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TracFone - TRS Emails
Renton TracFone Audit
Re: TracFone Audit Questions - Responses
Sent
TRS <crisp@trs-integrity.com>
To:nford@tracfone.com
Wed, Sep 7, 2016 at 1:48 PM
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some questions.
In the schedule grid below, and in your explanation, are we correct in understanding that the 'retail
direct' figures contain phone and accessory revenue, but since these cannot be broken out (or can
they?), and since the net airtime revenue did not contain phones and accessories, you found the total
phone and accessory revenue and added that into the net airtime figures, then you used this sum to
come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? I know the retail
direct section is labeled "airtime and phones," but, for example, there is airtime in the monthly
program, but only Category 6102 is named "Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting
under the “Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days
of service can be added as according to a customer’s needs. Includes retail and
wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect
their service by receiving a 30-day service only extension if needed and add any
airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting
under the monthly plans program. For example, monthly plans of varying periods—of
up to one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad
networks will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what level(s)
can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is
"wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at 23.6% and
25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70% wholesale was
just that—an estimate. It was also based on the whole company as opposed to a particular state or city.
The net airtime revenue (per financial statements) denominator includes not only retail sales, but also
wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator, the grid
below now shows a separate break-out of sales of phones & accessories sales. The retail sales amounts
(numerator) that were provided to you also include both phones & accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the amounts
from earlier years were so very much smaller than the amounts for more current years, yet company
profits appeared high. Has the percentage of sales (comparing ones made without using another retailer
to ones being done directly by TracFone) changed significantly over the years? At this point, it looks
like we will need to see the figures used for calculating the percentages for each year, rather than just
for a few recent years. Could you send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the estimated
wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3): 6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate amounts for the
long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
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use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your
questions and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
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From: TRS [mailto:crisp@trs-integrity.com]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from
earlier years were so very much smaller than the amounts for more current years, yet
company profits appeared high. Has the percentage of sales (comparing ones made without
using another retailer to ones being done directly by TracFone) changed significantly over the
years? At this point, it looks like we will need to see the figures used for calculating the
percentages for each year, rather than just for a few recent years. Could you send us this
information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825 31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356 35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we
understand what each report is showing, so could you review with us the definition for each
report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain
if this means that they were sales made over the internet, not sales of internet (data plans).
Perhaps all of your sales are made in bundles, without breaking out data from telephone
services?
In addition, do you have any back-up information for the 30 percent figure for your retail
sales verses non-retail sales? We were wondering, as well, if this percent changed
significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, June 21, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for the email, and all the clarification you provided. We do appreciate it.
I was reviewing your answers to our questions below, and I noticed that you omitted one of
the questions, the one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores
versus the revenues that come from other stores?" As indicated my original
response, TracFone is a reseller of prepaid wireless service (airtime) that
neither owns any stores nor cellular facilities.
Your answers below seem to indicate that both sales from other stores (which sales
TracFone does not consider "retail"), and any recharges (or what TracFone calls "refills")
associated with those sales, were not included in the figures you sent us. Please verify if this
is the correct understanding. Not correct: TracFone does not own any stores. Refills
are retail sales of airtime. As such, customers can purchase additional airtime (refills)
via the internet (i.e., TracFone’s website), and over the phone. Refills are included in
the Billing Platform and Internet Sales retail sales summary reports/figures that I had
sent to you.
So could you send us the percentage breakout between your sales at your Website and by
phone (which we believe you call retail) and your other sales (non-"retail," including refills or
what we call recharges on the non-retail sales)? Retail sales comprise roughly 30% of
TracFone’s sales.
Also, let me know if you have any questions concerning the email that we sent to you on
April 29th, concerning other revenues that TracFone receives. Working on…
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 17, 2016 8:34 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see responses below to your questions. *Please note that I am still reviewing your
questions related to TracFone’s chart of accounts.*
Billing Platform Transaction Detail Report: What is?:
OTAPURCH -- ‘over the air’ purchase of prepaid wireless services (airtime) by a
customer through the phone.
Enrollment -- initial (one-time) enrollment of a customer when purchasing airtime.
Recurring -- using the Billing Platform, customers make a one-time purchase or enroll
into programs available for recurring charges, most of which include airtime on a monthly (30
day) basis.
BN Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which allows customers to
choose and buy Airtime directly from their TracFone, so that they can buy Airtime when they
need it.
Also, does TracFone receive their revenues for features such as call waiting sold to
their customers, or are they part of the plan when you sell your cards? No, TracFone
does not receive revenues for call waiting. The feature is part of the airtime plan that
customers purchase, thus it is not a separate charge.
After thinking about it, we had some other questions. You mentioned below that the
data that you provided to us does not include retailers such as Walmart. So the
revenue figures that you sent to us are for your own stores? First off, TracFone is a
reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities. It should also be noted that TracFone does not earn revenue in Burien, Federal
Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing Platform, Internet Sales,
and Telephone Sales excel format reports that you received comprise TracFone’s retail sales
amounts. These amounts, which are all of the Company’s retail sales, are from customer
purchases made via the internet (i.e., the TracFone’s website) and over the phone.
Recharges on Sales Made by Outside Stores Such as Walmart:
One more question we forgot to ask you: when you send us the revenue information
that we asked about in the email below, could you also include the charges to
customers who have continued to use your services (directly through your drawing
funds from their credit card or bank account) after they bought a phone or calling card
from one of your outside retailers (like Walmart)? We generally refer to these charges
as "recharges." Or are these charges included in the figures you already sent? Refills of
airtime that a customer can purchase at retail via the internet (i.e., the TracFone’s website),
and over the phone. They are included in the Billing Platform and Internet Sales retail reports
that you received.
Recharges on Sales Made by TracFone's Own Stores:
In addition, we will need to ascertain that all recharges done on accounts opened at
your own stores are included somewhere in the information we are provided with, as
well: are charges (associated with sales that initiated at one of your stores) for
continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 10, 2016 3:29 PM
To: Nicholas Ford
Subject: TracFone Audit
Hi Nicholas,
Hope everything is going well.
Also, just checking to see how things are coming along with the information that you told us
you would send to us this week.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
RE: TracFone Audit Questions - Responses
Inbox
Nicholas Ford <nford@tracfone.com>
To:crisp@trs-integrity.com
Wed, Sep 7, 2016 at 2:09 PM
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some questions.
In the schedule grid below, and in your explanation, are we correct in understanding that the 'retail
direct' figures contain phone and accessory revenue, but since these cannot be broken out (or can
they?), and since the net airtime revenue did not contain phones and accessories, you found the total
phone and accessory revenue and added that into the net airtime figures, then you used this sum to
come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? I know the retail
direct section is labeled "airtime and phones," but, for example, there is airtime in the monthly
program, but only Category 6102 is named "Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting
under the “Pay as you go” or “PayGo” Airtime coverage, whereby minutes and
days of service can be added as according to a customer’s needs. Includes
retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and
protect their service by receiving a 30-day service only extension if needed and
add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting
under the monthly plans program. For example, monthly plans of varying
periods—of up to one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income
households to afford phone service. In the Safelink (Lifeline) Program, TracFone
gives airtime (minutes) service free-of-charge to eligible, low-income
participants. In turn, TracFone receives payments, which are reimbursements
by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card.
BYOP stands for Bring Your Own Phone. With TracFone's Bring Your Own
Phone program, a customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime)
of voice, data (internet), and texting. ILD makes it easy for wireless customers
to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad
resellers). TracFone’s subscribers will see ads from several companies in apps,
and then the ad networks will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what level(s) can
you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can
tell, in providing the information below there are no outstanding questions and/or requests
for other information. Assuming that’s the case, we are asking once again for an opportunity
to meet with you—as we also requested in December 2014 to meet in January 2015—and
discuss your WA local/city audits with the aim of bringing them to a resolution. If you would,
please provide some timeframes in the near future that would be convenient for you for
purposes of sitting down with us to discuss your audit s. For example, October 2016 would
work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70% wholesale
was just that—an estimate. It was also based on the whole company as opposed to a
particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator,
the grid below now shows a separate break-out of sales of phones & accessories sales. The
retail sales amounts (numerator) that were provided to you also include both phones &
accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the
amounts from earlier years were so very much smaller than the amounts for more current
years, yet company profits appeared high. Has the percentage of sales (comparing ones
made without using another retailer to ones being done directly by TracFone) changed
significantly over the years? At this point, it looks like we will need to see the figures used for
calculating the percentages for each year, rather than just for a few recent years. Could you
send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide 1 minus Retail Percentage =83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%
(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%
(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%
(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know
if we have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your
questions and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from
earlier years were so very much smaller than the amounts for more current years, yet
company profits appeared high. Has the percentage of sales (comparing ones made without
using another retailer to ones being done directly by TracFone) changed significantly over the
years? At this point, it looks like we will need to see the figures used for calculating the
percentages for each year, rather than just for a few recent years. Could you send us this
information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit
card transaction interfaces for executing TracFone’s customers’ retail
purchases—except that Billing Platform provides for recurring charges whereas
APP allows customers to engaged in one-time credit card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013
Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825
31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014
Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356
35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we
understand what each report is showing, so could you review with us the definition for each
report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain
if this means that they were sales made over the internet, not sales of internet (data plans).
Perhaps all of your sales are made in bundles, without breaking out data from telephone
services?
In addition, do you have any back-up information for the 30 percent figure for your retail
sales verses non-retail sales? We were wondering, as well, if this percent changed
significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, June 21, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for the email, and all the clarification you provided. We do appreciate it.
I was reviewing your answers to our questions below, and I noticed that you omitted one of
the questions, the one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your
stores versus the revenues that come from other stores?" As indicated my
original response, TracFone is a reseller of prepaid wireless service
(airtime) that neither owns any stores nor cellular facilities.
Your answers below seem to indicate that both sales from other stores (which sales
TracFone does not consider "retail"), and any recharges (or what TracFone calls "refills")
associated with those sales, were not included in the figures you sent us. Please verify if this
is the correct understanding. Not correct: TracFone does not own any stores. Refills
are retail sales of airtime. As such, customers can purchase additional airtime (refills)
via the internet (i.e., TracFone’s website), and over the phone. Refills are included in
the Billing Platform and Internet Sales retail sales summary reports/figures that I had
sent to you.
So could you send us the percentage breakout between your sales at your Website and by
phone (which we believe you call retail) and your other sales (non-"retail," including refills or
what we call recharges on the non-retail sales)? Retail sales comprise roughly 30% of
TracFone’s sales.
Also, let me know if you have any questions concerning the email that we sent to you on
April 29th, concerning other revenues that TracFone receives. Working on…
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 17, 2016 8:34 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see responses below to your questions. *Please note that I am still reviewing your
questions related to TracFone’s chart of accounts.*
Billing Platform Transaction Detail Report: What is?:
OTAPURCH -- ‘over the air’ purchase of prepaid wireless services (airtime) by a
customer through the phone.
Enrollment -- initial (one-time) enrollment of a customer when purchasing airtime.
Recurring -- using the Billing Platform, customers make a one-time purchase or enroll
into programs available for recurring charges, most of which include airtime on a monthly (30
day) basis.
BN Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which allows customers to
choose and buy Airtime directly from their TracFone, so that they can buy Airtime when they
need it.
Also, does TracFone receive their revenues for features such as call waiting sold to
their customers, or are they part of the plan when you sell your cards? No, TracFone
does not receive revenues for call waiting. The feature is part of the airtime plan that
customers purchase, thus it is not a separate charge.
After thinking about it, we had some other questions. You mentioned below that the
data that you provided to us does not include retailers such as Walmart. So the
revenue figures that you sent to us are for your own stores? First off, TracFone is a
reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities. It should also be noted that TracFone does not earn revenue in Burien, Federal
Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing Platform, Internet Sales,
and Telephone Sales excel format reports that you received comprise TracFone’s retail sales
amounts. These amounts, which are all of the Company’s retail sales, are from customer
purchases made via the internet (i.e., the TracFone’s website) and over the phone.
Recharges on Sales Made by Outside Stores Such as Walmart:
One more question we forgot to ask you: when you send us the revenue information
that we asked about in the email below, could you also include the charges to
customers who have continued to use your services (directly through your drawing
funds from their credit card or bank account) after they bought a phone or calling card
from one of your outside retailers (like Walmart)? We generally refer to these charges
as "recharges." Or are these charges included in the figures you already sent? Refills of
airtime that a customer can purchase at retail via the internet (i.e., the TracFone’s website),
and over the phone. They are included in the Billing Platform and Internet Sales retail reports
that you received.
Recharges on Sales Made by TracFone's Own Stores:
In addition, we will need to ascertain that all recharges done on accounts opened at
your own stores are included somewhere in the information we are provided with, as
well: are charges (associated with sales that initiated at one of your stores) for
continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 10, 2016 3:29 PM
To: Nicholas Ford
Subject: TracFone Audit
Hi Nicholas,
Hope everything is going well.
Also, just checking to see how things are coming along with the information that you told us
you would send to us this week.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
Re: TracFone Audit Questions - Responses
Sent
TRS <crisp@trs-integrity.com>
To:nford@tracfone.com
Wed, Sep 7, 2016 at 2:13 PM
Thanks Nicholas. That sounds great.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some
questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?), and since the net airtime revenue did not contain
phones and accessories, you found the total phone and accessory revenue and added that
into the net airtime figures, then you used this sum to come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? I know the retail direct section is labeled "airtime and phones," but,
for example, there is airtime in the monthly program, but only Category 6102 is named
"Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting
under the “Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days
of service can be added as according to a customer’s needs. Includes retail and
wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect
their service by receiving a 30-day service only extension if needed and add any
airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting
under the monthly plans program. For example, monthly plans of varying periods—of
up to one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad
networks will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what
level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can
tell, in providing the information below there are no outstanding questions and/or requests
for other information. Assuming that’s the case, we are asking once again for an opportunity
to meet with you—as we also requested in December 2014 to meet in January 2015—and
discuss your WA local/city audits with the aim of bringing them to a resolution. If you would,
please provide some timeframes in the near future that would be convenient for you for
purposes of sitting down with us to discuss your audit s. For example, October 2016 would
work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as opposed
to a particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator,
the grid below now shows a separate break-out of sales of phones & accessories sales. The
retail sales amounts (numerator) that were provided to you also include both phones &
accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the
amounts from earlier years were so very much smaller than the amounts for more current
years, yet company profits appeared high. Has the percentage of sales (comparing ones
made without using another retailer to ones being done directly by TracFone) changed
significantly over the years? At this point, it looks like we will need to see the figures used for
calculating the percentages for each year, rather than just for a few recent years. Could you
send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012 (1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001 24%
(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know
if we have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your
questions and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from
earlier years were so very much smaller than the amounts for more current years, yet
company profits appeared high. Has the percentage of sales (comparing ones made without
using another retailer to ones being done directly by TracFone) changed significantly over the
years? At this point, it looks like we will need to see the figures used for calculating the
percentages for each year, rather than just for a few recent years. Could you send us this
information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825 31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356 35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we
understand what each report is showing, so could you review with us the definition for each
report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain
if this means that they were sales made over the internet, not sales of internet (data plans).
Perhaps all of your sales are made in bundles, without breaking out data from telephone
services?
In addition, do you have any back-up information for the 30 percent figure for your retail
sales verses non-retail sales? We were wondering, as well, if this percent changed
significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, June 21, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for the email, and all the clarification you provided. We do appreciate it.
I was reviewing your answers to our questions below, and I noticed that you omitted one of
the questions, the one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores
versus the revenues that come from other stores?" As indicated my original
response, TracFone is a reseller of prepaid wireless service (airtime) that
neither owns any stores nor cellular facilities.
Your answers below seem to indicate that both sales from other stores (which sales
TracFone does not consider "retail"), and any recharges (or what TracFone calls "refills")
associated with those sales, were not included in the figures you sent us. Please verify if this
is the correct understanding. Not correct: TracFone does not own any stores. Refills
are retail sales of airtime. As such, customers can purchase additional airtime (refills)
via the internet (i.e., TracFone’s website), and over the phone. Refills are included in
the Billing Platform and Internet Sales retail sales summary reports/figures that I had
sent to you.
So could you send us the percentage breakout between your sales at your Website and by
phone (which we believe you call retail) and your other sales (non-"retail," including refills or
what we call recharges on the non-retail sales)? Retail sales comprise roughly 30% of
TracFone’s sales.
Also, let me know if you have any questions concerning the email that we sent to you on
April 29th, concerning other revenues that TracFone receives. Working on…
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 17, 2016 8:34 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see responses below to your questions. *Please note that I am still reviewing your
questions related to TracFone’s chart of accounts.*
Billing Platform Transaction Detail Report: What is?:
OTAPURCH -- ‘over the air’ purchase of prepaid wireless services (airtime) by a
customer through the phone.
Enrollment -- initial (one-time) enrollment of a customer when purchasing airtime.
Recurring -- using the Billing Platform, customers make a one-time purchase or enroll
into programs available for recurring charges, most of which include airtime on a monthly (30
day) basis.
BN Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which allows customers to
choose and buy Airtime directly from their TracFone, so that they can buy Airtime when they
need it.
Also, does TracFone receive their revenues for features such as call waiting sold to
their customers, or are they part of the plan when you sell your cards? No, TracFone
does not receive revenues for call waiting. The feature is part of the airtime plan that
customers purchase, thus it is not a separate charge.
After thinking about it, we had some other questions. You mentioned below that the
data that you provided to us does not include retailers such as Walmart. So the
revenue figures that you sent to us are for your own stores? First off, TracFone is a
reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities. It should also be noted that TracFone does not earn revenue in Burien, Federal
Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing Platform, Internet Sales,
and Telephone Sales excel format reports that you received comprise TracFone’s retail sales
amounts. These amounts, which are all of the Company’s retail sales, are from customer
purchases made via the internet (i.e., the TracFone’s website) and over the phone.
Recharges on Sales Made by Outside Stores Such as Walmart:
One more question we forgot to ask you: when you send us the revenue information
that we asked about in the email below, could you also include the charges to
customers who have continued to use your services (directly through your drawing
funds from their credit card or bank account) after they bought a phone or calling card
from one of your outside retailers (like Walmart)? We generally refer to these charges
as "recharges." Or are these charges included in the figures you already sent? Refills of
airtime that a customer can purchase at retail via the internet (i.e., the TracFone’s website),
and over the phone. They are included in the Billing Platform and Internet Sales retail reports
that you received.
Recharges on Sales Made by TracFone's Own Stores:
In addition, we will need to ascertain that all recharges done on accounts opened at
your own stores are included somewhere in the information we are provided with, as
well: are charges (associated with sales that initiated at one of your stores) for
continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 10, 2016 3:29 PM
To: Nicholas Ford
Subject: TracFone Audit
Hi Nicholas,
Hope everything is going well.
Also, just checking to see how things are coming along with the information that you told us
you would send to us this week.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
TracFone Audit Questions
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Fri, Sep 23, 2016 at 1:53 PM
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some
questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?), and since the net airtime revenue did not contain
phones and accessories, you found the total phone and accessory revenue and added that
into the net airtime figures, then you used this sum to come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? I know the retail direct section is labeled "airtime and phones," but,
for example, there is airtime in the monthly program, but only Category 6102 is named
"Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting
under the “Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days
of service can be added as according to a customer’s needs. Includes retail and
wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect
their service by receiving a 30-day service only extension if needed and add any
airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting
under the monthly plans program. For example, monthly plans of varying periods—of
up to one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad
networks will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what
level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can
tell, in providing the information below there are no outstanding questions and/or requests
for other information. Assuming that’s the case, we are asking once again for an opportunity
to meet with you—as we also requested in December 2014 to meet in January 2015—and
discuss your WA local/city audits with the aim of bringing them to a resolution. If you would,
please provide some timeframes in the near future that would be convenient for you for
purposes of sitting down with us to discuss your audit s. For example, October 2016 would
work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as opposed
to a particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator,
the grid below now shows a separate break-out of sales of phones & accessories sales. The
retail sales amounts (numerator) that were provided to you also include both phones &
accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the
amounts from earlier years were so very much smaller than the amounts for more current
years, yet company profits appeared high. Has the percentage of sales (comparing ones
made without using another retailer to ones being done directly by TracFone) changed
significantly over the years? At this point, it looks like we will need to see the figures used for
calculating the percentages for each year, rather than just for a few recent years. Could you
send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know
if we have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your
questions and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
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From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
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use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from
earlier years were so very much smaller than the amounts for more current years, yet
company profits appeared high. Has the percentage of sales (comparing ones made without
using another retailer to ones being done directly by TracFone) changed significantly over the
years? At this point, it looks like we will need to see the figures used for calculating the
percentages for each year, rather than just for a few recent years. Could you send us this
information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13) Company-Wide 31%
1,658,066,825
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356
35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we
understand what each report is showing, so could you review with us the definition for each
report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain
if this means that they were sales made over the internet, not sales of internet (data plans).
Perhaps all of your sales are made in bundles, without breaking out data from telephone
services?
In addition, do you have any back-up information for the 30 percent figure for your retail
sales verses non-retail sales? We were wondering, as well, if this percent changed
significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, June 21, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for the email, and all the clarification you provided. We do appreciate it.
I was reviewing your answers to our questions below, and I noticed that you omitted one of
the questions, the one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores
versus the revenues that come from other stores?" As indicated my original
response, TracFone is a reseller of prepaid wireless service (airtime) that
neither owns any stores nor cellular facilities.
Your answers below seem to indicate that both sales from other stores (which sales
TracFone does not consider "retail"), and any recharges (or what TracFone calls "refills")
associated with those sales, were not included in the figures you sent us. Please verify if this
is the correct understanding. Not correct: TracFone does not own any stores. Refills
are retail sales of airtime. As such, customers can purchase additional airtime (refills)
via the internet (i.e., TracFone’s website), and over the phone. Refills are included in
the Billing Platform and Internet Sales retail sales summary reports/figures that I had
sent to you.
So could you send us the percentage breakout between your sales at your Website and by
phone (which we believe you call retail) and your other sales (non-"retail," including refills or
what we call recharges on the non-retail sales)? Retail sales comprise roughly 30% of
TracFone’s sales.
Also, let me know if you have any questions concerning the email that we sent to you on
April 29th, concerning other revenues that TracFone receives. Working on…
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 17, 2016 8:34 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see responses below to your questions. *Please note that I am still reviewing your
questions related to TracFone’s chart of accounts.*
Billing Platform Transaction Detail Report: What is?:
OTAPURCH -- ‘over the air’ purchase of prepaid wireless services (airtime) by a
customer through the phone.
Enrollment -- initial (one-time) enrollment of a customer when purchasing airtime.
Recurring -- using the Billing Platform, customers make a one-time purchase or enroll
into programs available for recurring charges, most of which include airtime on a monthly (30
day) basis.
BN Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which allows customers to
choose and buy Airtime directly from their TracFone, so that they can buy Airtime when they
need it.
Also, does TracFone receive their revenues for features such as call waiting sold to
their customers, or are they part of the plan when you sell your cards? No, TracFone
does not receive revenues for call waiting. The feature is part of the airtime plan that
customers purchase, thus it is not a separate charge.
After thinking about it, we had some other questions. You mentioned below that the
data that you provided to us does not include retailers such as Walmart. So the
revenue figures that you sent to us are for your own stores? First off, TracFone is a
reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities. It should also be noted that TracFone does not earn revenue in Burien, Federal
Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing Platform, Internet Sales,
and Telephone Sales excel format reports that you received comprise TracFone’s retail sales
amounts. These amounts, which are all of the Company’s retail sales, are from customer
purchases made via the internet (i.e., the TracFone’s website) and over the phone.
Recharges on Sales Made by Outside Stores Such as Walmart:
One more question we forgot to ask you: when you send us the revenue information
that we asked about in the email below, could you also include the charges to
customers who have continued to use your services (directly through your drawing
funds from their credit card or bank account) after they bought a phone or calling card
from one of your outside retailers (like Walmart)? We generally refer to these charges
as "recharges." Or are these charges included in the figures you already sent? Refills of
airtime that a customer can purchase at retail via the internet (i.e., the TracFone’s website),
and over the phone. They are included in the Billing Platform and Internet Sales retail reports
that you received.
Recharges on Sales Made by TracFone's Own Stores:
In addition, we will need to ascertain that all recharges done on accounts opened at
your own stores are included somewhere in the information we are provided with, as
well: are charges (associated with sales that initiated at one of your stores) for
continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 10, 2016 3:29 PM
To: Nicholas Ford
Subject: TracFone Audit
Hi Nicholas,
Hope everything is going well.
Also, just checking to see how things are coming along with the information that you told us
you would send to us this week.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
RE: TracFone Audit Questions
Inbox
Nicholas Ford <nford@tracfone.com>
To:TRS
Mon, Oct 10, 2016 at 12:12 PM
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and accessory
revenue, but since these cannot be broken out (or can they?), Yes, the retail direct figures in the
schedule grid below include phones and accessories sales and yes those sales can be broken out. and
since the net airtime revenue did not contain phones and accessories, you found the total phone and
accessory revenue and added that into the net airtime figures, then you used this sum to come up with
the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and how things are
coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you sent
detailing the company-wide data and calculated percents (not the city-specific data). Could you take
another look at the question in reference to the company-wide data on the schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in understanding
that the 'retail direct' figures contain phone and accessory revenue, but since these cannot be broken out
(or can they?)” Response: Yes, the retail sales amounts contain phone and accessory revenue and
they were broken out in separate files for each of the cities under audit—i.e., ‘telephone sales’. You
had received those files some time ago in separate e-mails. For example, containing individual files for
Billing Platform Sales, Internet Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of the
answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some questions.
In the schedule grid below, and in your explanation, are we correct in understanding that the 'retail
direct' figures contain phone and accessory revenue, but since these cannot be broken out (or can
they?), and since the net airtime revenue did not contain phones and accessories, you found the total
phone and accessory revenue and added that into the net airtime figures, then you used this sum to
come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? I know the retail
direct section is labeled "airtime and phones," but, for example, there is airtime in the monthly
program, but only Category 6102 is named "Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the “Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service
can be added as according to a customer’s needs. Includes retail and wholesale sales (to
retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their
service by receiving a 30-day service only extension if needed and add any airtime cards
or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the monthly plans program. For example, monthly plans of varying periods—of up to
one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to
afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation in
the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad
networks will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what level(s) can
you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is
"wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at 23.6% and
25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70% wholesale was just
that—an estimate. It was also based on the whole company as opposed to a particular state or city. The
net airtime revenue (per financial statements) denominator includes not only retail sales, but also
wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the other is the
Airtime Revenue. We were wondering: are you dividing two things that are similar enough to compare?
It seems that Direct Sales would include more than just airtime revenue, probably including handset
sales and internet? So could you give a definition of each one, including what components they
contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator, the grid
below now shows a separate break-out of sales of phones & accessories sales. The retail sales amounts
(numerator) that were provided to you also include both phones & accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the amounts
from earlier years were so very much smaller than the amounts for more current years, yet company
profits appeared high. Has the percentage of sales (comparing ones made without using another retailer
to ones being done directly by TracFone) changed significantly over the years? At this point, it looks
like we will need to see the figures used for calculating the percentages for each year, rather than just
for a few recent years. Could you send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the estimated
wholesale percentages shown.
2010 (1) Retail (Direct) Sales Amounts (Airtime & Phones)Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%
(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%
(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%
(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate amounts for the
long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions. Please be aware
that I should have feedback related to your questions on the retail sales, wholesale sales and airtime revenue
(where I had sent you some roughly estimated percentage amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay as you
go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as according to a
customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service by receiving
a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the monthly plans
program. For example, monthly plans of varying periods—of up to one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford phone
service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-of-charge to
eligible, low-income participants. In turn, TracFone receives payments, which are reimbursements by
USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get TracFone
service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data (internet),
and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay Tracfone for the
use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we requested for
the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on June 30th
and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
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From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we requested for
the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and myself will be
out of the office the rest of this week until Monday. As such, I’d aim to get feedback to you sometime next
week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we put the
word "without," when we actually meant "with." Hopefully, from context, you caught our intended
meaning and have been framing your reply accordingly, but just in case, we wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you have any
questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
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From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology used inside
your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do have a few
further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale," then, to
find what percentage of total sales are Direct Sales, it looks like to me that we should add Direct and
Airtime and divide Direct by the sum. Using this method, we arrive at 23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime Revenue.
We were wondering: are you dividing two things that are similar enough to compare? It seems that
Direct Sales would include more than just airtime revenue, probably including handset sales and
internet? So could you give a definition of each one, including what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction interface
for retail sales. Under the APP, customers engage in one-time credit card based
transactions via the internet or phone. APP based customer transactions are
consummated predominantly via the internet. Furthermore, any TracFone plan program
which is not available to be set up for an automated-recurring charge gets processed
through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can make a
one-time purchase or enroll into programs available for automated or recurring charges,
most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card
transaction interfaces for executing TracFone’s customers’ retail purchases—except that
Billing Platform provides for recurring charges whereas APP allows customers to
engaged in one-time credit card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the breakdown for
2013 and 2014, for example.
2013
Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825
31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014
Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356
35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain if this
means that they were sales made over the internet, not sales of internet (data plans). Perhaps all of your
sales are made in bundles, without breaking out data from telephone services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, June 21, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for the email, and all the clarification you provided. We do appreciate it.
I was reviewing your answers to our questions below, and I noticed that you omitted one of the
questions, the one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores
versus the revenues that come from other stores?" As indicated my original
response, TracFone is a reseller of prepaid wireless service (airtime) that neither
owns any stores nor cellular facilities.
Your answers below seem to indicate that both sales from other stores (which sales TracFone does not
consider "retail"), and any recharges (or what TracFone calls "refills") associated with those sales, were
not included in the figures you sent us. Please verify if this is the correct understanding. Not correct:
TracFone does not own any stores. Refills are retail sales of airtime. As such, customers can
purchase additional airtime (refills) via the internet (i.e., TracFone’s website), and over the
phone. Refills are included in the Billing Platform and Internet Sales retail sales summary
reports/figures that I had sent to you.
So could you send us the percentage breakout between your sales at your Website and by phone (which
we believe you call retail) and your other sales (non-"retail," including refills or what we call recharges
on the non-retail sales)? Retail sales comprise roughly 30% of TracFone’s sales.
Also, let me know if you have any questions concerning the email that we sent to you on April 29th,
concerning other revenues that TracFone receives. Working on…
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 17, 2016 8:34 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see responses below to your questions. *Please note that I am still reviewing your questions
related to TracFone’s chart of accounts.*
Billing Platform Transaction Detail Report: What is?:
OTAPURCH -- ‘over the air’ purchase of prepaid wireless services (airtime) by a customer
through the phone.
Enrollment -- initial (one-time) enrollment of a customer when purchasing airtime.
Recurring -- using the Billing Platform, customers make a one-time purchase or enroll into
programs available for recurring charges, most of which include airtime on a monthly (30 day) basis.
BN Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which allows customers to choose
and buy Airtime directly from their TracFone, so that they can buy Airtime when they need it.
Also, does TracFone receive their revenues for features such as call waiting sold to their
customers, or are they part of the plan when you sell your cards? No, TracFone does not receive
revenues for call waiting. The feature is part of the airtime plan that customers purchase, thus it is not a
separate charge.
After thinking about it, we had some other questions. You mentioned below that the data that
you provided to us does not include retailers such as Walmart. So the revenue figures that you
sent to us are for your own stores? First off, TracFone is a reseller of prepaid wireless service
(airtime) that neither owns any stores nor cellular facilities. It should also be noted that TracFone does
not earn revenue in Burien, Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the
Billing Platform, Internet Sales, and Telephone Sales excel format reports that you received comprise
TracFone’s retail sales amounts. These amounts, which are all of the Company’s retail sales, are from
customer purchases made via the internet (i.e., the TracFone’s website) and over the phone.
Recharges on Sales Made by Outside Stores Such as Walmart:
One more question we forgot to ask you: when you send us the revenue information that we
asked about in the email below, could you also include the charges to customers who have
continued to use your services (directly through your drawing funds from their credit card or
bank account) after they bought a phone or calling card from one of your outside retailers (like
Walmart)? We generally refer to these charges as "recharges." Or are these charges included in
the figures you already sent? Refills of airtime that a customer can purchase at retail via the internet
(i.e., the TracFone’s website), and over the phone. They are included in the Billing Platform and
Internet Sales retail reports that you received.
Recharges on Sales Made by TracFone's Own Stores:
In addition, we will need to ascertain that all recharges done on accounts opened at your own
stores are included somewhere in the information we are provided with, as well: are charges
(associated with sales that initiated at one of your stores) for continued services which were
completed by automatic withdrawals or telephone withdrawals included in the figures you sent to
us? If not, we will need access to these numbers as well. See response to question above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 10, 2016 3:29 PM
To: Nicholas Ford
Subject: TracFone Audit
Hi Nicholas,
Hope everything is going well.
