed in the manner provided thereon and
surrendered to the Bond Registrar. Any exchange or transfer shall
be without cost to the owner or transferee. The Bond Registrar-
shall not be obligated to exchange or transfer any Bond during the
fifteen days preceding any principal payment or redemption date.
SECTION IV. Payment of Bonds. Both principal of and
interest on the Bonds shall be payable in lawful money of the
United States of America. Interest on the Bonds shall be paid by
checks or drafts mailed on the interest payment date to the
registered owners at the addresses appearing on the Bond Register
on the fifteenth day of the month preceding the interest payment
date or, if requested in writing by a registered owner of $100, 000
or more in principal amount of Bonds at least ten days before an
interest payment date, by wire transfer� on the interest payment
0133196.Qi
-9-
.,�
ORDINANCE NO. 4455
date to an account within the United States. Principal of,..:the.
Bonds shall be payable upon presentation and surrender of the Bonds
by the registered owners at either of the principal offices of the
Bond Registrar at the option of the owners. �
SECTION V. Optional Redemption, Mandatory Redemption and
Open Market Purchase of Boncls. Bonds maturing in the years 1996
through 2004, inclusive, shall be issued without the right or
option of the City to redeem those Bonds prior to their stated
maturity dates. The City reserves the right and option to redeem
Bonds maturing on or after December 1, 2005, prior to their stated
maturity dates as a whole, or in part from maturities selected by :
the City (and by lot within a maturity in such manner as the Bond�
Registrar shall determine) , at any time on or after December 1,
2004, at par plus accrued interest to the date fixed for :
redemption.
The Bonds maturing in the year 2015 are Term Bonds and, if not
previously called for optional redemption or purchased in the open
market, shall be called for redemption at par plus accrued interest
to the date of such redemption by lot (in such manner determined by
the Bond Registrar) on December 1 in the following years and in the
following amounts:
Mandatory Redemption Mandatory Redemption
Year Amount
2011 $325, 000
2012 345, 000
2013 370, 000
2014 395, 000
2015 (maturity) 420, 000
0133196.04
-1�-
ORDINANCE NO. 4455
If the City shall redeem. Term Bonds under the optional redemption
provisions set forth above or purchase Term Bonds in the open
market as set forth below, the par amount of the Term Bonds so ',
. redeemed or .purchased (irrespective of their actual redemption or
�, purchase .prices) shall be credited against one or more scheduled
mandatory redemption amounts for those Term Bonds (as allocated by
the City) beginning not earlier than 60 days after the date of the
optional redemption or purchase, and the City shall promptly notify
the Bond Registrar in writing of the manner in which the credit for
the Term Bonds so redeemed or purchased has been allocated.
Portions of the principal amount of any. Bond, in installments 4
of $5, 000 or any integral multiple thereof, may be redeemed. If .
less than all of the principal amount of any Bond is redeemed, upon
surrender of that Bond at either of the principal offices of the
. Bond Registrar, there shall be issued to the registered �owner.,
without charge therefor, a new Bond (or Bonds at the option of the
registered owner) of the same maturity and interest rate in any of
the denominations authorized by this ordinance in the aggregate
total principal amount remaining unredeemed.
The City further reserves the right and option to purchase any
or all of the Bonds at any time.
All Bonds purchased or redeemed under this section shall be
cancelled.
SECTION VI. Notice of Redemption. The City shall cause
notice of any intended redemption of Bonds to be given not less
than 30 nor more than 60 days prior to the date fixed for
0133196.04
-11-
ORDINANCE NO. 4455 ��I
f
redemption.by first-class mail, postage prepaid, to the registered.
owner of any Bond to be redeemed at the address appearing on the
Bond Register at the time the Bond Registrar prepares the notice,
and the requirements of this sentence shall °be deemed to have been
fulfilled when notice has been mailed as so provided, whether or �,
not it is actually received by the owner of any Bond. Interest on I
Bonds called for redemption shall cease to accrue on the date fixed �I,
for redemption unless the Bond or Bonds called are not redeemed
when presented pursuant to the call. In addition, the redemption
notice shall be mailed within the same period, postage prepaid, to. ,,
Moody's Investors Service, Inc. , and Standard & Poor's Ratings I
Group at their offices in New York, New York, or their successors, I
to Piper Jaffray Inc. a� their principal offices in Seattle,
Washington, or their successors, and to such other persons and with
such additional information as the City Finance Director shall ,
determine, but these additional mailings shall not be a condition '
precedent to the redemption of Bonds. II
SECTION VII. Failure to Redeem Bonds. If any Bond is not ,
redeemed when properly presented at its maturity or call date, the
City shall be obligated to pay interest on that Bond at the same
rate provided in the Bond from and after its maturity or call date
until that Bond, both principal and interest, is paid in full or
until sufficient money for its payment in full is on deposit in the �
Bond Redemption Account and the Bond has been called for payment by
giving notice of that call to the registered owner of that unpaid
Bonde
0133196.01
-12-
ORDINANCE NO. 4455
. ,
SECTION VIII. Bond Redemption Account. There is created and
established in the office of the City Finance Director within the
Golf Fund a separate special fund of the City to be designated as
the Golf System Revenue Bond Redemption Account (herein defined as
the "Bond Redemption Account") , which fund is divided into two
subaccounts: a Principal and Interest Subaccount and a Reserve
Subaccount. So long as any Bonds or Future Parity Bonds are
outstanding against the Bond Redemption Account, the City obligates
and binds itself to set aside and pay into the Bond Redemption
Account, out of the Gross Revenue of the System and other specified
sources, certain fixed amounts, without regard to any fixed
proportion, namely:
(a) Into the Principal and Interest Subaccount,
$276,860.45 from the proceeds of the Bonds, plus accrued
interest received from the purchasers of the Bonds, and,
beginning with the month of June, 1995, an amount which,
together with other money on deposit therein, will equal
1/6 of the amount of interest to become due and payable
on the Bonds on the next interest payment date and,
beginning with the month of December, 1995, 1/12 of the
amount of principal to become due and payable on the next
principal payment or mandatory redemption date until the
Bonds, both principal and interest, are paid in full; and
(b) Into the Reserve Subaccount, an amount to fund
fully the Reserve Requirement for the Bonds from the
proceeds of the Bonds and, for Future Parity Bonds, an
amount sufficient to fund the Reserve Requirement within
the time permitted by this ordinance.
