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City of Renton Page 1 of 46 2021/22 Contract - 6242271
Department of Community and Human Services
Housing Homelessness and Community
Development Division
Community Development Section
206-263-9097 TTY Relay: 711
KING COUNTY COMMUNITY DEVELOPMENT
JOINT AGREEMENT CITY CONTRACT 2021/2022
Contractor City of Renton
Project Title 2021 Joint Agreement City CDBG Activities
Contract Amount $ 72,978
Contract Start Date: 01/01/2021 Contract End Date 12/31/2021
Termination Date (where applicable): 12/31/2021
DUNS No. (if applicable) 092278894 SAM No. (if applicable) 5DC63
Federal Taxpayer ID No. 916001271
THIS CONTRACT No. 6242271 is entered into by KING COUNTY, a political subdivision of the State of
Washington (the "County"), and the City of City of Renton, a Washington municipal corporation (the
1055 South Grady Way, Renton, WA 98055. Use of the term
"Contractor" in this Contract is for ease of reference only and in no respect signifies that the party is a
"Contractor" as described in 24 CFR §92.504(c)(4).
WHEREAS, the County is an Urban County recipient of Community Development Block Grant Program
(CDBG) funds under the Housing and Community Development Act of 1974, Public Law 93-383 as
amended (HCD Act); HOME Investment Partnership Program (HOME) funds under the National
Affordable Housing Act of 1990 Public Law 101-625 as amended (NAHA). The County uses CDBG, and
HOME funds for the purpose of carrying out eligible community development and housing activities
under the HCD Act, NAHA, regulations promulgated by the U.S. Department of Housing and Urban
Development (HUD) at 24 Code of Federal Regulations (CFR) Part 570, 24 CFR Part 92, 24 CFR Part
576, and adopted County Ordinances. (All CFR references can be found at
http://www.access.gpo.gov/nara/cfr/cfr-table-search.html. All King County code references can be found
at http://www.kingcounty.gov/council/legislation/kc_code.aspx);
WHEREAS, an Urban County CDBG Consortium has been established by CDBG Interlocal Cooperation
Agreements (CDBG ICAs) or joint agreements between the County and certain municipal corporations
(Consortium Cities) within the County covering program years 2017-2019. The CDBG ICAs specify
allocation of CDBG funds by the County to those participating jurisdictions for use in accordance with the
County Consolidated Housing and Community Development Plan (HCD Plan). The HCD Plan has been
adopted by the King County Council, accepted by participating jurisdictions and approved by HUD;
WHEREAS, a HOME Consortium has been established by HOME ICAs between the County and certain
HOME Consortium Cities covering 2017-2019, the terms of which specify allocation of HOME funds by
the County for use in accordance with the HCD Plan which has been adopted by the King County
Council, accepted by participating jurisdictions and approved by HUD;
WHEREAS, the County desires to award certain funds to the Contractor for use as described in this
Contract and as authorized by County ordinance, for the purpose of implementing eligible activities as
applicable under the HCD Act, NAHA, HUD regulations, State laws and/or adopted County ordinances;
CAG-21-257
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WHEREAS, it is appropriate and mutually desirable that the Contractor be designated by the County to
undertake such eligible activities, so long as th e requirements of the HCD Act, NAHA, HUD Regulations,
State law and County ordinances are adhered to, as provided for herein;
WHEREAS, the purpose of this Contract is to provide for cooperation between the County and the
Contractor, as the parties in this Contract, in implementing such eligible activities under the laws and
regulations that pertain to the funds awarded in this Contract;
WHEREAS, the parties are authorized and empowered to enter into this Contract by one or more of the
following: County ordinance, the HCD Act, NAHA, Revised Code of Washington (RCW) Chapter 39.34,
RCW Chapter 35.21.730 et seq., by the Constitution and the enabling laws of the State of Washington;
NOW, THEREFORE, for and in consideration of payments, covenants, and agreements hereinafter
mentioned, to be made and performed by the parties hereto, the parties mutually covenant and agree to
abide by the provisions of this Contract.
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INDEX TO CONTRACT
1.SCOPE OF CONTRACT AND
INCORPORATION OF EXHIBITS ..................... 4
2.DURATION OF CONTRACT ............................. 6
3.TERM OF COMPLIANCE for capital projects .... 6
4.FUTURE SUPPORT .......................................... 6
5.COMPENSATION AND METHOD OF
PAYMENT .......................................................... 6
6.BUDGET ............................................................ 8
7.EQUIPMENT PURCHASE, MAINTENANCE,
AND OWNERSHIP ............................................ 8
8.CONTRACT AMENDMENTS ............................ 9
9.INTERNAL CONTROL, ACCOUNTING
SYSTEMS AND FINANCIAL REPORT
SUBMISSION .................................................... 9
10. MAINTENANCE OF RECORDS ...................... 11
11. EVALUATIONS AND INSPECTIONS.............. 13
12. PROPRIETARY RIGHTS ................................ 14
13. CORRECTIVE ACTION ................................... 14
14. ASSIGNMENT ................................................. 15
15. TERMINATION ................................................ 15
16. ENTIRE CONTRACT/WAIVER OF DEFAULT 16
17. HOLD HARMLESS AND INDEMNIFICATION 17
18. INSURANCE REQUIREMENTS GENERAL . 18
19. NONDISCRIMINATION AND EQUAL
EMPLOYMENT OPPORTUNITY..................... 23
20. SUBCONTRACTS AND PURCHASES ........... 28
21. NONDISCRIMINATION IN SUBCONTRACTING
PRACTICES .................................................... 30
22. CONFLICT OF INTEREST .............................. 31
23. BOARD OF DIRECTORS ................................ 32
24. CONFIDENTIALITY ......................................... 33
25. PERSONAL INFORMATION NOTICE OF
SECURITY BREACH ....................................... 33
26. COMPLIANCE WITH THE HEALTH
INSURANCE PORTABILITY AND
ACCOUNTABILITY ACT OF 1996 (HIPAA) .... 34
27. NOTICES ......................................................... 36
28. KING COUNTY RECYCLED PRODUCT
PROCUREMENT POLICY .............................. 36
29. SERVICES PROVIDED IN ACCORDANCE
WITH LAW AND RULE AND REGULATION .. 36
30. POLITICAL ACTIVITY PROHIBITED .............. 37
31. FORCE MAJEURE .......................................... 37
32. MISCELLANEOUS PROVISIONS ................... 38
33. AFFIRMATIVE MARKETING ........................... 39
34. ACCESSIBILITY FOR CAPITAL PROJECTS . 40
35. LABOR STANDARDS ..................................... 40
36.EMPLOYMENT OPPORTUNITIES ON
ASSISTED CONSTRUCTION PROJECTS .... 41
37.NO BENEFIT TO OWNERS AND
DEVELOPERS OF ASSISTED HOUSING ..... 41
38.SUPPLANTING ............................................... 41
39.DRUG FREE WORKPLACE CERTIFICATION
AND OTHER FEDERAL REQUIREMENTS .... 42
40.CONSTITUTIONAL PROHIBITION ................. 42
41.PROMISSORY NOTE, DEED OF TRUST AND
COVENANT ..................................................... 42
42.ANTI-DISPLACEMENT AND RELOCATION
ASSISTANCE FOR CAPITAL PROJECTS ..... 42
43.PROPERTY MANAGEMENT FOR CAPITAL
PROJECTS ...................................................... 44
44.TAXES AND LICENSES ................................. 44
45.PROCEDURE IN THE EVENT OF
CASUALTY/CONDEMNATION FOR CAPITAL
PROJECTS ...................................................... 44
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EXHIBITS ATTACHED HERETO
Exhibit Name Amount Fund Source
I. Renton CDBG Program Administration $72,978 CDBG
I. Renton CDBG Program Administration $72,978 CDBG
SCOPE OF CONTRACT AND INCORPORATION OF EXHIBITS
Scope
The Contract between the parties shall consist of the signature page, each
Program/Project Exhibit incorporated into the Contract, all matters and laws incorporated
by reference herein, and any written amendments made in accordance with the provisions
contained herein. The exhibits attached to this Contract are hereby incorporated by this
reference. This Contract supersedes any and all former agreements regarding projects
described in the attached Project/Program Exhibit(s). If there is a conflict between any of
the language contained in this Contract and any of the language contained in any
Project/Program Exhibit in this Contract, the language in this Contract shall control, unless
the parties affirmatively agree to the contrary in a writing that has been reviewed and
approved by the King County Prosecuting Attorney's Office. This Contract shall govern
both:
Service Projects (human service, planning, program administration and micro-
enterprise or supportive services for the homeless); and
The two types of activities may be included in one Contract as separate Project/Program
Exhibit(s) of Services.
Mandatory Certifications and Municipal Exemptions from Contract Requirements
The Contractor certifies that it shall comply with the provisions of Sections 20.
Subcontracts and Purchases, 23. Board of Directors and 32. Miscellaneous Provisions of
this Contract. If the Contractor is a municipal corporation (other than King County), King
County Code (KCC) chapters 12.16, 12.17, 12.18 and 12.19 do not apply to the Contractor
but may apply to any subcontractor of the Contractor.
Contact Person
King County and the Contractor shall each designate a contact person for each
Project/Program Exhibit incorporated in this Contract. All correspondence, reports and
invoices shall be directed to the designated contact person. This provision does not,
however, supplant or override Section 27. Notices.
Federal Funds
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specific types of funds provided under this Contract are specified in the attached
Project/Program Exhibit(s).
Environmental Review
This section applies to all projects using federal funds that are not exempt under 24 CFR
Part 58. Notwithstanding any provision of this Contract, the parties hereto agree and
acknowledge that this Contract does not constitute a commitment of funds or site approval,
and that such commitment of funds or approval may occur only upon satisfactory
completion of environmental review and receipt of a release of funds, if applicable, from
HUD under 24 CFR Part 58. The parties further agree that the provision of any funds to the
the project based on the results of a subsequent environmental review. The Contractor
shall not spend any funds on physical or choice-limiting actions, including property
acquisition, demolition, movement, rehabilitation, conversion, repair or construction prior to
the environmental clearance. Violation of this provision shall result in the denial of any
funds under this Contract.
Capital Projects using federal funds shall also comply with subsections F, G, H and I.
Environmental Policy Act
The County retains environmental review responsibility for purposes of fulfilling
requirements of the National Environmental Policy Act as implemented by HUD
Environmental Review Procedures (24 CFR Part 58) and the Federal laws and authorities
identified therein. The Contractor shall be solely responsible for the cost of compliance with
all such Federal laws and authorities including the cost of preparing plans, studies, reports
and the publication of notices that may be required. The Contractor and its subcontractors
shall not take any actions inconsistent with 24 CFR Part 58.
National Flood Insurance
The use of CDBG and HOME funds for acquisition or construction purposes in identified
special flood hazard areas shall be subject to Contractor mandatory purchase of flood
insurance as required by Section 102(a) of the Flood Disaster Protection Act of 1973 (Pub
L.93-237).
Lead Based Paint
The Contractor shall comply with the Lead-Based Paint Poisoning Prevention Act (42
United States Code (USC) 4821-4846), the Residential Lead-Based Paint Hazard
Reduction Act of 1992 (42 USC 4851-4856), and implementing regulations at 24 CFR Part
35, subparts A, B, J, K, and R. Generally, these laws prohibit the use of lead-based paint
(whenever funds under this Contract are used directly or indirectly for construction,
rehabilitation or modernization of residential structures); require elimination of immediate
lead-based paint hazards in residential structures; and require notification of the hazards of
lead-based paint poisoning to purchasers and tenants of residential structures constructed
prior to 1978.
Environmental Justice
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The Contractor shall comply with Presidential Executive Order 12898 requiring
identification and mitigation, as appropriate, of disproportionately high and adverse human
health or environmental impacts of programs, policies and activities on minority and/or low-
income populations.
Subrecipient Monitoring
First-tier subrecipients shall register in the System for Award Management (SAM),
including obtaining a Dun and Bradstreet Data Universal numbering System
(DUNS) number and maintain the currency of that information. A pass-through
entity shall be responsible for determining that subrecipients have current SAM
registrations prior to making subawards and performing periodic checks to ensure
that the subrecipients are updating information as necessary.
Document at the time of the subaward and disbursement of funds, the
Federal Award Identification Number (FAIN), Catalog of Federal Domestic
Assistance (CFDA) number; and
Provide similar identification in their Schedule of Expenditures of Federal
Awards (SEFA) and Form SF-SAC. Additional information, including
presentation requirements for the SEFA and SF-SAC, is provided in Appendix
VII of the 2009 Supplement (2CFR Section 176.210).
DURATION OF CONTRACT
The terms of this Contract shall be in effect from the Start Date (as defined in the
Project/Program Exhibit(s)) or the date of execution of this Contract, whichever is earlier, and
shall terminate on the Termination Date specified in each Project/Program Exhibit, unless
extended to a later date or terminated earlier, pursuant to the terms and conditions of the
Contract.
TERM OF COMPLIANCE for capital projects
The Contractor shall own and operate the project during the compliance period as defined in the
Program/Project Exhibit.
FUTURE SUPPORT
The County makes no commitment to support the services contracted for herein and assumes
no obligation for future support of the activity contracted herein except as expressly set forth in
this Contract.
COMPENSATION AND METHOD OF PAYMENT
The County shall reimburse the Contractor only for the approved activities specified in each
Project/Program Exhibit and the reimbursement amount shall not exceed the amount specified
in each Project/Program Exhibit. Reimbursements will be payable in the following manner.
Start Date and End Date
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Start Dates and End Dates for individual projects shall be specified in each
Project/Program Exhibit. Costs incurred before the Start Date will not be reimbursed. Costs
incurred after the End Date will not be reimbursed.