Also, just checking to see how things are coming along with the information that you told us you would
send to us this week.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
Re: TracFone Audit Questions
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Mon, Oct 10, 2016 at 12:23 PM
Hi Nicholas,
Thanks for the information. We will let you know if we have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and
accessory revenue, but since these cannot be broken out (or can they?), Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those sales
can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? See table grid below. I know the retail direct section is labeled
"airtime and phones," but, for example, there is airtime in the monthly program, but only
Category 6102 is named "Airtime Revenue." See table grid below.
Account Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and
how things are coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you
sent detailing the company-wide data and calculated percents (not the city-specific data).
Could you take another look at the question in reference to the company-wide data on the
schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest
e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?)” Response: Yes, the retail sales amounts
contain phone and accessory revenue and they were broken out in separate files for each of
the cities under audit—i.e., ‘telephone sales’. You had received those files some time ago in
separate e-mails. For example, containing individual files for Billing Platform Sales, Internet
Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of
the answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some
questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?), and since the net airtime revenue did not contain
phones and accessories, you found the total phone and accessory revenue and added that
into the net airtime figures, then you used this sum to come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? I know the retail direct section is labeled "airtime and phones," but,
for example, there is airtime in the monthly program, but only Category 6102 is named
"Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
“Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be
added as according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect
their service by receiving a 30-day service only extension if needed and add any
airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—
are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad networks
will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what
level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can
tell, in providing the information below there are no outstanding questions and/or requests
for other information. Assuming that’s the case, we are asking once again for an opportunity
to meet with you—as we also requested in December 2014 to meet in January 2015—and
discuss your WA local/city audits with the aim of bringing them to a resolution. If you would,
please provide some timeframes in the near future that would be convenient for you for
purposes of sitting down with us to discuss your audit s. For example, October 2016 would
work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as opposed
to a particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator,
the grid below now shows a separate break-out of sales of phones & accessories sales. The
retail sales amounts (numerator) that were provided to you also include both phones &
accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the
amounts from earlier years were so very much smaller than the amounts for more current
years, yet company profits appeared high. Has the percentage of sales (comparing ones
made without using another retailer to ones being done directly by TracFone) changed
significantly over the years? At this point, it looks like we will need to see the figures used for
calculating the percentages for each year, rather than just for a few recent years. Could you
send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010 (1) Retail (Direct) Sales Amounts (Airtime & Phones)Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825 31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356 35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain
if this means that they were sales made over the internet, not sales of internet (data plans).
Perhaps all of your sales are made in bundles, without breaking out data from telephone
services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, June 21, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for the email, and all the clarification you provided. We do appreciate it.
I was reviewing your answers to our questions below, and I noticed that you omitted one of
the questions, the one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores versus
the revenues that come from other stores?" As indicated my original response, TracFone
is a reseller of prepaid wireless service (airtime) that neither owns any stores nor
cellular facilities.
Your answers below seem to indicate that both sales from other stores (which sales TracFone does not
consider "retail"), and any recharges (or what TracFone calls "refills") associated with those sales, were
not included in the figures you sent us. Please verify if this is the correct understanding. Not correct:
TracFone does not own any stores. Refills are retail sales of airtime. As such, customers can
purchase additional airtime (refills) via the internet (i.e., TracFone’s website), and over the
phone. Refills are included in the Billing Platform and Internet Sales retail sales summary
reports/figures that I had sent to you.
So could you send us the percentage breakout between your sales at your Website and by phone (which
we believe you call retail) and your other sales (non-"retail," including refills or what we call recharges
on the non-retail sales)? Retail sales comprise roughly 30% of TracFone’s sales.
Also, let me know if you have any questions concerning the email that we sent to you on April 29th,
concerning other revenues that TracFone receives. Working on…
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 17, 2016 8:34 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see responses below to your questions. *Please note that I am still reviewing your
questions related to TracFone’s chart of accounts.*
Billing Platform Transaction Detail Report: What is?:
OTAPURCH -- ‘over the air’ purchase of prepaid wireless services (airtime) by a
customer through the phone.
Enrollment -- initial (one-time) enrollment of a customer when purchasing airtime.
Recurring -- using the Billing Platform, customers make a one-time purchase or enroll into
programs available for recurring charges, most of which include airtime on a monthly (30 day) basis.
BN Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which allows customers to choose
and buy Airtime directly from their TracFone, so that they can buy Airtime when they need it.
Also, does TracFone receive their revenues for features such as call waiting sold to their
customers, or are they part of the plan when you sell your cards? No, TracFone does not receive
revenues for call waiting. The feature is part of the airtime plan that customers purchase, thus it is not a
separate charge.
After thinking about it, we had some other questions. You mentioned below that the
data that you provided to us does not include retailers such as Walmart. So the
revenue figures that you sent to us are for your own stores? First off, TracFone is a
reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities. It should also be noted that TracFone does not earn revenue in Burien, Federal
Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing Platform, Internet Sales,
and Telephone Sales excel format reports that you received comprise TracFone’s retail sales
amounts. These amounts, which are all of the Company’s retail sales, are from customer
purchases made via the internet (i.e., the TracFone’s website) and over the phone.
Recharges on Sales Made by Outside Stores Such as Walmart:
One more question we forgot to ask you: when you send us the revenue information that we
asked about in the email below, could you also include the charges to customers who have
continued to use your services (directly through your drawing funds from their credit card or
bank account) after they bought a phone or calling card from one of your outside retailers (like
Walmart)? We generally refer to these charges as "recharges." Or are these charges included in
the figures you already sent? Refills of airtime that a customer can purchase at retail via the internet
(i.e., the TracFone’s website), and over the phone. They are included in the Billing Platform and
Internet Sales retail reports that you received.
Recharges on Sales Made by TracFone's Own Stores:
In addition, we will need to ascertain that all recharges done on accounts opened at
your own stores are included somewhere in the information we are provided with, as
well: are charges (associated with sales that initiated at one of your stores) for
continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 10, 2016 3:29 PM
To: Nicholas Ford
Subject: TracFone Audit
Hi Nicholas,
Hope everything is going well.
Also, just checking to see how things are coming along with the information that you told us
you would send to us this week.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
Re: TracFone Audit Questions
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Mon, Oct 17, 2016 at 2:12 PM
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate numbers you sent.
Why did you add phones in one rather than removing them from the other? How difficult would that be
to convert these to non-accessary numbers? That would be a bit more accurate, but for estimation
purposes, we could also assume that the percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-wide
figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and accessory
revenue, but since these cannot be broken out (or can they?), Yes, the retail direct figures in the
schedule grid below include phones and accessories sales and yes those sales can be broken out. and
since the net airtime revenue did not contain phones and accessories, you found the total phone and
accessory revenue and added that into the net airtime figures, then you used this sum to come up with
the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and
how things are coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you
sent detailing the company-wide data and calculated percents (not the city-specific data).
Could you take another look at the question in reference to the company-wide data on the
schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest
e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?)” Response: Yes, the retail sales amounts
contain phone and accessory revenue and they were broken out in separate files for each of
the cities under audit—i.e., ‘telephone sales’. You had received those files some time ago in
separate e-mails. For example, containing individual files for Billing Platform Sales, Internet
Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of
the answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some
questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?), and since the net airtime revenue did not contain
phones and accessories, you found the total phone and accessory revenue and added that
into the net airtime figures, then you used this sum to come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? I know the retail direct section is labeled "airtime and phones," but,
for example, there is airtime in the monthly program, but only Category 6102 is named
"Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
“Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be
added as according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect
their service by receiving a 30-day service only extension if needed and add any
airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—
are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad networks
will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what
level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as opposed
to a particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator, the grid
below now shows a separate break-out of sales of phones & accessories sales. The retail sales amounts
(numerator) that were provided to you also include both phones & accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the
amounts from earlier years were so very much smaller than the amounts for more current
years, yet company profits appeared high. Has the percentage of sales (comparing ones
made without using another retailer to ones being done directly by TracFone) changed
significantly over the years? At this point, it looks like we will need to see the figures used for
calculating the percentages for each year, rather than just for a few recent years. Could you
send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014 (1) Retail (Direct) Sales Amounts (Airtime & Phones)Company-Wide 2,144,494,356 31%
(2) Net Airtime Revenue (Per Financial Statements) 6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825 31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)Company-Wide 35%
2,144,494,356
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain
if this means that they were sales made over the internet, not sales of internet (data plans).
Perhaps all of your sales are made in bundles, without breaking out data from telephone
services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, June 21, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for the email, and all the clarification you provided. We do appreciate it.
I was reviewing your answers to our questions below, and I noticed that you omitted one of
the questions, the one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores versus
the revenues that come from other stores?" As indicated my original response, TracFone
is a reseller of prepaid wireless service (airtime) that neither owns any stores nor
cellular facilities.
Your answers below seem to indicate that both sales from other stores (which sales TracFone does not
consider "retail"), and any recharges (or what TracFone calls "refills") associated with those sales, were
not included in the figures you sent us. Please verify if this is the correct understanding. Not correct:
TracFone does not own any stores. Refills are retail sales of airtime. As such, customers can
purchase additional airtime (refills) via the internet (i.e., TracFone’s website), and over the
phone. Refills are included in the Billing Platform and Internet Sales retail sales summary
reports/figures that I had sent to you.
So could you send us the percentage breakout between your sales at your Website and by phone (which
we believe you call retail) and your other sales (non-"retail," including refills or what we call recharges
on the non-retail sales)? Retail sales comprise roughly 30% of TracFone’s sales.
Also, let me know if you have any questions concerning the email that we sent to you on April 29th,
concerning other revenues that TracFone receives. Working on…
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 17, 2016 8:34 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see responses below to your questions. *Please note that I am still reviewing your
questions related to TracFone’s chart of accounts.*
Billing Platform Transaction Detail Report: What is?:
OTAPURCH -- ‘over the air’ purchase of prepaid wireless services (airtime) by a
customer through the phone.
Enrollment -- initial (one-time) enrollment of a customer when purchasing airtime.
Recurring -- using the Billing Platform, customers make a one-time purchase or enroll into
programs available for recurring charges, most of which include airtime on a monthly (30 day) basis.
BN Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which allows customers to choose
and buy Airtime directly from their TracFone, so that they can buy Airtime when they need it.
Also, does TracFone receive their revenues for features such as call waiting sold to their
customers, or are they part of the plan when you sell your cards? No, TracFone does not receive
revenues for call waiting. The feature is part of the airtime plan that customers purchase, thus it is not a
separate charge.
After thinking about it, we had some other questions. You mentioned below that the
data that you provided to us does not include retailers such as Walmart. So the
revenue figures that you sent to us are for your own stores? First off, TracFone is a
reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities. It should also be noted that TracFone does not earn revenue in Burien, Federal
Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing Platform, Internet Sales,
and Telephone Sales excel format reports that you received comprise TracFone’s retail sales
amounts. These amounts, which are all of the Company’s retail sales, are from customer
purchases made via the internet (i.e., the TracFone’s website) and over the phone.
Recharges on Sales Made by Outside Stores Such as Walmart:
One more question we forgot to ask you: when you send us the revenue information that we
asked about in the email below, could you also include the charges to customers who have
continued to use your services (directly through your drawing funds from their credit card or
bank account) after they bought a phone or calling card from one of your outside retailers (like
Walmart)? We generally refer to these charges as "recharges." Or are these charges included in
the figures you already sent? Refills of airtime that a customer can purchase at retail via the internet
(i.e., the TracFone’s website), and over the phone. They are included in the Billing Platform and
Internet Sales retail reports that you received.
Recharges on Sales Made by TracFone's Own Stores:
In addition, we will need to ascertain that all recharges done on accounts opened at
your own stores are included somewhere in the information we are provided with, as
well: are charges (associated with sales that initiated at one of your stores) for
continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 10, 2016 3:29 PM
To: Nicholas Ford
Subject: TracFone Audit
Hi Nicholas,
Hope everything is going well.
Also, just checking to see how things are coming along with the information that you told us
you would send to us this week.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
TracFone Audit Questions
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Fri, Oct 28, 2016 at 5:14 PM
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
received this email in error, please notify the person who sent it, and immediately delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide
date figures, it does look as though we are pretty much comparing like numbers; we know the
Safelink program represents a tiny proportion of revenues, and other than that, the figures
contain the same elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate numbers
you sent. Why did you add phones in one rather than removing them from the other? How
difficult would that be to convert these to non-accessary numbers? That would be a bit more
accurate, but for estimation purposes, we could also assume that the percentages would be the
same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-
wide figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
received this email in error, please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and
accessory revenue, but since these cannot be broken out (or can they?), Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those sales can
be broken out. and since the net airtime revenue did not contain phones and accessories, you
found the total phone and accessory revenue and added that into the net airtime figures, then
you used this sum to come up with the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below),
I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? See table grid below. I know the retail direct section is labeled
"airtime and phones," but, for example, there is airtime in the monthly program, but only
Category 6102 is named "Airtime Revenue." See table grid below.
Account Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only
for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below
and how things are coming along with the other information that you were going to
send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be
confidential and proprietary, and any use or distribution of the information contained herein may be prohibited
by law. If you are not a named recipient, or if you have received this email in error, please notify the person who
sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the
schedule you sent detailing the company-wide data and calculated percents (not the
city-specific data). Could you take another look at the question in reference to the
company-wide data on the schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
received this email in error, please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your
latest e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct
in understanding that the 'retail direct' figures contain phone and accessory revenue,
but since these cannot be broken out (or can they?)” Response: Yes, the retail sales
amounts contain phone and accessory revenue and they were broken out in separate
files for each of the cities under audit—i.e., ‘telephone sales’. You had received those
files some time ago in separate e-mails. For example, containing individual files for
Billing Platform Sales, Internet Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his
review of the answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only
for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be
confidential and proprietary, and any use or distribution of the information contained herein may be prohibited
by law. If you are not a named recipient, or if you have received this email in error, please notify the person who
sent it, and immediately delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at
which time I can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only
for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have
some questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but
since these cannot be broken out (or can they?), and since the net airtime revenue did
not contain phones and accessories, you found the total phone and accessory
revenue and added that into the net airtime figures, then you used this sum to come
up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up
with percentages. Which of the revenue code categories below are included in the the
Airtime revenue values you sent August 26th? And which are included in the Retail
Direct revenue values sent August 26th? I know the retail direct section is labeled
"airtime and phones," but, for example, there is airtime in the monthly program, but
only Category 6102 is named "Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the “Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of
service can be added as according to a customer’s needs. Includes retail and wholesale
sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and
protect their service by receiving a 30-day service only extension if needed and
add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the monthly plans program. For example, monthly plans of varying periods—of up to
one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income
households to afford phone service. In the Safelink (Lifeline) Program,
TracFone gives airtime (minutes) service free-of-charge to eligible, low-income
participants. In turn, TracFone receives payments, which are reimbursements
by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card.
BYOP stands for Bring Your Own Phone. With TracFone's Bring Your Own
Phone program, a customer can get TracFone service on their current
phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime)
of voice, data (internet), and texting. ILD makes it easy for wireless customers
to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad
networks will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At
what level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
received this email in error, please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can
tell, in providing the information below there are no outstanding questions and/or requests for
other information. Assuming that’s the case, we are asking once again for an opportunity to
meet with you—as we also requested in December 2014 to meet in January 2015—and discuss
your WA local/city audits with the aim of bringing them to a resolution. If you would, please
provide some timeframes in the near future that would be convenient for you for purposes of
sitting down with us to discuss your audits. For example, October 2016 would work for us,
with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime
Revenue is "wholesale," then, to find what percentage of total sales are Direct Sales, it
looks like to me that we should add Direct and Airtime and divide Direct by the sum.
Using this method, we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as
opposed to a particular state or city. The net airtime revenue (per financial statements)
denominator includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and
the other is the Airtime Revenue. We were wondering: are you dividing two things that
are similar enough to compare? It seems that Direct Sales would include more than
just airtime revenue, probably including handset sales and internet? So could you give
a definition of each one, including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator, the
grid below now shows a separate break-out of sales of phones & accessories sales. The retail
sales amounts (numerator) that were provided to you also include both phones & accessories
sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and
the amounts from earlier years were so very much smaller than the amounts for more
current years, yet company profits appeared high. Has the percentage of sales
(comparing ones made without using another retailer to ones being done directly by
TracFone) changed significantly over the years? At this point, it looks like we will need
to see the figures used for calculating the percentages for each year, rather than just
for a few recent years. Could you send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =
2012 (1) Retail (Direct) Sales Amounts (Airtime & Phones)Company-Wide 1,164,915,001
(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements) 502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling
activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only
for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know
if we have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
received this email in error, please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related
questions. Please be aware that I should have feedback related to your questions on the
retail sales, wholesale sales and airtime revenue (where I had sent you some roughly
estimated percentage amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the “Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service
can be added as according to a customer’s needs. Includes retail and wholesale sales (to
retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their
service by receiving a 30-day service only extension if needed and add any airtime cards
or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the monthly plans program. For example, monthly plans of varying periods—of up to one
year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to
afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes)
service free-of-charge to eligible, low-income participants. In turn, TracFone receives
payments, which are reimbursements by USAC for TracFone’s participation in the Safelink
program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer
can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice,
data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad
networks will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only
for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that
we requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
received this email in error, please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your
questions and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only
for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we
requested on June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
received this email in error, please notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that
we requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be
confidential and proprietary, and any use or distribution of the information contained herein may be prohibited
by law. If you are not a named recipient, or if you have received this email in error, please notify the person who
sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax
and myself will be out of the office the rest of this week until Monday. As such, I’d aim to get
feedback to you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item
(3), we put the word "without," when we actually meant "with." Hopefully, from
context, you caught our intended meaning and have been framing your reply
accordingly, but just in case, we wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
received this email in error, please notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and
if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
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contents may be confidential and proprietary, and any use or distribution of the information
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From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the
terminology used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but
we do have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is
"wholesale," then, to find what percentage of total sales are Direct Sales, it looks like
to me that we should add Direct and Airtime and divide Direct by the sum. Using this
method, we arrive at 23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the
Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime
revenue, probably including handset sales and internet? So could you give a definition
of each one, including what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier
years were so very much smaller than the amounts for more current years, yet company profits
appeared high. Has the percentage of sales (comparing ones made without using another retailer
to ones being done directly by TracFone) changed significantly over the years? At this point, it
looks like we will need to see the figures used for calculating the percentages for each year,
rather than just for a few recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we
sent to you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card
transaction interface for retail sales. Under the APP, customers engage
in one-time credit card based transactions via the internet or phone.
APP based customer transactions are consummated predominantly via
the internet. Furthermore, any TracFone plan program which is not
available to be set up for an automated-recurring charge gets processed
through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment
Plan (“APP”) to provide a system for automated-recurring charges.
Customers can make a one-time purchase or enroll into programs
available for automated or recurring charges, most of which include
airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card
transaction interfaces for executing TracFone’s customers’ retail purchases—except
that Billing Platform provides for recurring charges whereas APP allows customers to
engaged in one-time credit card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825 31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356 35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only
for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we
understand what each report is showing, so could you review with us the definition for each
report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to
ascertain if this means that they were sales made over the internet, not sales of
internet (data plans). Perhaps all of your sales are made in bundles, without breaking
out data from telephone services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales
verses non-retail sales? We were wondering, as well, if this percent changed significantly over
time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only
for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, June 21, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for the email, and all the clarification you provided. We do appreciate it.
I was reviewing your answers to our questions below, and I noticed that you omitted
one of the questions, the one asking for a percentage of revenues that come from
other stores:
". . . could you tell us the percentage of your revenues that come from your stores
versus the revenues that come from other stores?" As indicated my original
response, TracFone is a reseller of prepaid wireless service (airtime) that neither
owns any stores nor cellular facilities.
Your answers below seem to indicate that both sales from other stores (which sales TracFone
does not consider "retail"), and any recharges (or what TracFone calls "refills") associated with
those sales, were not included in the figures you sent us. Please verify if this is the correct
understanding. Not correct: TracFone does not own any stores. Refills are retail sales of
airtime. As such, customers can purchase additional airtime (refills) via the internet (i.e.,
TracFone’s website), and over the phone. Refills are included in the Billing Platform and
Internet Sales retail sales summary reports/figures that I had sent to you.
So could you send us the percentage breakout between your sales at your Website and by phone
(which we believe you call retail) and your other sales (non-"retail," including refills or what we
call recharges on the non-retail sales)? Retail sales comprise roughly 30% of TracFone’s
sales.
Also, let me know if you have any questions concerning the email that we sent to you on April
29th, concerning other revenues that TracFone receives. Working on…
Have a great afternoon.
Mike
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contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 17, 2016 8:34 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see responses below to your questions. *Please note that I am still
reviewing your questions related to TracFone’s chart of accounts.*
Billing Platform Transaction Detail Report: What is?:
· OTAPURCH -- ‘over the air’ purchase of prepaid wireless services (airtime) by a
customer through the phone.
· Enrollment -- initial (one-time) enrollment of a customer when purchasing
airtime.
· Recurring -- using the Billing Platform, customers make a one-time purchase or enroll
into programs available for recurring charges, most of which include airtime on a monthly (30
day) basis.
· BN Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which allows customers to
choose and buy Airtime directly from their TracFone, so that they can buy Airtime when they
need it.
Also, does TracFone receive their revenues for features such as call waiting sold to their
customers, or are they part of the plan when you sell your cards? No, TracFone does not
receive revenues for call waiting. The feature is part of the airtime plan that customers
purchase, thus it is not a separate charge.
After thinking about it, we had some other questions. You mentioned below that the
data that you provided to us does not include retailers such as Walmart. So the
revenue figures that you sent to us are for your own stores? First off, TracFone is a
reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities. It should also be noted that TracFone does not earn revenue in Burien,
Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing Platform,
Internet Sales, and Telephone Sales excel format reports that you received comprise
TracFone’s retail sales amounts. These amounts, which are all of the Company’s retail
sales, are from customer purchases made via the internet (i.e., the TracFone’s website)
and over the phone.
Recharges on Sales Made by Outside Stores Such as Walmart:
One more question we forgot to ask you: when you send us the revenue information that we
asked about in the email below, could you also include the charges to customers who have
continued to use your services (directly through your drawing funds from their credit card or
bank account) after they bought a phone or calling card from one of your outside retailers (like
Walmart)? We generally refer to these charges as "recharges." Or are these charges included in
the figures you already sent? Refills of airtime that a customer can purchase at retail via the
internet (i.e., the TracFone’s website), and over the phone. They are included in the Billing
Platform and Internet Sales retail reports that you received.
Recharges on Sales Made by TracFone's Own Stores:
In addition, we will need to ascertain that all recharges done on accounts opened at
your own stores are included somewhere in the information we are provided with, as
well: are charges (associated with sales that initiated at one of your stores) for
continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn.
3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION
intended only for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com] Sent: Friday, June 10, 2016 3:29 PM To: Nicholas
Ford Subject: TracFone Audit
Hi Nicholas,
Hope everything is going well.
Also, just checking to see how things are coming along with the information that you
told us you would send to us this week.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC.
The contents may be confidential and proprietary, and any use or distribution of the
information contained herein may be prohibited by law. If you are not a named
recipient, or if you have received this email in error, please notify the person who sent
it, and immediately delete it.
Nicholas Ford
nford@tracfone.com
Edit contact
You and Nicholas Ford appeared together on 365 messages between July 2018 and Feb 2021. There
were no messages from last week and on average 0.6 messages per week for last year.
RE: TracFone Audit Questions
Inbox
Nicholas Ford <nford@tracfone.com>
To:TRS
Tue, Nov 1, 2016 at 3:04 PM
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual resolution, we
need to have a meeting as per our several previous requests. We would be glad to respond in-person to all of
your questions, including your most recent set contained in your 10/17/2016 e-mail to us as shown below.
Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate numbers you sent.
Why did you add phones in one rather than removing them from the other? How difficult would that be
to convert these to non-accessary numbers? That would be a bit more accurate, but for estimation
purposes, we could also assume that the percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-wide
figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and accessory
revenue, but since these cannot be broken out (or can they?), Yes, the retail direct figures in the
schedule grid below include phones and accessories sales and yes those sales can be broken out. and
since the net airtime revenue did not contain phones and accessories, you found the total phone and
accessory revenue and added that into the net airtime figures, then you used this sum to come up with
the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and how things are
coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you sent
detailing the company-wide data and calculated percents (not the city-specific data). Could you take
another look at the question in reference to the company-wide data on the schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in understanding
that the 'retail direct' figures contain phone and accessory revenue, but since these cannot be broken out
(or can they?)” Response: Yes, the retail sales amounts contain phone and accessory revenue and
they were broken out in separate files for each of the cities under audit—i.e., ‘telephone sales’. You
had received those files some time ago in separate e-mails. For example, containing individual files for
Billing Platform Sales, Internet Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of the
answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some questions.
In the schedule grid below, and in your explanation, are we correct in understanding that the 'retail
direct' figures contain phone and accessory revenue, but since these cannot be broken out (or can
they?), and since the net airtime revenue did not contain phones and accessories, you found the total
phone and accessory revenue and added that into the net airtime figures, then you used this sum to
come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? I know the retail
direct section is labeled "airtime and phones," but, for example, there is airtime in the monthly
program, but only Category 6102 is named "Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the “Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service
can be added as according to a customer’s needs. Includes retail and wholesale sales (to
retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their
service by receiving a 30-day service only extension if needed and add any airtime cards
or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the monthly plans program. For example, monthly plans of varying periods—of up to
one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to
afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation in
the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad
networks will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what level(s) can
you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is
"wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at 23.6% and
25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70% wholesale was just
that—an estimate. It was also based on the whole company as opposed to a particular state or city. The
net airtime revenue (per financial statements) denominator includes not only retail sales, but also
wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the other is the
Airtime Revenue. We were wondering: are you dividing two things that are similar enough to compare?
It seems that Direct Sales would include more than just airtime revenue, probably including handset
sales and internet? So could you give a definition of each one, including what components they
contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator, the grid
below now shows a separate break-out of sales of phones & accessories sales. The retail sales amounts
(numerator) that were provided to you also include both phones & accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the amounts
from earlier years were so very much smaller than the amounts for more current years, yet company
profits appeared high. Has the percentage of sales (comparing ones made without using another retailer
to ones being done directly by TracFone) changed significantly over the years? At this point, it looks
like we will need to see the figures used for calculating the percentages for each year, rather than just
for a few recent years. Could you send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the estimated
wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%
(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012 (1) Retail (Direct) Sales Amounts (Airtime & Phones)Company-Wide 1,164,915,001 24%
(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements) 502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%
(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide 2,330,936,554 33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements) 699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate amounts for the
long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions. Please be aware
that I should have feedback related to your questions on the retail sales, wholesale sales and airtime revenue
(where I had sent you some roughly estimated percentage amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay as you
go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as according to a
customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service by receiving
a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the monthly plans
program. For example, monthly plans of varying periods—of up to one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford phone
service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-of-charge to
eligible, low-income participants. In turn, TracFone receives payments, which are reimbursements by
USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get TracFone
service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data (internet),
and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay Tracfone for the
use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we requested for
the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on June 30th
and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we requested for
the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and myself will be
out of the office the rest of this week until Monday. As such, I’d aim to get feedback to you sometime next
week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we put the
word "without," when we actually meant "with." Hopefully, from context, you caught our intended
meaning and have been framing your reply accordingly, but just in case, we wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you have any
questions.
Thanks Nicholas.
Have a great weekend.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology used inside
your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do have a few
further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale," then, to
find what percentage of total sales are Direct Sales, it looks like to me that we should add Direct and
Airtime and divide Direct by the sum. Using this method, we arrive at 23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime Revenue.
We were wondering: are you dividing two things that are similar enough to compare? It seems that
Direct Sales would include more than just airtime revenue, probably including handset sales and
internet? So could you give a definition of each one, including what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction interface
for retail sales. Under the APP, customers engage in one-time credit card based
transactions via the internet or phone. APP based customer transactions are
consummated predominantly via the internet. Furthermore, any TracFone plan program
which is not available to be set up for an automated-recurring charge gets processed
through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can make a
one-time purchase or enroll into programs available for automated or recurring charges,
most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card
transaction interfaces for executing TracFone’s customers’ retail purchases—except that
Billing Platform provides for recurring charges whereas APP allows customers to
engaged in one-time credit card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the breakdown for
2013 and 2014, for example.
2013
Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825
31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014
Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356
35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain if this
means that they were sales made over the internet, not sales of internet (data plans). Perhaps all of your
sales are made in bundles, without breaking out data from telephone services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
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delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, June 21, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for the email, and all the clarification you provided. We do appreciate it.
I was reviewing your answers to our questions below, and I noticed that you omitted one of the
questions, the one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores
versus the revenues that come from other stores?" As indicated my original response,
TracFone is a reseller of prepaid wireless service (airtime) that neither owns any
stores nor cellular facilities.
Your answers below seem to indicate that both sales from other stores (which sales TracFone does not
consider "retail"), and any recharges (or what TracFone calls "refills") associated with those sales, were
not included in the figures you sent us. Please verify if this is the correct understanding. Not correct:
TracFone does not own any stores. Refills are retail sales of airtime. As such, customers can
purchase additional airtime (refills) via the internet (i.e., TracFone’s website), and over the
phone. Refills are included in the Billing Platform and Internet Sales retail sales summary
reports/figures that I had sent to you.
So could you send us the percentage breakout between your sales at your Website and by phone (which
we believe you call retail) and your other sales (non-"retail," including refills or what we call recharges
on the non-retail sales)? Retail sales comprise roughly 30% of TracFone’s sales.
Also, let me know if you have any questions concerning the email that we sent to you on April 29th,
concerning other revenues that TracFone receives. Working on…
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 17, 2016 8:34 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see responses below to your questions. *Please note that I am still reviewing your
questions related to TracFone’s chart of accounts.*
Billing Platform Transaction Detail Report: What is?:
· OTAPURCH -- ‘over the air’ purchase of prepaid wireless services (airtime) by a customer
through the phone.
· Enrollment -- initial (one-time) enrollment of a customer when purchasing airtime.
· Recurring -- using the Billing Platform, customers make a one-time purchase or enroll into
programs available for recurring charges, most of which include airtime on a monthly (30 day) basis.
· BN Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which allows customers to
choose and buy Airtime directly from their TracFone, so that they can buy Airtime when they need it.
Also, does TracFone receive their revenues for features such as call waiting sold to their customers, or
are they part of the plan when you sell your cards? No, TracFone does not receive revenues for call
waiting. The feature is part of the airtime plan that customers purchase, thus it is not a separate charge.
After thinking about it, we had some other questions. You mentioned below that the data that you
provided to us does not include retailers such as Walmart. So the revenue figures that you sent to us are
for your own stores? First off, TracFone is a reseller of prepaid wireless service (airtime) that neither
owns any stores nor cellular facilities. It should also be noted that TracFone does not earn revenue in
Burien, Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing Platform,
Internet Sales, and Telephone Sales excel format reports that you received comprise TracFone’s retail
sales amounts. These amounts, which are all of the Company’s retail sales, are from customer
purchases made via the internet (i.e., the TracFone’s website) and over the phone.
Recharges on Sales Made by Outside Stores Such as Walmart:
One more question we forgot to ask you: when you send us the revenue information that we asked
about in the email below, could you also include the charges to customers who have continued to use
your services (directly through your drawing funds from their credit card or bank account) after they
bought a phone or calling card from one of your outside retailers (like Walmart)? We generally refer to
these charges as "recharges." Or are these charges included in the figures you already sent? Refills of
airtime that a customer can purchase at retail via the internet (i.e., the TracFone’s website), and over the
phone. They are included in the Billing Platform and Internet Sales retail reports that you received.
Recharges on Sales Made by TracFone's Own Stores:
In addition, we will need to ascertain that all recharges done on accounts opened at your own stores are
included somewhere in the information we are provided with, as well: are charges (associated with
sales that initiated at one of your stores) for continued services which were completed by automatic
withdrawals or telephone withdrawals included in the figures you sent to us? If not, we will need access
to these numbers as well. See response to question above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION
intended only for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com] Sent: Friday, June 10, 2016 3:29 PM To: Nicholas Ford
Subject: TracFone Audit
Hi Nicholas,
Hope everything is going well.
Also, just checking to see how things are coming along with the information that you told us you would
send to us this week.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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may be confidential and proprietary, and any use or distribution of the information contained herein
may be prohibited by law. If you are not a named recipient, or if you have received this email in error,
please notify the person who sent it, and immediately delete it.
Re: TracFone Audit Questions
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Wed, Nov 2, 2016 at 2:24 PM
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we
would need to complete the audit first and then we could talk about meeting with your
attorney and with legal representatives from the cities. As you know, the city statutes require
that you open your books for tax audits, and we simply just want to first obtain the rest of the
information that we need to complete the audit.