The City covenants and agrees that so long as any of the Bonds
are outstanding it will at all times maintain in the Reserve
Subaccount an amount equal to the Reserve Requirement, except for
withdrawals therefrom as authorized herein. When the total amount
in the Bond Redemption Account shall equal the total amount of
0133196.Oi
-13-
ORDINANCE NO. 4455
principal and interest for all outstanding Bonds and Future Parity
Bonds payable out of the Bond Redemption Account to the last
maturity thereof, no further payment need be made into the Bond
Redemption Account.
If there is a deficiency in the Principal and Interest
Subaccount to meet maturing installments of either principal or
interest, as the case may be, to pay required redemptions of the
Bonds or Future Parity Bonds, or to meet mandatory redemption
requirements, such deficiency shall be made up from the Reserve
Subaccount by the withdrawal of cash therefrom for. that purpose:
Any deficiency created in the Reserve Subaccount by reason of any
such withdrawals shall be made up from the Gross Revenue of the
System first available after making necessary provisions for the
required payments into the Principal and Interest Subaccount. The
Reserve Requirement in the Reserve Subaccount otherwise shall be
held intact, except that it may be applied against payment of the
last outstanding Bonds or Future Parity Bonds payable out of the
Bond Redemption Account.
The City may provide for the purchase, redemption or
defeasance of bonds payable from the Bond Redemption Account by the
use of money on deposit in any subaccount in the Bond Redemption
Account as long as the money remaining in those subaccounts is
sufficient to satisfy the requirements for amounts on deposit in
those subaccounts for the remaining bonds outstanding payable from
the Bond Redemption Account.
0133196.04 '
-14-
i ORDINANCE NO. 4455 I
Al1 money in the Bond Redemption Account may be kept in cash
or invested in Permitted Investments. Permitted Investments in the
Principal and Interest Subaccount shall not mature later than the
date when the funds are required for the payment of principal of or
: interest on the outstanding bonds payable from the Bond Redemption �
Account. Permitted Investments in the Reserve Subaccount shall not-
mature later than the last maturity of any remaining outstanding I
bonds payable from the Bond Redemption Account. Income from �
investments in the Reserve Subaccount shall be deposited in that
subaccount until the amount in the Reserve Subaccount is equal to ,
the Reserve Requirement for all bonds payable from the Bond I
�
Redemption Account, and thereafter shall be deposited in the
Principal and Interest Subaccounte
Notwithstanding the provisions for the deposit of earnings,
any earnings which are subject to a federal rebate requirement may
be withdrawn from the Bond Redemption Account for deposit into •a
separate gund or account for that purpose.
In no event shall any money in the Bond Redemption Account or
any other money reasonably expected to be used to pay principal of
or interest on the Bonds be invested at a yield which would cause
the Bonds to be arbitrage bonds within the meaning of Section 148
of the Code.
In addition, the City reserves the right to substitute for all
or for a portion of the money or investments in the Reserve
Subaccount a Reserve Instrument which, when combined with any money
or investments remaining in the Reserve Subaccount, equals an -
0133196.04
-15-
ORDINANCE NO. 4455
amount not less than the Reserve Requirement. for all outstand.ing
Bonds and Future Parity Bonds.
The City may create sinking fund . subaccounts or other
subaccounts in the Bond Redemption Account for the payment or
securing the payment of bonds payable from the Bond Redemption
Account as long as the maintenance of such . subaccounts does not
conflict with the rights of the owners of bonds payable from the
Bond Redemption Account or with applicable federal tax law
requirements.
If the City fails to set aside and pay into the Bond
Redemption Account the amounts set forth above, the. owner of any of.
the outstanding bonds payable out of the Bond Redemption Account
may bring an action against the City and compel the setting aside
and paymente
SECTION IX. Pledge of Gross Revenue. The Gross Revenue of
the System is pledged irrevocably to the payment of the Bonds •and
any Future Parity Bonds, and the Bonds and Future Parity Bonds, if
any, shall constitute a charge or lien upon that Gross Revenue
prior and superior to any other charges whatsoever other than
Operating and Maintenance Expenses. The Bonds shall constitute a
valid claim of the owners thereof only against the Bond Redemption
Account and the fixed amounts of Gross Revenue of the System
pledged thereto. The Bonds are not general obligations of the
City.