Submission of Invoices, Supporting Documentation and Reports
The Contractor shall submit an invoice, supporting documentation for costs claimed in the
invoice and all reports as specified in each Project/Program Exhibit or the County may not
process the invoice. Supporting documentation for costs claimed in the invoice includes,
but is not limited to, purchase orders and bills. The County shall initiate authorization for
payment to the Contractor not more than
complete and correct invoice, supporting documentation and reports.
Reimbursement for Travel:
The Contractor will not be reimbursed for travel unless otherwise specified within an
Exhibit.
Final Invoice for Service Projects
The Contractor shall submit its final invoice for each Project/Program Exhibit providing
funding for Service Projects within seven business days after the End Date. The Contractor
shall submit all outstanding reports for each Project/Program Exhibit providing funding for
Service Projects within 30 business days after the End Date.
by the date specified in this subsection, the County shall be relieved of all liability for
payment to the Contractor of the amounts set forth in said invoice or any subsequent
invoice; provided, however, the County may elect to pay any invoice that is not submitted
in a timely manner.
Final Invoice for Capital Projects
Unless provided otherwise in the Project/Program Exhibit(s), the Contractor shall submit its
final invoice, supporting documentation, and all outstanding reports for each
Project/Program Exhibit providing funding for Capital Projects before the End Date
specified in the Project/Program Exhibit(s).
by the date specified in this subsection, the County shall be relieved of all liability for
payment to the Contractor of the amounts set forth in said invoice or any subsequent
invoice; provided, however, the County may elect to pay any invoice that is not submitted
in a timely manner.
Unspent County Funds
After the End Date specified in each Project/Program Exhibit, for individual projects
covered by this Contract, the County shall recapture any unexpended funds
encumbered under this Contract.
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Projects using federal funds shall also comply with the following subsections F, G, and H.
Municipal Corporations, State Public Agencies, or Not-for-Profit Corporations
The Contractor shall comply with the policies, guidelines, and requirements of 2 CFR Part
200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for
Federal Awards, unless otherwise provided in the Project/Program Exhibit(s).
Excess Federal Funds
CDBG and/or HOME funds on hand shall not exceed $5,000 if retained beyond three days
unless written approval is received from the County. Any reimbursement in excess of the
amount required shall be promptly returned to the County.
Program Income
The Contractor shall report all CDBG and HOME Program Income, as defined in 24 CFR
§§92.2, 92.503 and 570.504(c) and in the ICAs, generated under this Contract for the
purposes specified herein or generated through the project(s) funded under this Contract.
Program Income is to be reported to the County. Program income shall be returned to the
County unless the County specifies that it may be retained by the Contractor. If the County
authorizes the Contractor to retain the Program Income to continue or benefit a project(s),
the Contractor shall comply with all provisions of this Contract in expending the funds. This
duty to repay the County shall not be diminished or extinguished by the prior termination of
the Contract pursuant to Section 2. Duration of Contract or Section 15. Termination.
BUDGET
The Contractor shall apply the funds received from the County under this Contract in
accordance with each Project/Program Exhibit including a line item budget, if applicable, set
forth in each Project/Program Exhibit. The Contractor shall request in writing prior approval
from the County to revise the line item budget when the cumulative amount of transfers
from a line item in any Project/Program Exhibit is expected to exceed ten percent of that
line item. Supporting documents are necessary to fully explain the nature and purpose of
the revision and must accompany each request. All budget revision requests in excess of
ten percent of a line item amount shall be reviewed and approved or denied by the County
in writing.
EQUIPMENT PURCHASE, MAINTENANCE, AND OWNERSHIP
Equipment Purchase
The Contractor agrees that equipment purchased with Contract funds at a cost of $5,000
per item or more and identified in an exhibit as reimbursable, is upon its purchase or
receipt, the property of the Contractor, County, and/or federal, and/or state government, as
specified in the exhibit.
Maintenance of Equipment
The Contractor shall be responsible for all such equipment, including the proper care,
maintenance, and also including securing and insuring such equipment.
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Equipment Returned
The Contractor shall ensure that all such equipment is returned to the appropriate
government Contractor, whether federal, state or county, upon written request of the
County.
Right of Access
premises for the purpose of marking such property with appropriate government property
tags.
Maintenance of Records
The Contractor shall establish and maintain inventory records and transaction documents
(purchase requisitions, packing slips, invoices, receipts) of equipment purchased with
Contract identified funds.
Disposition of Equipment
Projects using federal funds shall also comply with the following requirement. If the
Contractor ceases to use equipment purchased in whole or in part with CDBG funds for the
purpose described in this Contract, or if the Contractor wishes to dispose of such
equipment, the disposition shall be determined under the provisions of 24 CFR § 570 and
2 CFR § 200.313. The Contractor agrees that it will contact the County for instructions prior
to disposing of, surplusing, encumbering or transferring ownership of any equipment
purchased in whole or in part with federal funds.
CONTRACT AMENDMENTS
Either party may request changes to this Contract. Proposed changes, that are mutually agreed
upon, shall be incorporated only by written amendments to this Contract. Budget revisions
approved by the County pursuant to Section 6. Budget are not required to be incorporated by
written amendment.
INTERNAL CONTROL, ACCOUNTING SYSTEMS AND FINANCIAL REPORT SUBMISSION
Internal Control and Accounting
The Contractor shall establish and maintain a system of accounting and internal controls
that comply with applicable, generally accepted accounting principles and financial and
governmental reporting standards as prescribed by the appropriate accounting standards
board.
Financial Report Submission
The Contractor is required to submit a financial reporting package as described in A
through C below. All required documentation must be submitted by email to
DCHScontracts@kingcounty.gov by the stated due date.
If the Contractor is a Non-Federal entity as defined in 2 CFR Part 200.69, and
expends $750,000 or more in Federal awards during its fiscal year, then the
Contractor shall meet the audit requirements in 2 CFR Part 200 Subpart F. Audit
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packages are due to the County within nine months after the close of the
If the Contractor is a local government in the State of Washington and is not subject
to the requirements in subsection A, the Contractor shall submit audited financial
statemen
requirements. Financial statement audits are due to the County within 150 days
If the Contractor is not subject to the requirements in subsection A or B, the
following apply:
Entity Type Non-Profit For Profit
Gross Revenue Gross Revenue
Under $3M on
average in the
previous three
fiscal years.
Gross Revenue
Over $3M on
average in the
previous three
fiscal years.
Gross Revenue
Under $3M on
average in the
previous three
fiscal years.
Gross Revenue
Over $3M on
average in the
previous three
fiscal years.
Required
Documentation
Form 990
within 30 days
of its being
filed; and
A full set of
annual internal
financial
statements
Audited financial
statements
prepared by an
independent
Certified Public
Accountant or
Accounting Firm
Income tax
return; and
A full set of
annual internal
financial
statements
Audited financial
statements
prepared by an
independent
Certified Public
Accountant or
Accounting Firm
Due Date Within 30
calendar days
from the forms
being filed.
Within 9 months
following the close
of the
Contractor s fiscal
year.
Within 30
calendar days
from the forms
being filed.
Within 9 months
following the
close of the
Contractor s
fiscal year.
Municipal Corporations
If the Contractor is a municipal corporation in the state of Washington, it shall submit to the
County a copy of its annual report of examination/audit, conducted by the Washington
State Auditor, within 30 days of receipt, which submittal shall constitute compliance with
Section 9. Internal Control, Accounting Systems and Financial Report Submission.
Catalog of Federal Domestic Assistance
The Catalog of Federal Domestic Assistance (CFDA) number for the CDBG Program is
14.218. The CFDA number for the HOME program is 14.239. Additional federal and/or
state audit or review requirements may be imposed on the County, and if the Contractor
has CDBG or HOME funds in the Contract, it shall be required to comply with these
requirements.
Waiver
A Contractor that is not subject to the requirements in subsection A may, in extraordinary
a waiver of the audit
requirements. Such requests are made to the County at:
DCHSContractos@kingcounty.gov for review. If approved by the County, the Contractor
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may substitute for the above requirements other forms of financial reporting or fiscal
represen
meets the following criteria:
Financial reporting and any associated management letter show no reportable
conditions or internal control issues; and
There has been no turnover in key staff since the beginning of the period for which
the financial reporting was completed.
MAINTENANCE OF RECORDS
Scope of Records
The Contractor shall maintain accounts and records, including personnel, property,
financial, and programmatic records and other such records specified in each
Project/Program Exhibit or otherwise deemed necessary by the County to ensure proper
accounting for all Contract funds and compliance with this Contract.
Time for Retention of Records
Records required to be maintained in subsection A above shall be maintained for a period
of six years after the termination date, unless a different period for records retention is
specified in the Project/Program Exhibit.
Location of Records/Notice to County
The Contractor shall inform the County in writing of the location, if different from the
Contractor address listed on page one of this Contract, of the aforesaid books, records,
documents and other evidence within ten working days of any such relocation.
Projects using federal funds shall also comply with subsections D, E, F, G, H, I, J, K, L and
M.
Federal Exceptions to Retention Requirements
Exceptions to the six year retention period are as follows: (1) Records that are the subject
of audit findings, litigation, or claims shall be retained until such findings, litigation or claims
have been resolved; and (2) The retention period for real property and equipment records
starts from the date of the disposition, replacement or transfer at the direction of the
County.
Financial Management Records
Financial records shall identify adequately the source and application of funds for activities
within this Contract, in accordance with the provisions of 2 CFR 200. These records shall
contain information pertaining to grant awards and authorizations, obligations, unobligated
balances, assets, liabilities, outlays and income.
Tenant Notification and Relocation Records
If the Contractor is acquiring property with existing tenants, Contractor record keeping for
tenant notification and relocation must comply with the Uniform Relocation Assistance and
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regulations at 49 CFR Part 24. Indication of the overall status of the relocation workload
and a separate relocation record for each person, business, organization and farm
operation displaced or in the relocation workload must be kept.
Acquisition Records
If the Contractor is using funds under this Contract for property acquisition, the Contractor
must maintain a separate acquisition file for each acquisition process documenting
compliance with Uniform Relocation Act regulations at 49 CFR Part 24, including a notice
of voluntary sale.
Beneficiary Records
The Contractor agrees to maintain racial, ethnic, disability status, single head of
household, household income, and gender data showing the extent to which these
categories of persons have participated in, or benefited from, the activities carried out
under this Contract if required in a Project/Program Exhibit.
Labor Standards
If the Contractor is using funds under this Contract for construction work, the Contractor
shall maintain records documenting compliance by all construction contractors with the
labor standards as required under 24 CFR § 570.603 for CDBG funds and 24 CFR §
92.354 for HOME funds.
Other Construction Records
The Contractor and all of its subcontractors shall maintain records and information
necessary to document the level of utilization of state certified small, minority, and women-
owned businesses, and other businesses as subcontractors and suppliers under this
Contract. The Contractor shall also maintain all written quotes, bids, estimates or
proposals submitted by the contractor and any and all businesses seeking to participate in
this Contract. The Contractor shall make such documents available to the County for
inspection and copying upon request.
Employment Records
If the Contractor is a municipal corporation or an Agency of the State of Washington, it
agrees to maintain the following data for each o
whole or in part with CDBG funds provided under this Contract:
Employment data with such data maintained in the categories prescribed on the
-4 form; and
Records Regarding Remedy of Past Discrimination
The Contractor shall maintain documentation of the affirmative action measures the
Contractor has taken to overcome prior discrimination if a court or HUD has found that the
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Contractor has previously discriminated against persons on the grounds of race, color,
national origin or sex in administering a program or activity funded in whole or in part with
CDBG funds pursuant to 24 CFR Part 121.
Record-Keeping Requirements and Site Visits
The Contractor shall maintain, for at least six years after completion of all work under this
Contract, the following:
Records of employment, employment advertisements, application forms, and other
pertinent data and records related to the Contract for the purpose of monitoring,
audit and investigation to determine compliance with any equal opportunity
requirements set forth in any federal regulations, statutes or rules included or
referenced in the Contract documents;
view
the foregoing records. The Contractor shall provide every assistance requested by the
County during such visits. In all other respects, the Contractor shall make the foregoing
records available to the County for inspection and copying upon request. If this Contract
involves federal funds, the Contractor shall comply with all record keeping requirements
set forth in any federal rules, regulations or statutes included or referenced in the contract
documents.
EVALUATIONS AND INSPECTIONS
Right of Access to Facilities for Inspection of Records
The Contractor shall provide right of access to its facilities, including those of any
subcontractor, to the County, the state, and/or federal agencies or officials at all
reasonable times in order to monitor and evaluate the activities funded under this Contract.
The County shall give advance notice to the Contractor in the case of fiscal audits to be
conducted by the County.
Time for Inspection and Retention
The records and documents with respect to all matters covered by this Contract shall be
subject at all times to inspection, review, or audit by the County and/or federal/state
officials so authorized by law during the performance of this Contract and six years after
the termination date, unless a different period is specified in the Project/Program Exhibit or
a longer retention period is required by law.
Agreement to Cooperate
The Contractor shall cooperate with the County or its agent to assess
performance under this Contract and to make available all information reasonably required
by any such performance measurement and evaluation processes. The results and
records of these processes shall be maintained and disclosed in accordance with RCW
Chapter 42.56.
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PROPRIETARY RIGHTS
The parties to this Contract hereby mutually agree that if any patentable or copyrightable
material or article should result from the work described herein, all rights accruing from
such material or article shall be the sole property of the County. To the extent that any
rights in such materials vest initially with the Contractor by operation of law or for any other
reason, the Contractor hereby perpetually and irrevocably assigns, transfers and
quitclaims such rights to the County. The County agrees to and does hereby grant to the
Contractor, irrevocable, nonexclusive, and royalty-free license to use, and create derivative
works, according to law, any material or article and use any method that may be developed
as part of the work under this Contract.
The Contractor shall retain all ownership rights in any pre-existing patentable or
copyrightable materials or articles that are delivered under this Contract, but do not
originate from the work described herein. The Contractor agrees to and does hereby grant
to the County a perpetual, irrevocable, nonexclusive, and royalty-free license to use and
create derivative works, according to law, any pre-existing material or article and use any
method that may be delivered as part of the work under this Contract.