We are down to just the three questions on the email below. Are there any of them that you
will be unable to answer? Please send us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in
the chart below (October 10) refer to the company-wide figures supplied to us on August
26th.
-If you don't want to explain why you added phones to one amount rather than subtracted
phones from the other, we can certainly estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of
intrastate and interstate, since bundles are taxable when not broken out in the regular course
of business, we can just go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your
company was breaking out your data-related revenues because of the data you sent titled
"internet." Now we realize that this amount was actually revenue figures for sales made by
your company online, not data service. So it would be great if we could get percentages from
you regarding data sold to customers, so that this may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to
continue to wait on your answers or if we should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual
resolution, we need to have a meeting as per our several previous requests. We would be glad to
respond in-person to all of your questions, including your most recent set contained in your
10/17/2016 e-mail to us as shown below. Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate
numbers you sent. Why did you add phones in one rather than removing them from the
other? How difficult would that be to convert these to non-accessary numbers? That would
be a bit more accurate, but for estimation purposes, we could also assume that the
percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-
wide figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and
accessory revenue, but since these cannot be broken out (or can they?), Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those sales
can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account
Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and
how things are coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you
sent detailing the company-wide data and calculated percents (not the city-specific data).
Could you take another look at the question in reference to the company-wide data on the
schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest
e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?)” Response: Yes, the retail sales amounts
contain phone and accessory revenue and they were broken out in separate files for each of
the cities under audit—i.e., ‘telephone sales’. You had received those files some time ago in
separate e-mails. For example, containing individual files for Billing Platform Sales, Internet
Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of
the answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some
questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?), and since the net airtime revenue did not contain
phones and accessories, you found the total phone and accessory revenue and added that
into the net airtime figures, then you used this sum to come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? I know the retail direct section is labeled "airtime and phones," but,
for example, there is airtime in the monthly program, but only Category 6102 is named
"Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
“Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be
added as according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect
their service by receiving a 30-day service only extension if needed and add any
airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—
are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad networks
will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what
level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as opposed
to a particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator,
the grid below now shows a separate break-out of sales of phones & accessories sales. The
retail sales amounts (numerator) that were provided to you also include both phones &
accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the
amounts from earlier years were so very much smaller than the amounts for more current
years, yet company profits appeared high. Has the percentage of sales (comparing ones
made without using another retailer to ones being done directly by TracFone) changed
significantly over the years? At this point, it looks like we will need to see the figures used for
calculating the percentages for each year, rather than just for a few recent years. Could you
send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825 31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356 35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain
if this means that they were sales made over the internet, not sales of internet (data plans).
Perhaps all of your sales are made in bundles, without breaking out data from telephone
services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, June 21, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas, Thanks for the email, and all the clarification you provided. We do appreciate it. I was
reviewing your answers to our questions below, and I noticed that you omitted one of the questions, the
one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores versus
the revenues that come from other stores?" As indicated my original response, TracFone is
a reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities.
Your answers below seem to indicate that both sales from other stores (which sales TracFone does not
consider "retail"), and any recharges (or what TracFone calls "refills") associated with those sales, were
not included in the figures you sent us. Please verify if this is the correct understanding. Not correct:
TracFone does not own any stores. Refills are retail sales of airtime. As such, customers can purchase
additional airtime (refills) via the internet (i.e., TracFone’s website), and over the phone. Refills are
included in the Billing Platform and Internet Sales retail sales summary reports/figures that I had sent
to you.
So could you send us the percentage breakout between your sales at your Website and by phone (which
we believe you call retail) and your other sales (non-"retail," including refills or what we call recharges
on the non-retail sales)? Retail sales comprise roughly 30% of TracFone’s sales.
Also, let me know if you have any questions concerning the email that we sent to you on April 29th,
concerning other revenues that TracFone receives. Working on…
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
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From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday,
June 17, 2016 8:34 AM Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see responses below to your questions. *Please note that I am still
reviewing your questions related to TracFone’s chart of accounts.* Billing Platform
Transaction Detail Report: What is?: · OTAPURCH -- ‘over the air’ purchase of prepaid
wireless services (airtime) by a customer through the phone. · Enrollment -- initial (one-
time) enrollment of a customer when purchasing airtime. · Recurring -- using the Billing
Platform, customers make a one-time purchase or enroll into programs available for recurring
charges, most of which include airtime on a monthly (30 day) basis. · BN Enrollment –
‘Buy Now-Airtime on Demand’ enrollment’, which allows customers to choose and buy
Airtime directly from their TracFone, so that they can buy Airtime when they need it. Also,
does TracFone receive their revenues for features such as call waiting sold to their
customers, or are they part of the plan when you sell your cards? No, TracFone does not
receive revenues for call waiting. The feature is part of the airtime plan that customers
purchase, thus it is not a separate charge. After thinking about it, we had some other
questions. You mentioned below that the data that you provided to us does not include
retailers such as Walmart. So the revenue figures that you sent to us are for your own
stores? First off, TracFone is a reseller of prepaid wireless service (airtime) that neither owns
any stores nor cellular facilities. It should also be noted that TracFone does not earn revenue
in Burien, Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing
Platform, Internet Sales, and Telephone Sales excel format reports that you received
comprise TracFone’s retail sales amounts. These amounts, which are all of the Company’s
retail sales, are from customer purchases made via the internet (i.e., the TracFone’s website)
and over the phone. Recharges on Sales Made by Outside Stores Such as Walmart: One
more question we forgot to ask you: when you send us the revenue information that we
asked about in the email below, could you also include the charges to customers who have
continued to use your services (directly through your drawing funds from their credit card or
bank account) after they bought a phone or calling card from one of your outside retailers
(like Walmart)? We generally refer to these charges as "recharges." Or are these charges
included in the figures you already sent? Refills of airtime that a customer can purchase at
retail via the internet (i.e., the TracFone’s website), and over the phone. They are included in
the Billing Platform and Internet Sales retail reports that you received. Recharges on Sales
Made by TracFone's Own Stores: In addition, we will need to ascertain that all recharges
done on accounts opened at your own stores are included somewhere in the information we
are provided with, as well: are charges (associated with sales that initiated at one of your
stores) for continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above. Thanks, Nicholas E. Ford | Corporate
Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________ This Email contains
PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use
of the Addressee(s) named above. From: TRS [mailto:crisp@trs-integrity.com] Sent:
Friday, June 10, 2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi Nicholas,
Hope everything is going well. Also, just checking to see how things are coming along with
the information that you told us you would send to us this week. Let us know if you have
any questions. Thanks Nicholas. Have a great afternoon. Mike This email and any files
attached to it are the property of Tax Recovery Services, LLC. The contents may be
confidential and proprietary, and any use or distribution of the information contained herein
may be prohibited by law. If you are not a named recipient, or if you have received this email
in error, please notify the person who sent it, and immediately delete it.
Re: TracFone Audit Questions
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Wed, Nov 2, 2016 at 2:24 PM
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we
would need to complete the audit first and then we could talk about meeting with your
attorney and with legal representatives from the cities. As you know, the city statutes require
that you open your books for tax audits, and we simply just want to first obtain the rest of the
information that we need to complete the audit.
We are down to just the three questions on the email below. Are there any of them that you
will be unable to answer? Please send us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in
the chart below (October 10) refer to the company-wide figures supplied to us on August
26th.
-If you don't want to explain why you added phones to one amount rather than subtracted
phones from the other, we can certainly estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of
intrastate and interstate, since bundles are taxable when not broken out in the regular course
of business, we can just go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your
company was breaking out your data-related revenues because of the data you sent titled
"internet." Now we realize that this amount was actually revenue figures for sales made by
your company online, not data service. So it would be great if we could get percentages from
you regarding data sold to customers, so that this may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to
continue to wait on your answers or if we should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual
resolution, we need to have a meeting as per our several previous requests. We would be glad to
respond in-person to all of your questions, including your most recent set contained in your
10/17/2016 e-mail to us as shown below. Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate
numbers you sent. Why did you add phones in one rather than removing them from the
other? How difficult would that be to convert these to non-accessary numbers? That would
be a bit more accurate, but for estimation purposes, we could also assume that the
percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-
wide figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and
accessory revenue, but since these cannot be broken out (or can they?), Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those sales
can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account
Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and
how things are coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you
sent detailing the company-wide data and calculated percents (not the city-specific data).
Could you take another look at the question in reference to the company-wide data on the
schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest
e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?)” Response: Yes, the retail sales amounts
contain phone and accessory revenue and they were broken out in separate files for each of
the cities under audit—i.e., ‘telephone sales’. You had received those files some time ago in
separate e-mails. For example, containing individual files for Billing Platform Sales, Internet
Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of
the answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some
questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?), and since the net airtime revenue did not contain
phones and accessories, you found the total phone and accessory revenue and added that
into the net airtime figures, then you used this sum to come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? I know the retail direct section is labeled "airtime and phones," but,
for example, there is airtime in the monthly program, but only Category 6102 is named
"Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
“Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be
added as according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect
their service by receiving a 30-day service only extension if needed and add any
airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—
are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad networks
will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what
level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as opposed
to a particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator,
the grid below now shows a separate break-out of sales of phones & accessories sales. The
retail sales amounts (numerator) that were provided to you also include both phones &
accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the
amounts from earlier years were so very much smaller than the amounts for more current
years, yet company profits appeared high. Has the percentage of sales (comparing ones
made without using another retailer to ones being done directly by TracFone) changed
significantly over the years? At this point, it looks like we will need to see the figures used for
calculating the percentages for each year, rather than just for a few recent years. Could you
send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825 31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356 35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain
if this means that they were sales made over the internet, not sales of internet (data plans).
Perhaps all of your sales are made in bundles, without breaking out data from telephone
services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, June 21, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas, Thanks for the email, and all the clarification you provided. We do appreciate it. I was
reviewing your answers to our questions below, and I noticed that you omitted one of the questions, the
one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores versus
the revenues that come from other stores?" As indicated my original response, TracFone is
a reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities.
Your answers below seem to indicate that both sales from other stores (which sales TracFone does not
consider "retail"), and any recharges (or what TracFone calls "refills") associated with those sales, were
not included in the figures you sent us. Please verify if this is the correct understanding. Not correct:
TracFone does not own any stores. Refills are retail sales of airtime. As such, customers can purchase
additional airtime (refills) via the internet (i.e., TracFone’s website), and over the phone. Refills are
included in the Billing Platform and Internet Sales retail sales summary reports/figures that I had sent
to you.
So could you send us the percentage breakout between your sales at your Website and by phone (which
we believe you call retail) and your other sales (non-"retail," including refills or what we call recharges
on the non-retail sales)? Retail sales comprise roughly 30% of TracFone’s sales.
Also, let me know if you have any questions concerning the email that we sent to you on April 29th,
concerning other revenues that TracFone receives. Working on…
Have a great afternoon.
Mike
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contained herein may be prohibited by law. If you are not a named recipient, or if you have
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From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday,
June 17, 2016 8:34 AM Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see responses below to your questions. *Please note that I am still
reviewing your questions related to TracFone’s chart of accounts.* Billing Platform
Transaction Detail Report: What is?: · OTAPURCH -- ‘over the air’ purchase of prepaid
wireless services (airtime) by a customer through the phone. · Enrollment -- initial (one-
time) enrollment of a customer when purchasing airtime. · Recurring -- using the Billing
Platform, customers make a one-time purchase or enroll into programs available for recurring
charges, most of which include airtime on a monthly (30 day) basis. · BN Enrollment –
‘Buy Now-Airtime on Demand’ enrollment’, which allows customers to choose and buy
Airtime directly from their TracFone, so that they can buy Airtime when they need it. Also,
does TracFone receive their revenues for features such as call waiting sold to their
customers, or are they part of the plan when you sell your cards? No, TracFone does not
receive revenues for call waiting. The feature is part of the airtime plan that customers
purchase, thus it is not a separate charge. After thinking about it, we had some other
questions. You mentioned below that the data that you provided to us does not include
retailers such as Walmart. So the revenue figures that you sent to us are for your own
stores? First off, TracFone is a reseller of prepaid wireless service (airtime) that neither owns
any stores nor cellular facilities. It should also be noted that TracFone does not earn revenue
in Burien, Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing
Platform, Internet Sales, and Telephone Sales excel format reports that you received
comprise TracFone’s retail sales amounts. These amounts, which are all of the Company’s
retail sales, are from customer purchases made via the internet (i.e., the TracFone’s website)
and over the phone. Recharges on Sales Made by Outside Stores Such as Walmart: One
more question we forgot to ask you: when you send us the revenue information that we
asked about in the email below, could you also include the charges to customers who have
continued to use your services (directly through your drawing funds from their credit card or
bank account) after they bought a phone or calling card from one of your outside retailers
(like Walmart)? We generally refer to these charges as "recharges." Or are these charges
included in the figures you already sent? Refills of airtime that a customer can purchase at
retail via the internet (i.e., the TracFone’s website), and over the phone. They are included in
the Billing Platform and Internet Sales retail reports that you received. Recharges on Sales
Made by TracFone's Own Stores: In addition, we will need to ascertain that all recharges
done on accounts opened at your own stores are included somewhere in the information we
are provided with, as well: are charges (associated with sales that initiated at one of your
stores) for continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above. Thanks, Nicholas E. Ford | Corporate
Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________ This Email contains
PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use
of the Addressee(s) named above. From: TRS [mailto:crisp@trs-integrity.com] Sent:
Friday, June 10, 2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi Nicholas,
Hope everything is going well. Also, just checking to see how things are coming along with
the information that you told us you would send to us this week. Let us know if you have
any questions. Thanks Nicholas. Have a great afternoon. Mike This email and any files
attached to it are the property of Tax Recovery Services, LLC. The contents may be
confidential and proprietary, and any use or distribution of the information contained herein
may be prohibited by law. If you are not a named recipient, or if you have received this email
in error, please notify the person who sent it, and immediately delete it.
Re: TracFone Audit Questions
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Wed, Nov 2, 2016 at 2:24 PM
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we
would need to complete the audit first and then we could talk about meeting with your
attorney and with legal representatives from the cities. As you know, the city statutes require
that you open your books for tax audits, and we simply just want to first obtain the rest of the
information that we need to complete the audit.
We are down to just the three questions on the email below. Are there any of them that you
will be unable to answer? Please send us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in
the chart below (October 10) refer to the company-wide figures supplied to us on August
26th.
-If you don't want to explain why you added phones to one amount rather than subtracted
phones from the other, we can certainly estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of
intrastate and interstate, since bundles are taxable when not broken out in the regular course
of business, we can just go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your
company was breaking out your data-related revenues because of the data you sent titled
"internet." Now we realize that this amount was actually revenue figures for sales made by
your company online, not data service. So it would be great if we could get percentages from
you regarding data sold to customers, so that this may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to
continue to wait on your answers or if we should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual
resolution, we need to have a meeting as per our several previous requests. We would be glad to
respond in-person to all of your questions, including your most recent set contained in your
10/17/2016 e-mail to us as shown below. Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate
numbers you sent. Why did you add phones in one rather than removing them from the
other? How difficult would that be to convert these to non-accessary numbers? That would
be a bit more accurate, but for estimation purposes, we could also assume that the
percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-
wide figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and
accessory revenue, but since these cannot be broken out (or can they?), Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those sales
can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account
Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and
how things are coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you
sent detailing the company-wide data and calculated percents (not the city-specific data).
Could you take another look at the question in reference to the company-wide data on the
schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest
e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?)” Response: Yes, the retail sales amounts
contain phone and accessory revenue and they were broken out in separate files for each of
the cities under audit—i.e., ‘telephone sales’. You had received those files some time ago in
separate e-mails. For example, containing individual files for Billing Platform Sales, Internet
Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of
the answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some
questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?), and since the net airtime revenue did not contain
phones and accessories, you found the total phone and accessory revenue and added that
into the net airtime figures, then you used this sum to come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? I know the retail direct section is labeled "airtime and phones," but,
for example, there is airtime in the monthly program, but only Category 6102 is named
"Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
“Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be
added as according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect
their service by receiving a 30-day service only extension if needed and add any
airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—
are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad networks
will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what
level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as opposed
to a particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator,
the grid below now shows a separate break-out of sales of phones & accessories sales. The
retail sales amounts (numerator) that were provided to you also include both phones &
accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the
amounts from earlier years were so very much smaller than the amounts for more current
years, yet company profits appeared high. Has the percentage of sales (comparing ones
made without using another retailer to ones being done directly by TracFone) changed
significantly over the years? At this point, it looks like we will need to see the figures used for
calculating the percentages for each year, rather than just for a few recent years. Could you
send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825 31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356 35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain
if this means that they were sales made over the internet, not sales of internet (data plans).
Perhaps all of your sales are made in bundles, without breaking out data from telephone
services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, June 21, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas, Thanks for the email, and all the clarification you provided. We do appreciate it. I was
reviewing your answers to our questions below, and I noticed that you omitted one of the questions, the
one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores versus
the revenues that come from other stores?" As indicated my original response, TracFone is
a reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities.
Your answers below seem to indicate that both sales from other stores (which sales TracFone does not
consider "retail"), and any recharges (or what TracFone calls "refills") associated with those sales, were
not included in the figures you sent us. Please verify if this is the correct understanding. Not correct:
TracFone does not own any stores. Refills are retail sales of airtime. As such, customers can purchase
additional airtime (refills) via the internet (i.e., TracFone’s website), and over the phone. Refills are
included in the Billing Platform and Internet Sales retail sales summary reports/figures that I had sent
to you.
So could you send us the percentage breakout between your sales at your Website and by phone (which
we believe you call retail) and your other sales (non-"retail," including refills or what we call recharges
on the non-retail sales)? Retail sales comprise roughly 30% of TracFone’s sales.
Also, let me know if you have any questions concerning the email that we sent to you on April 29th,
concerning other revenues that TracFone receives. Working on…
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The
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contained herein may be prohibited by law. If you are not a named recipient, or if you have
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From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday,
June 17, 2016 8:34 AM Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see responses below to your questions. *Please note that I am still
reviewing your questions related to TracFone’s chart of accounts.* Billing Platform
Transaction Detail Report: What is?: · OTAPURCH -- ‘over the air’ purchase of prepaid
wireless services (airtime) by a customer through the phone. · Enrollment -- initial (one-
time) enrollment of a customer when purchasing airtime. · Recurring -- using the Billing
Platform, customers make a one-time purchase or enroll into programs available for recurring
charges, most of which include airtime on a monthly (30 day) basis. · BN Enrollment –
‘Buy Now-Airtime on Demand’ enrollment’, which allows customers to choose and buy
Airtime directly from their TracFone, so that they can buy Airtime when they need it. Also,
does TracFone receive their revenues for features such as call waiting sold to their
customers, or are they part of the plan when you sell your cards? No, TracFone does not
receive revenues for call waiting. The feature is part of the airtime plan that customers
purchase, thus it is not a separate charge. After thinking about it, we had some other
questions. You mentioned below that the data that you provided to us does not include
retailers such as Walmart. So the revenue figures that you sent to us are for your own
stores? First off, TracFone is a reseller of prepaid wireless service (airtime) that neither owns
any stores nor cellular facilities. It should also be noted that TracFone does not earn revenue
in Burien, Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing
Platform, Internet Sales, and Telephone Sales excel format reports that you received
comprise TracFone’s retail sales amounts. These amounts, which are all of the Company’s
retail sales, are from customer purchases made via the internet (i.e., the TracFone’s website)
and over the phone. Recharges on Sales Made by Outside Stores Such as Walmart: One
more question we forgot to ask you: when you send us the revenue information that we
asked about in the email below, could you also include the charges to customers who have
continued to use your services (directly through your drawing funds from their credit card or
bank account) after they bought a phone or calling card from one of your outside retailers
(like Walmart)? We generally refer to these charges as "recharges." Or are these charges
included in the figures you already sent? Refills of airtime that a customer can purchase at
retail via the internet (i.e., the TracFone’s website), and over the phone. They are included in
the Billing Platform and Internet Sales retail reports that you received. Recharges on Sales
Made by TracFone's Own Stores: In addition, we will need to ascertain that all recharges
done on accounts opened at your own stores are included somewhere in the information we
are provided with, as well: are charges (associated with sales that initiated at one of your
stores) for continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above. Thanks, Nicholas E. Ford | Corporate
Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________ This Email contains
PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use
of the Addressee(s) named above. From: TRS [mailto:crisp@trs-integrity.com] Sent:
Friday, June 10, 2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi Nicholas,
Hope everything is going well. Also, just checking to see how things are coming along with
the information that you told us you would send to us this week. Let us know if you have
any questions. Thanks Nicholas. Have a great afternoon. Mike This email and any files
attached to it are the property of Tax Recovery Services, LLC. The contents may be
confidential and proprietary, and any use or distribution of the information contained herein
may be prohibited by law. If you are not a named recipient, or if you have received this email
in error, please notify the person who sent it, and immediately delete it.
RE: TracFone Audit Questions
Inbox
Nicholas Ford <nford@tracfone.com>
To:TRS
Fri, Nov 4, 2016 at 1:51 PM
Hi Mike – I do intend to answer your questions and hope to complete my review of them some time
next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 02, 2016 5:24 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we would need
to complete the audit first and then we could talk about meeting with your attorney and with legal
representatives from the cities. As you know, the city statutes require that you open your books for tax
audits, and we simply just want to first obtain the rest of the information that we need to complete the
audit.
We are down to just the three questions on the email below. Are there any of them that you will be unable to answer? Please send
us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart below (October 10) refer to
the company-wide figures supplied to us on August 26th.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from the other, we can certainly
estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and interstate, since bundles are
taxable when not broken out in the regular course of business, we can just go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your company was breaking out your data-related
revenues because of the data you sent titled "internet." Now we realize that this amount was actually revenue figures for sales
made by your company online, not data service. So it would be great if we could get percentages from you regarding data sold to
customers, so that this may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to continue to wait on your answers or if we
should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual
resolution, we need to have a meeting as per our several previous requests. We would be glad to
respond in-person to all of your questions, including your most recent set contained in your
10/17/2016 e-mail to us as shown below. Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate
numbers you sent. Why did you add phones in one rather than removing them from the
other? How difficult would that be to convert these to non-accessary numbers? That would
be a bit more accurate, but for estimation purposes, we could also assume that the
percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-
wide figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and
accessory revenue, but since these cannot be broken out (or can they?), Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those sales
can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account Included in Retail Sales
Amounts?
Included in Net Airtime
Revenue Figures?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and
how things are coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you
sent detailing the company-wide data and calculated percents (not the city-specific data).
Could you take another look at the question in reference to the company-wide data on the
schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest
e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?)” Response: Yes, the retail sales amounts
contain phone and accessory revenue and they were broken out in separate files for each of
the cities under audit—i.e., ‘telephone sales’. You had received those files some time ago in
separate e-mails. For example, containing individual files for Billing Platform Sales, Internet
Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of
the answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some
questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?), and since the net airtime revenue did not contain
phones and accessories, you found the total phone and accessory revenue and added that
into the net airtime figures, then you used this sum to come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? I know the retail direct section is labeled "airtime and phones," but,
for example, there is airtime in the monthly program, but only Category 6102 is named
"Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
“Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be
added as according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect
their service by receiving a 30-day service only extension if needed and add any
airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—
are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad networks
will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what
level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as opposed
to a particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator,
the grid below now shows a separate break-out of sales of phones & accessories sales. The
retail sales amounts (numerator) that were provided to you also include both phones &
accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the
amounts from earlier years were so very much smaller than the amounts for more current
years, yet company profits appeared high. Has the percentage of sales (comparing ones
made without using another retailer to ones being done directly by TracFone) changed
significantly over the years? At this point, it looks like we will need to see the figures used for
calculating the percentages for each year, rather than just for a few recent years. Could you
send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%
(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements) 380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825 31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356 35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain
if this means that they were sales made over the internet, not sales of internet (data plans).
Perhaps all of your sales are made in bundles, without breaking out data from telephone
services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, June 21, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas, Thanks for the email, and all the clarification you provided. We do appreciate it. I was
reviewing your answers to our questions below, and I noticed that you omitted one of the questions, the
one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores versus
the revenues that come from other stores?" As indicated my original response, TracFone is
a reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities.
Your answers below seem to indicate that both sales from other stores (which sales TracFone does not
consider "retail"), and any recharges (or what TracFone calls "refills") associated with those sales, were
not included in the figures you sent us. Please verify if this is the correct understanding. Not correct:
TracFone does not own any stores. Refills are retail sales of airtime. As such, customers can purchase
additional airtime (refills) via the internet (i.e., TracFone’s website), and over the phone. Refills are
included in the Billing Platform and Internet Sales retail sales summary reports/figures that I had sent
to you.
So could you send us the percentage breakout between your sales at your Website and by phone (which
we believe you call retail) and your other sales (non-"retail," including refills or what we call recharges
on the non-retail sales)? Retail sales comprise roughly 30% of TracFone’s sales.
Also, let me know if you have any questions concerning the email that we sent to you on April 29th,
concerning other revenues that TracFone receives. Working on…
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
received this email in error, please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday,
June 17, 2016 8:34 AM Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see responses below to your questions. *Please note that I am still
reviewing your questions related to TracFone’s chart of accounts.* Billing Platform
Transaction Detail Report: What is?: · OTAPURCH -- ‘over the air’ purchase of prepaid
wireless services (airtime) by a customer through the phone. · Enrollment -- initial (one-
time) enrollment of a customer when purchasing airtime. · Recurring -- using the Billing
Platform, customers make a one-time purchase or enroll into programs available for recurring
charges, most of which include airtime on a monthly (30 day) basis. · BN Enrollment –
‘Buy Now-Airtime on Demand’ enrollment’, which allows customers to choose and buy
Airtime directly from their TracFone, so that they can buy Airtime when they need it. Also,
does TracFone receive their revenues for features such as call waiting sold to their
customers, or are they part of the plan when you sell your cards? No, TracFone does not
receive revenues for call waiting. The feature is part of the airtime plan that customers
purchase, thus it is not a separate charge. After thinking about it, we had some other
questions. You mentioned below that the data that you provided to us does not include
retailers such as Walmart. So the revenue figures that you sent to us are for your own
stores? First off, TracFone is a reseller of prepaid wireless service (airtime) that neither owns
any stores nor cellular facilities. It should also be noted that TracFone does not earn revenue
in Burien, Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing
Platform, Internet Sales, and Telephone Sales excel format reports that you received
comprise TracFone’s retail sales amounts. These amounts, which are all of the Company’s
retail sales, are from customer purchases made via the internet (i.e., the TracFone’s website)
and over the phone. Recharges on Sales Made by Outside Stores Such as Walmart: One
more question we forgot to ask you: when you send us the revenue information that we
asked about in the email below, could you also include the charges to customers who have
continued to use your services (directly through your drawing funds from their credit card or
bank account) after they bought a phone or calling card from one of your outside retailers
(like Walmart)? We generally refer to these charges as "recharges." Or are these charges
included in the figures you already sent? Refills of airtime that a customer can purchase at
retail via the internet (i.e., the TracFone’s website), and over the phone. They are included in
the Billing Platform and Internet Sales retail reports that you received. Recharges on Sales
Made by TracFone's Own Stores: In addition, we will need to ascertain that all recharges
done on accounts opened at your own stores are included somewhere in the information we
are provided with, as well: are charges (associated with sales that initiated at one of your
stores) for continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above. Thanks, Nicholas E. Ford | Corporate
Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________ This Email contains
PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use
of the Addressee(s) named above. From: TRS [mailto:crisp@trs-integrity.com] Sent:
Friday, June 10, 2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi Nicholas,
Hope everything is going well. Also, just checking to see how things are coming along with the
information that you told us you would send to us this week. Let us know if you have any questions.
Thanks Nicholas. Have a great afternoon. Mike This email and any files attached to it are the property
of Tax Recovery Services, LLC. The contents may be confidential and proprietary, and any use or
distribution of the information contained herein may be prohibited by law. If you are not a named recipient,
or if you have received this email in error, please notify the person who sent it, and immediately delete it.
Re: TracFone Audit Questions
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Fri, Nov 4, 2016 at 2:11 PM
Thanks Nicholas. That sounds great. We really appreciate all of you help with this audit.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, November 4, 2016 1:51 PM
Subject: RE: TracFone Audit Questions
Hi Mike – I do intend to answer your questions and hope to complete my review of them some time
next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 02, 2016 5:24 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we would need
to complete the audit first and then we could talk about meeting with your attorney and with legal
representatives from the cities. As you know, the city statutes require that you open your books for tax
audits, and we simply just want to first obtain the rest of the information that we need to complete the
audit.
We are down to just the three questions on the email below. Are there any of them that you will be unable to answer? Please send
us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart below (October 10) refer to
the company-wide figures supplied to us on August 26th.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from the other, we can certainly
estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and interstate, since bundles are
taxable when not broken out in the regular course of business, we can just go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your company was breaking out your data-related
revenues because of the data you sent titled "internet." Now we realize that this amount was actually revenue figures for sales
made by your company online, not data service. So it would be great if we could get percentages from you regarding data sold to
customers, so that this may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to continue to wait on your answers or if we
should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual
resolution, we need to have a meeting as per our several previous requests. We would be glad to
respond in-person to all of your questions, including your most recent set contained in your
10/17/2016 e-mail to us as shown below. Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate
numbers you sent. Why did you add phones in one rather than removing them from the
other? How difficult would that be to convert these to non-accessary numbers? That would
be a bit more accurate, but for estimation purposes, we could also assume that the
percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-
wide figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and
accessory revenue, but since these cannot be broken out (or can they?), Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those sales
can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account
Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and
how things are coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you
sent detailing the company-wide data and calculated percents (not the city-specific data).
Could you take another look at the question in reference to the company-wide data on the
schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest
e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?)” Response: Yes, the retail sales amounts
contain phone and accessory revenue and they were broken out in separate files for each of
the cities under audit—i.e., ‘telephone sales’. You had received those files some time ago in
separate e-mails. For example, containing individual files for Billing Platform Sales, Internet
Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of
the answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
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From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some
questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?), and since the net airtime revenue did not contain
phones and accessories, you found the total phone and accessory revenue and added that
into the net airtime figures, then you used this sum to come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? I know the retail direct section is labeled "airtime and phones," but,
for example, there is airtime in the monthly program, but only Category 6102 is named
"Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
“Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be
added as according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect
their service by receiving a 30-day service only extension if needed and add any
airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—
are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad networks
will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what
level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as opposed
to a particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator,
the grid below now shows a separate break-out of sales of phones & accessories sales. The
retail sales amounts (numerator) that were provided to you also include both phones &
accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the
amounts from earlier years were so very much smaller than the amounts for more current
years, yet company profits appeared high. Has the percentage of sales (comparing ones
made without using another retailer to ones being done directly by TracFone) changed
significantly over the years? At this point, it looks like we will need to see the figures used for
calculating the percentages for each year, rather than just for a few recent years. Could you
send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014 (1) Retail (Direct) Sales Amounts (Airtime & Phones)Company-Wide 2,144,494,356 31%
(2) Net Airtime Revenue (Per Financial Statements) 6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825 31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356 35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain
if this means that they were sales made over the internet, not sales of internet (data plans).
Perhaps all of your sales are made in bundles, without breaking out data from telephone
services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, June 21, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas, Thanks for the email, and all the clarification you provided. We do appreciate it. I was
reviewing your answers to our questions below, and I noticed that you omitted one of the questions, the
one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores versus
the revenues that come from other stores?" As indicated my original response, TracFone is
a reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities.
Your answers below seem to indicate that both sales from other stores (which sales TracFone does not
consider "retail"), and any recharges (or what TracFone calls "refills") associated with those sales, were not
included in the figures you sent us. Please verify if this is the correct understanding. Not correct:
TracFone does not own any stores. Refills are retail sales of airtime. As such, customers can purchase
additional airtime (refills) via the internet (i.e., TracFone’s website), and over the phone. Refills are included
in the Billing Platform and Internet Sales retail sales summary reports/figures that I had sent to you. So
could you send us the percentage breakout between your sales at your Website and by phone (which we
believe you call retail) and your other sales (non-"retail," including refills or what we call recharges on the
non-retail sales)? Retail sales comprise roughly 30% of TracFone’s sales.