0133196.04
-16-
ORDINANCE NO. 4455
SECTION X. Sufficiency of Gross Revenue; Due Regard
Findina. Payments out of the Revenue Account to the Bond
Redemption Account, as set forth above, shall be a first charge
upon the Gross Revenue of the System and such Revenue Account,
� subj ect to the prior payment of Operating and Maintenance Expenses._
The City Council declares and finds that in f.ixing the amounts to
be paid into .the Bond Redemption Account as described above it has
exercised due regard for operating and Maintenance Expenses to be
paid from Gross Revenue of the System and has not obligated the �
City to set aside and pay into the Bond Redemption Account a
greater amount of that Gross Revenue than in its judgment will be�
available over and above such Operating and Maintenance Expenses to�
be paid from Gross .Revenue.
SECTION XI. Form and Execution of Bonds. The Bonds shall
be printed or lithographed on good bond paper. in. a form_consistent
with the provisions of this ordinance and State. law, shall .be
signed by the Mayor and City Clerk, either or both of whose
signatures may be manual or in facsimile, and the seal of the City
or a facsimile reproduction thereof shall be impressed or printed
thereon.
Only Bonds bearing a Certificate of Authentication in the
following form, manually signed by, the Bond Registrar, shall be
valid or obligatory for any purpose or entitled to the benefits of �
' this ordinance:
0133196.04
-17-
ORDINANCE NO. 4455
CERTIFICATE OF AUTHENTICATION
This bond is one of the fully registered City of
Renton, Washington, Golf System Revenue Bonds, 1994,
described in the Bond Ordinance.
WASHINGTON STATE FISCAL AGENCY
Bond Registrar
By
Authorized Officer
The authorized signing of a Certificate of Authentication shall be
conclusive evidence that the Bonds so authenticated have been duly
executed, authenticated and delivered and are entitled to the
benefits of this ordinance.
If any officer whose facsimile. signature appears on the Bonds
ceases to be an officer of the City authorized to sign bonds before
the Bonds bearing his or her facsimile signature are authenticated
or delivered by the Bond Registrar or issued by the City, those
, Bonds nevertheless may be authenticated, delivered and issued and-,
when authenticated, issued and delivered, shall be as binding on
the City as though that person had continued to be . an officer of
the City authorized to sign bonds. Any Bond also may be signed on
behalf of the City by any person who, on the actual date of signing
of the Bond, is an officer of the City authorized to sign bonds,
although he or she did not hold the required office on the issue
date of the Bonds.
SECTION XII. Bond Reqistrar. The Bond Registrar shall
keep, or cause to be kept, at its principal corporate trust office,
sufficient books for the registration and transfer of the Bonds
which shall be open to inspection by the City at all times. The
0133196.04
-18-
ORDINANCE NO. 4455
Bond Registrar is authorized, on behalf of the City, to
authenticate and deliver Bonds transferred or exchanged in
accordance with the provisions of the Bonds and this ordinance, to
serve as the City's paying agent for the Bonds and to carry out all
� of the Bond Registrar's powers and duties under this ordinance and
City Ordinance No. 3755 establishing a system of registration for.
�he City's bonds and obligations.
The Bond Registrar shall be responsible for its
representations � contained in the Bond Registrar's Certificate of
Authentication on the Bonds. The Bond Registrar may become the
owner of Bonds with the same rights it would have if it were not
the Bond Registrar and, to the extent permitted by law, may act as
depository for and permit any of its officers or directors to act
as members of, or in any other capacity with respect to, any
committee formed to protect the rights of Bond owners. • _
SECTION XIII. Bonds Negotiable. The Bonds shall be
negotiable instruments to the extent provided by RCW 62A.8-102 and
62A.8-105.
SECTION XIV. Covenants. The City covenants and agrees with
the owner of each Bond at any time outstanding as follows:
(a) Rates and Charqes, The City shall establish,
maintain and collect such rates and charges for the use
of the System as will make available money sufficient for
the prompt payment og the principal of and interest on
the Bonds and any Future Parity Bonds. It shall adjust
such rates and charges from time to time so that it will
meet the Coverage Requiremente
(b) Good Repair and Maintenance. It will at all
times maintain and keep the System and all additions
thereto and betterments and extensions thereof in good
0133196.04
-19-
ORDINANCE NO. 4455
repair, �working order and condition and also will at all
times operate the System and the golf course activities
in connection therewith in an efficient manner and at a
reasonable cost.
(cj Operatinq and Maintenance Expenses. It will
provide for Operating and Maintenance Expenses from the
Gross Revenue of the System and other money lawfully
available therefor. If sufficient amounts are not
available from Gross Revenue to provide for Operating and
Maintenance Expenses, the City shall budget and transfer
grom any lawful source money sufficient to provide for
those Operating and Maintenance Expenses.