The Contractor shall sign all documents and perform other acts as the County deems
necessary to secure, maintain, renew, or restore the rights granted to the County as set
forth in this section.
CORRECTIVE ACTION
Default by Contractor
If the County determines that the Contractor failed to comply with any material terms or
conditions of this Contract or the Contractor has failed to provide in any manner the work
or services , and if the County determines said that the breach warrants
corrective action, the following procedure shall apply.
The County shall notify the Contractor in writing of the nature of the breach.
The Contractor shall submit a written corrective action plan describing the specific
steps being taken to correct the specified deficiencies (the "corrective action plan").
The corrective action plan shall be submitted to the County within ten business
days from the Contractor's receipt of the County's notice under this section, unless
the County, at its sole discretion, extends in writing the response time. The
corrective action plan shall indicate the steps being taken to correct the breach and
specify the proposed completion date for curing the breach. The completion date
shall not be more than 30 days from the date the County receives the Contractor's
corrective action plan, unless the County, in its sole discretion specifies in writing
an extension to complete the corrective actions.
The County
action plan, then notify the Contractor, in writing, of that determination. The County
shall have sole discretion in determining the
corrective action plan.
Termination of Contract
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If the Contractor does not respond within the appropriate time with a corrective action plan,
County may terminate or suspend this Contract in whole or in part pursuant to Section 15.
Termination Subsection B.
County Withholding of Payment
In addition, the County may withhold any payment to the Contractor or prohibit the
Contractor from incurring additional obligations of funds until the County is satisfied that
corrective action has been taken or completed.
No Waiver of Other Remedies
Nothing herein shall be deemed to affect or waive any rights the parties may have
pursuant to Section 15. Termination or other remedies authorized by law.
ASSIGNMENT
The Contractor shall not assign, transfer or subcontract any portion of this Contract or transfer or
assign any claim arising pursuant to this Contract without the prior written consent of the County.
Additional terms for County consent to such assignment, transfer or subcontract may be
described in a Project/Program Exhibit and, where expressly specified in the Project/Program
Exhibit, shall supersede the requirements and limitations of this Section 14. Said consent must
be sought in writing by the Contractor not less than 15 business days prior to the date of any
proposed assignment, transfer or subcontract. The Contractor shall deliver to the County with its
request for consent, such information regarding the proposed assignee, transferee or
subcontractee, including its proposed mission, legal status, and financial and management
capabilities as is reasonably available to the Contractor. Within 15 days after such request for
consent, King County may reasonably request additional available information on the proposed
assignee, subcontractee or transferee. If the County shall give its consent, this section shall
nevertheless continue in full force and effect. Any assignment, transfer or subcontract without
prior County consent shall be void.
TERMINATION
Termination for Convenience
This Contract may be terminated by the County without cause, in whole or in part,
prior to the termination date specified in the Project/Program Exhibit, by providing
the Contractor 30 days advance written notice of the termination.
In addition to the foregoing, if expected or actual funding is withdrawn, reduced, or
limited in any way prior to the termination date set forth in the Project/Program
Exhibit, the County may, upon written notification to the Contractor, terminate this
Contract in whole or in part.
If the Contract is terminated as provided above:
a. The County shall be liable only for payment in accordance with the terms of
this Contract for services rendered prior to the effective date of termination;
and
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b. The Contractor shall be released from any obligation to provide such further
services pursuant to the Contract as are affected by the termination.
Termination for Cause
The County may terminate or suspend this Contract, in whole or in part, upon
seven days advance written notice to the Contractor in the event:
The Contractor breaches any duty, obligation, or service required pursuant to this
Contract and either (a) the corrective action process described in Section 13,
Corrective Action fails to cure the breach or (b) the County determines that
requiring a corrective action plan is impractical or that the duties, obligations, or
services required herein become impossible, illegal, or not feasible.
If the County terminates the Contract pursuant to this section, the Contractor shall
be liable for damages, including any additional costs of procurement of similar
services from another source.
If the termination results from acts or omissions of the Contractor, including but not
limited to misappropriation, nonperformance of required services, or fiscal
mismanagement, the Contractor shall return to the County immediately any funds,
misappropriated or unexpended, that have been paid to the Contractor by the
County.
If expected or actual funding is withdrawn, reduced, or limited in any way prior to
the termination date set forth above in Section 2. Duration of Contract, the County
may, upon seven business days advance written notice to the Contractor, terminate
this Contract in whole or in part.
If the Contract is terminated as provided in this Subsection:
a. The County shall be liable only for payment in accordance with the terms of
this Contract for services rendered and authorized purchases made prior to
the effective date of termination; and
b. The Contractor shall be released from any obligation to provide such further
services pursuant to the Contract as are affected by the termination.
Funding or obligation under this Contract is conditional upon appropriation by the
County Council of sufficient funds to support the activities described in the
Contract. If such appropriation is not approved, this Contract shall terminate at the
close of the current appropriation.
Waiver
Nothing herein shall limit, waive, or extinguish any right or remedy provided by this
Contract at law or in equity that either party may have if any of the obligations, terms and
conditions set forth in this Contract are breached by the other party.
ENTIRE CONTRACT/WAIVER OF DEFAULT
The parties agree that this Contract is the complete expression of the described subject matter
and any oral or written representations or understandings not incorporated herein are excluded.
Both parties recognize that time is of the essence in the performance of this Contract. Waiver of
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any default shall not be deemed to be a waiver of any subsequent default. Waiver or breach of
any provision of the Contract shall not be deemed to be a waiver of any other or subsequent
breach and shall not be construed to be a modification of the terms of the Contract unless stated
to be such through written approval by the County, which shall be attached to the original
Contract.
HOLD HARMLESS AND INDEMNIFICATION
In providing services under this Contract, the Contractor is an independent Contractor, and
neither it nor its officers, agents, or employees are employees of the County for any
purpose. The Contractor shall be responsible for all federal and/or state tax, industrial
insurance, and Social Security liability that may result from the performance of and
compensation for these services and shall make no claim of career service or civil service
rights which may accrue to a County employee under state or local law.
The County assumes no responsibility for the payment of any compensation, wages,
benefits, or taxes, by, or on behalf of the Contractor, its employees, and/or others by
reason of this Contract. The Contractor shall protect, indemnify, defend and save harmless
the County, its officers, agents, and employees from and against any and all claims, costs,
and/or losses whatsoever occurring or resulting from (1) the Contractor s failure to pay any
such compensation, wages, benefits, or taxes, and/or (2) the supplying to the Contractor of
work, services, materials, or supplies by Contractor employees or other suppliers in
connection with or support of the performance of this Contract.
The Contractor agrees that it is financially responsible for and will repay the County all
indicated amounts following an audit exception which occurs due to the negligence,
intentional act, and/or failure, for any reason, to comply with the terms of this Contract by
the Contractor, its officers, employees, agents, and/or representatives. This duty to repay
the County shall not be diminished or extinguished by the termination of the Contract.
To the maximum extent permitted by law, the Contractor shall protect, defend, indemnify,
and save harmless the County, its officers, employees, and agents from any and all costs,
claims, judgments, and/or awards of damages, arising out of, or in any way resulting from,
the negligent acts or omissions of the Contractor, its officers, employees, subcontractors
and/or agents, in its performance or non-performance of its obligations under this Contract.
The Contractor agrees that its obligations under this subparagraph extend to any claim,
demand, and/or cause of action brought by, or on behalf of, any of its employees or
agents. For this purpose, the Contractor, by mutual negotiation, hereby waives, as
respects the County only, any immunity that would otherwise be available against such
claims under any industrial insurance act, including Title 51 RCW, other Worker's
Compensation act, disability benefit act, or other employee benefit act of any jurisdiction
which would otherwise be applicable in the case of such claim. In addition, the Contractor
shall protect and assume the defense of the County and its officers, agents and employees
in all legal or claim proceedings arising out of, in connection with, or incidental to its
indemnity obligation; and shall pay all defense expenses, including reasonable attorney's
fees, expert fees and costs incurred by the County on account of such litigation or claims.
Title 51 RCW. If the County incurs any judgment, award, and/or cost arising therefrom
ns of this article, all such fees,
expenses, and costs shall be recoverable from the Contractor.
To the maximum extent permitted by law, the County shall protect, defend, indemnify, and
save harmless the Contractor, its officers, employees, and agents from any and all costs,
claims, judgments, and/or awards of damages, arising out of, or in any way resulting from,
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the negligent acts or omissions of the County, its officers, employees, and/or agents, in its
performance and/or non-performance of its obligations under this Contract. The County
agrees that its obligations under this subparagraph extend to any claim, demand, and/or
cause of action brought by, or on behalf of, any of its employees or agents. For this
purpose, the County, by mutual negotiation, hereby waives, as respects the Contractor
only, any immunity that would otherwise be available against such claims under the
Industrial Insurance provisions of Title 51 RCW. In the event the Contractor incurs any
judgment, award, and/or cost arising therefro
enforce the provisions of this article, all such fees, expenses, and costs shall be
recoverable from the County.
For purposes of this section, claims shall include, but not be limited to, assertions that use
or transfer of software, book, document, report, film, tape, or sound reproduction or
material of any kind, delivered hereunder, constitutes an infringement of any copyright,
patent, trademark, trade name, and/or otherwise results in unfair trade practice.
The indemnification, protection, defense and save harmless obligations contained herein
shall survive the expiration, abandonment or termination of this Contract.
INSURANCE REQUIREMENTS GENERAL
Insurance Required
The Contractor shall procure and maintain for the term of this Contract, insurance against
claims which may arise from, or in connection with, the performance of work hereunder by
the Contractor, its agents, representatives, employees and/or contractor/subcontractors.
The Contractor or contractor/subcontractor shall pay the costs of such insurance. The
Contractor shall furnish separate certificates of insurance and policy endorsements from
each contractor/subcontractor as evidence of compliance with the insurance requirements
of this Contract.
Contractor shall provide evidence of the insurance required under this Contract, including a
Certificate of Insurance and Endorsements covering King County as additional insured for
full coverage and policy limits within 10 business days of signing the contract. Evidence of
Insurance and Endorsements shall be submitted by email to
DCHSContracts@kingcounty.gov. The Contractor may request additional time to provide
the required documents by emailing DCHSContracts@kingcounty.gov. Extensions will be
granted at the sole discretion of DCHS.
The Contractor is responsible for ensuring compliance with all of the insurance
requirements stated herein. Failure by the Contractor, its agents, employees, officers,
contractor/subcontractors, providers and/or provider subcontractors to comply with the
insurance requirements stated herein shall constitute a material breach of this Contract.
uation of
coverage, either through policy renewals or the purchase of an extended discovery period,
if such extended coverage is available, for not less than three years from the date of
coverage form.
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Nothing contained within these insurance requirements shall be deemed to limit the scope,
application and/or limits of the coverage afforded by said policies, which coverage will
apply to each insured to the full extent provided by the terms and conditions of the
policy(s). Nothing contained in this provision shall affect and/or alter the application of any
other provision contained within this Contract.
Risk Assessment by Contractor
By requiring such minimum insurance, the County shall not be deemed or construed to
have assessed the risks that may be applicable to the Contractor under this Contract, nor
shall such minimum limits be construed to limit the limits available under any insurance
coverage obtained by the Contractor. The Contractor shall assess its own risks and, if it
deems appropriate and/or prudent, maintain greater limits and/or broader coverage.
Minimum Scope of Insurance. Coverage shall be at least as broad as the following:
General Liability
Insurance Services Office form number (CG 00 01) covering COMMERCIAL
GENERAL LIABILITY.
Professional Liability, Errors and Omissions Coverage
In the event that services delivered pursuant to this Contract either directly or
indirectly involve or require professional services, Professional Liability, Errors and
this Contract section, shall mean any services provided by a licensed professional
or those services that require a professional standard of care.
Automobile Liability
Insurance Services Office form number (CA 00 01) covering BUSINESS AUTO
COVERAGE
symbols 2, 7, 8, or 9.
Work
the State of Washington, as well as any similar coverage required for this work by
Stop Gap/Employers Liability
Coverage shall be a
Compensation policy Part 2 (Employers Liability) or, in states with monopolistic
liability policy.
Property Insurance
Insurance Services Office form number (CP 00 10), or its substantive equivalent,
covering BUILDING AND PERSONAL PROPERTY COVERAGE and Insurance
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Services Office form number (CP 10 30) CAUSES OF LOSS SPECIAL FORM or
project appropriate equivalent.
National Flood Insurance
The use of CDBG and HOME funds for acquisition or construction purposes in
identified special flood hazard areas shall be subject to Contractor mandatory
purchase of flood insurance as required by Section 102(a) of the Flood Disaster
Protection Act of 1973 (Pub L. 93-237).
Builder's Risk/Installation Floater
The Contractor shall procure and maintain during the life of the Contract, or until
Risk Insurance at least as broad as ISO form number CP0020 (Builders Risk
Coverage Form) with ISO form number CP0030 (Causes of Loss Special Form)
including coverage for collapse, theft and property in transit. The coverage shall
insure for direct physical loss to property of the entire construction project, for 100
percent of the replacement value thereof and include coverage for flood, Earth
Movement (including earthquake) and owner-furnished equipment, as applicable.
The policy shall be endorsed to cover the interests, as they may appear, of King
County, Owner, Contractor and subcontractors of all tiers with King County listed as
a loss payee.
For work involving the introduction, potential release or exacerbation of hazardous
on Liability
coverage in the amount of $1,000,000 per occurrence or claim and in the annual
aggregate to cover sudden and non-sudden bodily injury and/or property damage
to include the destruction of tangible property, loss of use, cleanup costs and the
loss of use of tangible property that has not been physically injured or destroyed.
Coverage shall include non-
potential exposure, such insurance shall not exclude pollution arising out of
Asbestos, Lead and/or PCB operations. Evidence of Insurance must specifically
state that coverage is included.