Also, let me know if you have any questions concerning the email that we sent to you on April 29th,
concerning other revenues that TracFone receives. Working on… Have a great afternoon. Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
received this email in error, please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday,
June 17, 2016 8:34 AM Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see responses below to your questions. *Please note that I am still
reviewing your questions related to TracFone’s chart of accounts.* Billing Platform
Transaction Detail Report: What is?: · OTAPURCH -- ‘over the air’ purchase of prepaid
wireless services (airtime) by a customer through the phone. · Enrollment -- initial (one-
time) enrollment of a customer when purchasing airtime. · Recurring -- using the Billing
Platform, customers make a one-time purchase or enroll into programs available for recurring
charges, most of which include airtime on a monthly (30 day) basis. · BN Enrollment –
‘Buy Now-Airtime on Demand’ enrollment’, which allows customers to choose and buy
Airtime directly from their TracFone, so that they can buy Airtime when they need it. Also,
does TracFone receive their revenues for features such as call waiting sold to their
customers, or are they part of the plan when you sell your cards? No, TracFone does not
receive revenues for call waiting. The feature is part of the airtime plan that customers
purchase, thus it is not a separate charge. After thinking about it, we had some other
questions. You mentioned below that the data that you provided to us does not include
retailers such as Walmart. So the revenue figures that you sent to us are for your own
stores? First off, TracFone is a reseller of prepaid wireless service (airtime) that neither owns
any stores nor cellular facilities. It should also be noted that TracFone does not earn revenue
in Burien, Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing
Platform, Internet Sales, and Telephone Sales excel format reports that you received
comprise TracFone’s retail sales amounts. These amounts, which are all of the Company’s
retail sales, are from customer purchases made via the internet (i.e., the TracFone’s website)
and over the phone. Recharges on Sales Made by Outside Stores Such as Walmart: One
more question we forgot to ask you: when you send us the revenue information that we
asked about in the email below, could you also include the charges to customers who have
continued to use your services (directly through your drawing funds from their credit card or
bank account) after they bought a phone or calling card from one of your outside retailers
(like Walmart)? We generally refer to these charges as "recharges." Or are these charges
included in the figures you already sent? Refills of airtime that a customer can purchase at
retail via the internet (i.e., the TracFone’s website), and over the phone. They are included in
the Billing Platform and Internet Sales retail reports that you received. Recharges on Sales
Made by TracFone's Own Stores: In addition, we will need to ascertain that all recharges
done on accounts opened at your own stores are included somewhere in the information we
are provided with, as well: are charges (associated with sales that initiated at one of your
stores) for continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above. Thanks, Nicholas E. Ford | Corporate
Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________ This Email contains
PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use
of the Addressee(s) named above. From: TRS [mailto:crisp@trs-integrity.com] Sent:
Friday, June 10, 2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi Nicholas,
Hope everything is going well. Also, just checking to see how things are coming along with the
information that you told us you would send to us this week. Let us know if you have any questions.
Thanks Nicholas. Have a great afternoon. Mike This email and any files attached to it are the property
of Tax Recovery Services, LLC. The contents may be confidential and proprietary, and any use or
distribution of the information contained herein may be prohibited by law. If you are not a named recipient,
or if you have received this email in error, please notify the person who sent it, and immediately delete it.
TracFone Audit Questions
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Tue, Nov 15, 2016 at 12:23 PM
HI Nicholas,
Just checking to see how things are coming along with the questions below (11/2).
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, November 4, 2016 2:11 PM
Subject: Re: TracFone Audit Questions
Thanks Nicholas. That sounds great. We really appreciate all of you help with this audit.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, November 4, 2016 1:51 PM
Subject: RE: TracFone Audit Questions
Hi Mike – I do intend to answer your questions and hope to complete my review of them some time
next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 02, 2016 5:24 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we would need
to complete the audit first and then we could talk about meeting with your attorney and with legal
representatives from the cities. As you know, the city statutes require that you open your books for tax
audits, and we simply just want to first obtain the rest of the information that we need to complete the
audit.
We are down to just the three questions on the email below. Are there any of them that you
will be unable to answer? Please send us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in
the chart below (October 10) refer to the company-wide figures supplied to us on August
26th.
-If you don't want to explain why you added phones to one amount rather than subtracted
phones from the other, we can certainly estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of
intrastate and interstate, since bundles are taxable when not broken out in the regular course
of business, we can just go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your
company was breaking out your data-related revenues because of the data you sent titled
"internet." Now we realize that this amount was actually revenue figures for sales made by
your company online, not data service. So it would be great if we could get percentages from
you regarding data sold to customers, so that this may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to
continue to wait on your answers or if we should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual
resolution, we need to have a meeting as per our several previous requests. We would be glad to
respond in-person to all of your questions, including your most recent set contained in your
10/17/2016 e-mail to us as shown below. Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate
numbers you sent. Why did you add phones in one rather than removing them from the
other? How difficult would that be to convert these to non-accessary numbers? That would
be a bit more accurate, but for estimation purposes, we could also assume that the
percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-
wide figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and
accessory revenue, but since these cannot be broken out (or can they?), Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those sales
can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account
Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and
how things are coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you
sent detailing the company-wide data and calculated percents (not the city-specific data).
Could you take another look at the question in reference to the company-wide data on the
schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest
e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?)” Response: Yes, the retail sales amounts
contain phone and accessory revenue and they were broken out in separate files for each of
the cities under audit—i.e., ‘telephone sales’. You had received those files some time ago in
separate e-mails. For example, containing individual files for Billing Platform Sales, Internet
Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of
the answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some
questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?), and since the net airtime revenue did not contain
phones and accessories, you found the total phone and accessory revenue and added that
into the net airtime figures, then you used this sum to come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? I know the retail direct section is labeled "airtime and phones," but,
for example, there is airtime in the monthly program, but only Category 6102 is named
"Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
“Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be
added as according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect
their service by receiving a 30-day service only extension if needed and add any
airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—
are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad networks
will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what
level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as opposed
to a particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator,
the grid below now shows a separate break-out of sales of phones & accessories sales. The
retail sales amounts (numerator) that were provided to you also include both phones &
accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the
amounts from earlier years were so very much smaller than the amounts for more current
years, yet company profits appeared high. Has the percentage of sales (comparing ones
made without using another retailer to ones being done directly by TracFone) changed
significantly over the years? At this point, it looks like we will need to see the figures used for
calculating the percentages for each year, rather than just for a few recent years. Could you
send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010 (1) Retail (Direct) Sales Amounts (Airtime & Phones)Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825 31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356 35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain
if this means that they were sales made over the internet, not sales of internet (data plans).
Perhaps all of your sales are made in bundles, without breaking out data from telephone
services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday,
June 24, 2016 8:06 AM Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION
intended only for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com] Sent: Tuesday, June 21, 2016 5:01 PM To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas, Thanks for the email, and all the clarification you provided. We do appreciate it.
I was reviewing your answers to our questions below, and I noticed that you omitted one of
the questions, the one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your
stores versus the revenues that come from other stores?" As indicated my
original response, TracFone is a reseller of prepaid wireless service (airtime)
that neither owns any stores nor cellular facilities.
Your answers below seem to indicate that both sales from other stores (which sales
TracFone does not consider "retail"), and any recharges (or what TracFone calls "refills")
associated with those sales, were not included in the figures you sent us. Please verify if this
is the correct understanding. Not correct: TracFone does not own any stores. Refills are
retail sales of airtime. As such, customers can purchase additional airtime (refills) via the
internet (i.e., TracFone’s website), and over the phone. Refills are included in the Billing
Platform and Internet Sales retail sales summary reports/figures that I had sent to you. So
could you send us the percentage breakout between your sales at your Website and by
phone (which we believe you call retail) and your other sales (non-"retail," including refills or
what we call recharges on the non-retail sales)? Retail sales comprise roughly 30% of
TracFone’s sales. Also, let me know if you have any questions concerning the email that we
sent to you on April 29th, concerning other revenues that TracFone receives. Working on…
Have a great afternoon. Mike This email and any files attached to it are the property of
Tax Recovery Services, LLC. The contents may be confidential and proprietary, and any use
or distribution of the information contained herein may be prohibited by law. If you are not a
named recipient, or if you have received this email in error, please notify the person who sent
it, and immediately delete it. From: Nicholas Ford <nford@tracfone.com> To: TRS
<crisp@trs-integrity.com> Sent: Friday, June 17, 2016 8:34 AM Subject: RE: TracFone Audit
Questions - Responses Hi Mike – please see responses below to your questions. *Please
note that I am still reviewing your questions related to TracFone’s chart of accounts.* Billing
Platform Transaction Detail Report: What is?: · OTAPURCH -- ‘over the air’ purchase of
prepaid wireless services (airtime) by a customer through the phone. · Enrollment --
initial (one-time) enrollment of a customer when purchasing airtime. · Recurring -- using
the Billing Platform, customers make a one-time purchase or enroll into programs available
for recurring charges, most of which include airtime on a monthly (30 day) basis. · BN
Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which allows customers to choose
and buy Airtime directly from their TracFone, so that they can buy Airtime when they need it.
Also, does TracFone receive their revenues for features such as call waiting sold to their
customers, or are they part of the plan when you sell your cards? No, TracFone does not
receive revenues for call waiting. The feature is part of the airtime plan that customers
purchase, thus it is not a separate charge. After thinking about it, we had some other
questions. You mentioned below that the data that you provided to us does not include
retailers such as Walmart. So the revenue figures that you sent to us are for your own
stores? First off, TracFone is a reseller of prepaid wireless service (airtime) that neither owns
any stores nor cellular facilities. It should also be noted that TracFone does not earn revenue
in Burien, Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing
Platform, Internet Sales, and Telephone Sales excel format reports that you received
comprise TracFone’s retail sales amounts. These amounts, which are all of the Company’s
retail sales, are from customer purchases made via the internet (i.e., the TracFone’s website)
and over the phone. Recharges on Sales Made by Outside Stores Such as Walmart: One
more question we forgot to ask you: when you send us the revenue information that we
asked about in the email below, could you also include the charges to customers who have
continued to use your services (directly through your drawing funds from their credit card or
bank account) after they bought a phone or calling card from one of your outside retailers
(like Walmart)? We generally refer to these charges as "recharges." Or are these charges
included in the figures you already sent? Refills of airtime that a customer can purchase at
retail via the internet (i.e., the TracFone’s website), and over the phone. They are included in
the Billing Platform and Internet Sales retail reports that you received. Recharges on Sales
Made by TracFone's Own Stores: In addition, we will need to ascertain that all recharges
done on accounts opened at your own stores are included somewhere in the information we
are provided with, as well: are charges (associated with sales that initiated at one of your
stores) for continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above. Thanks, Nicholas E. Ford | Corporate
Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________ This Email contains
PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use
of the Addressee(s) named above. From: TRS [mailto:crisp@trs-integrity.com] Sent:
Friday, June 10, 2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi Nicholas,
Hope everything is going well. Also, just checking to see how things are coming along with
the information that you told us you would send to us this week. Let us know if you have
any questions. Thanks Nicholas. Have a great afternoon. Mike This email and any files
attached to it are the property of Tax Recovery Services, LLC. The contents may be
confidential and proprietary, and any use or distribution of the information contained herein
may be prohibited by law. If you are not a named recipient, or if you have received this email
in error, please notify the person who sent it, and immediately delete it.
Nicholas Ford
nford@tracfone.com
Edit contact
You and Nicholas Ford appeared together on 365 messages between July 2018 and Feb 2021. There
were no messages from last week and on average 0.6 messages per week for last year.
RE: TracFone Audit Questions
Inbox
Nicholas Ford <nford@tracfone.com>
To:TRS
Wed, Nov 16, 2016 at 10:51 AM
Hi Mike – in regard to your outstanding questions, I had actually answered them on October 10, 2016
via a reply e-mail. I’m copying and pasting them, along with my previously stated responses, below
for your convenience:
Your Comment/Question: In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since these cannot
be broken out (or can they?), My response: Yes, the retail direct figures in the schedule grid below
include phones and accessories sales and yes those sales can be broken out. and since the net
airtime revenue did not contain phones and accessories, you found the total phone and accessory
revenue and added that into the net airtime figures, then you used this sum to come up with the
percentages? My response: Yes.
Your Comment/Question: If so, this is very helpful. Now, looking at the chart you sent to us on
August 17 (copied below), I am wondering how close we have come in comparing like figures to come
up with percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue values sent
August 26th? My response: See table grid below. I know the retail direct section is labeled "airtime
and phones," but, for example, there is airtime in the monthly program, but only Category 6102 is
named "Airtime Revenue." My response: See table grid below.
Account Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Your Added Comment/Question from 11/2/16: If you don't want to explain why you added phones
to one amount rather than subtracted phones from the other, we can certainly estimate this with the
numbers you sent. My response: in hindsight, I could have subtracted but added instead.
Your Added Comment/Question from 11/2/16: Regarding the first question, if you choose not to
provide information on breakout of intrastate and interstate, since bundles are taxable when not broken
out in the regular course of business, we can just go ahead and do the audit without this information. I
am working on this item and expect to have the breakout data for you soon.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 02, 2016 5:24 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we would need
to complete the audit first and then we could talk about meeting with your attorney and with legal
representatives from the cities. As you know, the city statutes require that you open your books for tax
audits, and we simply just want to first obtain the rest of the information that we need to complete the
audit.
We are down to just the three questions on the email below. Are there any of them that you will be
unable to answer? Please send us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to continue to
wait on your answers or if we should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual resolution, we
need to have a meeting as per our several previous requests. We would be glad to respond in-person to all of
your questions, including your most recent set contained in your 10/17/2016 e-mail to us as shown below.
Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate numbers you sent.
Why did you add phones in one rather than removing them from the other? How difficult would that be
to convert these to non-accessary numbers? That would be a bit more accurate, but for estimation
purposes, we could also assume that the percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-wide
figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and accessory
revenue, but since these cannot be broken out (or can they?), Yes, the retail direct figures in the
schedule grid below include phones and accessories sales and yes those sales can be broken out. and
since the net airtime revenue did not contain phones and accessories, you found the total phone and
accessory revenue and added that into the net airtime figures, then you used this sum to come up with
the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account
Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and how things are
coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you sent
detailing the company-wide data and calculated percents (not the city-specific data). Could you take
another look at the question in reference to the company-wide data on the schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in understanding
that the 'retail direct' figures contain phone and accessory revenue, but since these cannot be broken out
(or can they?)” Response: Yes, the retail sales amounts contain phone and accessory revenue and
they were broken out in separate files for each of the cities under audit—i.e., ‘telephone sales’. You
had received those files some time ago in separate e-mails. For example, containing individual files for
Billing Platform Sales, Internet Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of the
answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
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----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some questions.
In the schedule grid below, and in your explanation, are we correct in understanding that the 'retail
direct' figures contain phone and accessory revenue, but since these cannot be broken out (or can
they?), and since the net airtime revenue did not contain phones and accessories, you found the total
phone and accessory revenue and added that into the net airtime figures, then you used this sum to
come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? I know the retail
direct section is labeled "airtime and phones," but, for example, there is airtime in the monthly
program, but only Category 6102 is named "Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the “Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service
can be added as according to a customer’s needs. Includes retail and wholesale sales (to
retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their
service by receiving a 30-day service only extension if needed and add any airtime cards
or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the monthly plans program. For example, monthly plans of varying periods—of up to
one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to
afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation in
the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad
networks will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what level(s) can
you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is
"wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at 23.6% and
25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70% wholesale was just
that—an estimate. It was also based on the whole company as opposed to a particular state or city. The
net airtime revenue (per financial statements) denominator includes not only retail sales, but also
wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the other is the
Airtime Revenue. We were wondering: are you dividing two things that are similar enough to compare?
It seems that Direct Sales would include more than just airtime revenue, probably including handset
sales and internet? So could you give a definition of each one, including what components they
contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator, the grid
below now shows a separate break-out of sales of phones & accessories sales. The retail sales amounts
(numerator) that were provided to you also include both phones & accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the amounts
from earlier years were so very much smaller than the amounts for more current years, yet company
profits appeared high. Has the percentage of sales (comparing ones made without using another retailer
to ones being done directly by TracFone) changed significantly over the years? At this point, it looks
like we will need to see the figures used for calculating the percentages for each year, rather than just
for a few recent years. Could you send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the estimated
wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements) 2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%
(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%
(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%
(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate amounts for the
long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions. Please be aware
that I should have feedback related to your questions on the retail sales, wholesale sales and airtime revenue
(where I had sent you some roughly estimated percentage amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay as you
go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as according to a
customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service by receiving
a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the monthly plans
program. For example, monthly plans of varying periods—of up to one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford phone
service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-of-charge to
eligible, low-income participants. In turn, TracFone receives payments, which are reimbursements by
USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get TracFone
service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data (internet),
and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay Tracfone for the
use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we requested for
the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on June 30th
and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we requested for
the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and myself will be
out of the office the rest of this week until Monday. As such, I’d aim to get feedback to you sometime next
week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we put the
word "without," when we actually meant "with." Hopefully, from context, you caught our intended
meaning and have been framing your reply accordingly, but just in case, we wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you have any
questions.
Thanks Nicholas.
Have a great weekend.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
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From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology used inside
your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do have a few
further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale," then, to
find what percentage of total sales are Direct Sales, it looks like to me that we should add Direct and
Airtime and divide Direct by the sum. Using this method, we arrive at 23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime Revenue.
We were wondering: are you dividing two things that are similar enough to compare? It seems that
Direct Sales would include more than just airtime revenue, probably including handset sales and
internet? So could you give a definition of each one, including what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction interface
for retail sales. Under the APP, customers engage in one-time credit card based
transactions via the internet or phone. APP based customer transactions are
consummated predominantly via the internet. Furthermore, any TracFone plan program
which is not available to be set up for an automated-recurring charge gets processed
through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can make a
one-time purchase or enroll into programs available for automated or recurring charges,
most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card
transaction interfaces for executing TracFone’s customers’ retail purchases—except that
Billing Platform provides for recurring charges whereas APP allows customers to
engaged in one-time credit card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the breakdown for
2013 and 2014, for example.
2013
Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825
31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014
Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356
35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain if this
means that they were sales made over the internet, not sales of internet (data plans). Perhaps all of your
sales are made in bundles, without breaking out data from telephone services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, June 21, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas, Thanks for the email, and all the clarification you provided. We do appreciate it. I was
reviewing your answers to our questions below, and I noticed that you omitted one of the questions, the
one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores
versus the revenues that come from other stores?" As indicated my original response,
TracFone is a reseller of prepaid wireless service (airtime) that neither owns any
stores nor cellular facilities.
Your answers below seem to indicate that both sales from other stores (which sales TracFone does not
consider "retail"), and any recharges (or what TracFone calls "refills") associated with those sales, were
not included in the figures you sent us. Please verify if this is the correct understanding. Not correct:
TracFone does not own any stores. Refills are retail sales of airtime. As such, customers can purchase
additional airtime (refills) via the internet (i.e., TracFone’s website), and over the phone. Refills are
included in the Billing Platform and Internet Sales retail sales summary reports/figures that I had sent
to you.
So could you send us the percentage breakout between your sales at your Website and by phone (which
we believe you call retail) and your other sales (non-"retail," including refills or what we call recharges
on the non-retail sales)? Retail sales comprise roughly 30% of TracFone’s sales.
Also, let me know if you have any questions concerning the email that we sent to you on April 29th,
concerning other revenues that TracFone receives. Working on…
Have a great afternoon.
Mike
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may be confidential and proprietary, and any use or distribution of the information contained herein
may be prohibited by law. If you are not a named recipient, or if you have received this email in error,
please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday, June 17,
2016 8:34 AM Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see responses below to your questions. *Please note that I am still reviewing your
questions related to TracFone’s chart of accounts.* Billing Platform Transaction Detail Report: What
is?: · OTAPURCH -- ‘over the air’ purchase of prepaid wireless services (airtime) by a customer
through the phone. · Enrollment -- initial (one-time) enrollment of a customer when purchasing
airtime. · Recurring -- using the Billing Platform, customers make a one-time purchase or enroll
into programs available for recurring charges, most of which include airtime on a monthly (30 day)
basis. · BN Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which allows customers
to choose and buy Airtime directly from their TracFone, so that they can buy Airtime when they need it.
Also, does TracFone receive their revenues for features such as call waiting sold to their customers, or
are they part of the plan when you sell your cards? No, TracFone does not receive revenues for call
waiting. The feature is part of the airtime plan that customers purchase, thus it is not a separate charge.
After thinking about it, we had some other questions. You mentioned below that the data that you
provided to us does not include retailers such as Walmart. So the revenue figures that you sent to us are
for your own stores? First off, TracFone is a reseller of prepaid wireless service (airtime) that neither
owns any stores nor cellular facilities. It should also be noted that TracFone does not earn revenue in
Burien, Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing Platform,
Internet Sales, and Telephone Sales excel format reports that you received comprise TracFone’s retail
sales amounts. These amounts, which are all of the Company’s retail sales, are from customer
purchases made via the internet (i.e., the TracFone’s website) and over the phone. Recharges on
Sales Made by Outside Stores Such as Walmart: One more question we forgot to ask you: when you
send us the revenue information that we asked about in the email below, could you also include the
charges to customers who have continued to use your services (directly through your drawing funds
from their credit card or bank account) after they bought a phone or calling card from one of your
outside retailers (like Walmart)? We generally refer to these charges as "recharges." Or are these
charges included in the figures you already sent? Refills of airtime that a customer can purchase at
retail via the internet (i.e., the TracFone’s website), and over the phone. They are included in the
Billing Platform and Internet Sales retail reports that you received. Recharges on Sales Made by
TracFone's Own Stores: In addition, we will need to ascertain that all recharges done on accounts
opened at your own stores are included somewhere in the information we are provided with, as well:
are charges (associated with sales that initiated at one of your stores) for continued services which were
completed by automatic withdrawals or telephone withdrawals included in the figures you sent to us? If
not, we will need access to these numbers as well. See response to question above. Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com _______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION
intended only for the use of the Addressee(s) named above. From: TRS [mailto:crisp@trs-
integrity.com] Sent: Friday, June 10, 2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi
Nicholas, Hope everything is going well. Also, just checking to see how things are coming along
with the information that you told us you would send to us this week. Let us know if you have any
questions. Thanks Nicholas. Have a great afternoon. Mike This email and any files attached to it
are the property of Tax Recovery Services, LLC. The contents may be confidential and proprietary, and
any use or distribution of the information contained herein may be prohibited by law. If you are not a
named recipient, or if you have received this email in error, please notify the person who sent it, and
immediately delete it.
Re: TracFone Audit Questions
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Wed, Nov 16, 2016 at 12:41 PM
Hi Philip,
Thanks for the information. We will let you know if we have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, November 16, 2016 10:51 AM
Subject: RE: TracFone Audit Questions
Hi Mike – in regard to your outstanding questions, I had actually answered them on October
10, 2016 via a reply e-mail. I’m copying and pasting them, along with my previously stated
responses, below for your convenience:
Your Comment/Question: In the schedule grid below, and in your explanation, are we
correct in understanding that the 'retail direct' figures contain phone and accessory revenue,
but since these cannot be broken out (or can they?), My response: Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those
sales can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? My response:
Yes.
Your Comment/Question: If so, this is very helpful. Now, looking at the chart you sent to us
on August 17 (copied below), I am wondering how close we have come in comparing like
figures to come up with percentages. Which of the revenue code categories below are
included in the the Airtime revenue values you sent August 26th? And which are included in
the Retail Direct revenue values sent August 26th? My response: See table grid below. I
know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." My
response: See table grid below.
Account Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Your Added Comment/Question from 11/2/16: If you don't want to explain why you added
phones to one amount rather than subtracted phones from the other, we can certainly
estimate this with the numbers you sent. My response: in hindsight, I could have subtracted
but added instead.
Your Added Comment/Question from 11/2/16: Regarding the first question, if you choose
not to provide information on breakout of intrastate and interstate, since bundles are taxable
when not broken out in the regular course of business, we can just go ahead and do the
audit without this information. I am working on this item and expect to have the breakout
data for you soon.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 02, 2016 5:24 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we would need
to complete the audit first and then we could talk about meeting with your attorney and with legal
representatives from the cities. As you know, the city statutes require that you open your books for tax
audits, and we simply just want to first obtain the rest of the information that we need to complete the
audit.
We are down to just the three questions on the email below. Are there any of them that you
will be unable to answer? Please send us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in
the chart below (October 10) refer to the company-wide figures supplied to us on August
26th.
-If you don't want to explain why you added phones to one amount rather than subtracted
phones from the other, we can certainly estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of
intrastate and interstate, since bundles are taxable when not broken out in the regular course
of business, we can just go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your
company was breaking out your data-related revenues because of the data you sent titled
"internet." Now we realize that this amount was actually revenue figures for sales made by
your company online, not data service. So it would be great if we could get percentages from
you regarding data sold to customers, so that this may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to
continue to wait on your answers or if we should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual
resolution, we need to have a meeting as per our several previous requests. We would be glad to
respond in-person to all of your questions, including your most recent set contained in your
10/17/2016 e-mail to us as shown below. Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate
numbers you sent. Why did you add phones in one rather than removing them from the
other? How difficult would that be to convert these to non-accessary numbers? That would
be a bit more accurate, but for estimation purposes, we could also assume that the
percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-
wide figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and
accessory revenue, but since these cannot be broken out (or can they?), Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those sales
can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account
Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and
how things are coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you
sent detailing the company-wide data and calculated percents (not the city-specific data).
Could you take another look at the question in reference to the company-wide data on the
schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest
e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?)” Response: Yes, the retail sales amounts
contain phone and accessory revenue and they were broken out in separate files for each of
the cities under audit—i.e., ‘telephone sales’. You had received those files some time ago in
separate e-mails. For example, containing individual files for Billing Platform Sales, Internet
Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of
the answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some
questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?), and since the net airtime revenue did not contain
phones and accessories, you found the total phone and accessory revenue and added that
into the net airtime figures, then you used this sum to come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? I know the retail direct section is labeled "airtime and phones," but,
for example, there is airtime in the monthly program, but only Category 6102 is named
"Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
“Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be
added as according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect
their service by receiving a 30-day service only extension if needed and add any
airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—
are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad networks
will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what
level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as opposed
to a particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator,
the grid below now shows a separate break-out of sales of phones & accessories sales. The
retail sales amounts (numerator) that were provided to you also include both phones &
accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the
amounts from earlier years were so very much smaller than the amounts for more current
years, yet company profits appeared high. Has the percentage of sales (comparing ones
made without using another retailer to ones being done directly by TracFone) changed
significantly over the years? At this point, it looks like we will need to see the figures used for
calculating the percentages for each year, rather than just for a few recent years. Could you
send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825 31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356 35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain
if this means that they were sales made over the internet, not sales of internet (data plans).
Perhaps all of your sales are made in bundles, without breaking out data from telephone
services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION
intended only for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com] Sent: Tuesday, June 21, 2016 5:01 PM To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas, Thanks for the email, and all the clarification you provided. We do appreciate it. I was
reviewing your answers to our questions below, and I noticed that you omitted one of the questions, the
one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores versus
the revenues that come from other stores?" As indicated my original response, TracFone is
a reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities.
Your answers below seem to indicate that both sales from other stores (which sales TracFone does not
consider "retail"), and any recharges (or what TracFone calls "refills") associated with those sales, were
not included in the figures you sent us. Please verify if this is the correct understanding. Not correct:
TracFone does not own any stores. Refills are retail sales of airtime. As such, customers can purchase
additional airtime (refills) via the internet (i.e., TracFone’s website), and over the phone. Refills are
included in the Billing Platform and Internet Sales retail sales summary reports/figures that I had sent
to you. So could you send us the percentage breakout between your sales at your Website and by
phone (which we believe you call retail) and your other sales (non-"retail," including refills or what we
call recharges on the non-retail sales)? Retail sales comprise roughly 30% of TracFone’s sales.
Also, let me know if you have any questions concerning the email that we sent to you on April 29th,
concerning other revenues that TracFone receives. Working on… Have a great afternoon. Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents
may be confidential and proprietary, and any use or distribution of the information contained herein
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please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday,
June 17, 2016 8:34 AM Subject: RE: TracFone Audit Questions - Responses Hi Mike –
please see responses below to your questions. *Please note that I am still reviewing your
questions related to TracFone’s chart of accounts.* Billing Platform Transaction Detail
Report: What is?: · OTAPURCH -- ‘over the air’ purchase of prepaid wireless services
(airtime) by a customer through the phone. · Enrollment -- initial (one-time) enrollment
of a customer when purchasing airtime. · Recurring -- using the Billing Platform,
customers make a one-time purchase or enroll into programs available for recurring charges,
most of which include airtime on a monthly (30 day) basis. · BN Enrollment – ‘Buy
Now-Airtime on Demand’ enrollment’, which allows customers to choose and buy Airtime
directly from their TracFone, so that they can buy Airtime when they need it. Also, does
TracFone receive their revenues for features such as call waiting sold to their customers, or
are they part of the plan when you sell your cards? No, TracFone does not receive revenues
for call waiting. The feature is part of the airtime plan that customers purchase, thus it is not
a separate charge. After thinking about it, we had some other questions. You mentioned
below that the data that you provided to us does not include retailers such as Walmart. So
the revenue figures that you sent to us are for your own stores? First off, TracFone is a
reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities. It should also be noted that TracFone does not earn revenue in Burien, Federal
Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing Platform, Internet Sales,
and Telephone Sales excel format reports that you received comprise TracFone’s retail sales
amounts. These amounts, which are all of the Company’s retail sales, are from customer
purchases made via the internet (i.e., the TracFone’s website) and over the phone.
Recharges on Sales Made by Outside Stores Such as Walmart: One more question we
forgot to ask you: when you send us the revenue information that we asked about in the
email below, could you also include the charges to customers who have continued to use
your services (directly through your drawing funds from their credit card or bank account)
after they bought a phone or calling card from one of your outside retailers (like Walmart)?
We generally refer to these charges as "recharges." Or are these charges included in the
figures you already sent? Refills of airtime that a customer can purchase at retail via the
internet (i.e., the TracFone’s website), and over the phone. They are included in the Billing
Platform and Internet Sales retail reports that you received. Recharges on Sales Made by
TracFone's Own Stores: In addition, we will need to ascertain that all recharges done on
accounts opened at your own stores are included somewhere in the information we are
provided with, as well: are charges (associated with sales that initiated at one of your stores)
for continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above. Thanks, Nicholas E. Ford | Corporate
Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________ This Email contains
PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use
of the Addressee(s) named above. From: TRS [mailto:crisp@trs-integrity.com] Sent:
Friday, June 10, 2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi Nicholas,
Hope everything is going well. Also, just checking to see how things are coming along with
the information that you told us you would send to us this week. Let us know if you have
any questions. Thanks Nicholas. Have a great afternoon. Mike This email and any files
attached to it are the property of Tax Recovery Services, LLC. The contents may be
confidential and proprietary, and any use or distribution of the information contained herein
may be prohibited by law. If you are not a named recipient, or if you have received this email
in error, please notify the person who sent it, and immediately delete it.
Re: TracFone Audit Questions
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Wed, Nov 16, 2016 at 1:43 PM
Hi Nicholas,
Thanks again for sending us the email.
So regarding your answers, we will try to extract what you mean on the questions we sent most
recently, and put our best understanding of your answers in bold:
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th. So we
understand that you are saying that the chart does refer to company-wide figures.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent. Here, we understand that you
would be as okay with us using the accessory-inclusive numbers as the not accessory-inclusive
numbers for our estimate.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information. Your data is still coming on this one.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate. You have not responded to this one. You did not say, but we
assume that your data is still coming on this one, as well.
So Nicholas, if you do not dispute our answers in these understandings in bold above, then we
will take that as a positive agreement on each item above for which you did not send us a
correction.
This is a complicated audit, and we do appreciate all the work you are doing to help move this
forward. We are looking forward to your data on the last two items.
Have a great day.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, November 16, 2016 10:51 AM
Subject: RE: TracFone Audit Questions
Hi Mike – in regard to your outstanding questions, I had actually answered them on October 10, 2016
via a reply e-mail. I’m copying and pasting them, along with my previously stated responses, below
for your convenience:
Your Comment/Question: In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since these cannot
be broken out (or can they?), My response: Yes, the retail direct figures in the schedule grid below
include phones and accessories sales and yes those sales can be broken out. and since the net
airtime revenue did not contain phones and accessories, you found the total phone and accessory
revenue and added that into the net airtime figures, then you used this sum to come up with the
percentages? My response: Yes.
Your Comment/Question: If so, this is very helpful. Now, looking at the chart you sent to us on
August 17 (copied below), I am wondering how close we have come in comparing like figures to come
up with percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue values sent
August 26th? My response: See table grid below. I know the retail direct section is labeled "airtime
and phones," but, for example, there is airtime in the monthly program, but only Category 6102 is
named "Airtime Revenue." My response: See table grid below.
Account Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Your Added Comment/Question from 11/2/16: If you don't want to explain why you added
phones to one amount rather than subtracted phones from the other, we can certainly
estimate this with the numbers you sent. My response: in hindsight, I could have subtracted
but added instead.
Your Added Comment/Question from 11/2/16: Regarding the first question, if you choose
not to provide information on breakout of intrastate and interstate, since bundles are taxable
when not broken out in the regular course of business, we can just go ahead and do the
audit without this information. I am working on this item and expect to have the breakout
data for you soon.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 02, 2016 5:24 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we would need
to complete the audit first and then we could talk about meeting with your attorney and with legal
representatives from the cities. As you know, the city statutes require that you open your books for tax
audits, and we simply just want to first obtain the rest of the information that we need to complete the
audit.