(d) Limitation on Sale of Propertv. It will not
sell, lease, mortgage, or in any manner encumber or
dispose of all of its title to the property or facilities
comprising the System unless provision is made for
payment into the Bond Redemption Account or a defeasance
account of an amount sufficient to pay the principal of
and interest on all Bonds and Future Parity .Bonds at that
time outstanding or to defease such Bonds to their
maturity or earlier call date under Section XVIII of this
ordinance; nor will it sell, lease, mortgage, or in any
manner encumber or dispose of any substantial part of the
property or facilities comprising the System that is
used, useful and material to the operation of the System .
unless provision is made for replacement thereof or for
payment into the Bond Redemption Account of an amount
which shall bear the same ratio to the amount of the
outstanding bonds payable from the Bond Redemption . . .
Account as the revenue available for debt service on
those bonds for the twelve months preceding such sale,
lease, encumbrance or disposal from the portion of the
System so sold, leased, encumbered or disposed of bears
to the revenue available for debt service for those bonds
from all the System for the same period. Any such money
so paid into the Bond Redemption Account or defeasance
account shall be used to retire or defease outstanding
bonds payable therefrom at their maturity or earliest
possible call date.
Notwithstanding any other provision of this
subsection, the City in its discretion may sell or
otherwise dispose of any of the property or facilities
comprising the System which shall have become
unserviceable, inadequate, obsolete or unfit to be used
in the operation of the System, or no longer necessary,
material to or useful to the operation of the System,
without making any deposit into the Bond Redemption
Account.
0133196.04
-20-
ORDINANCE NO. 4455
(e) Accounts and Records. It will keep proper and -
separate accounts and records in which complete and
separate entries shall be made of all transactions
relating to the System and it will furnish to the owner
or owners of any outstanding Bonds or Future Parity
Bonds, at the written request of such owner or owners,
�complete operating and income statements of the System in
�reasonable detail covering any calendar year not more
than 180 days after the close of such calendar year. It
will grant . any owner or owners of at least 25% of the
outstanding Bonds and Future Parity Bonds the right at �
all reasonable times to inspect the System and all
records, accounts and data of the City relating thereto.
Upon the request of any owner of any of the Bonds or
Future Parity Bonds, it will furnish such owner a copy of
the most recently completed audit of the City's accounts
by the State Auditor of Washington or such other audit as
is authorized by law in lieu thereof.
(f) Self-Insurance and Insurance. It will at all
� times either self-insure in such manner and to such
, extent as the City shall determine to be necessary and
� appropriate or, to the extent insurance coverage is
available at reasonable cost with responsible insurers,
keep the System�and the operations thereof insured, with
' policies payable to the City, against the risks of direct
physical loss, damage to or destruction of the System or
any part thereof, and against accidents, casualties and .
negligence, at least to the extent that similar insurance
- is carried by municipally-owned golf and recreational
facilitiese The cost of such self-insurance and the .:
premiums on such insurance policies are declared to be a
normal part of Operating and Maintenance Expenses.
(g) Payment of Obligations. It will pay all the
debt service requirements for all outstanding Bonds and
Future Parity Bonds and all Operating and Maintenance
Expenses and otherwise will meet the obligations of the
City as set forth in this ordinance.
(h) Preservation of Tax Exemption for Interest on
Bonds. It will take all actions necessary to prevent
interest on the Bonds from being included in gross income
for federal incomE tax purposes, and it will neither take
any action nor make or permit any use of proceeds of the
Bonds or other funds of the City treated as proceeds of
the Bonds at any time during the term of the Bonds which
will cause interest on the Bonds to be included in gross
income for federal income tax purposes. The City also
covenants that, to the extent the arbitrage rebate
requirement of Section 148 of the Code is applicable to
0133196.0!
-21-
ORDINANCE NO. 4455
� the Bonds, it will take all actions necessary to comply
(or to be treated as having complied) with that
requirement in connection with the Bonds, including the
� payment of any penalties if required under Section 148 of
the Code to prevent interest on the Bonds from being
included in gross income for federal income tax purposes.
The City certifies that . it has not been notified of any
listing or proposed listing by the Internal Revenue
Service to the effect .that it is a bond issuer whose
arbitrage certifications may not be relied upon.
SECTION XV. Future Parity Bonds. The City covenants and
agrees with the owner of each Bond at any time outstanding that it
will not issue any Futizre Parity Bonds except upon compliance with
the following conditions:
(a) At the time of the issuance of such Future -
Parity Bonds, there shall be no deficiency in the
r Principal and Interest Subaccount and the Reserve
Subaccount shall be fully funded at the Reserve
Requirement for the Bonds and Future Parity Bonds then
outstanding.
(b) The ordinance authorizing the issuance of such
Future Parity Bonds shall provide for the payment of
sinking fund requirements into the Bond Redemption
Account for any Term Bonds to be issued and for regular '
� payments to be made for the payment of the principal of
such Term Bonds on or before their maturity, or, as an
alternative, the mandatory redemption of such Term Bonds
prior to their maturity date from money in the Principal
and Interest Subaccounte
(c) The ordinance authorizing the issuance of any
Future Parity Bonds shall provide for the payment of the
principal thereof and interest thereon out of the Bond
Redemption Account.