Minimum Limits of Insurance Capital Projects
The Contractor shall maintain limits no less than the following:
Commercial General Liability: $1,000,000 combined single limit per occurrence by
bodily injury, personal injury, and property damage; and for those policies with
aggregate limits, a $2,000,000 aggregate limit.
Professional Liability, Errors, and Omissions: $1,000,000, Per Claim and in the
Aggregate. Please note that this coverage is required only in the event that
services delivered pursuant to this contract either directly or indirectly involve or
require professional services.
Automobile Liability: $1,000,000 combined single limit per accident for bodily injury
and property damage if the use of motor vehicles is contemplated.
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$1,000,000 per occurrence or claim and in the
aggregate, required only when the scope of work involves the introduction, potential
release or exacerbation of hazardous materials or pollutants.
Stop Gap/Employers Liability: $1,000,000, each occurrence.
Property Insurance: One hundred percent replacement value of funded structure.
Minimum Limits of Insurance Building Construction Period
Prior to commencement of building construction and until construction is complete and
approved by the Contractor, the Contractor shall cause the construction contractor and
related professionals to procure and maintain insurance
against claims for injuries to persons or damages to property which may arise from, or in
connection with the activities related to this Contract. The Contractor and County shall be
named as additional insureds, for full coverage and policy limits, on liability policies except
Workers Compensation and Professional Liability, and as Named Insureds on Builders
Risk policies. The cost of such insurance shall be paid by the Contractor and/or any of the
, or shall cause its
Subcontractors to maintain, limits no less than the following:
Commercial General Liability: $1,000,000 combined single limit per occurrence for
bodily injury, personal injury and property damage and $2,000,000 in the
aggregate.
Automobile Liability: $1,000,000 combined single limit per accident for bodily injury
and property damage.
Professional Liability, Errors & Omissions: $1,000,000, Per Claim and in the
Aggregate.Please note that this coverage is required only in the event that
services delivered pursuant to this contract either directly or indirectly involve or
require professional services
Builder's Risk Insurance: One hundred percent replacement cost value.
$1,000,000 per occurrence or claim and in the
aggregate, required only when the scope of work involves the introduction, potential
release or exacerbation of hazardous materials or pollutants.
Workers Compensation: Statutory requirements of the State of residency.
Stop Gap or Employers Liability Coverage: $1,000,000, each occurrence.
Minimum Limits of Insurance Services Agreements: The Contractor shall maintain limits
no less than the following:
Commercial General Liability: $1,000,000 combined single limit per occurrence for
bodily injury, personal injury and property damage and $2,000,000 in the
aggregate.
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Automobile Liability: $1,000,000 combined single limit per accident for bodily injury
and property damage.
Professional Liability, Errors & Omissions: $1,000,000, Per Claim and in the
Aggregate.
Workers Compensation: Statutory requirements of the State of Residency.
Stop Gap or Employers Liability Coverage: $1,000,000.
Paragraphs G, H, I, J, K and L below apply to Capital Projects, Construction Projects and
Services Contracts.
Deductibles and Self-Insured Retentions
Any deductibles or self-insured retentions must be declared to, and approved by, the
County. The deductible and/or self-insured retention of the policies shall not apply to the
Other Insurance Provisions
The insurance policies required in this Contract are to contain, or be endorsed to contain,
the following provisions:
All Liability Policies except Professional and Workers Compensation.
a. The County, its officers, officials, employees, and agents are to be covered as
additional insureds as respects liability arising out of activities performed by or
on behalf of the Contractor in connection with this Contract. Such coverage
shall include Products-Completed Operations.
b. To the extent of the Contractor s negligence, the Contractor s insurance
coverage shall be primary insurance as respects the County, its officers,
officials, employees, and agents. Any insurance and/or self-insurance
maintained by the County, its officers, officials, employees, or agents shall not
contribute with the Contractor s insurance or benefit the Contractor in any
way.
c. The Contractor s insurance shall apply separately to each insured against
whom claim is made and/or lawsuit is brought, except with respect to the
limits of the insurer s liability.
Property Coverage Policies
a. The County shall be added to all Property Coverage Policies as a loss payee
as its interests may appear.
b. The County shall be added as a Named Insured as its interests may appear
to all Builders Risk policies.
All Policies
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Coverage shall not be suspended, voided, canceled, reduced in coverage or in
limits, except by the reduction of the applicable aggregate limit by claims paid, until
after 30 days prior written notice has been given to the County.
Acceptability of Insurers
Unless otherwise approved by the County, insurance is to be placed with insurers with an
AM AM Bests, with minimum
surpluses the equivalent of an AM
Professional Liability, Errors, and Omissions insurance may be placed with insurers with
an AM
If, at any time, the foregoing policies shall fail to meet the above requirements, the
Contractor shall, upon notice to that effect from the County, promptly obtain a new policy,
and shall submit the same to the County, with appropriate certificates and endorsements,
for approval.
Verification of Coverage
The Contractor shall furnish the County with certificates of insurance and endorsements
required by this Contract. The certificates and endorsements for each insurance policy are
to be signed by a person authorized by that insurer to bind coverage on its behalf. The
certificates and endorsements for each insurance policy are to be on forms approved by
the County prior to the commencement of activities associated with the Contract. The
County reserves the right to require complete, certified copies of all required insurance
policies at any time.
If the Agency/Contracting Party is a Municipal Corporation or an agency of the State of
Washington and is a member of the Washington Cities Insurance Authority (WCIA) or any
other self-insurance risk pool, a written acknowledgement/certification of current
membership will be attached to the Agreement as Exhibit I and satisfies the insurance
requirements specified above.
Subcontractors
The Contractor shall include all subcontractors as insureds under its policies or shall
require separate certificates of insurance and policy endorsements from each
subcontractor. If the Contractor is relying on the insurance coverages provided by
subcontractors as evidence of compliance with the insurance requirements of this
Contract, then such requirements and documentation shall be subject to all of the
requirements stated herein.
Municipal or State Contractor Provisions
If the Contractor is a municipal corporation or an Contractor of the state of Washington and
is self-insured for any of the above insurance requirements, a certification of self-insurance
shall be provided for the self-insured requirements and attached hereto and be
incorporated by reference and shall constitute compliance with this section. If the certificate
of self-insurance does not cover all mandatory requirements, the Contractor shall provide
separate certificates and endorsements that document coverage.
NONDISCRIMINATION AND EQUAL EMPLOYMENT OPPORTUNITY
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Equity and Social Justice
Accessibility: The Contractor shall evaluate and modify (as warranted) the way in
which it provides services, so that services are accessible (language, location,
delivery style, facility environment, etc.) to populations whose modes of
engagement are different than the majority population.
Commitment: The Contractor shall conduct self-assessments, including obtaining
input from culturally diverse populations (both client and non-client) and key
stakeholders and uses this feedback in policy making, contract administration and
service delivery. The Contractor also creates opportunities/ensures that its
workforce engages in ongoing education regarding culturally and linguistically
appropriate policies and practices.
Nondiscrimination in Employment Provision of Services
To the extent prohibited by KCC Chapter 12.16 or 12.17, during the performance of this
Contract, neither the Contractor nor any party subcontracting under the authority of this
Contract shall discriminate or tolerate harassment on the basis of sex, race, color, marital
status, national origin, religious affiliation, disability, sexual orientation, gender identity or
expression or age except by minimum age and retirement provisions, unless based upon a
bona fide occupational qualification.
Nondiscrimination in Subcontracting Practices
To the extent prohibited by KCC Chapter 12.16 or 12.17, during the term of this Contract,
the Contractor shall not create barriers to open and fair opportunities to participate in
County contracts or to obtain or compete for contracts and subcontracts as sources of
supplies, equipment, construction and services. In considering offers from and doing
business with subcontractors and suppliers, the Contractor shall not discriminate against
any person because of their sex, race, color, marital status, national origin, religious
affiliation, disability, sexual orientation, gender identity or expression or age except by
minimum age and retirement provisions, unless based upon a bona fide occupational
qualification.
Compliance with Laws and Regulations
The Contractor shall comply fully with all applicable federal, state and local laws,
ordinances, Presidential Executive Orders and regulations that prohibit discrimination to
the extent applicable. These laws include, but are not limited to, RCW Chapter 49.60,
Titles VI and VII of the Civil Rights Act of 1964, the American with Disabilities Act, and the
Restoration Act of 1987. In addition, King County Code chapters 12.16, 12.17 and 12.18
are incorporated herein by reference and the requirements in these code chapters shall
specifically apply to this contract, to the full extent applicable. The Contractor shall further
comply fully with any equal opportunity requirements set forth in any federal regulations,
statutes or rules included or referenced in the contract documents.
Small Contractors and Suppliers and Minority and Women Business Enterprises
Opportunities
King County encourages the Contractor to utilize small businesses, including Small
Contractors and Suppliers (SCS), as defined below, and minority-owned and women-
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owned business enterprises certified by the Washington state Office of Minority and
Women's Business Enterprises (OMWBE) in County contracts. The County encourages
the Contractor to use the following voluntary practices to promote open competitive
opportunities for small businesses, including SCS firms and minority-owned and women-
owned business enterprises:
established a Contracting Opportunities Program to maximize the participation of
SCS in the award of King County contracts. The Program is open to all SCS firms
certified by King County Business Development and Contract Compliance (BDCC).
As determined by BDCC and identified in the solicitation documents issued by the
County, the Program will apply to specific contracts. However, for those contracts
not subject to the Program or for which the Contractor elected not to participate in
the Program during the solicitation stage, the Contractor is still encouraged to
inquire voluntarily about available firms. Program materials, including application
forms and a directory of certified SCS firms, are available at the following Web-site
address: http://www.kingcounty.gov/bdcc.
person or persons who own and control it are in a financial condition which puts the
business at a substantial disadvantage in attempting to compete for public
contracts. The relevant financial condition for eligibility under the Program is set at
fifty percent of the Federal Small Business Administration (SBA) small business
size standards using the North American Industry Classification System and
s than $750,000 dollars.
Contact the OMWBE to obtain a list of certified minority-owned and women-owned
business enterprises by visiting their website at http://www.omwbe.wa.gov/or by
Toll Free telephone (866) 208-1064.
Use the services of available community organizations, consultant groups, local
assistance offices, the County, and other organizations that provide assistance in
the recruitment and placement of small businesses, including SCS firms and
minority-owned and women-owned business enterprises.
Equal Employment Opportunity Efforts
The Contractor shall undertake equal employment opportunity efforts to ensure that
applicants and employees are treated, without regard to their sex, race, color, marital
status, national origin, religious affiliation, disability, sexual orientation, gender identity or
expression or age. The Contractor's equal employment opportunity efforts shall include but
not be limited to, the following; employment, upgrading, demotion or transfer; recruitment
or recruitment advertising; layoff or termination; rates of pay or other forms of
compensation; and selection for training, including apprenticeships. The Contractor agrees
to post in conspicuous places available to employees and applicants for employment
notices setting forth this nondiscrimination clause. In accordance with KCC 12.16.010.j.
opportunity in employment that is free from all forms of discrimination.
Compliance with Section 504 of the Rehabilitation Act of 1973 as amended (Section 504)
and the American Disabilities Act of 1990 as amended (ADA)
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Pursuant to Title II of the ADA and Section 504 the County must not discriminate against
people with disabilities in providing services, programs or activities even if those services,
programs or activities are carried out by contractors. The Contractor agrees that it shall
provide all programs, services and activities to County employees or members of the
public under this Contract in the same manner as King County is obligated to under Title II
of the ADA, and Section 504 and shall not deny participation or the benefits of such
services, programs or activities to people with disabilities on the basis of such disability.
Failure to comply with this section shall be a material breach of, and grounds for, the
immediate termination of this Contract.
The Contractor agrees to provide to persons with disabilities access to programs,
activities and services provided under the Contract or agreement, as required by
the disability access laws as defined by KCC 12.16; and
The Contractor shall not discriminate against persons with disabilities in providing
the work under the Contract. In any subcontracts for the programs, activities and
services under their contract or agreement, the Contractor shall include the
requirement that the subcontractor provide to persons with disabilities access to
programs, activities and services provided under the contract or agreement as
required by the disability access laws as defined by KCC 12.16, that the
subcontractor shall not discriminate against persons with disabilities in providing
the work under the Contract and that the subcontractor shall provide that the
County is a third party beneficiary to that required provision.
Sanctions for Violations
Any violation of the mandatory requirements of the provisions of this section shall be a
material breach of contract for which the Contractor may be subject to damages,
withholding payment and any other sanctions provided for by the Contract and by
applicable law.
Fair Housing Protections
The Contractor shall comply with the federal Fair Housing Act, Public Law 90-284 (42 USC
3601 et seq.). The Contractor shall take necessary and appropriate actions to prevent
discrimination in any housing-related project under this Contract, which includes rental
housing projects and/or projects that include residential real estate-related transactions, as
required by the Federal Fair Housing Act as amended (42 USC 3601) and the Washington
State Law Against Discrimination (RCW Chapter 49.60). Residential real estate-related
transactions include the making or purchasing of loans or the provision of financial
assistance secured by real estate, or the making or purchasing of loans or financial
assistance for the purchasing, constructing, improving, repairing or maintaining of a
dwelling. Rental housing includes any dwelling that is intended for occupancy as a
residence for one or more families by lease, sublease or by grant for a consideration of the
right to occupy Premises not owned by the occupant. In addition, except for projects
located in incorporated jurisdictions, the Contractor shall comply with the applicable
provisions of the King County Open Housing Ordinance, codified at Chapter 12.20 of the
King County Code, which prohibits practices of housing discrimination against any person
on the basis of age, ancestry, color, disability, marital status, national origin, parental
status, possession of Section 8 housing assistance, race, religion, retaliation, sex, and
sexual orientation.
Projects using federal funds shall also comply with subsections K, L, and M below.