We are down to just the three questions on the email below. Are there any of them that you will be
unable to answer? Please send us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to
continue to wait on your answers or if we should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual
resolution, we need to have a meeting as per our several previous requests. We would be glad to
respond in-person to all of your questions, including your most recent set contained in your
10/17/2016 e-mail to us as shown below. Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate
numbers you sent. Why did you add phones in one rather than removing them from the
other? How difficult would that be to convert these to non-accessary numbers? That would
be a bit more accurate, but for estimation purposes, we could also assume that the
percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-
wide figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and
accessory revenue, but since these cannot be broken out (or can they?), Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those sales
can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account
Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and
how things are coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you
sent detailing the company-wide data and calculated percents (not the city-specific data).
Could you take another look at the question in reference to the company-wide data on the
schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest
e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?)” Response: Yes, the retail sales amounts
contain phone and accessory revenue and they were broken out in separate files for each of
the cities under audit—i.e., ‘telephone sales’. You had received those files some time ago in
separate e-mails. For example, containing individual files for Billing Platform Sales, Internet
Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of
the answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some
questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?), and since the net airtime revenue did not contain
phones and accessories, you found the total phone and accessory revenue and added that
into the net airtime figures, then you used this sum to come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? I know the retail direct section is labeled "airtime and phones," but,
for example, there is airtime in the monthly program, but only Category 6102 is named
"Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
“Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be
added as according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect
their service by receiving a 30-day service only extension if needed and add any
airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—
are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad networks
will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what
level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as opposed
to a particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator,
the grid below now shows a separate break-out of sales of phones & accessories sales. The
retail sales amounts (numerator) that were provided to you also include both phones &
accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the
amounts from earlier years were so very much smaller than the amounts for more current
years, yet company profits appeared high. Has the percentage of sales (comparing ones
made without using another retailer to ones being done directly by TracFone) changed
significantly over the years? At this point, it looks like we will need to see the figures used for
calculating the percentages for each year, rather than just for a few recent years. Could you
send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825 31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)Company-Wide
2,144,494,356
35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain
if this means that they were sales made over the internet, not sales of internet (data plans).
Perhaps all of your sales are made in bundles, without breaking out data from telephone
services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
received this email in error, please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday,
June 24, 2016 8:06 AM Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION
intended only for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com] Sent: Tuesday, June 21, 2016 5:01 PM To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas, Thanks for the email, and all the clarification you provided. We do appreciate it.
I was reviewing your answers to our questions below, and I noticed that you omitted one of
the questions, the one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores versus the
revenues that come from other stores?" As indicated my original response, TracFone is a
reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities. Your answers below seem to indicate that both sales from other stores (which
sales TracFone does not consider "retail"), and any recharges (or what TracFone calls
"refills") associated with those sales, were not included in the figures you sent us. Please
verify if this is the correct understanding. Not correct: TracFone does not own any stores.
Refills are retail sales of airtime. As such, customers can purchase additional airtime (refills)
via the internet (i.e., TracFone’s website), and over the phone. Refills are included in the
Billing Platform and Internet Sales retail sales summary reports/figures that I had sent to
you. So could you send us the percentage breakout between your sales at your Website
and by phone (which we believe you call retail) and your other sales (non-"retail," including
refills or what we call recharges on the non-retail sales)? Retail sales comprise roughly 30%
of TracFone’s sales. Also, let me know if you have any questions concerning the email that
we sent to you on April 29th, concerning other revenues that TracFone receives. Working
on… Have a great afternoon. Mike This email and any files attached to it are the
property of Tax Recovery Services, LLC. The contents may be confidential and proprietary,
and any use or distribution of the information contained herein may be prohibited by law. If
you are not a named recipient, or if you have received this email in error, please notify the
person who sent it, and immediately delete it. From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com> Sent: Friday, June 17, 2016 8:34 AM Subject: RE:
TracFone Audit Questions - Responses Hi Mike – please see responses below to your
questions. *Please note that I am still reviewing your questions related to TracFone’s chart of
accounts.* Billing Platform Transaction Detail Report: What is?: · OTAPURCH -- ‘over
the air’ purchase of prepaid wireless services (airtime) by a customer through the phone.
· Enrollment -- initial (one-time) enrollment of a customer when purchasing airtime.
· Recurring -- using the Billing Platform, customers make a one-time purchase or enroll
into programs available for recurring charges, most of which include airtime on a monthly (30
day) basis. · BN Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which allows
customers to choose and buy Airtime directly from their TracFone, so that they can buy
Airtime when they need it. Also, does TracFone receive their revenues for features such as
call waiting sold to their customers, or are they part of the plan when you sell your cards?
No, TracFone does not receive revenues for call waiting. The feature is part of the airtime
plan that customers purchase, thus it is not a separate charge. After thinking about it, we
had some other questions. You mentioned below that the data that you provided to us does
not include retailers such as Walmart. So the revenue figures that you sent to us are for your
own stores? First off, TracFone is a reseller of prepaid wireless service (airtime) that neither
owns any stores nor cellular facilities. It should also be noted that TracFone does not earn
revenue in Burien, Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the
Billing Platform, Internet Sales, and Telephone Sales excel format reports that you received
comprise TracFone’s retail sales amounts. These amounts, which are all of the Company’s
retail sales, are from customer purchases made via the internet (i.e., the TracFone’s website)
and over the phone. Recharges on Sales Made by Outside Stores Such as Walmart: One
more question we forgot to ask you: when you send us the revenue information that we
asked about in the email below, could you also include the charges to customers who have
continued to use your services (directly through your drawing funds from their credit card or
bank account) after they bought a phone or calling card from one of your outside retailers
(like Walmart)? We generally refer to these charges as "recharges." Or are these charges
included in the figures you already sent? Refills of airtime that a customer can purchase at
retail via the internet (i.e., the TracFone’s website), and over the phone. They are included in
the Billing Platform and Internet Sales retail reports that you received. Recharges on Sales
Made by TracFone's Own Stores: In addition, we will need to ascertain that all recharges
done on accounts opened at your own stores are included somewhere in the information we
are provided with, as well: are charges (associated with sales that initiated at one of your
stores) for continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above. Thanks, Nicholas E. Ford | Corporate
Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________ This Email contains
PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use
of the Addressee(s) named above. From: TRS [mailto:crisp@trs-integrity.com] Sent:
Friday, June 10, 2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi Nicholas,
Hope everything is going well. Also, just checking to see how things are coming along with
the information that you told us you would send to us this week. Let us know if you have
any questions. Thanks Nicholas. Have a great afternoon. Mike This email and any files
attached to it are the property of Tax Recovery Services, LLC. The contents may be
confidential and proprietary, and any use or distribution of the information contained herein
may be prohibited by law. If you are not a named recipient, or if you have received this email
in error, please notify the person who sent it, and immediately delete it.
RE: TracFone Audit Questions
Inbox
Nicholas Ford <nford@tracfone.com>
To:TRS
Wed, Nov 16, 2016 at 2:04 PM
Hi Mike – for purposes of your estimate calculation, the accessory-inclusive numbers should not be
used, with the logic being that such accessories are not subject to tax under the utility tax statutes of the
WA cities under audit. As such, the accessory-exclusive number should be used.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 16, 2016 4:44 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks again for sending us the email.
So regarding your answers, we will try to extract what you mean on the questions we sent most
recently, and put our best understanding of your answers in bold:
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th. So we
understand that you are saying that the chart does refer to company-wide figures.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent. Here, we understand that you
would be as okay with us using the accessory-inclusive numbers as the not accessory-inclusive
numbers for our estimate.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information. Your data is still coming on this one.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate. You have not responded to this one. You did not say, but we
assume that your data is still coming on this one, as well.
So Nicholas, if you do not dispute our answers in these understandings in bold above, then we will take
that as a positive agreement on each item above for which you did not send us a correction.
This is a complicated audit, and we do appreciate all the work you are doing to help move this forward.
We are looking forward to your data on the last two items.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, November 16, 2016 10:51 AM
Subject: RE: TracFone Audit Questions
Hi Mike – in regard to your outstanding questions, I had actually answered them on October 10, 2016
via a reply e-mail. I’m copying and pasting them, along with my previously stated responses, below
for your convenience:
Your Comment/Question: In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since these cannot
be broken out (or can they?), My response: Yes, the retail direct figures in the schedule grid below
include phones and accessories sales and yes those sales can be broken out. and since the net
airtime revenue did not contain phones and accessories, you found the total phone and accessory
revenue and added that into the net airtime figures, then you used this sum to come up with the
percentages? My response: Yes.
Your Comment/Question: If so, this is very helpful. Now, looking at the chart you sent to us on
August 17 (copied below), I am wondering how close we have come in comparing like figures to come
up with percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue values sent
August 26th? My response: See table grid below. I know the retail direct section is labeled "airtime
and phones," but, for example, there is airtime in the monthly program, but only Category 6102 is
named "Airtime Revenue." My response: See table grid below.
Account Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Your Added Comment/Question from 11/2/16: If you don't want to explain why you added phones
to one amount rather than subtracted phones from the other, we can certainly estimate this with the
numbers you sent. My response: in hindsight, I could have subtracted but added instead.
Your Added Comment/Question from 11/2/16: Regarding the first question, if you choose not to
provide information on breakout of intrastate and interstate, since bundles are taxable when not broken
out in the regular course of business, we can just go ahead and do the audit without this information. I
am working on this item and expect to have the breakout data for you soon.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Wednesday, November 02, 2016 5:24 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we would need
to complete the audit first and then we could talk about meeting with your attorney and with legal
representatives from the cities. As you know, the city statutes require that you open your books for tax
audits, and we simply just want to first obtain the rest of the information that we need to complete the
audit.
We are down to just the three questions on the email below. Are there any of them that you will be
unable to answer? Please send us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to continue to
wait on your answers or if we should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual resolution, we
need to have a meeting as per our several previous requests. We would be glad to respond in-person to all of
your questions, including your most recent set contained in your 10/17/2016 e-mail to us as shown below.
Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate numbers you sent.
Why did you add phones in one rather than removing them from the other? How difficult would that be
to convert these to non-accessary numbers? That would be a bit more accurate, but for estimation
purposes, we could also assume that the percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-wide
figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and accessory
revenue, but since these cannot be broken out (or can they?), Yes, the retail direct figures in the
schedule grid below include phones and accessories sales and yes those sales can be broken out. and
since the net airtime revenue did not contain phones and accessories, you found the total phone and
accessory revenue and added that into the net airtime figures, then you used this sum to come up with
the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account
Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and how things are
coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you sent
detailing the company-wide data and calculated percents (not the city-specific data). Could you take
another look at the question in reference to the company-wide data on the schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in understanding
that the 'retail direct' figures contain phone and accessory revenue, but since these cannot be broken out
(or can they?)” Response: Yes, the retail sales amounts contain phone and accessory revenue and
they were broken out in separate files for each of the cities under audit—i.e., ‘telephone sales’. You
had received those files some time ago in separate e-mails. For example, containing individual files for
Billing Platform Sales, Internet Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of the
answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some questions.
In the schedule grid below, and in your explanation, are we correct in understanding that the 'retail
direct' figures contain phone and accessory revenue, but since these cannot be broken out (or can
they?), and since the net airtime revenue did not contain phones and accessories, you found the total
phone and accessory revenue and added that into the net airtime figures, then you used this sum to
come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? I know the retail
direct section is labeled "airtime and phones," but, for example, there is airtime in the monthly
program, but only Category 6102 is named "Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the “Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service
can be added as according to a customer’s needs. Includes retail and wholesale sales (to
retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their
service by receiving a 30-day service only extension if needed and add any airtime cards
or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the monthly plans program. For example, monthly plans of varying periods—of up to
one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to
afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation in
the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad
networks will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what level(s) can
you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is
"wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at 23.6% and
25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70% wholesale was just
that—an estimate. It was also based on the whole company as opposed to a particular state or city. The
net airtime revenue (per financial statements) denominator includes not only retail sales, but also
wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the other is the
Airtime Revenue. We were wondering: are you dividing two things that are similar enough to compare?
It seems that Direct Sales would include more than just airtime revenue, probably including handset
sales and internet? So could you give a definition of each one, including what components they
contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator, the grid
below now shows a separate break-out of sales of phones & accessories sales. The retail sales amounts
(numerator) that were provided to you also include both phones & accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the amounts
from earlier years were so very much smaller than the amounts for more current years, yet company
profits appeared high. Has the percentage of sales (comparing ones made without using another retailer
to ones being done directly by TracFone) changed significantly over the years? At this point, it looks
like we will need to see the figures used for calculating the percentages for each year, rather than just
for a few recent years. Could you send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the estimated
wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%
(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012 (1) Retail (Direct) Sales Amounts (Airtime & Phones)Company-Wide 1,164,915,001 24%
(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements) 502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%
(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate amounts for the
long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
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the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions. Please be aware
that I should have feedback related to your questions on the retail sales, wholesale sales and airtime revenue
(where I had sent you some roughly estimated percentage amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay as you
go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as according to a
customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service by receiving
a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the monthly plans
program. For example, monthly plans of varying periods—of up to one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford phone
service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-of-charge to
eligible, low-income participants. In turn, TracFone receives payments, which are reimbursements by
USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get TracFone
service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data (internet),
and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay Tracfone for the
use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
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From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we requested for
the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on June 30th
and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
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From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we requested for
the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and myself will be
out of the office the rest of this week until Monday. As such, I’d aim to get feedback to you sometime next
week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we put the
word "without," when we actually meant "with." Hopefully, from context, you caught our intended
meaning and have been framing your reply accordingly, but just in case, we wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you have any
questions.
Thanks Nicholas.
Have a great weekend.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology used inside
your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do have a few
further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale," then, to
find what percentage of total sales are Direct Sales, it looks like to me that we should add Direct and
Airtime and divide Direct by the sum. Using this method, we arrive at 23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime Revenue.
We were wondering: are you dividing two things that are similar enough to compare? It seems that
Direct Sales would include more than just airtime revenue, probably including handset sales and
internet? So could you give a definition of each one, including what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction interface
for retail sales. Under the APP, customers engage in one-time credit card based
transactions via the internet or phone. APP based customer transactions are
consummated predominantly via the internet. Furthermore, any TracFone plan program
which is not available to be set up for an automated-recurring charge gets processed
through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can make a
one-time purchase or enroll into programs available for automated or recurring charges,
most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card
transaction interfaces for executing TracFone’s customers’ retail purchases—except that
Billing Platform provides for recurring charges whereas APP allows customers to
engaged in one-time credit card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the breakdown for
2013 and 2014, for example.
2013
Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825
31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014
Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356
35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain if this
means that they were sales made over the internet, not sales of internet (data plans). Perhaps all of your
sales are made in bundles, without breaking out data from telephone services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
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may be confidential and proprietary, and any use or distribution of the information contained herein
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From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday, June 24,
2016 8:06 AM Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION
intended only for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com] Sent: Tuesday, June 21, 2016 5:01 PM To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas, Thanks for the email, and all the clarification you provided. We do appreciate it. I was
reviewing your answers to our questions below, and I noticed that you omitted one of the questions, the
one asking for a percentage of revenues that come from other stores: ". . . could you tell us the
percentage of your revenues that come from your stores versus the revenues that come from other
stores?" As indicated my original response, TracFone is a reseller of prepaid wireless service (airtime)
that neither owns any stores nor cellular facilities. Your answers below seem to indicate that both
sales from other stores (which sales TracFone does not consider "retail"), and any recharges (or what
TracFone calls "refills") associated with those sales, were not included in the figures you sent us. Please
verify if this is the correct understanding. Not correct: TracFone does not own any stores. Refills are
retail sales of airtime. As such, customers can purchase additional airtime (refills) via the internet (i.e.,
TracFone’s website), and over the phone. Refills are included in the Billing Platform and Internet Sales
retail sales summary reports/figures that I had sent to you. So could you send us the percentage
breakout between your sales at your Website and by phone (which we believe you call retail) and your
other sales (non-"retail," including refills or what we call recharges on the non-retail sales)? Retail
sales comprise roughly 30% of TracFone’s sales. Also, let me know if you have any questions
concerning the email that we sent to you on April 29th, concerning other revenues that TracFone
receives. Working on… Have a great afternoon. Mike This email and any files attached to it are
the property of Tax Recovery Services, LLC. The contents may be confidential and proprietary, and any
use or distribution of the information contained herein may be prohibited by law. If you are not a
named recipient, or if you have received this email in error, please notify the person who sent it, and
immediately delete it. From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-
integrity.com> Sent: Friday, June 17, 2016 8:34 AM Subject: RE: TracFone Audit Questions -
Responses Hi Mike – please see responses below to your questions. *Please note that I am still
reviewing your questions related to TracFone’s chart of accounts.* Billing Platform Transaction Detail
Report: What is?: · OTAPURCH -- ‘over the air’ purchase of prepaid wireless services (airtime)
by a customer through the phone. · Enrollment -- initial (one-time) enrollment of a customer
when purchasing airtime. · Recurring -- using the Billing Platform, customers make a one-time
purchase or enroll into programs available for recurring charges, most of which include airtime on a
monthly (30 day) basis. · BN Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which
allows customers to choose and buy Airtime directly from their TracFone, so that they can buy Airtime
when they need it. Also, does TracFone receive their revenues for features such as call waiting sold to
their customers, or are they part of the plan when you sell your cards? No, TracFone does not receive
revenues for call waiting. The feature is part of the airtime plan that customers purchase, thus it is not a
separate charge. After thinking about it, we had some other questions. You mentioned below that the
data that you provided to us does not include retailers such as Walmart. So the revenue figures that you
sent to us are for your own stores? First off, TracFone is a reseller of prepaid wireless service (airtime)
that neither owns any stores nor cellular facilities. It should also be noted that TracFone does not earn
revenue in Burien, Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing
Platform, Internet Sales, and Telephone Sales excel format reports that you received comprise
TracFone’s retail sales amounts. These amounts, which are all of the Company’s retail sales, are from
customer purchases made via the internet (i.e., the TracFone’s website) and over the phone.
Recharges on Sales Made by Outside Stores Such as Walmart: One more question we forgot to ask
you: when you send us the revenue information that we asked about in the email below, could you also
include the charges to customers who have continued to use your services (directly through your
drawing funds from their credit card or bank account) after they bought a phone or calling card from
one of your outside retailers (like Walmart)? We generally refer to these charges as "recharges." Or are
these charges included in the figures you already sent? Refills of airtime that a customer can purchase
at retail via the internet (i.e., the TracFone’s website), and over the phone. They are included in the
Billing Platform and Internet Sales retail reports that you received. Recharges on Sales Made by
TracFone's Own Stores: In addition, we will need to ascertain that all recharges done on accounts
opened at your own stores are included somewhere in the information we are provided with, as well:
are charges (associated with sales that initiated at one of your stores) for continued services which were
completed by automatic withdrawals or telephone withdrawals included in the figures you sent to us? If
not, we will need access to these numbers as well. See response to question above. Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com _______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION
intended only for the use of the Addressee(s) named above. From: TRS [mailto:crisp@trs-
integrity.com] Sent: Friday, June 10, 2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi
Nicholas, Hope everything is going well. Also, just checking to see how things are coming along
with the information that you told us you would send to us this week. Let us know if you have any
questions. Thanks Nicholas. Have a great afternoon. Mike This email and any files attached to it
are the property of Tax Recovery Services, LLC. The contents may be confidential and proprietary, and
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named recipient, or if you have received this email in error, please notify the person who sent it, and
immediately delete it.
Re: TracFone Audit Questions
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Wed, Nov 16, 2016 at 2:38 PM
Thanks, Nicholas. But were we both discussing the company-wide figures when you sent this
response?
We understand that, when using the city-specific data you sent, we would not include the accessories
which were broken out for us.
However, here we are merely trying to find a ratio of direct sales verses indirect sales using the
company-wide data. Remember we got an accessories-inclusive figure for both, but only one
accessories-exclusive number. In order to compare like figures, we will need to either use the two
accessory-inclusive figures, or we will need the other accessory-exclusive figure for our use. This
would be for each year of the chart sent on August 26.
So would you like to provide for us the missing accessory-exclusive company-wide figures, or would
you rather we just use the accessory-inclusive figures for estimating the ratio?
Thanks again, Nicholas, for all of your help.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, November 16, 2016 2:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – for purposes of your estimate calculation, the accessory-inclusive numbers should not be
used, with the logic being that such accessories are not subject to tax under the utility tax statutes of the
WA cities under audit. As such, the accessory-exclusive number should be used.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 16, 2016 4:44 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks again for sending us the email.
So regarding your answers, we will try to extract what you mean on the questions we sent most
recently, and put our best understanding of your answers in bold:
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th. So we
understand that you are saying that the chart does refer to company-wide figures.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent. Here, we understand that you
would be as okay with us using the accessory-inclusive numbers as the not accessory-inclusive
numbers for our estimate.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information. Your data is still coming on this one.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate. You have not responded to this one. You did not say, but we
assume that your data is still coming on this one, as well.
So Nicholas, if you do not dispute our answers in these understandings in bold above, then
we will take that as a positive agreement on each item above for which you did not send us a
correction.
This is a complicated audit, and we do appreciate all the work you are doing to help move
this forward. We are looking forward to your data on the last two items.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, November 16, 2016 10:51 AM
Subject: RE: TracFone Audit Questions
Hi Mike – in regard to your outstanding questions, I had actually answered them on October
10, 2016 via a reply e-mail. I’m copying and pasting them, along with my previously stated
responses, below for your convenience:
Your Comment/Question: In the schedule grid below, and in your explanation, are we
correct in understanding that the 'retail direct' figures contain phone and accessory revenue,
but since these cannot be broken out (or can they?), My response: Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those
sales can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? My response:
Yes.
Your Comment/Question: If so, this is very helpful. Now, looking at the chart you sent to us
on August 17 (copied below), I am wondering how close we have come in comparing like
figures to come up with percentages. Which of the revenue code categories below are
included in the the Airtime revenue values you sent August 26th? And which are included in
the Retail Direct revenue values sent August 26th? My response: See table grid below. I
know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." My
response: See table grid below.
Account Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Your Added Comment/Question from 11/2/16: If you don't want to explain why you added
phones to one amount rather than subtracted phones from the other, we can certainly
estimate this with the numbers you sent. My response: in hindsight, I could have subtracted
but added instead.
Your Added Comment/Question from 11/2/16: Regarding the first question, if you choose
not to provide information on breakout of intrastate and interstate, since bundles are taxable
when not broken out in the regular course of business, we can just go ahead and do the
audit without this information. I am working on this item and expect to have the breakout
data for you soon.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 02, 2016 5:24 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we would need
to complete the audit first and then we could talk about meeting with your attorney and with legal
representatives from the cities. As you know, the city statutes require that you open your books for tax
audits, and we simply just want to first obtain the rest of the information that we need to complete the
audit.
We are down to just the three questions on the email below. Are there any of them that you will be
unable to answer? Please send us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to
continue to wait on your answers or if we should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual
resolution, we need to have a meeting as per our several previous requests. We would be glad to
respond in-person to all of your questions, including your most recent set contained in your
10/17/2016 e-mail to us as shown below. Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate
numbers you sent. Why did you add phones in one rather than removing them from the
other? How difficult would that be to convert these to non-accessary numbers? That would
be a bit more accurate, but for estimation purposes, we could also assume that the
percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-
wide figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and
accessory revenue, but since these cannot be broken out (or can they?), Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those sales
can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account
Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes
Yes
6118 – Revenue – Safelink Program Yes
No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and
how things are coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you
sent detailing the company-wide data and calculated percents (not the city-specific data).
Could you take another look at the question in reference to the company-wide data on the
schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest
e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in understanding
that the 'retail direct' figures contain phone and accessory revenue, but since these cannot be broken out
(or can they?)” Response: Yes, the retail sales amounts contain phone and accessory revenue and
they were broken out in separate files for each of the cities under audit—i.e., ‘telephone sales’. You
had received those files some time ago in separate e-mails. For example, containing individual files for
Billing Platform Sales, Internet Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of
the answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some
questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?), and since the net airtime revenue did not contain
phones and accessories, you found the total phone and accessory revenue and added that
into the net airtime figures, then you used this sum to come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? I know the retail direct section is labeled "airtime and phones," but,
for example, there is airtime in the monthly program, but only Category 6102 is named
"Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
“Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be
added as according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—
are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad networks
will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what
level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as opposed
to a particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator, the grid
below now shows a separate break-out of sales of phones & accessories sales. The retail sales amounts
(numerator) that were provided to you also include both phones & accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the amounts
from earlier years were so very much smaller than the amounts for more current years, yet company
profits appeared high. Has the percentage of sales (comparing ones made without using another retailer
to ones being done directly by TracFone) changed significantly over the years? At this point, it looks
like we will need to see the figures used for calculating the percentages for each year, rather than just
for a few recent years. Could you send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements) 2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%
(2) Net Airtime Revenue (Per Financial Statements) 3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3):
3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide 1,164,915,001 24%
(2) Net Airtime Revenue (Per Financial Statements) 4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements) 502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825 31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356 35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain
if this means that they were sales made over the internet, not sales of internet (data plans).
Perhaps all of your sales are made in bundles, without breaking out data from telephone
services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
received this email in error, please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday,
June 24, 2016 8:06 AM Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION
intended only for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com] Sent: Tuesday, June 21, 2016 5:01 PM To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas, Thanks for the email, and all the clarification you provided. We do appreciate it.
I was reviewing your answers to our questions below, and I noticed that you omitted one of
the questions, the one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores versus the
revenues that come from other stores?" As indicated my original response, TracFone is a
reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities. Your answers below seem to indicate that both sales from other stores (which
sales TracFone does not consider "retail"), and any recharges (or what TracFone calls
"refills") associated with those sales, were not included in the figures you sent us. Please
verify if this is the correct understanding. Not correct: TracFone does not own any stores.
Refills are retail sales of airtime. As such, customers can purchase additional airtime (refills)
via the internet (i.e., TracFone’s website), and over the phone. Refills are included in the
Billing Platform and Internet Sales retail sales summary reports/figures that I had sent to
you. So could you send us the percentage breakout between your sales at your Website
and by phone (which we believe you call retail) and your other sales (non-"retail," including
refills or what we call recharges on the non-retail sales)? Retail sales comprise roughly 30%
of TracFone’s sales. Also, let me know if you have any questions concerning the email that
we sent to you on April 29th, concerning other revenues that TracFone receives. Working
on… Have a great afternoon. Mike This email and any files attached to it are the
property of Tax Recovery Services, LLC. The contents may be confidential and proprietary,
and any use or distribution of the information contained herein may be prohibited by law. If
you are not a named recipient, or if you have received this email in error, please notify the
person who sent it, and immediately delete it. From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com> Sent: Friday, June 17, 2016 8:34 AM Subject: RE:
TracFone Audit Questions - Responses Hi Mike – please see responses below to your
questions. *Please note that I am still reviewing your questions related to TracFone’s chart of
accounts.* Billing Platform Transaction Detail Report: What is?: · OTAPURCH -- ‘over
the air’ purchase of prepaid wireless services (airtime) by a customer through the phone.
· Enrollment -- initial (one-time) enrollment of a customer when purchasing airtime.
· Recurring -- using the Billing Platform, customers make a one-time purchase or enroll
into programs available for recurring charges, most of which include airtime on a monthly (30
day) basis. · BN Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which allows
customers to choose and buy Airtime directly from their TracFone, so that they can buy
Airtime when they need it. Also, does TracFone receive their revenues for features such as
call waiting sold to their customers, or are they part of the plan when you sell your cards?
No, TracFone does not receive revenues for call waiting. The feature is part of the airtime
plan that customers purchase, thus it is not a separate charge. After thinking about it, we
had some other questions. You mentioned below that the data that you provided to us does
not include retailers such as Walmart. So the revenue figures that you sent to us are for your
own stores? First off, TracFone is a reseller of prepaid wireless service (airtime) that neither
owns any stores nor cellular facilities. It should also be noted that TracFone does not earn
revenue in Burien, Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the
Billing Platform, Internet Sales, and Telephone Sales excel format reports that you received
comprise TracFone’s retail sales amounts. These amounts, which are all of the Company’s
retail sales, are from customer purchases made via the internet (i.e., the TracFone’s website)
and over the phone. Recharges on Sales Made by Outside Stores Such as Walmart: One
more question we forgot to ask you: when you send us the revenue information that we
asked about in the email below, could you also include the charges to customers who have
continued to use your services (directly through your drawing funds from their credit card or
bank account) after they bought a phone or calling card from one of your outside retailers
(like Walmart)? We generally refer to these charges as "recharges." Or are these charges
included in the figures you already sent? Refills of airtime that a customer can purchase at
retail via the internet (i.e., the TracFone’s website), and over the phone. They are included in
the Billing Platform and Internet Sales retail reports that you received. Recharges on Sales
Made by TracFone's Own Stores: In addition, we will need to ascertain that all recharges
done on accounts opened at your own stores are included somewhere in the information we
are provided with, as well: are charges (associated with sales that initiated at one of your
stores) for continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above. Thanks, Nicholas E. Ford | Corporate
Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________ This Email contains
PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use
of the Addressee(s) named above. From: TRS [mailto:crisp@trs-integrity.com] Sent:
Friday, June 10, 2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi Nicholas,
Hope everything is going well. Also, just checking to see how things are coming along with
the information that you told us you would send to us this week. Let us know if you have
any questions. Thanks Nicholas. Have a great afternoon. Mike This email and any files
attached to it are the property of Tax Recovery Services, LLC. The contents may be
confidential and proprietary, and any use or distribution of the information contained herein
may be prohibited by law. If you are not a named recipient, or if you have received this email
in error, please notify the person who sent it, and immediately delete it.
RE: TracFone Audit Questions
Inbox
Nicholas Ford <nford@tracfone.com>
To:TRS
Wed, Nov 16, 2016 at 2:42 PM
Hi Mike – pardon the mix up. On the company-wide ratio side of things you would be correct to use
the accessory-inclusive figures as discussed. Just wanted to ensure that on the city-specific-data side of
things that the accessories would not be included since they are not taxable as you know.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 16, 2016 5:39 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Thanks, Nicholas. But were we both discussing the company-wide figures when you sent this
response?
We understand that, when using the city-specific data you sent, we would not include the accessories
which were broken out for us.
However, here we are merely trying to find a ratio of direct sales verses indirect sales using the
company-wide data. Remember we got an accessories-inclusive figure for both, but only one
accessories-exclusive number. In order to compare like figures, we will need to either use the two
accessory-inclusive figures, or we will need the other accessory-exclusive figure for our use. This
would be for each year of the chart sent on August 26.
So would you like to provide for us the missing accessory-exclusive company-wide figures, or would
you rather we just use the accessory-inclusive figures for estimating the ratio?
Thanks again, Nicholas, for all of your help.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, November 16, 2016 2:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – for purposes of your estimate calculation, the accessory-inclusive numbers should not be
used, with the logic being that such accessories are not subject to tax under the utility tax statutes of the
WA cities under audit. As such, the accessory-exclusive number should be used.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 16, 2016 4:44 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks again for sending us the email.
So regarding your answers, we will try to extract what you mean on the questions we sent most
recently, and put our best understanding of your answers in bold:
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th. So we
understand that you are saying that the chart does refer to company-wide figures.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent. Here, we understand that you
would be as okay with us using the accessory-inclusive numbers as the not accessory-inclusive
numbers for our estimate.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information. Your data is still coming on this one.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate. You have not responded to this one. You did not say, but we
assume that your data is still coming on this one, as well.
So Nicholas, if you do not dispute our answers in these understandings in bold above, then we will take
that as a positive agreement on each item above for which you did not send us a correction.
This is a complicated audit, and we do appreciate all the work you are doing to help move this forward.
We are looking forward to your data on the last two items.
Have a great day.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, November 16, 2016 10:51 AM
Subject: RE: TracFone Audit Questions
Hi Mike – in regard to your outstanding questions, I had actually answered them on October 10, 2016
via a reply e-mail. I’m copying and pasting them, along with my previously stated responses, below
for your convenience:
Your Comment/Question: In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since these cannot
be broken out (or can they?), My response: Yes, the retail direct figures in the schedule grid below
include phones and accessories sales and yes those sales can be broken out. and since the net
airtime revenue did not contain phones and accessories, you found the total phone and accessory
revenue and added that into the net airtime figures, then you used this sum to come up with the
percentages? My response: Yes.
Your Comment/Question: If so, this is very helpful. Now, looking at the chart you sent to us on
August 17 (copied below), I am wondering how close we have come in comparing like figures to come
up with percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue values sent
August 26th? My response: See table grid below. I know the retail direct section is labeled "airtime
and phones," but, for example, there is airtime in the monthly program, but only Category 6102 is
named "Airtime Revenue." My response: See table grid below.