(d) The ordinance providing for the issuance of
such Future Parity Bonds shall provide for the payment of
an amount equal to the Reserve Requirement for those
Future Parity Bonds into the Reserve Subaccount in the
Bond Redemption Account from the Future Parity Bond
proceeds, or shall provide for the deposit of an amount
equal to the Reserve Requirement for those Future Parity
Bonds from money in the Reserve Subaccount in excess of
the Reserve Requirement of all bonds then payable from
0133196.04
-22-
ORDINANCE NO. 4455
� the Bond Redemption Account and from the Gross Revenue of
�he S stem within five ears of issuance of those Future �
Y Y
Parity Bonds in approximately equal annual payments, or
shall provide a Reserve Instrument which, together with
any Future Parity Bond proceeds deposited in the Reserve
Subaccount, at least equals the Reserve Requirement. If
� such .Future Parity Bonds are issued for the purpose of
� refunding outstanding Bonds and/or Future Parity Bonds, ',
the amount of such reserve allocated to such refunded �
bonds may be used to retire outstanding Bonds or
outstanding Future Parity Bonds pursuant to the refunding ��
plan, or may be retained and used as a reserve for such
refunding Future Parity Bonds, or may remain in the
Reserve Subaccount to be used as the reserve for any
other remaining bonds payable from the Bond Redemption �
Account. '
(e) At the time of the issuance of such Future
Parity Bonds, the City shall have on file a certificate �
from a Consultant showing that the Net Revenue of the �
�'� System for any 12 consecutive calendar .months out the 24
calendar months immediately preceding the month of the
delivery of the Future Parity Bonds was at least equal to
the Coverage Requirement for the then outstanding Bonds
and Future Parity Bonds and the Future Parity Bonds then
proposed to be issued.
In estimating the Net Revenue of the System
available for debt service, the Consultant's certificate
shall use the historical Net Revenue of the System, which
' shall not include the proceeds from the sale of City
property, but may be adjusted to reflect:
(1) Any changes in rates in effect and being
charged or expressly committed by ordinance of the
City Council to be made in the future;
(2) The revenue to be deposited in the
Revenue Account which is derived from any person,
� firm, corporation or municipal corporation under
any executed contract for System service, which
revenue was not included in the historical Net
Revenue of the System;
(3) The estimate of the revenue to be
derived by the City from the operation of any
improvements to the System then under construction
but not completed, or improvements to be paid for
out of the proceeds of the additional Future Parity
Bonds when such improvements are completed.
0133196.04
-23-
ORDINANCE NO. 4455
However, no Consultant's certificate shall be
required if:
. (a) The City delivers a certificate demonstrating,
based� upon the historical financial statements of the
City corroborated by certified.statements of the Division
of Municipal Corporations of the State Auditor's office
of the State of Washington (or any successor. to the
duties of that office) or by an independent certified
public accounting firm, that Net Revenue of the System
either for any 12 consecutive calendar months out of the
immediately preceding 24 calendar months or for the
. preceding two fiscal years would be sufficient to meet
the Coverage Requirement in each year commencing with the
first full fiscal year following the later of (i) the
date on which the proj ects or improvements to be f inanced
with the proceeds of the Future Parity Bonds proposed to
�. be issued are reasonably estimated to be ready for normal
continuous operation (or, if portions of the projects or
improvements are to be placed in normal continuous
operation at different times, the midpoint of the
expected dates of continuous operation of all portions of
' such projects or improvements) , or (ii) the date on which
the interest on the Future Parity Bonds proposed to be
issued will cease to be paid from the proceeds of those
bonds; or
(b) The Future Parity Bonds proposed to be issued
(treating the portion of any issue or series of bonds
properly allocable to refunding purposes as a separate
issue for this purpose) are for the sole purpose of
refunding outstanding bonds payable from the Bond
� Redemption Account, the Annual Debt Service for the
refunding bonds is not increased in each year by more
than $5, 000 over the amount required for the bonds to be
refunded and the maturities of those refunding bonds are
not extended beyond the respective maturities of the
bonds to be refunded.
Nothing contained in the provisions for Future Parity Bonds
shall prevent the City from issuing revenue bonds having a
subordinate lien on the Gross Revenue of the System.
SECTION XVI. Revenue Account. There is created in the
office of the City Finance Director within the Golf Fund a separate
special fund of the City to be designated as the Golf System
0133196.04
-24-
ORDINANCE NO. 4455
Revenue Account (herein defined as the "Revenue Account") , which
fund is divided into two subaccounts consisting of a Gross Revenue
Subaccount and a Rate Stabilization Subaccount. The Revenue
. Account shall be held separate and apart from other funds and
accounts of the City. The Gross Revenue of the System, except for
earnings in the Bond Redemption Account, shall be credited to and
deposited in the Gross Revenue Subaccount. The City may make
transfers into the Rate Stabilization Subaccount from funds in the
Gross Revenue Subaccount at any time, and amounts so transferred
within 90 days after the end of any calendar year may be treated as
occurring in such calendar year.