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Additional Federal Nondiscrimination Requirements
The Contractor shall comply with all applicable federal laws prohibiting discrimination,
including the following:
Presidential Executive Order 11063 as amended and implementing regulations at
24 CFR Part 107;
Section 109 of the HCD Act of 1974, as amended (42 USC 5301);
The Americans with Disabilities Act (42 USC 1213; 47 USC 155, 201, 218 and
225); and
Section 504 of the Rehabilitation Act of 1973 and regulations at 24 CFR Part 8.
Prohibited Discriminatory Actions
Except where expressly authorized by federal law, the Contractor may not, under
any program or activity to which this Contract applies, directly or through
contractual or other arrangements, discriminate on the grounds of age, color,
creed, familial status, marital status, nationality, religion, race, sex, sexual
orientation, or the presence of any, physical, mental or sensory disability.
Discriminatory actions may include but are not limited to the following:
a. Denying any person access to facilities, services, financial aid or other
benefits provided under the program or activity;
b. Denying any person services due to limited English proficiency;
c. Providing any person with facilities, services, financial aid or other benefits,
which are different, or are provided in a different form from that provided to
others under the program or activity;
d. Subjecting any person to segregated or separate treatment in any facility or in
any matter or process related to receipt of any service or benefit under the
program or activity;
e. Restricting in any way access to or in the enjoyment of any advantage or
privilege enjoyed by others in connection with facilities, services, financial aid
or other benefits under the program or activity;
f. Treating any person differently from others in determining whether the person
satisfies any admission, enrollment, eligibility, membership, or other
requirement or condition which individuals must meet in order to be provided
any facilities, services or other benefit provided under the program or activity;
g. Denying any person any opportunity to participate in a program or activity as
an employee; and
h. Failing to design and construct facilities for first occupancy after January 26,
1993 that are readily accessible to and usable by individuals with disabilities
and failure to remove architectural and communication barriers that are
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structural in nature in existing facilities, where such removal can be
accomplished without difficulty and expense.
The Contractor shall not utilize criteria or methods of administration that have the
effect of subjecting individuals to discrimination on the basis of age, color, familial
status, nationality, race, religion, sex, or sexual orientation; or mental, physical, or
sensory disability; or have the effect of defeating or substantially impairing
accomplishment of the objectives of the program or activity with respect to
individuals of a particular age, color, familial status, nationality, race, religion, sex,
or sexual orientation; or the presence of any mental, physical, or sensory disability.
The Contractor, in determining the site or location of housing or facilities provided in
whole or in part with funds under this Contract, may not make selections of such
site or location which have the effect of excluding individuals, denying them
benefits, or subjecting them to discrimination on the grounds of age, sex, marital
status, familial status, religion, race, creed, color, sexual orientation, nationality, or
the presence of any sensory, mental or physical disability; or which have the
purpose or effect of defeating or substantially impairing the accomplishment of the
objectives of the HCD Act or of the HUD Regulations.
Employment Projections
In all solicitations under this Contract, the Contractor shall state that all qualified applicants
advertisements shall constitute compliance with this section.
No Conflict with Federal Requirements.
As indicated by HUD Notice CPD 04-10, a faith-based
federal prohibition on employment discrimination on the basis of religion, set forth in 42
USC 2000e-1(a), is not forfeited when the organization receives HUD funding. Faith-based
organizations, like any other entity participating in a HUD-funded program, must, however,
comply with all the statutory requirements of that particular HUD-funded program. Both the
CDBG and HOME Programs contain statutory provisions imposing non-discrimination
requirements on all subrecipients, subgrantees or contractors. Religious organizations that
believe that certain non-discrimination statutory requirements are substantially
burdensome may be entitled to protection under the Religious Freedom Restoration Act
[42 USC4000bb-3, 4000bb-2(1)] which applies to all federal law and its implementation.
Subrecipients, subgrantees, or contractors should be aware that anti-discrimination
provisions of Section 109 of the Housing and Community Development Act of 1974,
Section 282 of the HOME Investment partnership Act may pose questions of conformance
with Title VII of the Civil Rights Act of 1964 and future court rulings could define more
specifically the application of these laws to faith-based organizations. In the event that a
provision of this Contract is deemed to be in actual conflict with federal law, the conflicting
provision in this Contract shall not apply.
SUBCONTRACTS AND PURCHASES
Subcontract Defined
between
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does not include the purchase of (1) support services not related to the subject matter of
this Contract, or (2) supplies.
Writing Required
Any work or services assigned or subcontracted hereunder shall be in writing and must be
approved by the County as provided in Section 14. Assignment. The Contractor agrees
that it is as fully responsible to the County for the acts and omissions of its subcontractors
and their employees and agents, as it is for the acts and omissions of its own employees
and agents, as specified in Subsection 17. Hold Harmless and Indemnification Subsection
C.
The rejection or approval by the County of any Subcontractor or the termination of a
Subcontractor will not relieve Contractor of any of its responsibilities under the Contract,
nor be the basis for additional charges to the County.
The County has no contractual obligations to any Subcontractor or vendor under contract
to the Contractor. Contractor is fully responsible for all contractual obligations, financial or
otherwise, to its Subcontractors.
Required Contract Terms
The Contractor shall include the applicable provisions of Sections 17. Hold Harmless and
Indemnification, 19. Nondiscrimination and Equal Employment Opportunity, and 20.
Subcontracts and Purchases in every subcontract or purchase order for goods or services
which are paid for in whole or in part with funds provided under this Contract. The
Contractor agrees to include the following language verbatim in every subcontract,
provider agreement, or purchase agreement for services, which relate to the subject matter
of this Contract:
officers, employees, and agents from any and all costs, claims, judgments, and/or awards
of damages arising out of, or in any way resulting from the negligent act or omissions of
subcontractor, its officers, employee, and/or agents in connection with or in support of this
Contract. Subcontractor expressly agrees and understands that King County is a third-
party beneficiary to its Contract with the Contractor and shall have the right to bring an
Projects using federal funds must also comply with subsections D, E, F, G and H.
Debarred Contractors
The Contractor certifies that neither the Contractor nor any person or entity with a
controlling interest in the Contractor is under suspension, debarment, voluntary exclusion
or determination of ineligibility from participation in federal assistance programs under
The
Contractor further certifies that neither the Contractor nor any person or entity with a
controlling interest in the Contractor has any proceeding pending to suspend,
debar, exclude or determine them ineligible from participation in federal assistance
programs under Presidential Executive Order 12549 or 12689.
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The Contractor shall not make any award at any time to any contractor, which is debarred,
suspended or excluded, from participation in federal assistance programs under
The Contractor shall ensure that all subcontractors receiving any federal funds pursuant to
this agreement have not been disbarred or suspended from federal contract participation.
This may be done by checking the System for Award Management at
https://www.sam.gov, which lists all suspended and debarred entities.
Subcontracting Requirements
A Contractor which receives federal funds under this Contract also shall include the
following sections in every subcontract or purchase order for goods and services which are
paid in whole or in part with funds provided under this Contract: Sections 5. Compensation
and Method of Payment Subsections F or G and I, 17. Hold Harmless and Indemnification
Subsection B., 18. Insurance Requirements General Subsection K., 19.
Nondiscrimination and Equal Employment Opportunity, and 22. Conflict of Interest
Subsection B. and, if the subcontract is for construction, Sections 35. Labor Standards and
36. Employment Opportunities on Assisted Construction Projects
Federal Procurement Requirements
If the Contractor is a municipal corporation or a Contractor of the State of Washington, it
agrees to comply with procurement requirements specified in 24 CFR § 85.36(b) through
(g). If the Contractor is a nonprofit corporation, it agrees to comply with procurement
requirements specified in 24 CFR §§ 84.40 through 84.48 or as otherwise provided in the
Project/Program Exhibit. The regulations at 24 CFR § 85.36 (b) through (g) and 24 CFR §§
84.40 through 84.48, require that all goods and services, irrespective of cost, be procured
using a competitive process.
Federal Bid Guarantee and Bond Requirements
If the Contractor is subcontracting construction work under this Contract, the subcontract
shall require for any construction contracts exceeding $100,000:
A bid guarantee from each bidder equivalent to five percent of the bid price;
A performance bond from the contractor for one hundred percent of the contract
price; and
A payment bond from the contractor for one hundred percent of the contract price.
The Contractor may, at its discretion, require any of these requirements on
construction contracts of less than $100,000. The specific requirements for bid
guarantees and bonds are at 24 CFR § 84.48(c) for nonprofit corporations and 24
CFR § 85.36(h) for municipal corporations and agencies of the state of
Washington.
Failure to Comply is Default
Failure by the Contractor to require compliance with the above terms and conditions in
subcontracts shall constitute a breach of this Contract.
NONDISCRIMINATION IN SUBCONTRACTING PRACTICES
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Projects using federal funds shall comply with the following requirements:
Federal Requirements
In soliciting subcontractors to supply goods or services for the activities under this
Contract, the Contractor shall comply with 24 CFR § 85.36(e) as amended if the Contractor
is a municipal corporation or an Agency of the State of Washington, and 24 CFR §
84.44(b)(1)-(5) if the Contractor is a nonprofit corporation. In accordance with these
regulations, the Contractor shall take all necessary affirmative steps to assure MWBEs and
labor surplus area firms are used as subcontractors when possible. Affirmative steps shall
include those actions specified above in this section of the Contract.
Nondiscrimination in Federally Assisted Construction
The Contractor shall also require compliance with Presidential Executive Order 11246 as
amended and 41 CFR Part 60 regarding nondiscrimination in bid conditions for
construction projects over $10,000.
CONFLICT OF INTEREST
Entering into this Contract with the County requires that the Contractor agree to abide by certain
provisions of the King County Employee Code of Ethics, including those relating to conflicts of
interest and the employment of current or former County employees
King County Code Chapter 3.04 Compliance.
The Contractor shall comply with applicable provisions of King County Code (KCC)
Chapter 3.04. Failure to comply with such provisions shall be a material breach of
Contract and may result in termination of this Contract and subject the Contractor
to remedies stated in this contract, or otherwise available to the County at law or in
equity. This section shall not apply to a Contractor that is a municipal corporation
which has adopted an employee code of ethics; provided that nothing in this
any KCC Chapter 3.04 provision that applies independent of this Contract.
No Preferential Treatment
The Contractor agrees, pursuant to KCC 3.04.060, that it will not attempt to secure
preferential treatment in dealings with the County by offering any valuable
consideration, thing of value, or gift, whether in the form of services, loan, thing, or
promise, in any form, to any County official or employee. The Contractor
acknowledges that if it is found to have violated the prohibition found in this
paragraph its current contracts with the County shall be cancelled and it shall not
be able to bid on any County contract for a period of two years.
Disclosure of Current and Former County Employees
To avoid any actual or potential conflict of interest or unethical conduct:
a. County employees or former County employees are prohibited from assisting
with the preparation of proposals or contracting with, influencing, advocating,
advising or consulting with a third party, including Contractor, while employed
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by the County or within one year after leaving County employment if he/she
participated in determining the work to be done or processes to be followed
while a County employee.
b. Contractor shall identify at the time of offer current or former County
employees involved in the preparation of proposals or the anticipated
performance of Work if awarded the Contract. Failure to identify current or
former County employees involved in this Contract may result in termination of
this Contract.
c. After Contract award, the Contractor is res
Project Manager of current or former County employees who may become
involved in the Contract any time during the term of the Contract.
No Conflict of Interest
The Contractor shall abide by the provision of 2 CFR 200 and 24 CFR § 570.611, if
applicable, and by the following:
The Contractor shall maintain a written code or standards of conduct that shall
govern the performance of its officer, employees or agents engaged in the award
and administration of contracts supported by funds under this Contract;
No employee, director, officer or agent of the Contractor shall participate in the
selection or in the award, or administration of a contract supported by funds under
this contract if a conflict of interest, real or apparent, would be involved. By way of
example, such a conflict would arise if such a person, or his or her employer,
immediate family member or partner has financial or other interest in the entity
selected; and
No covered persons who exercise or have exercised any functions or
responsibilities with respect to any Contract-assisted activities, or who are in a
position to participate in a decision-making process or gain inside information with
regard to such activities, may have or obtain a financial interest in any contract,
subcontract or agreement regarding a Contract-assisted activity, either for
themselves or those with whom they have business or immediate family ties, during
their tenure and for one year thereafter. For purposes of this paragraph, "covered
persons" includes any person who is an employee, agent, consultant, officer, or
director of the Contractor or the County.
BOARD OF DIRECTORS
If the Contractor is incorporated, it must have an active, legally constituted board of
directors in accordance with the requirements of RCW Chapters 23B or 24, to the extent
applicable.
The following additional requirements shall apply to the agencies that qualify as non-profit
organizations under USC, Title 26, Subtitle A, Chapter 1, Subchapter F, Part 1, Section
501(C)(3).
The Contractor shall have a Board of Directors that shall be comprised of neither
employees nor relatives of employees, officers, or directors of the Contractor. For
the purposes of this section, a relative is defined as husband, wife, father, father-in-
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law, mother, mother-in-law, brother, brother-in-law, sister, sister-in-law, son, son-in-
law, daughter, daughter-in-law, niece, nephew, grandparent, grandchild, uncle,
aunt, domestic partner and child of domestic partner. In addition, the relatives of a
domestic partner shall be considered relatives to the same extent such relatives
would be included in this section, as if the employee and domestic partner were
married.
The Board of Directors shall meet regularly.
The Board of Directors shall cause to be adopted a formal conflict of interest policy
for Board members that complies with the applicable provisions of the Internal
Revenue Code and its 501(C)(3) status, and addresses issues regarding gifts,
financial gain, and improper use of position.
CONFIDENTIALITY
The Contractor agrees that all information, records, and data collected in connection with this
Contract shall be protected from unauthorized disclosure in accordance with applicable state
and federal law.