Account Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Your Added Comment/Question from 11/2/16: If you don't want to explain why you added phones
to one amount rather than subtracted phones from the other, we can certainly estimate this with the
numbers you sent. My response: in hindsight, I could have subtracted but added instead.
Your Added Comment/Question from 11/2/16: Regarding the first question, if you choose not to
provide information on breakout of intrastate and interstate, since bundles are taxable when not broken
out in the regular course of business, we can just go ahead and do the audit without this information. I
am working on this item and expect to have the breakout data for you soon.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Wednesday, November 02, 2016 5:24 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we would need
to complete the audit first and then we could talk about meeting with your attorney and with legal
representatives from the cities. As you know, the city statutes require that you open your books for tax
audits, and we simply just want to first obtain the rest of the information that we need to complete the
audit.
We are down to just the three questions on the email below. Are there any of them that you will be
unable to answer? Please send us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to continue to
wait on your answers or if we should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual resolution, we
need to have a meeting as per our several previous requests. We would be glad to respond in-person to all of
your questions, including your most recent set contained in your 10/17/2016 e-mail to us as shown below.
Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate numbers you sent.
Why did you add phones in one rather than removing them from the other? How difficult would that be
to convert these to non-accessary numbers? That would be a bit more accurate, but for estimation
purposes, we could also assume that the percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-wide
figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and accessory
revenue, but since these cannot be broken out (or can they?), Yes, the retail direct figures in the
schedule grid below include phones and accessories sales and yes those sales can be broken out. and
since the net airtime revenue did not contain phones and accessories, you found the total phone and
accessory revenue and added that into the net airtime figures, then you used this sum to come up with
the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account
Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes
Yes
6118 – Revenue – Safelink Program Yes
No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and how things are
coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you sent
detailing the company-wide data and calculated percents (not the city-specific data). Could you take
another look at the question in reference to the company-wide data on the schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in understanding
that the 'retail direct' figures contain phone and accessory revenue, but since these cannot be broken out
(or can they?)” Response: Yes, the retail sales amounts contain phone and accessory revenue and
they were broken out in separate files for each of the cities under audit—i.e., ‘telephone sales’. You
had received those files some time ago in separate e-mails. For example, containing individual files for
Billing Platform Sales, Internet Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of the
answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
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----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some questions.
In the schedule grid below, and in your explanation, are we correct in understanding that the 'retail
direct' figures contain phone and accessory revenue, but since these cannot be broken out (or can
they?), and since the net airtime revenue did not contain phones and accessories, you found the total
phone and accessory revenue and added that into the net airtime figures, then you used this sum to
come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? I know the retail
direct section is labeled "airtime and phones," but, for example, there is airtime in the monthly
program, but only Category 6102 is named "Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the “Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service
can be added as according to a customer’s needs. Includes retail and wholesale sales (to
retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their
service by receiving a 30-day service only extension if needed and add any airtime cards
or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the monthly plans program. For example, monthly plans of varying periods—of up to
one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to
afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation in
the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad
networks will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what level(s) can
you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is
"wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at 23.6% and
25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70% wholesale was just
that—an estimate. It was also based on the whole company as opposed to a particular state or city. The
net airtime revenue (per financial statements) denominator includes not only retail sales, but also
wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the other is the
Airtime Revenue. We were wondering: are you dividing two things that are similar enough to compare?
It seems that Direct Sales would include more than just airtime revenue, probably including handset
sales and internet? So could you give a definition of each one, including what components they
contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator, the grid
below now shows a separate break-out of sales of phones & accessories sales. The retail sales amounts
(numerator) that were provided to you also include both phones & accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the amounts
from earlier years were so very much smaller than the amounts for more current years, yet company
profits appeared high. Has the percentage of sales (comparing ones made without using another retailer
to ones being done directly by TracFone) changed significantly over the years? At this point, it looks
like we will need to see the figures used for calculating the percentages for each year, rather than just
for a few recent years. Could you send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the estimated
wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011 (1) Retail (Direct) Sales Amounts (Airtime & Phones)Company-Wide 21%
793,674,906
(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3):
3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012 (1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001 24%
(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%
(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554 33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3): 6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate amounts for the
long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions. Please be aware
that I should have feedback related to your questions on the retail sales, wholesale sales and airtime revenue
(where I had sent you some roughly estimated percentage amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay as you
go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as according to a
customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service by receiving
a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the monthly plans
program. For example, monthly plans of varying periods—of up to one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford phone
service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-of-charge to
eligible, low-income participants. In turn, TracFone receives payments, which are reimbursements by
USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get TracFone
service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data (internet),
and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay Tracfone for the
use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we requested for
the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on June 30th
and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we requested for
the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and myself will be
out of the office the rest of this week until Monday. As such, I’d aim to get feedback to you sometime next
week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we put the
word "without," when we actually meant "with." Hopefully, from context, you caught our intended
meaning and have been framing your reply accordingly, but just in case, we wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you have any
questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology used inside
your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do have a few
further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale," then, to
find what percentage of total sales are Direct Sales, it looks like to me that we should add Direct and
Airtime and divide Direct by the sum. Using this method, we arrive at 23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime Revenue.
We were wondering: are you dividing two things that are similar enough to compare? It seems that
Direct Sales would include more than just airtime revenue, probably including handset sales and
internet? So could you give a definition of each one, including what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction interface
for retail sales. Under the APP, customers engage in one-time credit card based
transactions via the internet or phone. APP based customer transactions are
consummated predominantly via the internet. Furthermore, any TracFone plan program
which is not available to be set up for an automated-recurring charge gets processed
through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can make a
one-time purchase or enroll into programs available for automated or recurring charges,
most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card
transaction interfaces for executing TracFone’s customers’ retail purchases—except that
Billing Platform provides for recurring charges whereas APP allows customers to
engaged in one-time credit card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the breakdown for
2013 and 2014, for example.
2013
Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825
31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014
Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356
35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain if this
means that they were sales made over the internet, not sales of internet (data plans). Perhaps all of your
sales are made in bundles, without breaking out data from telephone services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
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may be confidential and proprietary, and any use or distribution of the information contained herein
may be prohibited by law. If you are not a named recipient, or if you have received this email in error,
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From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday, June 24,
2016 8:06 AM Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION
intended only for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com] Sent: Tuesday, June 21, 2016 5:01 PM To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas, Thanks for the email, and all the clarification you provided. We do appreciate it. I was
reviewing your answers to our questions below, and I noticed that you omitted one of the questions, the
one asking for a percentage of revenues that come from other stores: ". . . could you tell us the
percentage of your revenues that come from your stores versus the revenues that come from other
stores?" As indicated my original response, TracFone is a reseller of prepaid wireless service (airtime)
that neither owns any stores nor cellular facilities. Your answers below seem to indicate that both
sales from other stores (which sales TracFone does not consider "retail"), and any recharges (or what
TracFone calls "refills") associated with those sales, were not included in the figures you sent us. Please
verify if this is the correct understanding. Not correct: TracFone does not own any stores. Refills are
retail sales of airtime. As such, customers can purchase additional airtime (refills) via the internet (i.e.,
TracFone’s website), and over the phone. Refills are included in the Billing Platform and Internet Sales
retail sales summary reports/figures that I had sent to you. So could you send us the percentage
breakout between your sales at your Website and by phone (which we believe you call retail) and your
other sales (non-"retail," including refills or what we call recharges on the non-retail sales)? Retail
sales comprise roughly 30% of TracFone’s sales. Also, let me know if you have any questions
concerning the email that we sent to you on April 29th, concerning other revenues that TracFone
receives. Working on… Have a great afternoon. Mike This email and any files attached to it are
the property of Tax Recovery Services, LLC. The contents may be confidential and proprietary, and any
use or distribution of the information contained herein may be prohibited by law. If you are not a
named recipient, or if you have received this email in error, please notify the person who sent it, and
immediately delete it. From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-
integrity.com> Sent: Friday, June 17, 2016 8:34 AM Subject: RE: TracFone Audit Questions -
Responses Hi Mike – please see responses below to your questions. *Please note that I am still
reviewing your questions related to TracFone’s chart of accounts.* Billing Platform Transaction Detail
Report: What is?: · OTAPURCH -- ‘over the air’ purchase of prepaid wireless services (airtime)
by a customer through the phone. · Enrollment -- initial (one-time) enrollment of a customer
when purchasing airtime. · Recurring -- using the Billing Platform, customers make a one-time
purchase or enroll into programs available for recurring charges, most of which include airtime on a
monthly (30 day) basis. · BN Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which
allows customers to choose and buy Airtime directly from their TracFone, so that they can buy Airtime
when they need it. Also, does TracFone receive their revenues for features such as call waiting sold to
their customers, or are they part of the plan when you sell your cards? No, TracFone does not receive
revenues for call waiting. The feature is part of the airtime plan that customers purchase, thus it is not a
separate charge. After thinking about it, we had some other questions. You mentioned below that the
data that you provided to us does not include retailers such as Walmart. So the revenue figures that you
sent to us are for your own stores? First off, TracFone is a reseller of prepaid wireless service (airtime)
that neither owns any stores nor cellular facilities. It should also be noted that TracFone does not earn
revenue in Burien, Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing
Platform, Internet Sales, and Telephone Sales excel format reports that you received comprise
TracFone’s retail sales amounts. These amounts, which are all of the Company’s retail sales, are from
customer purchases made via the internet (i.e., the TracFone’s website) and over the phone.
Recharges on Sales Made by Outside Stores Such as Walmart: One more question we forgot to ask
you: when you send us the revenue information that we asked about in the email below, could you also
include the charges to customers who have continued to use your services (directly through your
drawing funds from their credit card or bank account) after they bought a phone or calling card from
one of your outside retailers (like Walmart)? We generally refer to these charges as "recharges." Or are
these charges included in the figures you already sent? Refills of airtime that a customer can purchase
at retail via the internet (i.e., the TracFone’s website), and over the phone. They are included in the
Billing Platform and Internet Sales retail reports that you received. Recharges on Sales Made by
TracFone's Own Stores: In addition, we will need to ascertain that all recharges done on accounts
opened at your own stores are included somewhere in the information we are provided with, as well:
are charges (associated with sales that initiated at one of your stores) for continued services which were
completed by automatic withdrawals or telephone withdrawals included in the figures you sent to us? If
not, we will need access to these numbers as well. See response to question above. Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com _______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION
intended only for the use of the Addressee(s) named above. From: TRS [mailto:crisp@trs-
integrity.com] Sent: Friday, June 10, 2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi
Nicholas, Hope everything is going well. Also, just checking to see how things are coming along
with the information that you told us you would send to us this week. Let us know if you have any
questions. Thanks Nicholas. Have a great afternoon. Mike This email and any files attached to it
are the property of Tax Recovery Services, LLC. The contents may be confidential and proprietary, and
any use or distribution of the information contained herein may be prohibited by law. If you are not a
named recipient, or if you have received this email in error, please notify the person who sent it, and
immediately delete it.
Re: TracFone Audit Questions
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Wed, Nov 16, 2016 at 2:46 PM
Thanks Nicholas. Sounds good.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, November 16, 2016 2:42 PM
Subject: RE: TracFone Audit Questions
Hi Mike – pardon the mix up. On the company-wide ratio side of things you would be correct to use
the accessory-inclusive figures as discussed. Just wanted to ensure that on the city-specific-data side of
things that the accessories would not be included since they are not taxable as you know.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 16, 2016 5:39 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Thanks, Nicholas. But were we both discussing the company-wide figures when you sent this
response?
We understand that, when using the city-specific data you sent, we would not include the
accessories which were broken out for us.
However, here we are merely trying to find a ratio of direct sales verses indirect sales using
the company-wide data. Remember we got an accessories-inclusive figure for both, but only
one accessories-exclusive number. In order to compare like figures, we will need to either
use the two accessory-inclusive figures, or we will need the other accessory-exclusive figure
for our use. This would be for each year of the chart sent on August 26.
So would you like to provide for us the missing accessory-exclusive company-wide figures,
or would you rather we just use the accessory-inclusive figures for estimating the ratio?
Thanks again, Nicholas, for all of your help.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, November 16, 2016 2:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – for purposes of your estimate calculation, the accessory-inclusive numbers should not be
used, with the logic being that such accessories are not subject to tax under the utility tax statutes of the
WA cities under audit. As such, the accessory-exclusive number should be used.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 16, 2016 4:44 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks again for sending us the email.
So regarding your answers, we will try to extract what you mean on the questions we sent most
recently, and put our best understanding of your answers in bold:
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th. So we
understand that you are saying that the chart does refer to company-wide figures.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent. Here, we understand that you
would be as okay with us using the accessory-inclusive numbers as the not accessory-inclusive
numbers for our estimate.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information. Your data is still coming on this one.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate. You have not responded to this one. You did not say, but we
assume that your data is still coming on this one, as well.
So Nicholas, if you do not dispute our answers in these understandings in bold above, then
we will take that as a positive agreement on each item above for which you did not send us a
correction.
This is a complicated audit, and we do appreciate all the work you are doing to help move
this forward. We are looking forward to your data on the last two items.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, November 16, 2016 10:51 AM
Subject: RE: TracFone Audit Questions
Hi Mike – in regard to your outstanding questions, I had actually answered them on October
10, 2016 via a reply e-mail. I’m copying and pasting them, along with my previously stated
responses, below for your convenience:
Your Comment/Question: In the schedule grid below, and in your explanation, are we
correct in understanding that the 'retail direct' figures contain phone and accessory revenue,
but since these cannot be broken out (or can they?), My response: Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those
sales can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? My response:
Yes.
Your Comment/Question: If so, this is very helpful. Now, looking at the chart you sent to us
on August 17 (copied below), I am wondering how close we have come in comparing like
figures to come up with percentages. Which of the revenue code categories below are
included in the the Airtime revenue values you sent August 26th? And which are included in
the Retail Direct revenue values sent August 26th? My response: See table grid below. I
know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." My
response: See table grid below.
Account Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Your Added Comment/Question from 11/2/16: If you don't want to explain why you added
phones to one amount rather than subtracted phones from the other, we can certainly
estimate this with the numbers you sent. My response: in hindsight, I could have subtracted
but added instead.
Your Added Comment/Question from 11/2/16: Regarding the first question, if you choose
not to provide information on breakout of intrastate and interstate, since bundles are taxable
when not broken out in the regular course of business, we can just go ahead and do the
audit without this information. I am working on this item and expect to have the breakout
data for you soon.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 02, 2016 5:24 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we would need
to complete the audit first and then we could talk about meeting with your attorney and with legal
representatives from the cities. As you know, the city statutes require that you open your books for tax
audits, and we simply just want to first obtain the rest of the information that we need to complete the
audit.
We are down to just the three questions on the email below. Are there any of them that you will be
unable to answer? Please send us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to
continue to wait on your answers or if we should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual
resolution, we need to have a meeting as per our several previous requests. We would be glad to
respond in-person to all of your questions, including your most recent set contained in your
10/17/2016 e-mail to us as shown below. Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate
numbers you sent. Why did you add phones in one rather than removing them from the
other? How difficult would that be to convert these to non-accessary numbers? That would
be a bit more accurate, but for estimation purposes, we could also assume that the
percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-
wide figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and
accessory revenue, but since these cannot be broken out (or can they?), Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those sales
can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account
Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes
Yes
6118 – Revenue – Safelink Program Yes
No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and
how things are coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you
sent detailing the company-wide data and calculated percents (not the city-specific data).
Could you take another look at the question in reference to the company-wide data on the
schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest
e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in understanding
that the 'retail direct' figures contain phone and accessory revenue, but since these cannot be broken out
(or can they?)” Response: Yes, the retail sales amounts contain phone and accessory revenue and
they were broken out in separate files for each of the cities under audit—i.e., ‘telephone sales’. You
had received those files some time ago in separate e-mails. For example, containing individual files for
Billing Platform Sales, Internet Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of
the answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some
questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?), and since the net airtime revenue did not contain
phones and accessories, you found the total phone and accessory revenue and added that
into the net airtime figures, then you used this sum to come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? I know the retail direct section is labeled "airtime and phones," but,
for example, there is airtime in the monthly program, but only Category 6102 is named
"Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
“Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be
added as according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—
are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad networks
will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what
level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as opposed
to a particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator,
the grid below now shows a separate break-out of sales of phones & accessories sales. The
retail sales amounts (numerator) that were provided to you also include both phones &
accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the
amounts from earlier years were so very much smaller than the amounts for more current
years, yet company profits appeared high. Has the percentage of sales (comparing ones
made without using another retailer to ones being done directly by TracFone) changed
significantly over the years? At this point, it looks like we will need to see the figures used for
calculating the percentages for each year, rather than just for a few recent years. Could you
send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011 (1) Retail (Direct) Sales Amounts (Airtime & Phones)Company-Wide 21%
793,674,906
(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3):
3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
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----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825 31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356 35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain
if this means that they were sales made over the internet, not sales of internet (data plans).
Perhaps all of your sales are made in bundles, without breaking out data from telephone
services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
received this email in error, please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday,
June 24, 2016 8:06 AM Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION
intended only for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com] Sent: Tuesday, June 21, 2016 5:01 PM To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas, Thanks for the email, and all the clarification you provided. We do appreciate it.
I was reviewing your answers to our questions below, and I noticed that you omitted one of
the questions, the one asking for a percentage of revenues that come from other stores:
". . . could you tell us the percentage of your revenues that come from your stores versus the
revenues that come from other stores?" As indicated my original response, TracFone is a
reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities. Your answers below seem to indicate that both sales from other stores (which
sales TracFone does not consider "retail"), and any recharges (or what TracFone calls
"refills") associated with those sales, were not included in the figures you sent us. Please
verify if this is the correct understanding. Not correct: TracFone does not own any stores.
Refills are retail sales of airtime. As such, customers can purchase additional airtime (refills)
via the internet (i.e., TracFone’s website), and over the phone. Refills are included in the
Billing Platform and Internet Sales retail sales summary reports/figures that I had sent to
you. So could you send us the percentage breakout between your sales at your Website
and by phone (which we believe you call retail) and your other sales (non-"retail," including
refills or what we call recharges on the non-retail sales)? Retail sales comprise roughly 30%
of TracFone’s sales. Also, let me know if you have any questions concerning the email that
we sent to you on April 29th, concerning other revenues that TracFone receives. Working
on… Have a great afternoon. Mike This email and any files attached to it are the
property of Tax Recovery Services, LLC. The contents may be confidential and proprietary,
and any use or distribution of the information contained herein may be prohibited by law. If
you are not a named recipient, or if you have received this email in error, please notify the
person who sent it, and immediately delete it. From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com> Sent: Friday, June 17, 2016 8:34 AM Subject: RE:
TracFone Audit Questions - Responses Hi Mike – please see responses below to your
questions. *Please note that I am still reviewing your questions related to TracFone’s chart of
accounts.* Billing Platform Transaction Detail Report: What is?: · OTAPURCH -- ‘over
the air’ purchase of prepaid wireless services (airtime) by a customer through the phone.
· Enrollment -- initial (one-time) enrollment of a customer when purchasing airtime.
· Recurring -- using the Billing Platform, customers make a one-time purchase or enroll
into programs available for recurring charges, most of which include airtime on a monthly (30
day) basis. · BN Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which allows
customers to choose and buy Airtime directly from their TracFone, so that they can buy
Airtime when they need it. Also, does TracFone receive their revenues for features such as
call waiting sold to their customers, or are they part of the plan when you sell your cards?
No, TracFone does not receive revenues for call waiting. The feature is part of the airtime
plan that customers purchase, thus it is not a separate charge. After thinking about it, we
had some other questions. You mentioned below that the data that you provided to us does
not include retailers such as Walmart. So the revenue figures that you sent to us are for your
own stores? First off, TracFone is a reseller of prepaid wireless service (airtime) that neither
owns any stores nor cellular facilities. It should also be noted that TracFone does not earn
revenue in Burien, Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the
Billing Platform, Internet Sales, and Telephone Sales excel format reports that you received
comprise TracFone’s retail sales amounts. These amounts, which are all of the Company’s
retail sales, are from customer purchases made via the internet (i.e., the TracFone’s website)
and over the phone. Recharges on Sales Made by Outside Stores Such as Walmart: One
more question we forgot to ask you: when you send us the revenue information that we
asked about in the email below, could you also include the charges to customers who have
continued to use your services (directly through your drawing funds from their credit card or
bank account) after they bought a phone or calling card from one of your outside retailers
(like Walmart)? We generally refer to these charges as "recharges." Or are these charges
included in the figures you already sent? Refills of airtime that a customer can purchase at
retail via the internet (i.e., the TracFone’s website), and over the phone. They are included in
the Billing Platform and Internet Sales retail reports that you received. Recharges on Sales
Made by TracFone's Own Stores: In addition, we will need to ascertain that all recharges
done on accounts opened at your own stores are included somewhere in the information we
are provided with, as well: are charges (associated with sales that initiated at one of your
stores) for continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above. Thanks, Nicholas E. Ford | Corporate
Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________ This Email contains
PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use
of the Addressee(s) named above. From: TRS [mailto:crisp@trs-integrity.com] Sent:
Friday, June 10, 2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi Nicholas,
Hope everything is going well. Also, just checking to see how things are coming along with
the information that you told us you would send to us this week. Let us know if you have
any questions. Thanks Nicholas. Have a great afternoon. Mike This email and any files
attached to it are the property of Tax Recovery Services, LLC. The contents may be
confidential and proprietary, and any use or distribution of the information contained herein
may be prohibited by law. If you are not a named recipient, or if you have received this email
in error, please notify the person who sent it, and immediately delete it.
RE: TracFone Audit Questions
Inbox
Nicholas Ford <nford@tracfone.com>
To:TRS
Fri, Dec 2, 2016 at 1:58 PM
Hi Mike – please see chart below in response to your question:
“One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate.”
Year 2010 2011 2012 2013 2014
Data Percentage 3.96%18.65%25.08%38.42%41.77%
Note that I am also still working on providing you with information on the breakout of intrastate and
interstate.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 16, 2016 4:44 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks again for sending us the email.
So regarding your answers, we will try to extract what you mean on the questions we sent most
recently, and put our best understanding of your answers in bold:
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th. So we
understand that you are saying that the chart does refer to company-wide figures.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent. Here, we understand that you
would be as okay with us using the accessory-inclusive numbers as the not accessory-inclusive
numbers for our estimate.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information. Your data is still coming on this one.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate. You have not responded to this one. You did not say, but we
assume that your data is still coming on this one, as well.
So Nicholas, if you do not dispute our answers in these understandings in bold above, then we will take
that as a positive agreement on each item above for which you did not send us a correction.
This is a complicated audit, and we do appreciate all the work you are doing to help move this forward.
We are looking forward to your data on the last two items.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, November 16, 2016 10:51 AM
Subject: RE: TracFone Audit Questions
Hi Mike – in regard to your outstanding questions, I had actually answered them on October 10, 2016
via a reply e-mail. I’m copying and pasting them, along with my previously stated responses, below
for your convenience:
Your Comment/Question: In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since these cannot
be broken out (or can they?), My response: Yes, the retail direct figures in the schedule grid below
include phones and accessories sales and yes those sales can be broken out. and since the net
airtime revenue did not contain phones and accessories, you found the total phone and accessory
revenue and added that into the net airtime figures, then you used this sum to come up with the
percentages? My response: Yes.
Your Comment/Question: If so, this is very helpful. Now, looking at the chart you sent to us on
August 17 (copied below), I am wondering how close we have come in comparing like figures to come
up with percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue values sent
August 26th? My response: See table grid below. I know the retail direct section is labeled "airtime
and phones," but, for example, there is airtime in the monthly program, but only Category 6102 is
named "Airtime Revenue." My response: See table grid below.
Account Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Your Added Comment/Question from 11/2/16: If you don't want to explain why you added phones
to one amount rather than subtracted phones from the other, we can certainly estimate this with the
numbers you sent. My response: in hindsight, I could have subtracted but added instead.
Your Added Comment/Question from 11/2/16: Regarding the first question, if you choose not to
provide information on breakout of intrastate and interstate, since bundles are taxable when not broken
out in the regular course of business, we can just go ahead and do the audit without this information. I
am working on this item and expect to have the breakout data for you soon.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Wednesday, November 02, 2016 5:24 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we would need
to complete the audit first and then we could talk about meeting with your attorney and with legal
representatives from the cities. As you know, the city statutes require that you open your books for tax
audits, and we simply just want to first obtain the rest of the information that we need to complete the
audit.
We are down to just the three questions on the email below. Are there any of them that you will be
unable to answer? Please send us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to continue to
wait on your answers or if we should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual resolution, we
need to have a meeting as per our several previous requests. We would be glad to respond in-person to all of
your questions, including your most recent set contained in your 10/17/2016 e-mail to us as shown below.
Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate numbers you sent.
Why did you add phones in one rather than removing them from the other? How difficult would that be
to convert these to non-accessary numbers? That would be a bit more accurate, but for estimation
purposes, we could also assume that the percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-wide
figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and accessory
revenue, but since these cannot be broken out (or can they?), Yes, the retail direct figures in the
schedule grid below include phones and accessories sales and yes those sales can be broken out. and
since the net airtime revenue did not contain phones and accessories, you found the total phone and
accessory revenue and added that into the net airtime figures, then you used this sum to come up with
the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account
Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and how things are
coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you sent
detailing the company-wide data and calculated percents (not the city-specific data). Could you take
another look at the question in reference to the company-wide data on the schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in understanding
that the 'retail direct' figures contain phone and accessory revenue, but since these cannot be broken out
(or can they?)” Response: Yes, the retail sales amounts contain phone and accessory revenue and
they were broken out in separate files for each of the cities under audit—i.e., ‘telephone sales’. You
had received those files some time ago in separate e-mails. For example, containing individual files for
Billing Platform Sales, Internet Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of the
answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some questions.
In the schedule grid below, and in your explanation, are we correct in understanding that the 'retail
direct' figures contain phone and accessory revenue, but since these cannot be broken out (or can
they?), and since the net airtime revenue did not contain phones and accessories, you found the total
phone and accessory revenue and added that into the net airtime figures, then you used this sum to
come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? I know the retail
direct section is labeled "airtime and phones," but, for example, there is airtime in the monthly
program, but only Category 6102 is named "Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the “Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service
can be added as according to a customer’s needs. Includes retail and wholesale sales (to
retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their
service by receiving a 30-day service only extension if needed and add any airtime cards
or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the monthly plans program. For example, monthly plans of varying periods—of up to
one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to
afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation in
the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad
networks will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what level(s) can
you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is
"wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at 23.6% and
25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70% wholesale was just
that—an estimate. It was also based on the whole company as opposed to a particular state or city. The
net airtime revenue (per financial statements) denominator includes not only retail sales, but also
wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the other is the
Airtime Revenue. We were wondering: are you dividing two things that are similar enough to compare?
It seems that Direct Sales would include more than just airtime revenue, probably including handset
sales and internet? So could you give a definition of each one, including what components they
contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator, the grid
below now shows a separate break-out of sales of phones & accessories sales. The retail sales amounts
(numerator) that were provided to you also include both phones & accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the amounts
from earlier years were so very much smaller than the amounts for more current years, yet company
profits appeared high. Has the percentage of sales (comparing ones made without using another retailer
to ones being done directly by TracFone) changed significantly over the years? At this point, it looks
like we will need to see the figures used for calculating the percentages for each year, rather than just
for a few recent years. Could you send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the estimated
wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011 (1) Retail (Direct) Sales Amounts (Airtime & Phones)Company-Wide 21%
793,674,906
(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%
(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014 (1) Retail (Direct) Sales Amounts (Airtime & Phones)Company-Wide 2,144,494,356 31%
(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate amounts for the
long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions. Please be aware
that I should have feedback related to your questions on the retail sales, wholesale sales and airtime revenue
(where I had sent you some roughly estimated percentage amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay as you
go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as according to a
customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service by receiving
a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the monthly plans
program. For example, monthly plans of varying periods—of up to one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford phone
service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-of-charge to
eligible, low-income participants. In turn, TracFone receives payments, which are reimbursements by
USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get TracFone
service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data (internet),
and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay Tracfone for the
use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we requested for
the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on June 30th
and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we requested for
the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and myself will be
out of the office the rest of this week until Monday. As such, I’d aim to get feedback to you sometime next
week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we put the
word "without," when we actually meant "with." Hopefully, from context, you caught our intended
meaning and have been framing your reply accordingly, but just in case, we wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
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----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you have any
questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology used inside
your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do have a few
further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale," then, to
find what percentage of total sales are Direct Sales, it looks like to me that we should add Direct and
Airtime and divide Direct by the sum. Using this method, we arrive at 23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime Revenue.
We were wondering: are you dividing two things that are similar enough to compare? It seems that
Direct Sales would include more than just airtime revenue, probably including handset sales and
internet? So could you give a definition of each one, including what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction interface
for retail sales. Under the APP, customers engage in one-time credit card based
transactions via the internet or phone. APP based customer transactions are
consummated predominantly via the internet. Furthermore, any TracFone plan program
which is not available to be set up for an automated-recurring charge gets processed
through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can make a
one-time purchase or enroll into programs available for automated or recurring charges,
most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card
transaction interfaces for executing TracFone’s customers’ retail purchases—except that
Billing Platform provides for recurring charges whereas APP allows customers to
engaged in one-time credit card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the breakdown for
2013 and 2014, for example.
2013
Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825
31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014
Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356
35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain if this
means that they were sales made over the internet, not sales of internet (data plans). Perhaps all of your
sales are made in bundles, without breaking out data from telephone services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time?
Let us know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents
may be confidential and proprietary, and any use or distribution of the information contained herein
may be prohibited by law. If you are not a named recipient, or if you have received this email in error,
please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday, June 24,
2016 8:06 AM Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION
intended only for the use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com] Sent: Tuesday, June 21, 2016 5:01 PM To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas, Thanks for the email, and all the clarification you provided. We do appreciate it. I was
reviewing your answers to our questions below, and I noticed that you omitted one of the questions, the
one asking for a percentage of revenues that come from other stores: ". . . could you tell us the
percentage of your revenues that come from your stores versus the revenues that come from other
stores?" As indicated my original response, TracFone is a reseller of prepaid wireless service (airtime)
that neither owns any stores nor cellular facilities. Your answers below seem to indicate that both
sales from other stores (which sales TracFone does not consider "retail"), and any recharges (or what
TracFone calls "refills") associated with those sales, were not included in the figures you sent us. Please
verify if this is the correct understanding. Not correct: TracFone does not own any stores. Refills are
retail sales of airtime. As such, customers can purchase additional airtime (refills) via the internet (i.e.,
TracFone’s website), and over the phone. Refills are included in the Billing Platform and Internet Sales
retail sales summary reports/figures that I had sent to you. So could you send us the percentage
breakout between your sales at your Website and by phone (which we believe you call retail) and your
other sales (non-"retail," including refills or what we call recharges on the non-retail sales)? Retail
sales comprise roughly 30% of TracFone’s sales. Also, let me know if you have any questions
concerning the email that we sent to you on April 29th, concerning other revenues that TracFone
receives. Working on… Have a great afternoon. Mike This email and any files attached to it are
the property of Tax Recovery Services, LLC. The contents may be confidential and proprietary, and any
use or distribution of the information contained herein may be prohibited by law. If you are not a
named recipient, or if you have received this email in error, please notify the person who sent it, and
immediately delete it. From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-
integrity.com> Sent: Friday, June 17, 2016 8:34 AM Subject: RE: TracFone Audit Questions -
Responses Hi Mike – please see responses below to your questions. *Please note that I am still
reviewing your questions related to TracFone’s chart of accounts.* Billing Platform Transaction Detail
Report: What is?: · OTAPURCH -- ‘over the air’ purchase of prepaid wireless services (airtime)
by a customer through the phone. · Enrollment -- initial (one-time) enrollment of a customer
when purchasing airtime. · Recurring -- using the Billing Platform, customers make a one-time
purchase or enroll into programs available for recurring charges, most of which include airtime on a
monthly (30 day) basis. · BN Enrollment – ‘Buy Now-Airtime on Demand’ enrollment’, which
allows customers to choose and buy Airtime directly from their TracFone, so that they can buy Airtime
when they need it. Also, does TracFone receive their revenues for features such as call waiting sold to
their customers, or are they part of the plan when you sell your cards? No, TracFone does not receive
revenues for call waiting. The feature is part of the airtime plan that customers purchase, thus it is not a
separate charge. After thinking about it, we had some other questions. You mentioned below that the
data that you provided to us does not include retailers such as Walmart. So the revenue figures that you
sent to us are for your own stores? First off, TracFone is a reseller of prepaid wireless service (airtime)
that neither owns any stores nor cellular facilities. It should also be noted that TracFone does not earn
revenue in Burien, Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing
Platform, Internet Sales, and Telephone Sales excel format reports that you received comprise
TracFone’s retail sales amounts. These amounts, which are all of the Company’s retail sales, are from
customer purchases made via the internet (i.e., the TracFone’s website) and over the phone.