The City may create other subaccounts in the Revenue Account
to facilitate �he administration of the Revenue Account so long as
the maintenance of such subaccounts does not conflict with the
rights of the owners of bonds payable from the Bond Redemption
Account or with applicable federal tax law requirements. ��
SECTION XVII. � Purposes and Priority of Payments from Revenue
Account. Money in the Gross Revenue Subaccount shall be used for
the following purposes only and shall be applied in the following
order of priority:
(a) To pay necessary Operating and Maintenance
i Expenses;
(b) To make all required payments into the
Principal and Interest Subaccount in the Bond Redemption
Account for all bonds payable out of the Bond Redemption
Account, including all payments required to be made for
the required sinking fund payment of any Term Bonds;
0133196.04
-25-
ORDINANCE NO. 4455 �
(c) To make any reimbursement payments required •
under any policy of municipal bond insurance in force
with respect to the Bonds or any Future Parity Bonds,
except that if there is not sufficient money to make all
such reimbursement payments those payments will be made
on a pro rata basis;
(d) To make all required payments into the Reserve
� Subaccount;
(e) To make all payments required to be made
pursuant to any reimbursement agreement in connection
with a Reserve Instrument, except that if there is not
sufficient money to make all payments under reimbursement
agreements the payments will be made on a pro rata basis; -
(f) To make all required payments into bond
redemption funds or reserve accounts for any .junior lien
municipal golf system revenue bonds or short-term
obligations hereafter issued; and
(g) To make necessary additions, .improvements and
repairs to or betterments, extensions and .replacements of
the System, to retire by redemption or to purchase in the
open market outstanding municipal golf system revenue
bonds of the City, or for any other proper System
purposes for which such money may be lawfully used.
The City finds and determines that the establishment . and
, maintenance of the Rate Stabilization Subaccount will assist in
avoiding fluctuations in Net Revenue and consequent need for short-
term rate adjustments for use of the System. Money in the Rate
Stabilization Subaccount may be transferred from that subaccount at
any time and be used for any purpose for which Gross Revenue may be
used. Amounts transferred from the Rate Stabilization Subaccount
to the Gross Revenue Subaccount shall be treated as increasing
Gross Revenue in the year in which such amounts are transferred,
and amounts transferred to the Rate Stabilization Subaccount from
the Gross Revenue Subaccount shall be treated as reducing Gross
Revenue in the year in which such amounts are transferred.
0133196.04
-26- '
�I
l
ORDINANCE NO. 4455
Earnings on amounts held in the Rate Stabilization Subaccount shall I
be transferred and credited to the Gross Revenue Subaccounte I
The City may transfer from any funds or accounts of the City
legally available therefor, ,except bond redemption. funds, refunding
escrow funds or defeasance funds, any money therein except tax
revenues to meet the required payments to be made into the Bond
Redemption Account.
SECTION XVIII. Advance Refunding or Defeasance of Bonds. The
City may issue advance refunding bonds pursuant to the laws of the
State of Washington and use money available from any other lawful
source to pay when due the principal of and interest on the Bonds, •
or any portion thereof included in a refunding or defeasance plan,
and to redeem and retire, defease or refund all such then-
outstanding Bonds (hereinafter collectively called the "defeased �'I
Bonds") and to pay the costs of such refunding or defeasance. If I'
money and/or Government Obligations sufficient in amount, together I�
with known earned income from the investments thereof, to redeem I�I�
and retire, redeem or refund the defeased Bonds in accordance with I'�
their terms are set aside irrevocably in a special trust fund or
escrow account (hereinafter called the "trust account") for and
pledged irrevocably to such redemption and retirement, then all
right and interest of the owners of the defeased Bonds in the I
covenants of this ordinance and, except as hereinafter provided, in '�
the Gross Revenue of the System and in the funds and accounts ,
obligated to the payment of such defeased Bonds, other than the III
right to receive the funds so set aside and pledged, thereafter
0133196.04
-27-
ORDINANCE NO. 4455
shall cease and become void. Such owners thereafter shall have ..the
right to receive payment of the principal of and interest on the
defeased Bonds from the trust account.
After the. establishing and full funding of such trust account,
the City then may apply any money in any other fund or account
established for the payment or redemption of the defeased Bonds to
any lawful purposes as it shall determine, subject only to the
rights of the owners of any other Bonds or bonds then outstanding.
If the refunding or defeasance plan provides that the defeased
Bonds or the refunding bonds to be issued be secured by cash and/or
Government Obligations or . other legal . investments pending the
redemption at or prior to the maturity of the defeased Bonds, and
if such refunding or defeasance plan also provides . that certain
cash and/or Government Obligations or other legal investments are.
pledged irrevocably for the redemption at or prior to the maturity.
of the defeased Bonds included in that refunding or defeasance
plan, then only the debt service on the Bonds which are not
defeased Bonds and the refunding bonds, the payment of which is not
so secured by the refunding plan, shall be included in the
computation of the Coverage Requirement for the issuance of Future
Parity Bonds and the annual computation of coverage for determining
compliance with the rate covenant.
SECTION XIX. Construction Account; Application of Proceeds
of Bonds. There created and established in the office of the City
Finance Director within the Golf Fund a special fund designated as
0133196.04
-2$-
ORDINANCE NO. 4455
the Golf Course Construction Account, 1994 (herein defined as .the
"Construction Account") .