PERSONAL INFORMATION NOTICE OF SECURITY BREACH
If the Contractor maintains computerized or other forms of data that includes personal
information owned by the County, the Contractor shall notify the County of any breach of
the security of the data immediately following discovery if the personal information was, or
is reasonably believed to have been, acquired by an unauthorized person in accordance
with RCW 42.56.590 (2).
The Contractor shall provide all information requested by the County including the
following in accordance with RCW 42.56.590, KCC 2.14.030, the King County Information
Privacy Policy and any other applicable federal, state and local statute:
Circumstances associated with the breach;
Actions taken by the Contractor to respond to the breach; and
Steps the Contractor shall take to prevent a similar occurrence.
This information shall be provided in a format requested by the County.
The County may at its sole discretion, require the Contractor to contact the appropriate law
enforcement agency and to provide the County a copy of the report of the investigation
conducted by the law enforcement agency. The Contractor shall also provide the County
with any information it has regarding the security breach.
printed copy upon request.
The Contractor shall be responsible for notifying individuals whose personal information
may have become available to unauthorized users through a security breach. The
Contractor shall also be responsible for any cost associated with notifying the affected
individuals. This notification must be in accordance with RCW 42.56.590 (7).
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If the Contractor demonstrates that the cost of providing notice would exceed $250,000, or
that the potentially affected persons exceeds 500,000, or the Contractor does not have
sufficient contact information, substitute notice shall consist of the following in accordance
with RCW 42.56.590(4)(c).
E-mail notice when the Contractor has an e-mail address for the subject persons;
Contractor maintains one; and
Notification to major County-wide media.
42.56.590:
the following data elements, when either the name or the data elements are not
identification card number; or
Account number or credit or debit card number, in combination with any required
security code; acc
financial account.
COMPLIANCE WITH THE HEALTH INSURANCE PORTABILITY AND ACCOUNTABILITY
ACT OF 1996 (HIPAA)
Terms used in this section shall have the same meaning as those terms in the Privacy Rule, 45
CFR Parts 160 and 164.
Obligations and Activities of the Contractor
The Contractor agrees not to use or disclose protected health information other
than as permitted or required by this Contract, HIPAA and the Health Information
Technology for Economic and Clinical Health Act (HITECH). The Contractor shall
use and disclose protected health information only if such use or disclosure,
respectively, is in compliance with each applicable requirement of 45 CFR §
164.504(e). The Contractor is directly responsible for full compliance with the
privacy provisions of HIPAA and HITECH that apply to business associates.
The Contractor agrees to implement administrative, physical, and technical
safeguards that reasonably and appropriately protect the confidentiality, integrity,
and availability of the protected health information that it creates, receives,
maintains, or transmits on behalf of the County as required by 45 CFR, Part 164,
Subpart C. The Contractor is directly responsible for compliance with the security
provisions of HIPAA and HITECH to the same extent as the County.
Within two (2) business days of the discovery of a breach as defined at 45 CFR §
164.402 the Contractor shall notify the County of any breach of unsecured
protected health information. The notification shall include the identification of each
individual whose unsecured protected health information has been, or is reasonably
believed by the Contractor to have been, accessed, acquired, or disclosed during
such breach; a brief description of what happened, including the date of the breach
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and the date of the discovery of the breach, if known; a description of the types of
unsecured protected health information that were involved in the breach (such as
whether full name, social security number, date of birth, home address, account
number, diagnosis, disability code, or other types of information were involved); any
steps individuals should take to protect themselves from potential harm resulting
from the breach; a brief description of what the Contractor is doing to investigate
the breach, to mitigate harm to individuals, and to protect against any further
breaches; the contact procedures of the Contractor for individuals to ask questions
or learn additional information, which shall include a toll free number, an e-mail
address, Web site, or postal address; and any other information required to be
provided to the individual by the County pursuant to 45 CFR § 164.404, as
amended. A breach shall be treated as discovered in accordance with the terms of
45 CFR § 164.410. The information shall be updated promptly and provided to the
County as requested by the County.
The Contractor agrees to mitigate, to the extent practicable, any harmful effect that
is known to the Contractor of a use or disclosure of protected health information by
the Contractor in violation of the requirements of this Contract or the law.
The Contractor agrees to report in writing all unauthorized or otherwise improper
disclosures of protected health information or security incident to the County within
two days of the Contractor knowledge of such event.
The Contractor agrees to ensure that any agent, including a subcontractor, to
whom it provides protected health information received from, or created or received
by the Contractor on behalf of the County, agrees to the same restrictions and
conditions that apply through this Contract to the Contractor with respect to such
information.
The Contractor agrees to make available protected health information in
accordance with 45 CFR § 164.524.
The Contractor agrees to make available protected health information for
amendment and incorporate any amendments to protected health information in
accordance with 45 CFR § 164.526.
The Contractor agrees to make internal practices, books, and records, including
policies and procedures and protected health information, relating to the use and
disclosure of protected health information received from, or created or received by
the Contractor on behalf of King County, available to the Secretary of the U.S.
Department of Health and Human Services, in a reasonable time and manner for
HITECH or this Contract.
The Contractor agrees to make available the information required to provide an
accounting of disclosures in accordance with 45 CFR §164.528. Should an
individual make a request to the County for an accounting of disclosures of his or
her protected health information pursuant to 45 CFR § 164.528, Contractor agrees
to promptly provide an accounting, as specified under 42 U.S.C. § 17935(c)(1) and
45 CFR §164.528, of disclosures of protected health information that have been
made by the Contractor acting on behalf of the County. The accounting shall be
provided by the Contractor to the County or to the individual, as directed by the
County.
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To the
obligations under Subpart E of 45 CFR § 164, the contractor shall comply with the
requirements of Subpart E that apply to the County in the performance of such
obligations.
Permitted Uses and Disclosures by Business Associate
The Contractor may use or disclose protected health information to perform functions,
activities, or services for, or on behalf of, King County as specified in this Contract,
provided that such use or disclosure would not violate HIPAA if done by King County or the
minimum necessary policies and procedures of King County.
Effect of Termination
Except as provided in paragraph C.2. of this section, upon termination of this
Contract, for any reason, the Contractor shall return or destroy all protected health
information received from the County or created or received by the Contractor on
behalf of the County. This provision shall apply to protected health information that
is in the possession of subcontractors or agents of the Contractor. The Contractor
shall retain no copies of the protected health information.
In the event the Contractor determines that returning or destroying the protected
health information is infeasible, the Contractor shall provide to King County
notification of the conditions that make return or destruction infeasible. Upon
notification that return or destruction of protected health information is infeasible,
the Contractor shall extend the protections of the Contract to such protected health
information and limit further uses and disclosure of such protected health
information to those purposes that make the return or destruction infeasible, for so
long as the Contractor maintains such protected health information.
Reimbursement for Costs Incurred Due to Breach
Contractor shall reimburse the County, without limitation, for all costs of investigation,
dispute resolution, notification of individuals, the media, and the government, and
expenses incurred in responding to any audits or other investigation relating to or arising
out of a breach of unsecured protected health information by the Contractor.
NOTICES
Whenever this Contract provides for notice by one party to another, such notice shall be in
writing; and directed to each part contact representative indicated within the contract exhibits.
Any time within which a party must take some action shall be computed from the date any
associated required notice is received by that party.
KING COUNTY RECYCLED PRODUCT PROCUREMENT POLICY
If paper copies are required, in accordance with King County Code Chapter KCC 18.20 and King
County Executive Policy CON 7-1-2, the Contractor shall use recycled paper for all printed and
photocopied documents related to the submission of this solicitation and fulfillment of the
Contract and shall, whenever practicable, use both sides of the paper.
SERVICES PROVIDED IN ACCORDANCE WITH LAW AND RULE AND REGULATION
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The Contractor and any subcontractor agree, when applicable, to abide by the terms of
Chapters 26.44, , 70.02, 70.96A, 71.05, 71A.10, 71A.14, 71A.18, 71.20, 71.24, and 71.34 of the
Revised Code of Washington, rules and regulations promulgated thereunder, the Basic
InterContractor Contract between the Department of Social and Health Services and King
County, as amended, and regulations of the state and federal governments, as applicable, which
control disposition of funds granted under this Contract, all of which are incorporated herein by
reference.
POLITICAL ACTIVITY PROHIBITED
No Partisan Activity
None of the funds, materials, property or services provided directly or indirectly under this
Contract shall be used for any partisan political activity or to further the election or defeat of
any candidate for public office.
All Projects using federal funds shall also comply with the following subsection:
Certification Regarding Lobbying
The Contractor certifies, to the best of its knowledge and belief, that:
No federal appropriated funds have been paid or will be paid, by or on behalf of the
Contractor, to any person for influencing or attempting to influence an officer or
employee of any Agency, a member of Congress, an officer or employee of
Congress, or an employee of a member of Congress in connection with the
awarding of any federal contract, the making of any federal grant, the making of
any federal loan, the entering into of any cooperative agreement, and the
extension, continuation, renewal, amendment, or modification of any federal
contract, grant, loan, or cooperative agreement.
If any funds other than federal appropriated funds have been paid or will be paid to
any person for influencing or attempting to influence an officer or employee of any
Contractor, a member of Congress, an officer or employee of Congress, or an
employee of a member of Congress in connection with this federal contract, grant,
loan, or cooperative agreement, the Contractor shall complete and submit Standard
Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its
instructions.
The Contractor shall require that the language of this certification be included in the award
documents for all sub-awards at all tiers (including subcontracts, subgrants, and contracts
under grants, loans, and cooperative agreements) and that all subcontractors shall certify
and disclose accordingly.
This certification is a material representation of fact upon which reliance was placed when
this transaction was made or entered into. Submission of this certification is a prerequisite
for making or entering into this transaction imposed by 31 USC 1352. Any person who fails
to file the required certification shall be subject to a civil penalty of not less than $10,000
and not more than $100,000 for each such failure.
FORCE MAJEURE
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Force Majeure means an event or event
as a product or result of the negligence of the afflicted party, and which have a materially
adverse effect on the ability of such party to perform its obligations as detailed in this Contract.
Force Majeure events may include, but are not limited to: Acts of God or Nature; war; civil,
military, public, or industrial disturbances; acts or threats of terrorism; epidemics, fire, flood or
other casualty; labor difficulties, shortages of labor or materials or equipment; government
regulations; delay by government or regulatory agencies; shutdowns for purpose of emergency
repairs, and/or unusually severe weather.
No Breach if Force Majeure Applies:
Neither party shall be considered in breach of this Contract to the extent that performance
of their respective obligations is prevented by a Force Majeure event upon giving notice
and reasonably full particulars to the other party.
Duty to Minimize Disruption and Give Notice:
Parties maintain an express duty to minimize the disruption caused by Force Majeure, and
shall, as soon as reasonably practicable, give notice to the other party of the nature and
impact of the Force Majeure. Irrespective of any extension of time, if the effect of an event
or series of events continues for a period of 180 days, either the County or the Contractor
may give to the other a notice of suspension or termination.
Extension of Time:
Should Force Majeure events delay the Contractor s completion of the deliverables and
performance commitments, the Contractor may be entitled to an extension for the time for
completion. Any extension must be approved in writing by the County.
Suspending Performance:
Should a Force Majeure event prevent the Contractor from completing deliverables or
performing commitments in this Contract, the completion or performance shall be
suspended only for the time and to the extent commercially practicable to restore normal
operations. Further, the Contractor and the County shall endeavor to continue to perform
their contractual obligations to the extent reasonably practicable and will work to adjust
deliverables or performance commitments as needed to continue the provision of services
during the Force Majeure event. Contractor may be reimbursed for any costs incurred
mitigating adverse impacts of the Force Majeure, and may be compensated for any partial
work that has been completed.
MISCELLANEOUS PROVISIONS
Severability.
Whenever possible, each provision of this Contract shall be interpreted to be effective and
valid under applicable law. If any provision is found to be invalid, illegal or unenforceable,
then such provision or portion thereof shall be modified to the extent necessary to render it
legal, valid and enforceable and have the intent and economic effect as close as possible
to the invalid, illegal and unenforceable provision.
Remedies.
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Not Exclusive. No provision of this Contract precludes the County from pursuing any other
No Third Party Beneficiaries.
Except for the parties to whom this Contract is assigned in compliance with the terms of
this Contract, there are no third party beneficiaries to this Contract, and this Contract shall
not impart any rights enforceable by any person or entity that is not a party thereto.
This Contract shall be governed by and construed to the laws of the State of Washington.
Any claim or suit between the parties arising out of this Contract may only be filed and
prosecuted in King County Superior Court or U.S. District for the Western District of
Washington, in Seattle.
AFFIRMATIVE MARKETING
Federal Marketing Requirements
Each Contractor must adopt affirmative marketing procedures and requirements for
projects containing five or more housing units funded with CDBG and/or HOME funds.
Affirmative marketing steps consist of actions to provide information and otherwise attract
eligible persons from all racial, ethnic, and gender groups in the housing market area to the
available housing. (The affirmative marketing procedures do not apply to families with
housing assistance provided by the Public Housing Authority or families with tenant based
rental assistance provided with HOME funds.) The County shall annually assess the
Contractor's affirmative marketing program to determine the success of affirmative
marketing actions and any necessary corrective actions.
The affirmative marketing requirements and procedures adopted must include:
Methods for informing the public, owners, and potential tenants about federal fair
housing laws and the use of the Equal Housing Opportunity logotype or slogan in
press releases and solicitations for owners, and written communication to fair
housing and other groups;
Requirements and practices the Contractor must adhere to in order to carry out the
participating jurisdiction's affirmative marketing procedures and requirement (e.g.,
use of commercial media, use of community contacts, use of the Equal Housing
Opportunity logotype or slogan, and display of fair housing poster);
Procedures to be used by the Contractor to inform and solicit applications from
persons in the housing market area who are not likely to apply for the housing
without special outreach (e.g., use of community organizations, language
interpreters, places of worship, employment centers, fair housing groups, or
housing counseling agencies);
Records must be kept describing actions taken by the Contractor to affirmatively
market units and records to assess the result of these actions; and
A description of how the Contractor shall assess the success of affirmative
marketing actions and what corrective actions will be taken where affirmative
marketing requirements are not met.