Recharges on Sales Made by Outside Stores Such as Walmart: One more question we forgot to ask
you: when you send us the revenue information that we asked about in the email below, could you also
include the charges to customers who have continued to use your services (directly through your
drawing funds from their credit card or bank account) after they bought a phone or calling card from
one of your outside retailers (like Walmart)? We generally refer to these charges as "recharges." Or are
these charges included in the figures you already sent? Refills of airtime that a customer can purchase
at retail via the internet (i.e., the TracFone’s website), and over the phone. They are included in the
Billing Platform and Internet Sales retail reports that you received. Recharges on Sales Made by
TracFone's Own Stores: In addition, we will need to ascertain that all recharges done on accounts
opened at your own stores are included somewhere in the information we are provided with, as well:
are charges (associated with sales that initiated at one of your stores) for continued services which were
completed by automatic withdrawals or telephone withdrawals included in the figures you sent to us? If
not, we will need access to these numbers as well. See response to question above. Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com _______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION
intended only for the use of the Addressee(s) named above. From: TRS [mailto:crisp@trs-
integrity.com] Sent: Friday, June 10, 2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi
Nicholas, Hope everything is going well. Also, just checking to see how things are coming along
with the information that you told us you would send to us this week. Let us know if you have any
questions. Thanks Nicholas. Have a great afternoon. Mike This email and any files attached to it
are the property of Tax Recovery Services, LLC. The contents may be confidential and proprietary, and
any use or distribution of the information contained herein may be prohibited by law. If you are not a
named recipient, or if you have received this email in error, please notify the person who sent it, and
immediately delete it.
Re: TracFone Audit Questions
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Fri, Dec 2, 2016 at 2:50 PM
Thanks Nicholas for the email. We will take a look at it and will let you know if we have any
questions.
Also, how is the Statute of Limitations Waiver Form coming along?
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, December 2, 2016 1:58 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see chart below in response to your question:
“One more question is also outstanding. We had thought, earlier in the audit, that your
company was breaking out your data-related revenues because of the data you sent titled
"internet." Now we realize that this amount was actually revenue figures for sales made by
your company online, not data service. So it would be great if we could get percentages from
you regarding data sold to customers, so that this may be factored into our estimate.”
Year 2010 2011 2012 2013 2014
Data Percentage 3.96%18.65%25.08%38.42%41.77%
Note that I am also still working on providing you with information on the breakout of
intrastate and interstate.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 16, 2016 4:44 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks again for sending us the email.
So regarding your answers, we will try to extract what you mean on the questions we sent
most recently, and put our best understanding of your answers in bold:
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th. So we
understand that you are saying that the chart does refer to company-wide figures.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent. Here, we understand that you
would be as okay with us using the accessory-inclusive numbers as the not accessory-inclusive
numbers for our estimate.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information. Your data is still coming on this one.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate. You have not responded to this one. You did not say, but we
assume that your data is still coming on this one, as well.
So Nicholas, if you do not dispute our answers in these understandings in bold above, then
we will take that as a positive agreement on each item above for which you did not send us a
correction.
This is a complicated audit, and we do appreciate all the work you are doing to help move
this forward. We are looking forward to your data on the last two items.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, November 16, 2016 10:51 AM
Subject: RE: TracFone Audit Questions
Hi Mike – in regard to your outstanding questions, I had actually answered them on October
10, 2016 via a reply e-mail. I’m copying and pasting them, along with my previously stated
responses, below for your convenience:
Your Comment/Question: In the schedule grid below, and in your explanation, are we
correct in understanding that the 'retail direct' figures contain phone and accessory revenue,
but since these cannot be broken out (or can they?), My response: Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those
sales can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? My response:
Yes.
Your Comment/Question: If so, this is very helpful. Now, looking at the chart you sent to us
on August 17 (copied below), I am wondering how close we have come in comparing like
figures to come up with percentages. Which of the revenue code categories below are
included in the the Airtime revenue values you sent August 26th? And which are included in
the Retail Direct revenue values sent August 26th? My response: See table grid below. I
know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." My
response: See table grid below.
Account Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Your Added Comment/Question from 11/2/16: If you don't want to explain why you added
phones to one amount rather than subtracted phones from the other, we can certainly
estimate this with the numbers you sent. My response: in hindsight, I could have subtracted
but added instead.
Your Added Comment/Question from 11/2/16: Regarding the first question, if you choose
not to provide information on breakout of intrastate and interstate, since bundles are taxable
when not broken out in the regular course of business, we can just go ahead and do the
audit without this information. I am working on this item and expect to have the breakout
data for you soon.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 02, 2016 5:24 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we would need
to complete the audit first and then we could talk about meeting with your attorney and with legal
representatives from the cities. As you know, the city statutes require that you open your books for tax
audits, and we simply just want to first obtain the rest of the information that we need to complete the
audit.
We are down to just the three questions on the email below. Are there any of them that you will be
unable to answer? Please send us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to
continue to wait on your answers or if we should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual
resolution, we need to have a meeting as per our several previous requests. We would be glad to
respond in-person to all of your questions, including your most recent set contained in your
10/17/2016 e-mail to us as shown below. Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate
numbers you sent. Why did you add phones in one rather than removing them from the
other? How difficult would that be to convert these to non-accessary numbers? That would
be a bit more accurate, but for estimation purposes, we could also assume that the
percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-
wide figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and
accessory revenue, but since these cannot be broken out (or can they?), Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those sales
can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account
Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and
how things are coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you
sent detailing the company-wide data and calculated percents (not the city-specific data).
Could you take another look at the question in reference to the company-wide data on the
schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest
e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?)” Response: Yes, the retail sales amounts
contain phone and accessory revenue and they were broken out in separate files for each of
the cities under audit—i.e., ‘telephone sales’. You had received those files some time ago in
separate e-mails. For example, containing individual files for Billing Platform Sales, Internet
Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of
the answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some
questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?), and since the net airtime revenue did not contain
phones and accessories, you found the total phone and accessory revenue and added that
into the net airtime figures, then you used this sum to come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? I know the retail direct section is labeled "airtime and phones," but,
for example, there is airtime in the monthly program, but only Category 6102 is named
"Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
“Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be
added as according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect
their service by receiving a 30-day service only extension if needed and add any
airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—
are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad networks
will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what
level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as opposed
to a particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator,
the grid below now shows a separate break-out of sales of phones & accessories sales. The
retail sales amounts (numerator) that were provided to you also include both phones &
accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the
amounts from earlier years were so very much smaller than the amounts for more current
years, yet company profits appeared high. Has the percentage of sales (comparing ones
made without using another retailer to ones being done directly by TracFone) changed
significantly over the years? At this point, it looks like we will need to see the figures used for
calculating the percentages for each year, rather than just for a few recent years. Could you
send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%
(2) Net Airtime Revenue (Per Financial Statements) 3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013 Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825 31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356 35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain if this
means that they were sales made over the internet, not sales of internet (data plans). Perhaps all of your
sales are made in bundles, without breaking out data from telephone services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time? Let us
know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
received this email in error, please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday,
June 24, 2016 8:06 AM Subject: RE: TracFone Audit Questions - Responses Hi Mike –
please see my responses to your questions below in bold blue font. Thanks, Nicholas E.
Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com _______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION
intended only for the use of the Addressee(s) named above. From: TRS
[mailto:crisp@trs-integrity.com] Sent: Tuesday, June 21, 2016 5:01 PM To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses Hi Nicholas, Thanks for the email, and
all the clarification you provided. We do appreciate it. I was reviewing your answers to our
questions below, and I noticed that you omitted one of the questions, the one asking for a
percentage of revenues that come from other stores: ". . . could you tell us the percentage
of your revenues that come from your stores versus the revenues that come from other
stores?" As indicated my original response, TracFone is a reseller of prepaid wireless service
(airtime) that neither owns any stores nor cellular facilities. Your answers below seem to
indicate that both sales from other stores (which sales TracFone does not consider "retail"),
and any recharges (or what TracFone calls "refills") associated with those sales, were not
included in the figures you sent us. Please verify if this is the correct understanding. Not
correct: TracFone does not own any stores. Refills are retail sales of airtime. As such,
customers can purchase additional airtime (refills) via the internet (i.e., TracFone’s website),
and over the phone. Refills are included in the Billing Platform and Internet Sales retail sales
summary reports/figures that I had sent to you. So could you send us the percentage
breakout between your sales at your Website and by phone (which we believe you call retail)
and your other sales (non-"retail," including refills or what we call recharges on the non-retail
sales)? Retail sales comprise roughly 30% of TracFone’s sales. Also, let me know if you
have any questions concerning the email that we sent to you on April 29th, concerning other
revenues that TracFone receives. Working on… Have a great afternoon. Mike This
email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
received this email in error, please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday,
June 17, 2016 8:34 AM Subject: RE: TracFone Audit Questions - Responses Hi Mike –
please see responses below to your questions. *Please note that I am still reviewing your
questions related to TracFone’s chart of accounts.* Billing Platform Transaction Detail
Report: What is?: · OTAPURCH -- ‘over the air’ purchase of prepaid wireless services
(airtime) by a customer through the phone. · Enrollment -- initial (one-time) enrollment
of a customer when purchasing airtime. · Recurring -- using the Billing Platform,
customers make a one-time purchase or enroll into programs available for recurring charges,
most of which include airtime on a monthly (30 day) basis. · BN Enrollment – ‘Buy
Now-Airtime on Demand’ enrollment’, which allows customers to choose and buy Airtime
directly from their TracFone, so that they can buy Airtime when they need it. Also, does
TracFone receive their revenues for features such as call waiting sold to their customers, or
are they part of the plan when you sell your cards? No, TracFone does not receive revenues
for call waiting. The feature is part of the airtime plan that customers purchase, thus it is not
a separate charge. After thinking about it, we had some other questions. You mentioned
below that the data that you provided to us does not include retailers such as Walmart. So
the revenue figures that you sent to us are for your own stores? First off, TracFone is a
reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities. It should also be noted that TracFone does not earn revenue in Burien, Federal
Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing Platform, Internet Sales,
and Telephone Sales excel format reports that you received comprise TracFone’s retail sales
amounts. These amounts, which are all of the Company’s retail sales, are from customer
purchases made via the internet (i.e., the TracFone’s website) and over the phone.
Recharges on Sales Made by Outside Stores Such as Walmart: One more question we
forgot to ask you: when you send us the revenue information that we asked about in the
email below, could you also include the charges to customers who have continued to use
your services (directly through your drawing funds from their credit card or bank account)
after they bought a phone or calling card from one of your outside retailers (like Walmart)?
We generally refer to these charges as "recharges." Or are these charges included in the
figures you already sent? Refills of airtime that a customer can purchase at retail via the
internet (i.e., the TracFone’s website), and over the phone. They are included in the Billing
Platform and Internet Sales retail reports that you received. Recharges on Sales Made by
TracFone's Own Stores: In addition, we will need to ascertain that all recharges done on
accounts opened at your own stores are included somewhere in the information we are
provided with, as well: are charges (associated with sales that initiated at one of your stores)
for continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above. Thanks, Nicholas E. Ford | Corporate
Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________ This Email contains
PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use
of the Addressee(s) named above. From: TRS [mailto:crisp@trs-integrity.com] Sent:
Friday, June 10, 2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi Nicholas,
Hope everything is going well. Also, just checking to see how things are coming along with
the information that you told us you would send to us this week. Let us know if you have
any questions. Thanks Nicholas. Have a great afternoon. Mike This email and any files
attached to it are the property of Tax Recovery Services, LLC. The contents may be
confidential and proprietary, and any use or distribution of the information contained herein
may be prohibited by law. If you are not a named recipient, or if you have received this email
in error, please notify the person who sent it, and immediately delete it.
Fw: TracFone Statute of Limitations Waiver Form
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Mon, Dec 5, 2016 at 2:33 PM
Hi Nichols,
Hope you had a great Thanksgiving.
Also, wanted to check and see how the waiver form is coming along and also the percentages for
intrastate verses interstate you were going to supply us with.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Wednesday, November 23, 2016 12:58 PM
Subject: TracFone Statute of Limitations Waiver Form
Hi Nicholas,
Hope every things is going well with you.
We have been making good progress with the audits, but we will not be able to wrap up this audit until
early next year. I have attached the waiver form for Kennewick with this email for a signature by
TracFone. After you have signed it, we will send a copy to the various cities for their signature. Please
submit the waiver form by December 9, 2016.
We will not need a waiver form for the City of Federal Way and Tukwila because they do not have a
statute of limitations in their municipal code, and the other cities have estimated taxes holding them.
Let us know if you have any questions.
Also, let us know if you have any questions concerning the additional information that we need for the
audits.
Have a Happy Thanksgiving.
Thanks Nicholas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
Statute of Limitations Kennewick for year 2010, 2011 and 2012-TracFone.doc
15kB
RE: TracFone Audit Questions
Inbox
Nicholas Ford <nford@tracfone.com>
To:TRS
Wed, Dec 7, 2016 at 8:49 AM
Hi Mike – please see chart below in response to your question: provide information on breakout of
intrastate and interstate
Year 2009 2010 2011 2012 2013 2014
Intrastate Percentage 84.07%85.73%83.97%83.38%81.09%79.33%
Interstate Percentage 15.39%14.11%15.58%15.68%17.17%19.33%
International
Percentage 0.54%0.16%0.45%0.94%1.74%1.34%
Total:100.00%100.00%100.00%100.00%100.00%100.00%
Note that the Kennewick statute waiver form you provided is still under review.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, December 02, 2016 5:50 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Thanks Nicholas for the email. We will take a look at it and will let you know if we have any
questions.
Also, how is the Statute of Limitations Waiver Form coming along?
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, December 2, 2016 1:58 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see chart below in response to your question:
“One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate.”
Year 2010 2011 2012 2013 2014
Data Percentage 3.96%18.65%25.08%38.42%41.77%
Note that I am also still working on providing you with information on the breakout of intrastate and
interstate.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 16, 2016 4:44 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks again for sending us the email.
So regarding your answers, we will try to extract what you mean on the questions we sent most
recently, and put our best understanding of your answers in bold:
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th. So we
understand that you are saying that the chart does refer to company-wide figures.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent. Here, we understand that you
would be as okay with us using the accessory-inclusive numbers as the not accessory-inclusive
numbers for our estimate.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information. Your data is still coming on this one.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate. You have not responded to this one. You did not say, but we
assume that your data is still coming on this one, as well.
So Nicholas, if you do not dispute our answers in these understandings in bold above, then we will take
that as a positive agreement on each item above for which you did not send us a correction.
This is a complicated audit, and we do appreciate all the work you are doing to help move this forward.
We are looking forward to your data on the last two items.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, November 16, 2016 10:51 AM
Subject: RE: TracFone Audit Questions
Hi Mike – in regard to your outstanding questions, I had actually answered them on October 10, 2016
via a reply e-mail. I’m copying and pasting them, along with my previously stated responses, below
for your convenience:
Your Comment/Question: In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since these cannot
be broken out (or can they?), My response: Yes, the retail direct figures in the schedule grid below
include phones and accessories sales and yes those sales can be broken out. and since the net
airtime revenue did not contain phones and accessories, you found the total phone and accessory
revenue and added that into the net airtime figures, then you used this sum to come up with the
percentages? My response: Yes.
Your Comment/Question: If so, this is very helpful. Now, looking at the chart you sent to us on
August 17 (copied below), I am wondering how close we have come in comparing like figures to come
up with percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue values sent
August 26th? My response: See table grid below. I know the retail direct section is labeled "airtime
and phones," but, for example, there is airtime in the monthly program, but only Category 6102 is
named "Airtime Revenue." My response: See table grid below.
Account Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Your Added Comment/Question from 11/2/16: If you don't want to explain why you added phones
to one amount rather than subtracted phones from the other, we can certainly estimate this with the
numbers you sent. My response: in hindsight, I could have subtracted but added instead.
Your Added Comment/Question from 11/2/16: Regarding the first question, if you choose not to
provide information on breakout of intrastate and interstate, since bundles are taxable when not broken
out in the regular course of business, we can just go ahead and do the audit without this information. I
am working on this item and expect to have the breakout data for you soon.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 02, 2016 5:24 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we would need
to complete the audit first and then we could talk about meeting with your attorney and with legal
representatives from the cities. As you know, the city statutes require that you open your books for tax
audits, and we simply just want to first obtain the rest of the information that we need to complete the
audit.
We are down to just the three questions on the email below. Are there any of them that you will be
unable to answer? Please send us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to continue to
wait on your answers or if we should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual resolution, we
need to have a meeting as per our several previous requests. We would be glad to respond in-person to all of
your questions, including your most recent set contained in your 10/17/2016 e-mail to us as shown below.
Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate numbers you sent.
Why did you add phones in one rather than removing them from the other? How difficult would that be
to convert these to non-accessary numbers? That would be a bit more accurate, but for estimation
purposes, we could also assume that the percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-wide
figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and accessory
revenue, but since these cannot be broken out (or can they?), Yes, the retail direct figures in the
schedule grid below include phones and accessories sales and yes those sales can be broken out. and
since the net airtime revenue did not contain phones and accessories, you found the total phone and
accessory revenue and added that into the net airtime figures, then you used this sum to come up with
the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account
Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and how things are
coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you sent
detailing the company-wide data and calculated percents (not the city-specific data). Could you take
another look at the question in reference to the company-wide data on the schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in understanding
that the 'retail direct' figures contain phone and accessory revenue, but since these cannot be broken out
(or can they?)” Response: Yes, the retail sales amounts contain phone and accessory revenue and
they were broken out in separate files for each of the cities under audit—i.e., ‘telephone sales’. You
had received those files some time ago in separate e-mails. For example, containing individual files for
Billing Platform Sales, Internet Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of the
answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some questions.
In the schedule grid below, and in your explanation, are we correct in understanding that the 'retail
direct' figures contain phone and accessory revenue, but since these cannot be broken out (or can
they?), and since the net airtime revenue did not contain phones and accessories, you found the total
phone and accessory revenue and added that into the net airtime figures, then you used this sum to
come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? I know the retail
direct section is labeled "airtime and phones," but, for example, there is airtime in the monthly
program, but only Category 6102 is named "Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the “Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service
can be added as according to a customer’s needs. Includes retail and wholesale sales (to
retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their
service by receiving a 30-day service only extension if needed and add any airtime cards
or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under
the monthly plans program. For example, monthly plans of varying periods—of up to
one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to
afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation in
the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad
networks will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what level(s) can
you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is
"wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at 23.6% and
25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70% wholesale was just
that—an estimate. It was also based on the whole company as opposed to a particular state or city. The
net airtime revenue (per financial statements) denominator includes not only retail sales, but also
wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the other is the
Airtime Revenue. We were wondering: are you dividing two things that are similar enough to compare?
It seems that Direct Sales would include more than just airtime revenue, probably including handset
sales and internet? So could you give a definition of each one, including what components they
contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator, the grid
below now shows a separate break-out of sales of phones & accessories sales. The retail sales amounts
(numerator) that were provided to you also include both phones & accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the amounts
from earlier years were so very much smaller than the amounts for more current years, yet company
profits appeared high. Has the percentage of sales (comparing ones made without using another retailer
to ones being done directly by TracFone) changed significantly over the years? At this point, it looks
like we will need to see the figures used for calculating the percentages for each year, rather than just
for a few recent years. Could you send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the estimated
wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3):
2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%
(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012 (1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%
(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%
(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%
(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate amounts for the
long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
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From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions. Please be aware
that I should have feedback related to your questions on the retail sales, wholesale sales and airtime revenue
(where I had sent you some roughly estimated percentage amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay as you
go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as according to a
customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service by receiving
a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the monthly plans
program. For example, monthly plans of varying periods—of up to one year—are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford phone
service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-of-charge to
eligible, low-income participants. In turn, TracFone receives payments, which are reimbursements by
USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get TracFone
service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data (internet),
and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay Tracfone for the
use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we requested for
the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on June 30th
and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
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From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we requested for
the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and myself will be
out of the office the rest of this week until Monday. As such, I’d aim to get feedback to you sometime next
week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we put the
word "without," when we actually meant "with." Hopefully, from context, you caught our intended
meaning and have been framing your reply accordingly, but just in case, we wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
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----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you have any
questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology used inside
your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do have a few
further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale," then, to
find what percentage of total sales are Direct Sales, it looks like to me that we should add Direct and
Airtime and divide Direct by the sum. Using this method, we arrive at 23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime Revenue.
We were wondering: are you dividing two things that are similar enough to compare? It seems that
Direct Sales would include more than just airtime revenue, probably including handset sales and
internet? So could you give a definition of each one, including what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
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and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction interface
for retail sales. Under the APP, customers engage in one-time credit card based
transactions via the internet or phone. APP based customer transactions are
consummated predominantly via the internet. Furthermore, any TracFone plan program
which is not available to be set up for an automated-recurring charge gets processed
through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can make a
one-time purchase or enroll into programs available for automated or recurring charges,
most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card
transaction interfaces for executing TracFone’s customers’ retail purchases—except that
Billing Platform provides for recurring charges whereas APP allows customers to
engaged in one-time credit card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the breakdown for
2013 and 2014, for example.
2013
Direct Sales Amounts (Per Accum. Summary Reports for '13)Company-Wide
1,658,066,825
31%
Airtime Revenue (Per Financial Statements)
Company-Wide
5,358,559,000
69%Wholesale Sales Percentage
2014
Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-Wide
2,144,494,356
35%
Airtime Revenue (Per Financial Statements)
Company-Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, June 24, 2016 4:35 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Thanks for your responses. After reviewing your reports again we want to make sure we understand
what each report is showing, so could you review with us the definition for each report below:
Platform report
APPT report
In other words, is the Billing Platform Report sales for website or phone sales or both?
And the APPT report sales would be for? The sheets say "internet," but we want to ascertain if this
means that they were sales made over the internet, not sales of internet (data plans). Perhaps all of your
sales are made in bundles, without breaking out data from telephone services?
In addition, do you have any back-up information for the 30 percent figure for your retail sales verses
non-retail sales? We were wondering, as well, if this percent changed significantly over time? Let us
know, also, if you have any questions on the April 29 email.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents
may be confidential and proprietary, and any use or distribution of the information contained herein
may be prohibited by law. If you are not a named recipient, or if you have received this email in error,
please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday, June 24,
2016 8:06 AM Subject: RE: TracFone Audit Questions - Responses Hi Mike – please see my
responses to your questions below in bold blue font. Thanks, Nicholas E. Ford | Corporate Tax |
TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________ This Email contains
PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above. From: TRS [mailto:crisp@trs-integrity.com] Sent: Tuesday, June
21, 2016 5:01 PM To: Nicholas Ford Subject: Re: TracFone Audit Questions - Responses Hi Nicholas,
Thanks for the email, and all the clarification you provided. We do appreciate it. I was reviewing your
answers to our questions below, and I noticed that you omitted one of the questions, the one asking for
a percentage of revenues that come from other stores: ". . . could you tell us the percentage of your
revenues that come from your stores versus the revenues that come from other stores?" As indicated
my original response, TracFone is a reseller of prepaid wireless service (airtime) that neither owns any
stores nor cellular facilities. Your answers below seem to indicate that both sales from other stores
(which sales TracFone does not consider "retail"), and any recharges (or what TracFone calls "refills")
associated with those sales, were not included in the figures you sent us. Please verify if this is the
correct understanding. Not correct: TracFone does not own any stores. Refills are retail sales of
airtime. As such, customers can purchase additional airtime (refills) via the internet (i.e., TracFone’s
website), and over the phone. Refills are included in the Billing Platform and Internet Sales retail sales
summary reports/figures that I had sent to you. So could you send us the percentage breakout
between your sales at your Website and by phone (which we believe you call retail) and your other
sales (non-"retail," including refills or what we call recharges on the non-retail sales)? Retail sales
comprise roughly 30% of TracFone’s sales. Also, let me know if you have any questions concerning
the email that we sent to you on April 29th, concerning other revenues that TracFone receives. Working
on… Have a great afternoon. Mike This email and any files attached to it are the property of Tax
Recovery Services, LLC. The contents may be confidential and proprietary, and any use or distribution
of the information contained herein may be prohibited by law. If you are not a named recipient, or if
you have received this email in error, please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday, June 17,
2016 8:34 AM Subject: RE: TracFone Audit Questions - Responses Hi Mike – please see responses
below to your questions. *Please note that I am still reviewing your questions related to TracFone’s
chart of accounts.* Billing Platform Transaction Detail Report: What is?: · OTAPURCH --
‘over the air’ purchase of prepaid wireless services (airtime) by a customer through the phone. ·
Enrollment -- initial (one-time) enrollment of a customer when purchasing airtime. · Recurring --
using the Billing Platform, customers make a one-time purchase or enroll into programs available for
recurring charges, most of which include airtime on a monthly (30 day) basis. · BN Enrollment –
‘Buy Now-Airtime on Demand’ enrollment’, which allows customers to choose and buy Airtime
directly from their TracFone, so that they can buy Airtime when they need it. Also, does TracFone
receive their revenues for features such as call waiting sold to their customers, or are they part of the
plan when you sell your cards? No, TracFone does not receive revenues for call waiting. The feature
is part of the airtime plan that customers purchase, thus it is not a separate charge. After thinking
about it, we had some other questions. You mentioned below that the data that you provided to us does
not include retailers such as Walmart. So the revenue figures that you sent to us are for your own
stores? First off, TracFone is a reseller of prepaid wireless service (airtime) that neither owns any
stores nor cellular facilities. It should also be noted that TracFone does not earn revenue in Burien,
Federal Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing Platform, Internet Sales,
and Telephone Sales excel format reports that you received comprise TracFone’s retail sales amounts.
These amounts, which are all of the Company’s retail sales, are from customer purchases made via the
internet (i.e., the TracFone’s website) and over the phone. Recharges on Sales Made by Outside
Stores Such as Walmart: One more question we forgot to ask you: when you send us the revenue
information that we asked about in the email below, could you also include the charges to customers
who have continued to use your services (directly through your drawing funds from their credit card or
bank account) after they bought a phone or calling card from one of your outside retailers (like
Walmart)? We generally refer to these charges as "recharges." Or are these charges included in the
figures you already sent? Refills of airtime that a customer can purchase at retail via the internet (i.e.,
the TracFone’s website), and over the phone. They are included in the Billing Platform and Internet
Sales retail reports that you received. Recharges on Sales Made by TracFone's Own Stores: In
addition, we will need to ascertain that all recharges done on accounts opened at your own stores are
included somewhere in the information we are provided with, as well: are charges (associated with
sales that initiated at one of your stores) for continued services which were completed by automatic
withdrawals or telephone withdrawals included in the figures you sent to us? If not, we will need access
to these numbers as well. See response to question above. Thanks, Nicholas E. Ford | Corporate
Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________ This Email contains
PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above. From: TRS [mailto:crisp@trs-integrity.com] Sent: Friday, June 10,
2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi Nicholas, Hope everything is going
well. Also, just checking to see how things are coming along with the information that you told us you
would send to us this week. Let us know if you have any questions. Thanks Nicholas. Have a great
afternoon. Mike This email and any files attached to it are the property of Tax Recovery Services,
LLC. The contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have received
this email in error, please notify the person who sent it, and immediately delete it.
Re: TracFone Audit Questions
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Wed, Dec 7, 2016 at 2:17 PM
Thanks Nicholas. We should be able to move forward with the audit and come up with an estimate.
We will let you know if we have any other questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, December 7, 2016 8:48 AM
Subject: RE: TracFone Audit Questions
Hi Mike – please see chart below in response to your question: provide information on
breakout of intrastate and interstate
Year 2009 2010 2011 2012 2013 2014
Intrastate Percentage 84.07%85.73%83.97%83.38%81.09%79.33%
Interstate Percentage 15.39%14.11%15.58%15.68%17.17%19.33%
International
Percentage 0.54%0.16%0.45%0.94%1.74%1.34%
Total:100.00%100.00%100.00%100.00%100.00%100.00%
Note that the Kennewick statute waiver form you provided is still under review.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, December 02, 2016 5:50 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Thanks Nicholas for the email. We will take a look at it and will let you know if we have any
questions.
Also, how is the Statute of Limitations Waiver Form coming along?
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, December 2, 2016 1:58 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see chart below in response to your question:
“One more question is also outstanding. We had thought, earlier in the audit, that your
company was breaking out your data-related revenues because of the data you sent titled
"internet." Now we realize that this amount was actually revenue figures for sales made by
your company online, not data service. So it would be great if we could get percentages from
you regarding data sold to customers, so that this may be factored into our estimate.”
Year 2010 2011 2012 2013 2014
Data Percentage 3.96%18.65%25.08%38.42%41.77%
Note that I am also still working on providing you with information on the breakout of
intrastate and interstate.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 16, 2016 4:44 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks again for sending us the email.
So regarding your answers, we will try to extract what you mean on the questions we sent
most recently, and put our best understanding of your answers in bold:
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th. So we
understand that you are saying that the chart does refer to company-wide figures.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent. Here, we understand that you
would be as okay with us using the accessory-inclusive numbers as the not accessory-inclusive
numbers for our estimate.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information. Your data is still coming on this one.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate. You have not responded to this one. You did not say, but we
assume that your data is still coming on this one, as well.
So Nicholas, if you do not dispute our answers in these understandings in bold above, then
we will take that as a positive agreement on each item above for which you did not send us a
correction.
This is a complicated audit, and we do appreciate all the work you are doing to help move
this forward. We are looking forward to your data on the last two items.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, November 16, 2016 10:51 AM
Subject: RE: TracFone Audit Questions
Hi Mike – in regard to your outstanding questions, I had actually answered them on October
10, 2016 via a reply e-mail. I’m copying and pasting them, along with my previously stated
responses, below for your convenience:
Your Comment/Question: In the schedule grid below, and in your explanation, are we
correct in understanding that the 'retail direct' figures contain phone and accessory revenue,
but since these cannot be broken out (or can they?), My response: Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those
sales can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? My response:
Yes.
Your Comment/Question: If so, this is very helpful. Now, looking at the chart you sent to us
on August 17 (copied below), I am wondering how close we have come in comparing like
figures to come up with percentages. Which of the revenue code categories below are
included in the the Airtime revenue values you sent August 26th? And which are included in
the Retail Direct revenue values sent August 26th? My response: See table grid below. I
know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." My
response: See table grid below.
Account Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Your Added Comment/Question from 11/2/16: If you don't want to explain why you added
phones to one amount rather than subtracted phones from the other, we can certainly
estimate this with the numbers you sent. My response: in hindsight, I could have subtracted
but added instead.
Your Added Comment/Question from 11/2/16: Regarding the first question, if you choose
not to provide information on breakout of intrastate and interstate, since bundles are taxable
when not broken out in the regular course of business, we can just go ahead and do the
audit without this information. I am working on this item and expect to have the breakout
data for you soon.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, November 02, 2016 5:24 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions
Hi Nicolas,
We do understand that you would like to meet with us, but as we mentioned in the past, we would need
to complete the audit first and then we could talk about meeting with your attorney and with legal
representatives from the cities. As you know, the city statutes require that you open your books for tax
audits, and we simply just want to first obtain the rest of the information that we need to complete the
audit.
We are down to just the three questions on the email below. Are there any of them that you will be
unable to answer? Please send us whatever answers you can.
-We are sure that you can answer the one asking if you can verify for us that the answers in the chart
below (October 10) refer to the company-wide figures supplied to us on August 26th.
-If you don't want to explain why you added phones to one amount rather than subtracted phones from
the other, we can certainly estimate this with the numbers you sent.
-Regarding the first question, if you choose not to provide information on breakout of intrastate and
interstate, since bundles are taxable when not broken out in the regular course of business, we can just
go ahead and do the audit without this information.
One more question is also outstanding. We had thought, earlier in the audit, that your company was
breaking out your data-related revenues because of the data you sent titled "internet." Now we realize
that this amount was actually revenue figures for sales made by your company online, not data service.
So it would be great if we could get percentages from you regarding data sold to customers, so that this
may be factored into our estimate.
If you can let us know if you intend to answer these questions, we will know whether to
continue to wait on your answers or if we should move forward with the audit.
We hope everything has been going well with you. Thanks Nicolas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, November 1, 2016 3:04 PM
Subject: RE: TracFone Audit Questions
Hi Mike – in aiming to more efficiently bring your ongoing tax audits of TracFone to a mutual
resolution, we need to have a meeting as per our several previous requests. We would be glad to
respond in-person to all of your questions, including your most recent set contained in your
10/17/2016 e-mail to us as shown below. Please advise accordingly.