Upon the issuance and delivery of the Bonds, the. City Finance
Director shall apply the proceeds of the Bonds to the following
purposes: (a) . the accrued interest received on the sale of the
Bonds and $276,860.45 of Bond proceeds as capitalized interest
shall be deposited in the Principal and Interest Subaccount; (b)
$456, 145 shall be deposited in the Reserve Subaccount to fully fund'
the Reserve Requirement for the Bonds; and (c) the remainder of the
proceeds of the. Bonds shall be deposited in the Construction
Account and shall be used to pay a part of the costs of
constructing the golf course improvements as .set forth in Section
II of this ordinance and to pay the costs of issuance and sale of
the Bondso
If any proceeds of the Bonds remain after substantial
completion of the purposes described in Section II of this
ordinance, or if the City Council determines that changed
conditions have rendered the purposes of this ordinance impractical
to complete at reasonable cost, the City may use money remaining in
the Construction Account to pay all or part of the cost of carrying
out any additional system or plan of additions to and betterments
and extensions of the System, or the City may deposit that
remaining money in the Principal and Interest Subaccount or the
Reserve Subaccount for the purposes of those subaccounts.
The City may create other subaccounts in the Construction
Account to facilitate the administration of the Construction
0133196.04
-29-
ORDINANCE NO. 4455
�Revenue Account so long as the maintenance of such subaccounts does
, not conflict with the rights of the owners of bonds payable from�
the Bond Redemption Account or with applicable federal tax law
requirements.
SECTION XX. Amendatory and Supplemental Ordinances.
(a) Provisions Exclusive. This ordinance shall not
be modified or amended in any respect subsequent to the
initial issuance of the Bonds, except as provided in and
in accordance with and subject to the provisions of this
Section XX.
(b) Amendments Without Consent of Bondowners. The
City may from time to time, and at any time, without the
consent of or notice to the owners of the Bonds, pass
supplemental or amendatory ordinances as follows:
(1) To cure any gormal defect, omission,
inconsistency or ambiguity in this ordinance in.a manner
not adverse to the owner of any Bonds or Future Parity �
Bonds;
(2) To impose upon the Bond Registrar (with
its consent) for the benefit of the owners of the Bonds
any additional rights, remedies, powers, authority, •.
security, liabili�ies or duties which may lawfully be
granted, conferred or imposed and which are not contrary
to or inconsistent with this ordinance as theretofore in
effect;
(3) To add to the covenants and agreements
of, and limitations and restrictions upon, the City in
this ordinance, other covenants, agreements, limitations
and restrictions to be observed by the City which are not
contrary or inconsistent with this ordinance as
theretofore in effect;
(4) To confirm, as further assurance, any
pledge under, and the subjection to any claim, lien or
pledge created or to be created by this ordinance of any
other money, securities or funds;
(5) To authorize different denominations of
the Bonds and to make correlative amendments and
modifications to this ordinance regarding exchangeability
of Bonds of different authorized denominations,
redemptions of portions of Bonds of particular authorized
0133196.04
-30-
ORDINANCE NO. 4455
denominations and similar amendments and modifications of
a technical nature;
(6) To modify, alter, amend or supplement
this ordinance in any other respect which is not
materially adverse to the owners of the Bonds and which
does not involve a change described in Subsection XX(c)
of this section; and
(7) To maintain, because of change in federal
law or rulings, the exclusion of interest on the Bonds
from gross income for federal income tax purposes.
Before the City shall pass any such supplemental ordinance
pursuant to this subsection, there shall have been delivered to the
City and the Bond Registrar an opinion of Foster Pepper &
Shefelman, or other nationally recognized bond counsel to the City,
stating that such supplemental ordinance is authorized or permitted
by this ardinance and upon the execution and delivery thereof will
be valid and binding upon the City in accordance with its terms and
will not adversely affect the exclusion of interest on the Bonds
from gross income for federal income tax purposes.
(c) Amendments With Consent of Bondowners.
(1) Except for any supplemental ordinance
entered into pursuant to Subsection (b) of this section,
owners of not less than 60% in aggregate principal amount
of the Bonds then outstanding shall have the right from
time to time, subject to the terms and provisions
contained in this Subsection (c) and not otherwise, to
, consent to and approve the passage by the City Council of
any supplemental ordinance deemed necessary or desirable
by the City for the purpose of modifying, altering,
amending, supplementing or rescinding, in any particular,
any of the terms or provisions contained in this
ordinance; except, unless approved in writing by the
owners of all the Bonds then outstanding, nothing �
contained in this section shall permit, or be construed
as permitting:
(i) A change in the times, amounts or
currency of payment of the principal of or interest on
any outstanding Bond, or a reduction in the principal
amount or redemption price of any outstanding Bond, a
change in the method or redemption price of any
outstanding Bond or a change in the method of determining
the rate of interest thereon, or
0133196.04
-31-
ORDINANCE NO. 4455
(ii) A preference or priority of any
Bond or Bonds over any other Bond or Bonds, or
(iii) A reduction in the aggregate
principal amount of . Bonds for which the consent of the
owners of Bonds is required for any such supplemental
ordinance.