City of Renton Page 40 of 46 2021/22 Contract - 6242271
ACCESSIBILITY FOR CAPITAL PROJECTS
Any buildings or other facilities designed, constructed, or altered with federal funds pursuant to
this Contract are subject to the requirements of the Architectural Barriers Act of 1968 (42 USC
4151 - 4157) and shall comply with the Uniform Federal Accessibility Standards (Appendix A to
24 CFR Part 40 for residential structures, and Appendix A to 41 CFR Parts 101-19 and subpart
101-19.6 for general type building). When applicable, certain multi-family housing units designed
and constructed for first occupancy after March 13, 1991, with assistance provided under this
Contract must comply with the Fair Housing Accessibility Guidelines, 24 CFR Part 100 as
amended.
LABOR STANDARDS
Agencies receiving a CDBG and/or HOME award shall comply with Subsections A and C below.
Davis-Bacon Requirements
For projects assisted with CDBG funds, this Subsection shall not apply to construction or
rehabilitation of residential property consisting of fewer than eight units. For projects
assisted with HOME funds, this Subsection shall not apply to rehabilitation of rental
property consisting of fewer than twelve units.
All construction work funded in whole or in part under this Contract must be performed in
accordance with the Davis-Bacon Act, as amended (40 USC sections 276(a)-276(a)(5)),
the Copeland "Anti-Kickback" Act, as amended (40 USC 276(c)) and the Contract Work
Hours and Safety Standards Act (40 USC 327 et seq.) as further prescribed at 29 CFR
Parts 1, 3, 5, 6 and 7. The Contractor will follow all Davis-Bacon documentation
requirements and regularly submit required documentation to the County, shall maintain
records sufficient to evidence compliance with this section and shall make such records
A copy of the current Davis-Bacon wages must be included in all construction bid
specifications, contracts, and/or subcontracts over $2,000, except where the project
includes a copy of applicable state prevailing wages that are higher than current Davis-
Bacon wages.
Agencies receiving an award of local funds (HOF, RAHP, HB 2331, Veterans and Human
Services Levy or MIDD funds) or federal funds that do not trigger Davis-Bacon shall
comply with Subsections B and C below:
Prevailing Wages
Projects that are not subject to Section A. above, shall pay State residential prevailing
wage rates as a minimum. Projects that are subject to State prevailing wage requirements
of chapter 39.12 RCW shall pay prevailing wages at or above the applicable State
classification rate.
The Contractor shall provide annual certification to the County of its compliance with the
requirements of this section. The Contractor shall additionally maintain records sufficient to
evidence compliance with this section and shall make such records available for the
Co
Use of Volunteers
City of Renton Page 41 of 46 2021/22 Contract - 6242271
The Contractor shall obtain the written approval of the County prior to allowing any
volunteers to perform construction work on a project assisted under this Contract.
EMPLOYMENT OPPORTUNITIES ON ASSISTED CONSTRUCTION PROJECTS
Section 3 Requirements
The work to be performed under this Contract may be subject to the requirements of
Section 3 of the Housing and Urban Development Act of 1968, as amended, 12 USC
1701u (Section 3). The purpose of Section 3 is to ensure that employment and other
economic opportunities generated by HUD assistance or HUD-assisted projects covered
by Section 3, shall, to the greatest extent feasible, be directed to low and very low-income
persons, particularly persons who are recipients of HUD assistance for housing.
Section 3 Criteria for Capital Projects
As set forth in the HCD Plan, Section 3 regulations found at 24 CFR § 135.38 apply to all
Project/Program Exhibits which meet all three of the following criteria:
The Project/Program Exhibit must include $200,000 or more in total HUD funds
from one or more program years;
The Project/Program Exhibit must include construction or rehabilitation work as a
task that will be funded in full or in part with the HUD funds; and
The construction or rehabilitation work that will be funded must have a contract
value, which exceeds $100,000. Actual contract value of construction or
rehabilitation work is the determining factor, not a cost estimate.
Additionally, Section 3 regulations are applicable to Project/Program Exhibit(s), which do
not initially meet the above criteria but which are amended so as to add funds or change
the activities for which the funds are used. Section 3 regulations do not apply to projects
that include $200,000 or more in HUD funds when the funds are being used for acquisition
and/or professional services only and not for construction or rehabilitation work.
NO BENEFIT TO OWNERS AND DEVELOPERS OF ASSISTED HOUSING
No Contractor, developer or sponsor (or officer, employee, agent or consultant of the owner,
developer or sponsor) whether private, for profit or not-for-profit (including a Community Housing
Development Organization when acting as an owner, developer or sponsor) may occupy a
CDBG, HOME, HOF, Regional Affordable Housing Program (RAHP), HB 2331 or Current
Expense (CX)-assisted affordable housing unit in a project. This provision does not apply to an
owner-occupant of single family housing or to an employee or agent of the owner or developer
of a rental housing project who occupies a CDBG, HOME, HOF, RAHP,HB 2331 or CX-assisted
unit as the project manager or maintenance worker.
SUPPLANTING
Any federal CDBG or Homeless Housing and Services (2163) Funds made available under this
Contract to provide public (human) services shall not be utilized by the Contractor to reduce or
replace the local financial support currently being provided to public (human) service programs.
City of Renton Page 42 of 46 2021/22 Contract - 6242271
Homeless Housing and Services funds cannot be used in the place of existing housing
operations or services funds.
DRUG FREE WORKPLACE CERTIFICATION AND OTHER FEDERAL REQUIREMENTS
Drug-Free Workplace Certification
The Contractor certifies that it is in compliance with the Drug-Free Workplace Act of 1988
(42 U.S.C 701) and regulations set forth at 24 CFR part 24, subpart F.
Other Federal Requirements
The absence of mention in this Contract of any other federal requirements that apply to the
award and/or expenditure of the federal funds made available by this Contract is not
intended to indicate that those federal requirements are not applicable to Contractor
activities. The Contractor shall comply with all other federal requirements relating to the
expenditure of federal funds, including but not limited to, the Hatch Act (5 USC Chapter 15)
regarding political activities.
CONSTITUTIONAL PROHIBITION
In accordance with the First Amendment of the United States Constitution, Article 1, Section 11
of the Washington State Constitution, and separation of church and state principles, as a
general rule, funds received under this Contract may not be used for religious activities. Except
where otherwise allowed by federal law, the following restrictions and limitations apply to the use
of CDBG and HOME funds:
Contractor may not engage in inherently religious activities, such as worship, religious
instruction or proselytization, as part of the assistance funded under this Contract. If the
Contractor conducts religious activities, the activities must be offered separately, in time
and location, from the assistance funded under this Contract, and participation must be
voluntary for the beneficiaries of the assistance;
In performing under this Contract, the Contractor shall not discriminate against a program
beneficiary or prospective program beneficiary on the basis of religion or religious belief;
and
CDBG and HOME funds may be used to rehabilitate or construct facilities and housing
owned by primarily religious organizations only to the extent those structures are used for
conducting eligible activities consistent with 24 CFR § 570.200, 24 CFR § 92.257, and 24
CFR § 576.23.
PROMISSORY NOTE, DEED OF TRUST AND COVENANT
The Contractor agrees that funding provided under this Contract for the acquisition, construction,
improvement and/or rehabilitation of real property (Premises) owned by the Contractor is a loan
from the County to the Contractor. The Contractor agrees to promptly execute a promissory
note, deed of trust and covenant (if applicable), in a format approved by the County, if required
in a Project/Program Exhibit. The Contractor agrees that for real property, which is leased by the
Contractor and assisted under this Contract, the Contractor shall obtain a covenant from the
owner of the real property in a form approved by the County, if required in a Project/Program
Exhibit.
ANTI-DISPLACEMENT AND RELOCATION ASSISTANCE FOR CAPITAL PROJECTS
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The Contractor shall at all times comply with all applicable federal, state, and local laws,
statutes, rules and regulations relating to relocation of those persons and households residing at
the Premises prior to occupancy by tenants. The Contractor shall be solely responsible for the
cost of all relocation benefits required by law.
Capital Projects using federal funds shall also comply with the following subsection.
Local Funds Only - Local Relocation Guidelines
Projects that include or will include only local county funds (HOF-CX, Veterans and Human
Services Levy, RAHP, 2331, Mental Health, or HIPDD Developmental Disabilities Funds)
for the acquisition, demolition, and or rehabilitation of property that has existing residential
tenants who may be displaced shall provide relocation benefits to all displaced
households. Effective October 1, 2005, the benefit amount for each displaced household
will be $2,462 per household; provided that, if the Joint Recommendations Committee
(JRC) of the King County Consortium adjusts the benefit amount in accordance with King
County Consortium Supplemental Relocation Guidelines based on changes in the
consumer price index, the increased benefit amount shall apply. All tenants selected for
relocation shall be given formal notification regarding the need to relocate with a minimum
of 90 days notice of the date they must relocate, along with information about why they
were selected. Consideration of a longer notice period may be required if the tenant
demonstrates a special circumstance (for instance, health reasons) which would be
alleviated by extending the notice period. A list of all displaced households, including
name, unit number, household size, ethnicity, and monthly gross income shall be provided
to the King County Relocation Specialist along with documentation of all the payments
made to displaced tenants. All relocation costs shall be included in the project
development budget
Federal Acquisition and Relocation Requirements:
Implementation of any project provided for in this Contract will be undertaken so as to
minimize involuntary displacement of persons, businesses, nonprofit organizations, or
farms to the greatest extent feasible.
The Contractor shall comply with the following:
Any acquisition of real property by the Contractor for any activity assisted under this
Contract shall comply with the Uniform Relocation Act and 49 CFR Part 24;
Any displacement of persons, businesses, nonprofit organizations, or farms
occurring as the result of acquisition of real property assisted under this Contract
shall comply with the Uniform Relocation Act, at 24 CFR Part 42 and 49 CFR Part
24 as amended, and the County's Residential Anti-displacement and Relocation
Assistance Plan required by federal regulations at 24 CFR § 570.606(c), and
adopted by the County Council as part of the HCD Plan. The Contractor shall
comply with the Regulations pertaining to costs of relocation and written policies, as
specified by the King County Residential Anti-displacement and Relocation
Assistance Plan; and
When any lower-income dwelling units are demolished or converted to a use other
than a lower-income dwelling unit, in connection with an activity assisted under this
Contract with federal funds, the units must be replaced on a one-for-one basis.
City of Renton Page 44 of 46 2021/22 Contract - 6242271
Lower-income dwelling units are defined as a dwelling unit with a market rent
(including utility costs) that does not exceed the applicable Fair Market Rent for
existing housing as established by HUD and published annually, pursuant to 24
CFR Part 888. The Contractor must comply with the one-for-one replacement of
housing requirements of Section 104(d) of the HCD Act, as amended. The
implementing regulations are found at 24 CFR Part 42, and for CDBG funds at 24
CFR § 570.606.
PROPERTY MANAGEMENT FOR CAPITAL PROJECTS
The Contractor shall engage in sound property and program management practices and at all
times operate and maintain the Premises in a manner which fully complies with all applicable
federal, state, and local laws, statutes, rules and regulations covering health and safety issues in
order to provide decent, safe and sanitary housing, as now in effect or as may be hereafter
amended. The Contractor specifically agrees to comply and pay all costs associated with
achieving such compliance without any notice of requirement or requirements from the County,
and that the County does not waive this section by giving notice of demand for compliance in
any instance.
The Contractor shall throughout the term of this Contract, without cost or expense to the County,
keep and maintain the Premises and all improvements, landscaping, fixtures and equipment
which may now or hereafter exist thereon, in a neat, clean and sanitary condition, and shall,
except for reasonable wear and tear, at all times preserve the Premises in good and safe repair.
If, after 30 days notice from the County, the Contractor fails to maintain or repair any part of the
Premises or any improvement, landscaping, fixtures or equipment thereon, the County may, but
shall not be obligated to, enter upon Premises and perform such maintenance or repair and the
Contractor agrees to pay the costs thereof to the County upon receipt of a written demand.
TAXES AND LICENSES
The Contractor shall pay throughout the term of this Contract, all applicable taxes, and all
licenses and excise fees covering the ownership and operations of the Premises.
PROCEDURE IN THE EVENT OF CASUALTY/CONDEMNATION FOR CAPITAL PROJECTS
In the event that all or any portion of the Premises is taken or conveyed as a result of any
condemnation proceeding or damaged as a result of any casualty, the County and the
Contractor agree that the proceeds of any condemnation or casualty affecting the
Premises shall be made available for the repair or restoration of the real property if the
County and the Contractor in their reasonable judgment agree that:
Repair or restoration of the real property is feasible and that sufficient funds are
available to complete such work;
After the completion of work, the real property can be feasibly operated within the
restrictions and requirements of the Project/Program Exhibit; and
More than two years remain after the completion of the work until the end of this
Contract.
City of Renton Page 45 of 46 2021/22 Contract - 6242271
The County and the Contractor shall meet as necessary to discuss in good faith the
rebuilding or repair of the real property and reach a decision with respect thereto within 60
days after the occurrence of the casualty or condemnation.
If the parties cannot in good faith agree to repair or restore the real property as provided
above, then any proceeds of the casualty or condemnation, within 60 days of demand,
be paid to
the Contractor.
IN WITNESS HEREOF, the parties hereto have caused this contract to be executed and instituted on
the date above written.