Regards,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 28, 2016 8:14 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Just checking to see if you have had a chance to look at the email below.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Monday, October 17, 2016 2:12 PM
Subject: Re: TracFone Audit Questions
Hi Nicholas,
Thanks for the chart below. Assuming that the answers you provided are for the company-wide date
figures, it does look as though we are pretty much comparing like numbers; we know the Safelink
program represents a tiny proportion of revenues, and other than that, the figures contain the same
elements.
But here are some outstanding questions:
-You told us in an earlier email that phones could be broken out of the conglomerate
numbers you sent. Why did you add phones in one rather than removing them from the
other? How difficult would that be to convert these to non-accessary numbers? That would
be a bit more accurate, but for estimation purposes, we could also assume that the
percentages would be the same for both.
-Have you any more information on how to break out intrastate and interstate calls?
-Can you verify for us that the answers in the chart below (October 10) refer to the company-
wide figures supplied to us on August 26th?
Thanks, Nicholas. We really appreciate all your work on this.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Monday, October 10, 2016 12:12 PM
Subject: RE: TracFone Audit Questions
Hi Mike – please see responses inserted below in blue font.
After studying the figures, we have some questions. In the schedule grid below, and in your
explanation, are we correct in understanding that the 'retail direct' figures contain phone and
accessory revenue, but since these cannot be broken out (or can they?), Yes, the retail direct
figures in the schedule grid below include phones and accessories sales and yes those sales
can be broken out. and since the net airtime revenue did not contain phones and
accessories, you found the total phone and accessory revenue and added that into the net
airtime figures, then you used this sum to come up with the percentages? Yes.
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied below), I am
wondering how close we have come in comparing like figures to come up with percentages. Which of
the revenue code categories below are included in the the Airtime revenue values you sent August
26th? And which are included in the Retail Direct revenue values sent August 26th? See table grid
below. I know the retail direct section is labeled "airtime and phones," but, for example, there is
airtime in the monthly program, but only Category 6102 is named "Airtime Revenue." See table grid
below.
Account
Included in Net Airtime
Revenue Figures?
Included in Retail Sales
Amounts?
6102 – Airtime Revenue Yes Yes
6112 – Revenue – TF Service Protection Yes Yes
6113 – Revenue – Monthly Program Yes Yes
6118 – Revenue – Safelink Program Yes No
6202 – BYOP Revenue Yes Yes
6303 – Revenue – Other No No
6305 – Revenue – ILD Cards Yes Yes
6306 – Mobile Advertising Revenue Share No No
6308 – Revenue – Advertising No No
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, October 07, 2016 5:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nicholas,
Hope all is well with you.
Also, just checking to see if you have had a chance to take a look at the email below and
how things are coming along with the other information that you were going to send us.
Let us know if you have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, September 30, 2016 3:50 PM
Subject: Re: TracFone Audit Questions
Hi Nicolas,
Thanks for the response. But the question we were asking was regarding the schedule you
sent detailing the company-wide data and calculated percents (not the city-specific data).
Could you take another look at the question in reference to the company-wide data on the
schedule that you sent to us?
Thanks Nicolas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, September 30, 2016 1:52 PM
Subject: RE: TracFone Audit Questions
Hi Mike – here is an in part response below to your audit questions referenced in your latest
e-mail:
Your Question: “In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?)” Response: Yes, the retail sales amounts
contain phone and accessory revenue and they were broken out in separate files for each of
the cities under audit—i.e., ‘telephone sales’. You had received those files some time ago in
separate e-mails. For example, containing individual files for Billing Platform Sales, Internet
Sales, and Telephone Sales.
*I expect to respond to the rest of your questions once my V.P. of Tax completes his review of
the answers I’ve drafted and submitted to him.*
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, September 23, 2016 4:53 PM
To: Nicholas Ford
Subject: TracFone Audit Questions
Hi Nichols,
Just checking to see if you have had a chance to take a look at our questions below.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, September 7, 2016 2:09 PM
Subject: RE: TracFone Audit Questions - Responses
Hello Mike – I’ll be out of the office beginning tomorrow (9/8) and returning on Monday (9/12), at which time I
can take a closer look at your questions below.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, September 07, 2016 4:49 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope you had a great holiday weekend.
Thanks for all of the information sent August 26. After studying the figures, we have some
questions. In the schedule grid below, and in your explanation, are we correct in
understanding that the 'retail direct' figures contain phone and accessory revenue, but since
these cannot be broken out (or can they?), and since the net airtime revenue did not contain
phones and accessories, you found the total phone and accessory revenue and added that
into the net airtime figures, then you used this sum to come up with the percentages?
If so, this is very helpful. Now, looking at the chart you sent to us on August 17 (copied
below), I am wondering how close we have come in comparing like figures to come up with
percentages. Which of the revenue code categories below are included in the the Airtime
revenue values you sent August 26th? And which are included in the Retail Direct revenue
values sent August 26th? I know the retail direct section is labeled "airtime and phones," but,
for example, there is airtime in the monthly program, but only Category 6102 is named
"Airtime Revenue."
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
“Pay as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be
added as according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect
their service by receiving a 30-day service only extension if needed and add any
airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—
are offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households
to afford phone service. In the Safelink (Lifeline) Program, TracFone gives airtime
(minutes) service free-of-charge to eligible, low-income participants. In turn, TracFone
receives payments, which are reimbursements by USAC for TracFone’s participation
in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP
stands for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a
customer can get TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of
voice, data (internet), and texting. ILD makes it easy for wireless customers to make
international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers).
TracFone’s subscribers will see ads from several companies in apps, and then the ad networks
will pay Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Also, you stated that you have the ability to break out the interstate information. At what
level(s) can you do this, city, state, national or company-wide?
Thanks Nicolas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 26, 2016 10:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – in regard to your remaining questions, please see responses below. As far as I can tell, in
providing the information below there are no outstanding questions and/or requests for other
information. Assuming that’s the case, we are asking once again for an opportunity to meet with you—
as we also requested in December 2014 to meet in January 2015—and discuss your WA local/city
audits with the aim of bringing them to a resolution. If you would, please provide some timeframes in
the near future that would be convenient for you for purposes of sitting down with us to discuss your
audits. For example, October 2016 would work for us, with the exception of October 6th.
1) Your Question: If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue
is "wholesale," then, to find what percentage of total sales are Direct Sales, it looks like to
me that we should add Direct and Airtime and divide Direct by the sum. Using this method,
we arrive at 23.6% and 25.9%.
Ø Response: The roughly 30% (retail-direct) sales compared to the roughly 70%
wholesale was just that—an estimate. It was also based on the whole company as opposed
to a particular state or city. The net airtime revenue (per financial statements) denominator
includes not only retail sales, but also wholesale sales.
2) Your Question: You are dividing two numbers, one is the Direct Sales Amount, and the
other is the Airtime Revenue. We were wondering: are you dividing two things that are similar
enough to compare? It seems that Direct Sales would include more than just airtime revenue,
probably including handset sales and internet? So could you give a definition of each one,
including what components they contain?
Ø Response: In addition to the net airtime revenue (per financial statements) denominator,
the grid below now shows a separate break-out of sales of phones & accessories sales. The
retail sales amounts (numerator) that were provided to you also include both phones &
accessories sales and internet.
3) Your Question: We were looking at the monthly reports you sent a while back, and the
amounts from earlier years were so very much smaller than the amounts for more current
years, yet company profits appeared high. Has the percentage of sales (comparing ones
made without using another retailer to ones being done directly by TracFone) changed
significantly over the years? At this point, it looks like we will need to see the figures used for
calculating the percentages for each year, rather than just for a few recent years. Could you
send us this information?
Ø Response: See information in schedule grid below, which serves as a basis for the
estimated wholesale percentages shown.
2010
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
486,626,850
17%
(2) Net Airtime Revenue (Per Financial Statements)
2,457,761,508
(3) Net Phones & Accessories Revenue (Per Financial Statements)
341,243,35
1
Total (2) + (3): 2,799,004,859
Company-Wide
1 minus Retail Percentage =
83%
2011
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
793,674,906
21%(2) Net Airtime Revenue (Per Financial Statements)
3,433,624,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
380,952,00
0
Total (2) + (3): 3,814,576,000
Company-Wide 1 - Retail Percentage =79%
2012
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,164,915,001
24%(2) Net Airtime Revenue (Per Financial Statements)
4,291,440,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
502,534,00
0
Total (2) + (3): 4,793,974,000
Company-Wide 1 - Retail Percentage =76%
2013
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
1,658,066,825
27%
(2) Net Airtime Revenue (Per Financial Statements) 5,358,599,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
676,091,00
0
Total (2) + (3): 6,034,690,000
Company-Wide 1 - Retail Percentage =73%
2014
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,144,494,356
31%(2) Net Airtime Revenue (Per Financial Statements)
6,126,893,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
694,099,00
0
Total (2) + (3): 6,820,992,000
Company-Wide 1 - Retail Percentage =69%
2015
(1) Retail (Direct) Sales Amounts (Airtime & Phones)
Company-Wide
2,330,936,554
33%(2) Net Airtime Revenue (Per Financial Statements)
6,279,204,000
(3) Net Phones & Accessories Revenue (Per Financial Statements)
699,462,00
0
Total (2) + (3):
6,978,666,000
Company-Wide
1 - Retail Percentage =
67%
4) Your Question: We need to know if you would be able to break out the interstate
amounts for the long-distance charges.
Ø Response: we have the ability to identify interstate amounts for total calling activity.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Wednesday, August 17, 2016 5:01 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Thanks Nicholas. We will review the information that you sent to us and we will let you know if we
have any questions.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, August 17, 2016 11:12 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see below responses regarding your chart of accounts related questions.
Please be aware that I should have feedback related to your questions on the retail sales,
wholesale sales and airtime revenue (where I had sent you some roughly estimated percentage
amounts) next week sometime.
Account Number(s) Description
6102 Airtime Revenue
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the “Pay
as you go” or “PayGo” Airtime coverage, whereby minutes and days of service can be added as
according to a customer’s needs. Includes retail and wholesale sales (to retailers).
6112 Revenue - TF Service Protection
Ø Sales of TF service protection plans, whereby customers can enroll and protect their service
by receiving a 30-day service only extension if needed and add any airtime cards or minutes.
6113 Revenue - Monthly Program
Ø Sales of prepaid wireless service (airtime) of voice, data (internet), and texting under the
monthly plans program. For example, monthly plans of varying periods—of up to one year—are
offered.
6118 Revenue - Safelink Program
Ø The Lifeline service (“Safelink”) is a program that enables low-income households to afford
phone service. In the Safelink (Lifeline) Program, TracFone gives airtime (minutes) service free-
of-charge to eligible, low-income participants. In turn, TracFone receives payments, which are
reimbursements by USAC for TracFone’s participation in the Safelink program.
6202 BYOP Revenue
Ø Sales of TracFone BYOP packages, which include the BYOP SIM card. BYOP stands
for Bring Your Own Phone. With TracFone's Bring Your Own Phone program, a customer can get
TracFone service on their current phone.
6303 Revenue – Other
Ø Miscellaneous Revenue not related to operating activity.
6305 Revenue - ILD Cards
Ø Sales of international long distance (“ILD”) prepaid wireless service (airtime) of voice, data
(internet), and texting. ILD makes it easy for wireless customers to make international calls.
6306 Mobile Advertising Revenue Share
Ø Tracfone owns an inventory of “spaces” that its sells to ad networks (ad resellers). TracFone’s
subscribers will see ads from several companies in apps, and then the ad networks will pay
Tracfone for the use of these “spaces”.
6308 Revenue - Advertising
Ø See 6306 above.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, August 15, 2016 3:46 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nichols,
Hope things are going well with you and that things are starting to slow down.
Also, wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Friday, August 5, 2016 7:35 AM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – we’re just wrapping up our month end closing. I had prepared a draft of responses to your questions
and will circle back to my contact today, who was reviewing.
Thanks for your patience,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Thursday, August 04, 2016 6:02 PM
To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Just checking to see how things are coming along with the information that we requested on
June 30th and April 29th.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, July 28, 2016 5:00 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope all is well with you.
I also wanted to check and see how things are coming along with the information that we
requested for the audit.
Let us know if you have any questions.
Thanks Nicholas.
Have a great day.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, July 19, 2016 2:40 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – just a heads up that I’ve been working on your questions, however the Head of Tax and
myself will be out of the office the rest of this week until Monday. As such, I’d aim to get feedback to
you sometime next week.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Tuesday, July 12, 2016 5:08 PM
To: Nicholas Ford
Subject: Fw: TracFone Audit Questions - Responses
Hi Nicholas,
Looking at our June 30 email below, we noticed that we made a typo of sorts. In item (3), we
put the word "without," when we actually meant "with." Hopefully, from context, you caught
our intended meaning and have been framing your reply accordingly, but just in case, we
wanted to clarify.
Let us know if you have any questions.
Have a great day.
Thanks Nicholas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Friday, July 8, 2016 2:01 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas,
Hope everything is going great for you.
Also, wanted to check and see how things are coming along with the email below and if you
have any questions.
Thanks Nicholas.
Have a great weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Thursday, June 30, 2016 4:08 PM
Subject: Re: TracFone Audit Questions - Responses
Hi Nicolas,
Thanks for the information you sent. It is very helpful for us to understand the terminology
used inside your company.
Regarding the calculations you sent us to back up the 30%, this is a good start, but we do
have a few further questions.
1) If all of the Direct Sales Amount is "retail," and all of the Airtime Revenue is "wholesale,"
then, to find what percentage of total sales are Direct Sales, it looks like to me that we
should add Direct and Airtime and divide Direct by the sum. Using this method, we arrive at
23.6% and 25.9%.
2) You are dividing two numbers, one is the Direct Sales Amount, and the other is the Airtime
Revenue. We were wondering: are you dividing two things that are similar enough to
compare? It seems that Direct Sales would include more than just airtime revenue, probably
including handset sales and internet? So could you give a definition of each one, including
what components they contain?
3) We were looking at the monthly reports you sent a while back, and the amounts from earlier years
were so very much smaller than the amounts for more current years, yet company profits appeared
high. Has the percentage of sales (comparing ones made without using another retailer to ones being
done directly by TracFone) changed significantly over the years? At this point, it looks like we will
need to see the figures used for calculating the percentages for each year, rather than just for a few
recent years. Could you send us this information?
Also, let us know if you have any questions concerning the April 29th email that we sent to
you.
Thanks Nichols for all of your help.
Have a great 4th of July weekend.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Tuesday, June 28, 2016 12:25 PM
Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses below to your questions (per your 6/24 e-mail):
(1) What is Internet (APP)?
Ø The Alternative Payment Plan (“APP”) is TracFone’s credit card transaction
interface for retail sales. Under the APP, customers engage in one-time credit
card based transactions via the internet or phone. APP based customer
transactions are consummated predominantly via the internet. Furthermore,
any TracFone plan program which is not available to be set up for an
automated-recurring charge gets processed through APP.
(2) What is Billing Platform?
Ø The Billing Platform (“BP”) is a supplement to the Alternative Payment Plan
(“APP”) to provide a system for automated-recurring charges. Customers can
make a one-time purchase or enroll into programs available for automated or
recurring charges, most of which include airtime on a monthly (30 day) basis.
Based on the above, both APP and Billing Platform are internet-based credit card transaction
interfaces for executing TracFone’s customers’ retail purchases—except that Billing Platform
provides for recurring charges whereas APP allows customers to engaged in one-time credit
card transactions.
(3) Retail Sales Comprise Roughly 30% of TracFone’s sales. Below shows the
breakdown for 2013 and 2014, for example.
2013
Direct Sales Amounts (Per Accum. Summary Reports for '13)
Company-
Wide
1,658,066,825
31%
Airtime Revenue (Per Financial Statements)
Company-
Wide
5,358,559,000
69%Wholesale Sales Percentage
2014 Direct Sales Amounts (Per Accum. Summary Reports for '14)
Company-
Wide
2,144,494,356 35%
Airtime Revenue (Per Financial Statements)
Company-
Wide
6,126,893,000
65%Wholesale Sales Percentage
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com] Sent: Friday, June 24, 2016 4:35 PM To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses
Hi Nicholas, Thanks for your responses. After reviewing your reports again we want to
make sure we understand what each report is showing, so could you review with us the
definition for each report below: Platform report APPT report In other words, is the Billing
Platform Report sales for website or phone sales or both? And the APPT report sales would
be for? The sheets say "internet," but we want to ascertain if this means that they were sales
made over the internet, not sales of internet (data plans). Perhaps all of your sales are made
in bundles, without breaking out data from telephone services? In addition, do you have any
back-up information for the 30 percent figure for your retail sales verses non-retail sales? We
were wondering, as well, if this percent changed significantly over time? Let us know, also,
if you have any questions on the April 29 email. Thanks Nicholas. Have a great weekend.
Mike This email and any files attached to it are the property of Tax Recovery Services,
LLC. The contents may be confidential and proprietary, and any use or distribution of the
information contained herein may be prohibited by law. If you are not a named recipient, or if
you have received this email in error, please notify the person who sent it, and immediately
delete it. From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com>
Sent: Friday, June 24, 2016 8:06 AM Subject: RE: TracFone Audit Questions - Responses
Hi Mike – please see my responses to your questions below in bold blue font. Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com _______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION
intended only for the use of the Addressee(s) named above. From: TRS
[mailto:crisp@trs-integrity.com] Sent: Tuesday, June 21, 2016 5:01 PM To: Nicholas Ford
Subject: Re: TracFone Audit Questions - Responses Hi Nicholas, Thanks for the email, and
all the clarification you provided. We do appreciate it. I was reviewing your answers to our
questions below, and I noticed that you omitted one of the questions, the one asking for a
percentage of revenues that come from other stores: ". . . could you tell us the percentage
of your revenues that come from your stores versus the revenues that come from other
stores?" As indicated my original response, TracFone is a reseller of prepaid wireless service
(airtime) that neither owns any stores nor cellular facilities. Your answers below seem to
indicate that both sales from other stores (which sales TracFone does not consider "retail"),
and any recharges (or what TracFone calls "refills") associated with those sales, were not
included in the figures you sent us. Please verify if this is the correct understanding. Not
correct: TracFone does not own any stores. Refills are retail sales of airtime. As such,
customers can purchase additional airtime (refills) via the internet (i.e., TracFone’s website),
and over the phone. Refills are included in the Billing Platform and Internet Sales retail sales
summary reports/figures that I had sent to you. So could you send us the percentage
breakout between your sales at your Website and by phone (which we believe you call retail)
and your other sales (non-"retail," including refills or what we call recharges on the non-retail
sales)? Retail sales comprise roughly 30% of TracFone’s sales. Also, let me know if you
have any questions concerning the email that we sent to you on April 29th, concerning other
revenues that TracFone receives. Working on… Have a great afternoon. Mike This
email and any files attached to it are the property of Tax Recovery Services, LLC. The
contents may be confidential and proprietary, and any use or distribution of the information
contained herein may be prohibited by law. If you are not a named recipient, or if you have
received this email in error, please notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com> To: TRS <crisp@trs-integrity.com> Sent: Friday,
June 17, 2016 8:34 AM Subject: RE: TracFone Audit Questions - Responses Hi Mike –
please see responses below to your questions. *Please note that I am still reviewing your
questions related to TracFone’s chart of accounts.* Billing Platform Transaction Detail
Report: What is?: · OTAPURCH -- ‘over the air’ purchase of prepaid wireless services
(airtime) by a customer through the phone. · Enrollment -- initial (one-time) enrollment
of a customer when purchasing airtime. · Recurring -- using the Billing Platform,
customers make a one-time purchase or enroll into programs available for recurring charges,
most of which include airtime on a monthly (30 day) basis. · BN Enrollment – ‘Buy
Now-Airtime on Demand’ enrollment’, which allows customers to choose and buy Airtime
directly from their TracFone, so that they can buy Airtime when they need it. Also, does
TracFone receive their revenues for features such as call waiting sold to their customers, or
are they part of the plan when you sell your cards? No, TracFone does not receive revenues
for call waiting. The feature is part of the airtime plan that customers purchase, thus it is not
a separate charge. After thinking about it, we had some other questions. You mentioned
below that the data that you provided to us does not include retailers such as Walmart. So
the revenue figures that you sent to us are for your own stores? First off, TracFone is a
reseller of prepaid wireless service (airtime) that neither owns any stores nor cellular
facilities. It should also be noted that TracFone does not earn revenue in Burien, Federal
Way, Kennewick, Renton, Spokane, or Tukwila. As such, the Billing Platform, Internet Sales,
and Telephone Sales excel format reports that you received comprise TracFone’s retail sales
amounts. These amounts, which are all of the Company’s retail sales, are from customer
purchases made via the internet (i.e., the TracFone’s website) and over the phone.
Recharges on Sales Made by Outside Stores Such as Walmart: One more question we
forgot to ask you: when you send us the revenue information that we asked about in the
email below, could you also include the charges to customers who have continued to use
your services (directly through your drawing funds from their credit card or bank account)
after they bought a phone or calling card from one of your outside retailers (like Walmart)?
We generally refer to these charges as "recharges." Or are these charges included in the
figures you already sent? Refills of airtime that a customer can purchase at retail via the
internet (i.e., the TracFone’s website), and over the phone. They are included in the Billing
Platform and Internet Sales retail reports that you received. Recharges on Sales Made by
TracFone's Own Stores: In addition, we will need to ascertain that all recharges done on
accounts opened at your own stores are included somewhere in the information we are
provided with, as well: are charges (associated with sales that initiated at one of your stores)
for continued services which were completed by automatic withdrawals or telephone
withdrawals included in the figures you sent to us? If not, we will need access to these
numbers as well. See response to question above. Thanks, Nicholas E. Ford | Corporate
Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________ This Email contains
PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use
of the Addressee(s) named above. From: TRS [mailto:crisp@trs-integrity.com] Sent:
Friday, June 10, 2016 3:29 PM To: Nicholas Ford Subject: TracFone Audit Hi Nicholas,
Hope everything is going well. Also, just checking to see how things are coming along with
the information that you told us you would send to us this week. Let us know if you have
any questions. Thanks Nicholas. Have a great afternoon. Mike This email and any files
attached to it are the property of Tax Recovery Services, LLC. The contents may be
confidential and proprietary, and any use or distribution of the information contained herein
may be prohibited by law. If you are not a named recipient, or if you have received this email
in error, please notify the person who sent it, and immediately delete it.
RE: TracFone Statute of Limitations Waiver Form
Inbox
Nicholas Ford <nford@tracfone.com>
To:TRS
Thu, Dec 8, 2016 at 3:01 PM
Hi Mike – please find attached the signed Kennewick SOL waiver form. You’ll notice that my V.P. of Tax has
signed it through 3/31/2017. We’re looking to sit down with just you at some point in the 1st quarter of 2017…
even if possible to discuss a single city (e.g., Kennewick). In our view, we feel that it is common practice for
taxpayers and auditors to meet and chat during the course of an ongoing audit. As such, let us know if you think
you can be available to take a piece meal approach for a sit down …as opposed to chatting about all six cities
under audit at once.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, December 05, 2016 5:33 PM
To: Nicholas Ford
Subject: Fw: TracFone Statute of Limitations Waiver Form
Hi Nichols,
Hope you had a great Thanksgiving.
Also, wanted to check and see how the waiver form is coming along and also the percentages for
intrastate verses interstate you were going to supply us with.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Wednesday, November 23, 2016 12:58 PM
Subject: TracFone Statute of Limitations Waiver Form
Hi Nicholas,
Hope every things is going well with you.
We have been making good progress with the audits, but we will not be able to wrap up this audit until
early next year. I have attached the waiver form for Kennewick with this email for a signature by
TracFone. After you have signed it, we will send a copy to the various cities for their signature. Please
submit the waiver form by December 9, 2016.
We will not need a waiver form for the City of Federal Way and Tukwila because they do not have a
statute of limitations in their municipal code, and the other cities have estimated taxes holding them.
Let us know if you have any questions.
Also, let us know if you have any questions concerning the additional information that we need for the
audits.
Have a Happy Thanksgiving.
Thanks Nicholas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
20161208 - TracFone-Kennewick Audit - SOL Waiver.pdf
51.6kB
Fw: TracFone Statute of Limitations Waiver Form
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Fri, Dec 9, 2016 at 1:45 PM
Hi Nicholas,
Thanks for the waiver. At this point, we will be working on the information that you gave us and
should be able to complete the audits in the first quarter of next year. When we begin putting together
the audit papers, there is still a small possibility that we will need to ask for more information, but we
are hoping we will not need anything further.
After we have reviewed the audits with the cities, we will then be ready to review the audits with you.
You suggested we could start with one city. After everyone has reviewed the audits, we can then
consider sitting down with you to review an audit with a city or cities.
We will let you know if we have any questions.
Thanks Nicholas.
Have a great weekend and a Merry Christmas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Thursday, December 8, 2016 3:01 PM
Subject: RE: TracFone Statute of Limitations Waiver Form
Hi Mike – please find attached the signed Kennewick SOL waiver form. You’ll notice that my V.P. of Tax has
signed it through 3/31/2017. We’re looking to sit down with just you at some point in the 1st quarter of 2017…
even if possible to discuss a single city (e.g., Kennewick). In our view, we feel that it is common practice for
taxpayers and auditors to meet and chat during the course of an ongoing audit. As such, let us know if you think
you can be available to take a piece meal approach for a sit down …as opposed to chatting about all six cities
under audit at once.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, December 05, 2016 5:33 PM
To: Nicholas Ford
Subject: Fw: TracFone Statute of Limitations Waiver Form
Hi Nichols,
Hope you had a great Thanksgiving.
Also, wanted to check and see how the waiver form is coming along and also the
percentages for intrastate verses interstate you were going to supply us with.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
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----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Wednesday, November 23, 2016 12:58 PM
Subject: TracFone Statute of Limitations Waiver Form
Hi Nicholas,
Hope every things is going well with you.
We have been making good progress with the audits, but we will not be able to wrap up this audit until
early next year. I have attached the waiver form for Kennewick with this email for a signature by
TracFone. After you have signed it, we will send a copy to the various cities for their signature. Please
submit the waiver form by December 9, 2016.
We will not need a waiver form for the City of Federal Way and Tukwila because they do not
have a statute of limitations in their municipal code, and the other cities have estimated taxes
holding them.
Let us know if you have any questions.
Also, let us know if you have any questions concerning the additional information that we
need for the audits.
Have a Happy Thanksgiving.
Thanks Nicholas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
20161208 - TracFone-Kennewick Audit - SOL Waiver.pdf
RE: TracFone Statute of Limitations Waiver Form
Inbox
Nicholas Ford <nford@tracfone.com>
To:TRS
Wed, Dec 14, 2016 at 1:17 PM
Hi Mike – in regard to your e-mail below, we would like to see your preliminary workpapers once you have
completed your estimate(s) so that we can review on our end before you submit a final version to the cit ies. If
you’re able to do that, it would be greatly appreciated from our standpoint.
Thanks and Happy Holidays,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, December 09, 2016 4:46 PM
To: Nicholas Ford
Subject: Fw: TracFone Statute of Limitations Waiver Form
Hi Nicholas,
Thanks for the waiver. At this point, we will be working on the information that you gave us and
should be able to complete the audits in the first quarter of next year. When we begin putting together
the audit papers, there is still a small possibility that we will need to ask for more information, but we
are hoping we will not need anything further.
After we have reviewed the audits with the cities, we will then be ready to review the audits with you.
You suggested we could start with one city. After everyone has reviewed the audits, we can then
consider sitting down with you to review an audit with a city or cities.
We will let you know if we have any questions.
Thanks Nicholas.
Have a great weekend and a Merry Christmas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Thursday, December 8, 2016 3:01 PM
Subject: RE: TracFone Statute of Limitations Waiver Form
Hi Mike – please find attached the signed Kennewick SOL waiver form. You’ll notice that my V.P. of Tax has
signed it through 3/31/2017. We’re looking to sit down with just you at some point in the 1st quarter of 2017…
even if possible to discuss a single city (e.g., Kennewick). In our view, we feel that it is common practice for
taxpayers and auditors to meet and chat during the course of an ongoing audit. As such, let us know if you think
you can be available to take a piece meal approach for a sit down …as opposed to chatting about all six cities
under audit at once.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 | nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the use of
the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com ]
Sent: Monday, December 05, 2016 5:33 PM
To: Nicholas Ford
Subject: Fw: TracFone Statute of Limitations Waiver Form
Hi Nichols,
Hope you had a great Thanksgiving.
Also, wanted to check and see how the waiver form is coming along and also the percentages for
intrastate verses interstate you were going to supply us with.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
----- Forwarded Message -----
From: TRS <crisp@trs-integrity.com>
To: Nicholas Ford <nford@tracfone.com>
Sent: Wednesday, November 23, 2016 12:58 PM
Subject: TracFone Statute of Limitations Waiver Form
Hi Nicholas,
Hope every things is going well with you.
We have been making good progress with the audits, but we will not be able to wrap up this audit until
early next year. I have attached the waiver form for Kennewick with this email for a signature by
TracFone. After you have signed it, we will send a copy to the various cities for their signature. Please
submit the waiver form by December 9, 2016.
We will not need a waiver form for the City of Federal Way and Tukwila because they do not have a
statute of limitations in their municipal code, and the other cities have estimated taxes holding them.
Let us know if you have any questions.
Also, let us know if you have any questions concerning the additional information that we need for the
audits.
Have a Happy Thanksgiving.
Thanks Nicholas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may be confidential
and proprietary, and any use or distribution of the information contained herein may be prohibited by law. If you are not
a named recipient, or if you have received this email in error, please notify the person who sent it, and immediately
delete it.
Re: TracFone Statute of Limitations Waiver Form
Sent
TRS <crisp@trs-integrity.com>
To:Nicholas Ford
Fri, Dec 16, 2016 at 2:36 PM
Hi Nicholas,
Yes, we plan to have you take a look at the preliminary workpapers before they are finalized.
Things are starting to slow down now for the holidays and end-of-year deadlines, but we hope to have
something back to you early in the new year.
Hope you and yours have a Merry Christmas.
Thanks Nicholas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Wednesday, December 14, 2016 1:17 PM
Subject: RE: TracFone Statute of Limitations Waiver Form
Hi Mike – in regard to your e-mail below, we would like to see your preliminary workpapers once you
have completed your estimate(s) so that we can review on our end before you submit a final version
to the cities. If you’re able to do that, it would be greatly appreciated from our standpoint.
Thanks and Happy Holidays,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Friday, December 09, 2016 4:46 PM
To: Nicholas Ford
Subject: Fw: TracFone Statute of Limitations Waiver Form
Hi Nicholas,
Thanks for the waiver. At this point, we will be working on the information that you gave us and
should be able to complete the audits in the first quarter of next year. When we begin putting together
the audit papers, there is still a small possibility that we will need to ask for more information, but we
are hoping we will not need anything further.
After we have reviewed the audits with the cities, we will then be ready to review the audits with you.
You suggested we could start with one city. After everyone has reviewed the audits, we can then
consider sitting down with you to review an audit with a city or cities.
We will let you know if we have any questions.
Thanks Nicholas.
Have a great weekend and a Merry Christmas.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.
----- Forwarded Message -----
From: Nicholas Ford <nford@tracfone.com>
To: TRS <crisp@trs-integrity.com>
Sent: Thursday, December 8, 2016 3:01 PM
Subject: RE: TracFone Statute of Limitations Waiver Form
Hi Mike – please find attached the signed Kennewick SOL waiver form. You’ll notice that my V.P. of Tax has
signed it through 3/31/2017. We’re looking to sit down with just you at some point in the 1st quarter of 2017…
even if possible to discuss a single city (e.g., Kennewick). In our view, we feel that it is common practice for
taxpayers and auditors to meet and chat during the course of an ongoing audit. As such, let us know if you think
you can be available to take a piece meal approach for a sit down …as opposed to chatting about all six cities
under audit at once.
Thanks,
Nicholas E. Ford | Corporate Tax | TracFone Wireless, Inc. | O: 305.715.6500 extn. 3217 |
nford@TracFone.com
_______________________________________________________________
This Email contains PRIVILEGED AND CONFIDENTIAL, PROPRIETARY INFORMATION intended only for the
use of the Addressee(s) named above.
From: TRS [mailto:crisp@trs-integrity.com]
Sent: Monday, December 05, 2016 5:33 PM
To: Nicholas Ford
Subject: Fw: TracFone Statute of Limitations Waiver Form
Hi Nichols,
Hope you had a great Thanksgiving.
Also, wanted to check and see how the waiver form is coming along and also the
percentages for intrastate verses interstate you were going to supply us with.
Let us know if you have any questions.
Thanks Nicholas.
Have a great afternoon.
Mike
This email and any files attached to it are the property of Tax Recovery Services, LLC. The contents may
be confidential and proprietary, and any use or distribution of the information contained herein may be
prohibited by law. If you are not a named recipient, or if you have received this email in error, please
notify the person who sent it, and immediately delete it.