(2) If at any time the City shall pass any
supplemental ordinance for any of the purposes of this
Subsection (c) , the Bond Registrar shall cause notice of
the proposed supplemental ordinance to be given by first-
class United States mail to all owners of the then
outstanding Bonds, to Moody's Investors Service, Inc. ,
and Standard Poor's Ratings Group. Such notice shall
briefly set forth the nature of the proposed supplemental
ordinance and shall state that a copy thereof is on file
at the office of the Bond Registrar for inspection by all
registered owners of the outstanding Bonds.
(3) Within two years after the. date of the
mailing of such notice, the City may enact such
supplemental ordinance in substantially the form
described in such notice, but only if there has first
been delivered to the Bond Registrar (i) the required
consents, in writing, of the owners of the Bonds, and
(ii) an opinion of Foster Pepper & Shefelman or other
nationally recognized bond counsel to the City stating
that such supplemental ordinance is authorized or
permitted by this ordinance and, upon the execution and
delivery thereof, will be valid and binding upon the City
in accordance with its terms and will not adversely
affect the exclusion of interest on the Bonds from gross
income for federal income tax purposese
(4) If registered owners of not less than the
percentage of Bonds required by this Subsection (c) have
consented to and approved the execution and delivery
thereof as herein provided, no owner of the Bonds shall
have any right to object to the enactment of such
supplemental ordinance, or to object to any of the terms
and provisions contained therein or the operation
thereof, or in any manner to question the propriety of
the enactment thereof, or to enjoin or restrain the City
or the Bond Registrar from enacting the same or from
taking any action pursuant to the provisions thereof.
(d) Effect of Amendments. Upon the execution and
delivery of any supplemental ordinance pursuant to the
provisions of this Section XX, this ordinance shall be,
and be deemed to be, modified and amended in accordance
0133196.04
-32-
ORDINANCE NO. 4455
therewith, and the respective rights, duties and
obligations under this ordinance of the City, the Bond
Registrar and all owners of Bonds then outstanding shall �'
thereafter be determined, exercised and enforced under
this ordinance subject in all respects to such
modifications and amendments.
SECTION XXI. Abproval of Bond Purchase Contract; Sale and
Delivery of the Bonds. Piper Jaffray Inc. (the "Purchaser") , of
Seattle, inTashington, has presented a bond purchase agreement (the.
"Bond Purchase Contract") to the City under which the Purchaser has
offered to purchase the Bonds under the terms and conditions
provided in the Bond Purchase Contract, which written Bond Purchase
Contract is on file with the City Clerk and is incorporated herein
by this reference. The City Council finds that entering into the
Bond Purchase Contract is in the City's best interest and therefore
accepts the offer contained in the Bond Purchase Contract and
authorizes the execution of the Bond Purchase Contract by City
officials.
The Bonds will be printed or lithographed at City expense and
will be delivered to the Purchaser in accordance with the Bond
Purchase Contract with the approving legal opinion of Foster Pepper
& Shefelman, municipal bond counsel of Seattle, Washington,
relative to the issuance of the Bonds printed on each Bond. Bond
counsel shall not be required to review or express any opinion
concerning the completeness or accuracy of any official Statement,
offering circular or other sales material issued or used in
connection with the Bonds and bond counsel's opinion shall so
state.
0133196.04
-33-
ORDINANCE NO. 4455
The Cify Council has been provided with copies of a
preliminary official statement dated June 3, 1994 (the "Preliminary:
Official Statement") , prepared in connection with the sale of the
Bonds. For the sole purpose of the Purchaser's compliance with
Securities and Exchange Commission Rule 15c2-12 (b) (1) , the City
"deems final" that Preliminary Official Statement as of its date,
except for the omission of information as to offering prices,
interest rates, selling compensation, aggregate principal amount i
per maturity, delivery dates, ratings and other terms of the Bonds II
dependent on such matters.
The proper City officials are authorized .and directed to do
everything necessary for the prompt delivery of the Bonds to the
Purchasers and for the proper application and use of the proceeds
of the sale thereof. ,
SECTION XXII. Temporary Bond. Pending the preparation, �,
execution and delivery to �he Purchasers of definitive Bonds, the
city may cause to be executed and delivered to the Purchasers a
single temporary Bond in the total principal amount of the Bonds.
The temporary Bond shall bear the same issue date, interest rates,
principal payment dates and terms and covenants as the definitive
Bonds, shall be issued as a fully .registered Bond in the name of
the Purchasers, and otherwise shall be in a form acceptable to the 'i
Purchasers. The temporary Bond shall be exchanged for definitive
Bonds as soon as they are printed, executed and available for
deliverya
0133196.04
-34-
ORDINANCE NO. 4455
SECTION XXIII. Effective Date. This ordinance shall take
effect and be in force five days from and after its passage and
publication as provided by law.
PASSED by the City Council and APPROVED by the Mayor of the
City of Renton, Washington, at a regular open public meeting
thereof, this 20th day of June, 1994.
Earl Clymer, M r
AUTHENTICATE •
�
City C k - Marilyn J. Petersen
APPROVED AS TO FORM:
U �
George M. ck of Foster Pep er
& Shef e lman
Bond Counsel
Date of Publication: June 24, 1994 (Title only)
0133196.04
-35-