KING COUNTY:
FOR
CITY OF RENTON:
King County Executive $UPRQGR3DYRQH0D\RU
Date Date
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City of Renton Page 1 of 5 2021 Contract 6242271- Exh I
EXHIBIT I
CITY OF RENTON
COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM ADMINISTRATION (C21251)
Contract No.:6242271 Project No.: C21251 - 1128100
King County Project Manager: David Mecklenburg City Contact: Dianne Utecht
Start Date: January 1, 2021 Telephone: (425) 430-6655
End Date: December 31, 2021 Email: Dutecht@Rentonwa.gov
I.WORK STATEMENT
The Joint Agreement City of Renton (hereinafter referred to as "the Subrecipient") shall utilize King
County Community Development Block Grant (CDBG) funds to perform the activities specified
below. Such activities shall be provided in a manner fully compliant with all applicable federal,
state, and local laws, statutes, rules, and regulations, as are now in effect or hereafter may be
amended. The Subrecipient shall be compensated for the provision of such activities in an amount
not to exceed ten percent of the Subrecipient’s share of the King County Consortium entitlement
or $72,978 in CDBG funds during the contract period of January 1, 2021 through December 31,
2021 with an option to increase the amount by an amount equal to ten percent of the
Subrecipient’s CDBG program income generated during the program year.
II.PROGRAM DESCRIPTION
The Subrecipient shall undertake, or assist in undertaking, activities which further the
development of viable urban communities, including the provision of decent housing and a
suitable living environment and expanding economic opportunities, principally for persons of low-
and-moderate income, through community renewal and lower income housing assistance
activities, funded from CDBG funds.
A.Program Requirements
The Subrecipient shall use CDBG funds to plan and administer CDBG projects in
accordance with the CDBG Consortium Joint Agreement, incorporated here by reference.
The Subrecipient agrees to perform the following:
1. The Subrecipient shall participate in the development of the Consolidated
Housing and Community Development Plan (Consolidated Plan) and related
plans. The Consolidated Plan and related plans can be found on the DCHS
website here.
2. The Subrecipient shall bear all responsibility for local annual program planning,
using financial projections that shall be provided by the County. The Subrecipient
shall ensure that:
a. All selected projects are an eligible activity, meet a national objective, and
are consistent with the Consolidated Plan and all applicable Joint
Recommendations Committee (JRC) policies.
b. Project applications shall be accompanied by records required to document
compliance with CDBG Program Regulations and Consolidated Plan
policies applicable to each project. Such records include, but are not limited
to, those required by 24 Code of Federal Regulations (CFR) Part 570.208
to document the national objective for each project. These records shall be
submitted to the County by October 15 of every year.
City of Renton Page 2 of 5 2021 Contract 6242271- Exh I
c.The public participation requirements are met and documented and
certification of such shall be provided to the County.
d. All requested information by the County shall be submitted in a timely
manner that allows the County enough time to meet the Department
of Housing and Urban Development (HUD) timelines.
e. Changes to the local program that require the County to submit an
amendment to the King County Consortium Annual Action Plan
after it has been submitted to HUD shall only be accepted in
September.
f. Budget amendments received by the fifth day of the month shall be
effective on the first day of the next month.
g. The Subrecipient shall ensure the County receives all required security
documents related to funded capital project activities (this includes
non-profit agencies which have been awarded funds) prior to the
execution of a contract between the awarded agency and the County in
order to incorporate said documents into the contractual agreement.
3. The Contractor shall meet the requirements set forth in Section 19. A. Equity and
Social Justice (ESJ) of the Contract through completing one or more of the following
Equity and Social Justice (ESJ) activities:
a. Perform culturally and linguistically appropriate outreach efforts that create
opportunities for residents and/or non-profits to engage in accessing
CDBG funded services and/or benefits.
b. Attend any internal or external ESJ trainings, meetings, or conferences
focusing on equity, inclusion, or integration efforts.
c. Actively recruit for diverse commissions and/or boards.
d. Attend other subregional or regional social and equity related coalitions or
forums.
e. Perform outreach to CDBG eligible, culturally diverse communities.
f.Translate Subrecipient’s materials into languages found within its
jurisdiction.
g. Provide interpreters for community members upon request for all public
meetings and outreach activities.
h. Advertise CDBG programs in culturally diverse newspapers and ethnic
media.
i. Provide technical assistance to culturally diverse CDBG applicants.
j.Review and use analysis of demographics of populations who are, or could
be, served by CDBG funds.
k. Provide additional support to CDBG-funded agencies to reach culturally
diverse clients.
City of Renton Page 3 of 5 2021 Contract 6242271- Exh I
4. Subrecipient staff shall implement CDBG-funded human service projects as
described in other Exhibits attached to this Contract, within the program year, and
submit both invoices and required reports to the County in a complete and timely
manner. Prior to the first and last payment on capital projects, exclusive of
Housing Repair and acquisition, pre-approval must be received from County staff
that federal labor requirements have been met.
5. Subrecipient shall obtain approval by its legislative bodies via motion or
resolution for all CDBG activities, locations, and allocations submitted by
Joint Agreement City staff.
6. The Subrecipient shall monitor performance under any subcontract. Monitoring
shall be completed once every two years at a minimum and shall include
reviewing subcontracted agencies’ (hereinafter “Implementing Agency”) records to
ensure compliance with the subcontract provisions required under Section 29.
SERVICES PROVIDED IN ACCORDANCE WITH LAW AND RULE AND
REGULATION, of the Contract, and the record-keeping provisions required under
Section IV.A of each Service Project Exhibit. Monitoring may be Desk Monitoring
which consists of completion of Risk Assessment and Desk Monitoring checklists;
as well as, reviews of invoices and progress reports, external audits and other
materials submitted by the contracting agency. This monitoring is to determine
that the project is on schedule, fiscally accountable and compliant with contractual
requirements and regulations. If the Subrecipient deems appropriate an on-site
monitoring will be conducted. The Subrecipient shall submit a copy of each
monitoring report to the County with its Final Invoice Request of the year
monitoring occurs.
7.Program Set-asides
The County shall retain the following funds for the administration of programs for
distribution based on the executed, current, three-year Interlocal Cooperation
Agreement (ICA):
a. $72,978 – (ten percent of the City’s entitlement share plus program income)
toward administrative responsibilities in implementing the CDBG program
activities;
b. $38,808 – (five percent of the City’s entitlement share plus program income)
toward the City’s portion of the Housing Stability Program;
c. $194,042 – (twenty-five percent of the City’s entitlement share plus program
income) toward the King County Housing Repair Program; and
d. $15,523– (two percent of the City’s entitlement share plus program income)
toward capital implementation and environmental review costs.
8.Allocations
The Subrecipient shall allocate $413,938 of the remaining CDBG Funds as
follows:
$63,646 for Renton Healthy Housing (separate contract).
$350,292 shall be added to Williams Avenue Streetscape Improvement
(separate contract).
City of Renton Page 4 of 5 2021 Contract 6242271- Exh I
9. Conflict of Interest
a. Interest of Officers, Employees, or Agents - No officer, consultant,
elected or appointed official, employee, or agent of the Subrecipient
who exercises any functions or responsibilities in connection with the
planning and carrying out of the CDBG Program, or who are in a
position to participate in a decision making process or gain inside
information with regard to such activities, may obtain a financial interest
or benefit from a CDBG assisted activity, or have a financial interest in
any contract, subcontract, or agreement with respect to CDBG assisted
activity, either for themselves or those with whom they have business
or immediate family ties, during their tenure or for one year thereafter.
b. Interest of Subcontractor and Their Employees - The Subrecipient
agrees that it shall incorporate into every subcontract required to be in
writing and made pursuant to this Exhibit the following provisions:
The Implementing Agency covenants that no person who presently
exercises any functions or responsibilities in connection with the
CDBG Program, has any personal financial interest, direct or indirect,
in this Contract. The Implementing Agency further covenants that it
presently has no interest and shall not acquire any interest, direct or
indirect, which would conflict in any manner or degree with the
performance of its services hereunder. The Implementing Agency
further covenants that in the performance of this Contract no person
having any conflicting interest shall be employed. Any interest on the
part of the Implementing Agency or its employees must be disclosed to
the Subrecipient and the County.
10. Public Information
In all news releases and other public notices related to projects funded under this
Agreement, the Subrecipient and any subcontracted Subrecipient shall include
information identifying the source of funds as the King County CDBG Consortium
Program.
11. Separation of Funds
The Subrecipient shall not use funds identified in the Project Budget to pay for
any costs incurred prior to January 1, 2021 or the date on which the County’s
Environmental Record is complete, whichever date is later.
12. Subcontracted Services
a. The Subrecipient shall invoice the County for due and payable invoices of
the Implementing Agency or for costs paid by the Subrecipient for goods,
materials, or services already provided. The Subrecipient shall invoice the
County after the Implementing Agency has invoiced the Subrecipient. The
Subrecipient shall include a copy of the Implementing Agency's invoice
with its invoice submitted to the County. The Subrecipient shall ensure
that all costs for which the Implementing Agency requests reimbursement
are allowable in accordance with the Office of Management and Budget 2
Code of Federal Regulations (CFR) 200, SUBPART E – COST
PRINCIPLES as applicable.
b. The Subrecipient shall implement the project within the program year and
City of Renton Page 5 of 5 2021 Contract 6242271- Exh I
submit both invoices and required reports to the County in a complete and
timely manner no later than January 12, 2022.
III.COMPENSATION AND METHOD OF PAYMENT
A. The quarterly invoice shall be accompanied by all documents required by
Section IV, REPORTING REQUIREMENTS, of this Exhibit, which are due
during the billing period. The Subrecipient shall be eligible to be
reimbursed up to 100% of the Contract, with the following terms and
conditions.
1.All required documents must accompany the invoice statement in order to
receive payment.
2. Invoice packages shall be submitted to the County by the 15th day of the
month following the end of the quarter expenses were incurred. Invoices for
previous quarters, if any, will be due the 15th day after the Contract is
executed.
3. The Subrecipient shall submit to the County its final invoice by January 12,
2022 on a CDBG Program Invoice Form provided by the County with all
required supporting documentation and reports. Such forms shall be signed by
an authorized representative of the Subrecipient.
B. Project Budget. Subrecipient shall apply County funds to the project in
accordance with the Line Item Budget in Attachment 1.
IV. REPORTING REQUIREMENTS
A. Records
In addition to the records required by Section 10., MAINTENANCE OF RECORDS, of
the Contract, the Subrecipient shall maintain files containing the following items for
this project:
1. Motions, resolutions, and minutes documenting City Council actions relating to
the Contractor’s CDBG Pass-through funds.
2. Correspondence regarding Notice to Proceed on CDBG funded activities.
3. Correspondence regarding budget revision requests.
4. Copies of all invoices and reports submitted to the County.
5. Bills for payment.
6. Copies of approved invoices and warrants.
7. Documentation of the solicitation process used to select vendors and
subcontractors with original purchase orders and subcontracts.
8. Documentation required by this Contract if any funds provided under this
Exhibit are used to acquire equipment.
9. Records documenting that costs reimbursed with funding provided under this
Exhibit are allowable in accordance with 2 CFR 200.405. Such records shall
City of Renton Page 6 of 5 2021 Contract 6242271- Exh I
include, but are not limited to:
a. Personnel costs, payroll time sheets for actual salary and fringe benefit
costs, time sheets signed by a supervisor and, if less than full time,
annotated to document percent of time charged against this project;
b. Staff travel, documentation of mileage charges for private auto; and
c. Copy machine use, postage, telephone use, and office supplies when
these costs are shared with other programs and no invoice is available,
log sheets or annotated invoices.
B. Reports
The Subrecipient shall complete and submit the program requirement reports as described in
the submission checklist emailed by King County Community Development Manager in
Quarter 3 of 2021.
City of Renton Page 1 of 1 2021 Contract 6242271 - Exh I Attachment 1
ATTACHMENT 1 – PROJECT BUDGET I
City of Renton
CDBG Program Administration
Contract Renton
The City of Renton with the Line Item Budget below. The total amount of reimbursement pursuant to
this Exhibit shall not exceed $72,978.
A. Personnel Detail
Position Title
Position Full
Time
Equivalent
Annual Salary
and Benefits
CDBG
Funds
Human Services Coordinator 1.0 FTE $113,787 $72,978
Total $72,978
B. CDBG Line Item Budget
Contractor shall apply County funds to the project in accordance with the Line Item Budget.
Item Total Funds
Personnel Services $72,978
Total $72,978
City of Renton Page 1 of 1 2021 Contract 6242271 – Exh I Attachment 2
Attachment 2
Federal Award Identification (reference 2 CFR 200.331)
(i) Agency name (which must match the name
associated with its unique entity identifier);
City of Renton
(ii) Agency’s unique entity identifier; DUNS 092278894
(iii) Federal Award Identification Number; B-21-UC-53000-1
(iv) Federal Award Date;8/11/2021
(v) Subaward Period of Performance Start and
End Date;
1/1/2021 – 12/31/
(vi) Subaward Budget Period Start and End Date 1/1/2021– 12/31/2021
(vii) Amount of Federal Funds Obligated by this
action by the pass-through entity to the
subrecipient;
$72,978
(viii) Total Amount of Federal Funds Obligated to
the subrecipient by the pass-through entity
including the current financial obligation;
$808,267
(ix) Total Amount of the Federal Award; $5,751,697
(x) Federal award project description, as required
to be responsive to the Federal Funding
Accountability and Transparency Act (FFATA)
2021 Renton JAC CDBG Program Administration
Funds
(xi) Name of Federal awarding agency, pass-
through entity, and contact information for
awarding official of the pass-through entity;
HUD
Seattle Regional Office
909 1st Ave #200
Seattle, WA 98104
(xii) CFDA Number and Name; the pass-through
entity must identify the dollar amount made
available under each Federal award and the
CFDA number at time of disbursement;
CDBG, CFDA 14.218
(xiii) Identification of whether the award is R&D;
and
No
(xiv) Indirect cost rate for the Federal award
(including if the de minimus rate is charged per §
200.414 Indirect (F&A) costs).
N/A
(xv) Is the agency a subrecipient for the purposes
of this agreement?
Yes